• 110526阅读
  • 190回复

ethics of civilization

级别: 管理员
只看该作者 140 发表于: 2009-03-15
BECK index
                                            Korea to 1800
Koguryo, Paekche, and Silla to 668
Silla and Parhae 668-936
Koryo 936-1392
Yi Begins Choson Dynasty 1392-1567
Korea and Foreign Invasions 1567-1659
Korea and Practical Learning 1659-1800

This chapter has been published in the book CHINA, KOREA & JAPAN to 1800. For ordering information please click here.

Koguryo, Paekche, and Silla to 668
Early humans were living on the Korean peninsula about a half million years ago, and modern humans hunted more than 40,000 years ago. Pottery was made there and in Japan ten thousand years ago. Koreans trace their ancestry back to the era of China's Xia dynasty in 2333 BC. The legendary Tangun was said to have been the son of a heavenly incarnation and a female bear, possibly indicating the totem of the original tribe. Farming and walled houses developed by 2000 BC, and bronze daggers were used about 1500 BC. As with most indigenous peoples, their spiritual beliefs were shamanistic. By the 8th century BC people with an Altaic language were practicing agriculture and using bronze on the Korean peninsula. Having benefited from iron plows, four centuries later a league of tribes formed the Choson state. During China's Period of Warring States refugees brought Chinese culture. About 190 BC Wiman, who was either Chinese or served the Chinese, usurped the Choson throne and established a capital on the Taedong River at what is now P'yongyang. In 109 BC Han emperor Wudi sent an army of 60,000 with a navy of 7,000 to invade the peninsula. The next year Choson was destroyed as Wiman's grandson was killed. The Chinese set up four commanderies, though by 75 BC this had been reduced to Lolang (called Nangnang in Korean). Wang Tiao led a revolt in 30 CE, but Lolang's new governor Wang Zun put it down.

According to legend, Chumong founded Koguryo in 37 BC north of the Yalu River. In 12 CE Koguryo warriors decided not to help Wang Mang fight the Xiongnu and attacked the Chinese army. The Puyo tribe living along the Sungari River in Manchuria had their chief recognized as a wang (king) by the Chinese in 49 CE, and Koguryo developed into a state during the long reign of Taejo that began four years later. Puyo made slaves of war captives and criminals, executing as many as a hundred at a time to accompany a clan patriarch to the grave and the next world. Koguryo also held slaves, excelled in iron work, and trained all their men for the military. The ruling class wore silk, furs, and caps decorated with gold and silver ornaments. The Old Choson law code authorized capital punishment for murder, compensation in grain for bodily injury, and enslavement or an expensive fine for stealing. At Puyo they also enslaved the family of a murderer and put women to death for adultery or even jealousy. Stealing was considered so shameful that no one would marry a thief.

Koguryo king Kogukch'on (r. 179-96) ruled over enclaves in the center, north, east, south, and west. King Sansang (r. 196-227) established the line of succession as father to son. In 242 CE Koguryo king Tongchon (r. 227-48) attacked people near the mouth of the Yalu River. Two years later the Chinese state of Wei sent a force of 20,000 and took the Koguryo capital while Puyo made an alliance by supplying the Chinese troops. Paekche in the southwest was thriving by the time of its eighth king, Koi (r. 234-86). When Xienpei tribes from the north attacked in 285, Puyo king Uiryo committed suicide; but the Chinese Qin state helped fight them off. Koguryo tribes ended four centuries of Chinese colonial exploitation of fish, salt, iron, timber, and farm produce by overthrowing Lolang in 313. The Xienpei, who became the Earlier Yen, invaded Koguryo in 342, and four years later they ended Puyo independence by carrying off their king Hyon along with 50,000 prisoners. King Kun Ch'ogo (r. 346-75) ruled the aristocratic state of Paekche. In 369 he led the destruction of Mahan and urged Japan to attack Silla. Two years later 30,000 Paekche men attacked Koguryo and killed their king Kogugwon. Koguryo's King Sosurim (r. 371-84) became a Buddhist and founded the National Confucian Academy in 372. With few exceptions Korean would be written in Chinese characters until the 15th century. Influenced by the Chinese, the Koreans also wrote histories-Paekche during Kun Ch'ogo's reign, Silla in 545, and Koguryo in 600.

Silla emerged as a powerful state in the southeast under its king Naemul (r. 356-402), who made it a hereditary monarchy. During the reign of Paekche king Kun Kusu (r. 375-84), scholar Wang In took the Chinese classics to the Japanese court at Yamato. In 384 the Chinese monk Malananda brought Buddhism to Paekche, and Kun Kusu's successor Ch'imnyu adopted it that year. When Japan invaded Silla in 399, a Koguryo army of 50,000 came to their neighbor's defense; another Japanese expedition five years later was also turned away. Koguryo expanded its kingdom under warrior king Kwanggaet'o (r. 391-413) to include 64 walled cities and 1,400 villages. From Manchuria he moved south to attack Paekche and the Wa (Japanese) invading Silla. During the long reign of King Changsu (r. 413-91) Koguryo formed diplomatic relations with the northern Wei and other Chinese states, "pitting one barbarian against another."1 The Koguryo capital was moved south to P'yongyang in 427. In 475 a Koguryo army of 30,000 captured Paekche's capital and killed their king Kaero (r. 455-75); Paekche moved their capital south to Ungjin. In 494 the state of Puyo disappeared when its aristocratic families migrated to live under Koguryo rule. Paekche king Tongsong (r. 479-500) strengthened defenses and formed a military alliance with Silla against Koguryo.

Nulchi (r. 417-58) established a father-to-son succession in Silla and formed an alliance with Paekche in 434. He was followed by Chabi (r. 458-79), who made a marriage tie with Paekche. Plowing with oxen and irrigation were introduced under King Soji (r. 479-500). Silla king Pophung (r. 514-40) formalized the aristocratic social hierarchy in a code of laws with his hereditary "bone-rank" social hierarchy. Conservative Silla did not officially recognize Buddhism until after the noble monk Ich'adon was martyred in 527. Paekche kings Tongsong (r. 479-501) and Muryong (r. 501-23) expanded their realm to include 22 districts. Paekche king Song (r. 523-54) spent most of his reign importing Confucian and Buddhist culture from Liang China. After Koguryo's army encroached into his territory in 551, King Song attacked them with Silla and the small kingdom of Kaya; but then Silla turned against them, killing Song and taking over the Kaya kingdom. According to Silla's history, Paekche's entire force of 30,000 was killed or captured. Buddhism flourished in Paekche, and in 599 new monasteries were built. Like Silla, they limited the slaughtering of animals.

While Koguryo was suffering a civil war, Silla king Chinhung (r. 540-76) sent a force into the upper Han area and then defeated Paekche, taking the lower Han also. Silla built the Tanghang fortress in the Han valley, which not only separated Koguryo from Paekche but gave Silla access to the gulf of Namnyang (Inchon) and Chinese commerce. Chinhung trained men in group cooperation and national service in the Hwarang (Flower Youths) program. The Buddhist monk Won'gwang Popsa wrote "Five Commandments for Mundane Life" to teach them to serve the king loyally and their parents with filial piety, be true to their friends, not retreat in battle, and not destroy life indiscriminately. Silla also practiced the Hwabaek system of consensus decision-making with conferences of selected aristocrats until the king's power supplanted it.

Koguryo encroached on the Chinese empire by crossing the Liao River in 598, and after five years of preparation in 612 Sui emperor Yang Di sent six armies reported to have a total of 1,133,800 soldiers. After they crossed the Yalu and the Ch'ongch'on, exhausting their supplies, Koguryo's envoy suggested that the Chinese general withdraw. A detachment of 300,000 Chinese soldiers that marched on the capital at P'yongyang fell into a trap; it was said that only 2,700 returned. Yang Di made two more attempts to invade Koguryo; but they failed, and he lost power to the Tang in 618. Koguryo accepted the Tang calendar in 624, and in 631 they began building a wall that ran 200 miles and took sixteen years to complete. In 642 General Yon Kaesomun seized power, and the same year Paekche king Uija (r. 641-60) captured forty fortresses from Silla. Paekche joined with Koguryo to take over the port of Namyang. In 645 Tang emperor Taizong personally led an army of 170,000 that invaded Koguryo, but two months of determined resistance, losses, and cold weather forced them to withdraw. Three more Chinese invasions in the next decade also failed. Koguryo made all men serve in the army and do forced labor.

Silla ended its highest "hallowed-bone" lineage when it was ruled by the queens Sondok (r. 632-47) and Chindok (r. 647-54). Kim Ch'un-ch'u went to the Yamato court in 647 to complain about Japanese raids and the next year visited Tang Taizong twice. When Queen Chindok died without an heir, her cousin Kim Ch'un-ch'u became King Muyol. In 655 Koguryo and Paekche invaded Silla, whose king Taejong asked for aid from Tang China. The despotic and unpopular Uija surrendered; but Paekche revived under Prince Pung's leadership. In 660 Tang emperor Gaozong sent a fleet commanded by Su Dingfang against Paekche while Kim Yu-sin led land forces from Silla. They captured Sabi, and King Uija surrendered. The noble Poksin and the monk Toch'im organized resistance, and Prince Yung returned from Japan to lead the effort to regain Sabi; but Poksin killed Toch'im and was killed by Yung. The Silla and Tang armies then ended the kingdom of Paekche. China imposed its administration under Silla king Munmu (r. 661-80). In 661 Su Dingfang led 40,000 Chinese forces up the Taedong River to attack P'yongyang, but they were defeated by Yon Kaesomun's Koguryo army. After Yon Kaesomun died, the Tang and Silla armies in 667 closed in on Koguryo and took P'yongyang the next year, removing 200,000 prisoners to China.

Silla and Parhae 668-936
Silla conquered Koguryo in 668. After two years of resistance led by Kommojam, Koguryo prince Ansung surrendered to Silla and was appointed a king. The Chinese converted Paekche's five provinces into commanderies and Koguryo into nine commanderies. When General Kommojam revolted against the Tang occupation in 670, Silla reinforced him with 10,000 men, causing Tang emperor Gaozong to reinforce P'yongyang. In 671 Silla captured Sabi and took over the former Paekche realm. By 677 Silla forces had driven the Chinese completely out of the Korean peninsula to form a unified state. In 698 the former Koguryo general Tae Cho-yong founded the state of Parhae (Pohai to the Chinese) in the north and became King Ko. In 732 Parhae king Mu (r.719-37) sent a naval force to attack the Chinese port of Dengzhou. While the Tang dynasty was suffering the An Lushan rebellion, Parhae under King Mun (r. 737-94) annexed the Liaodong peninsula. Parhae reached its greatest extent under King Son (r. 818-30), and the kingdom lasted until it was overcome by the Khitans in 926.

The Buddhist monk Wonhyo (617-86) studied Consciousness-Only philosophy and attempted to unify the different schools of Buddhism into Ilsung Pulgyo (One Vehicle) by writing 240 volumes, including a "Treatise on the Harmonious Understanding of the Ten Doctrines." The handsome Wonhyo gave up celibacy and married. Later in life he devoted himself to practicing and promoting the Pure Land sect that he believed was for everyone. Chinese Chan Buddhism, introduced in Silla in the mid-7th century, became popular as Son in Korea and Zen in Japan. A national school established in 682 gave aristocratic young men nine years of courses that culminated in examinations for public office. The Analects of Confucius and the Classic of Filial Piety were the basic texts for all three courses of study that also included the other classics, histories, and literary selections.

Silla's government followed the Chinese model and included a board of censors (Sajongbu) to investigate corruption and bad administration, though most power was reserved for the royal Chingol clan and other aristocrats. Former Koguryo and Paekche officials who supported Silla were given their old positions back, though in Paekche at one rank lower. King Sinmun (r. 681-92) won an internal struggle for power and had his rivals killed. Silla experimented with Tang-like land reform in 689, and in 722 King Songdok (r. 702-37) began distributing land directly to free farmers between the ages of 20 and 60 who were liable to military and labor service. However, the great estates of the rich and Buddhist temples deprived the government of tax revenue and prevented them from redistributing land by population. This effort was apparently abandoned by 757 when ownership was made hereditary. Two years later Silla king Kyondkok (r. 742-65) reorganized the government again along Chinese lines to try to control the aristocracy; but in 768 civil war broke out, and Kim Yang-sang seized power in 774. He killed King Hyegong in 780 and took the throne as King Sondok, ending the dynasty that had unified Silla two centuries before. Sondok's successor, King Wonsong (r. 785-98) claimed to be a descendant of King Naemul, as did all the subsequent Silla rulers. In the next 150 years succession violence would bring twenty kings to the Silla throne. The government attempted to improve civil service by instituting examinations in 788.

During King Hondok's reign (809-26) the monk Toui promoted the Son (Zen) sect of Buddhism by founding Mount Kaji at Porim-sa, and this spread to become the Nine Mountain Sects of Son. Buddhist monasteries were supported by powerful gentry and became so wealthy that the government put restrictions on their holdings. Conservatives in the royal Chingol clan struggled against Confucian reforms while other aristocrats resented their exclusion from power. Major revolts occurred in the countryside in 822 and 825 as Kim Hon-ch'ang tried to claim the throne and begin a new state; but he and his son failed. King Hungdok (r. 826-36) established a garrison on Wando, and the wealthy merchant Chang Po-go was given a force of 10,000 men to reduce Chinese piracy. After Hungdok died in 836, Chang helped Kim U-jing become King Sinmu after a three-year succession struggle. Sinmu's son Munsong (r. 839-46) wanted to marry Chang's daughter, but aristocrats in the capital blocked this and assassinated Chang in 846. The Ch'onghae Garrison was abolished in 851.

During the feuding wars, great estates became little kingdoms and exploited their workers unmercifully. Suffering unpaid corvée labor, many landless wanderers turned to banditry and plundering. According to Ilyon, Queen Chinsong (r. 888-98) let her lovers and favorites usurp authority and acquire fortunes by oppressing the people. Ch'oe Ch'i-won urged the appointment of men based on their learning rather than on their bone-rank lineage, but the aristocrats objected. Wang Ko-in also protested the bone-rank system and was arrested for criticizing the government with hidden meanings. Ch'oe Ch'i-won, when his proposals were not accepted, resigned and lived away from the capital. When the government attempted to enforce tax collection in 889, a peasant uprising led by Kyonhwon in Sangju spread throughout the country. In 892 he proclaimed the Later Paekche kingdom. Kungye was a Silla prince who became a monk, but in 891 he joined the rebellion led by Yanggil at Wonju. Put in command of forces, Kungye's growing army captured the provinces of Kangwon, Kyonggi, and Hwanghae. He overthrew Yanggil in 897 and four years later proclaimed the Later Koguryo kingdom. Kungye claimed to be the Maitreya Buddha, and he ruled despotically, trying to re-impose the old "bone-rank" system. His reign of terror was ended in 918 by his own generals, and the fleeing Kungye was killed by his own people. Wang Kon was from a wealthy family of merchants and served Kungye as a commander in the southwest and then as prime minister. In 918 the generals put him on the throne, and Wang Kon founded the Koryo dynasty, from which Korea is named. Wang Kon moved the capital to Songak (Kaesong) and formed an alliance with Silla.

Kyonhwon wanted revenge against Silla, and in 927 his Later Paekche forces killed King Kyongae and pillaged Kyongju, abducting high officials and seizing treasure, arms, and skilled craftsmen. Wang Kon wanted friendly relations with Silla and led his army against the invading Later Paekche forces. The people of Silla welcomed Wang Kon, and he made a truce with Later Paekche. In 930 the Koryo forces won a battle over the Later Paekche army, which retreated from Silla territory. The Koryo army attacked the Later Paekche at Unju in 934. Because Kyonhwon had named his fourth son his successor, his oldest son Sin'gom detained his father in a temple and ascended the throne of Later Paekche. Kyonhwon escaped to his former enemy Wang Kon, and in 935 the last Silla king Kyongsun surrendered to Koryo. Then the next year Kyonhwon helped the Koryo troops against his son's army, and the Later Paekche kingdom was ended. Wang Kon gave his oldest daughter to Kyongsun in marriage and incorporated Silla administration into his new state. He also welcomed refugees from the Parhae kingdom that had been recently overthrown by the Khitans.

Koryo 936-1392
In 936 Wang Kon as Koryo's first king T'aejo led the invasion that wiped out the Later Paekche regime and unified the country. T'aejo married a woman from the Silla royal family and was kind to the Silla nobles. He also married 29 women from various clans of gentry. He promoted Buddhism within limits, and using geomancy favored the cities of Kaeson and P'yongyang, while discriminating against people from inauspicious regions. In 940 T'aejo began distributing land to officials who had helped him found the Koryo dynasty. In 942 the Khitans sent an embassy with a gift of fifty camels for the Koryo court, but T'aejo banished the envoys to an island and let the camels starve to death. A month before he died in 943, T'aejo wrote a book of advice on governing called Ten Injunctions. His son Hyejong did not live long during the intrigues of Wang Kyu and his family, and Hyejong's successor Chongjong (r. 945-49) ended the rebellion of Wang Kyu. Chongjong began construction to improve the capital at P'yongyang and prepared the army for a northern invasion.

The Koryo also used Chinese administrative methods. After Kwangjong became king in 949, all opposition and suspected relatives were slaughtered. Seven years later he weakened the aristocrats and increased tax revenue by promulgating the Slave Review Act that freed many people who had been unlawfully enslaved, although many hereditary slaves who could be bought and sold still remained. Kwangjong also made landholding depend upon one's government rank. In 958 he adopted a more liberal examination system proposed by the Chinese scholar Shuang Chi, though aristocrats were still greatly favored. Kwangjong instituted court robes of four different colors to indicate rank. He made Kaesong the imperial capital and sent nobles to the western capital at P'yongyang. Kwangjong purged those who did not submit to his authority, and during his reign (949-75) the Koryo army pushed toward the Yalu River by establishing forts across the Ch'ongch'on River.

The Stipend Land Law was initiated by Kwangjong's successor Kyongjong in 976. Confucian Ch'oe Sung-no submitted a policy memorial before he died in 989, and the centralized bureaucracy of Songjong (r. 981-97) relied on his views. In 987 Songjong ordered private weapons confiscated and recast as agricultural tools, and in 992 he established the National University. After Mokchong (r. 997-1009) became king, grants were implemented in 998 based on Songjong's eighteen stipend grades.

In 993 a Khitan army of 900,000 crossed Koryo's northern border; but the Koreans were prepared, and their defense forced the Khitans to negotiate with So Hui, who persuaded them to withdraw. Summoned to squelch a subversive plot, military administrator Kang Cho eliminated the conspiracy of Kim Ch'i-yang but also assassinated King Mokchong, enthroning Hyonjong (r. 1009-31). However, this provided an opportunity for the Khitan Liao king to invade the next year with 400,000 troops. Kang Cho was captured and killed, and the Liao forces besieged P'yongyang. The capital at Kaesong was abandoned, resulting in raping, killing, and the destruction of many valuable monuments and documents. Yet Korean general Yang Kyu inflicted thousands of casualties on the retreating Liao army. Two military officers took control of the Koryo government in 1014. Four years later the Liao army crossed the frontier again; but a reorganized Koryo army decisively defeated them, and only a few Liao troops survived to return home the next year. In 1018 King Hyonjong tried to reform provincial governments by ordering their staffs to investigate the people's hardships, abilities of head clerks, crime, and the clerks' loss of public funds. Koryo used 30,000 laborers to build a wall around the capital in 1029, and between 1033 and 1044 they constructed a wall along the entire northern border that stretched from the mouth of the Yalu River on the west coast to Kwangpo on the east coast.

The Koryo aristocracy had civilian officials, military officers, court functionaries, and soldiers. The peasants could not hold offices, and below them were the slaves. Social status was usually hereditary, but one could rise through the civil service examinations. Soldiers could advance by meritorious service. A council advised the king, and officials were sent to the twelve provinces. The capital sent out officials as inspector-generals, and young aristocrats were assigned to duties at the capital. Using iron coins as a money economy developed, the Koryo culture prospered during the bureaucratic era of Munjong (r. 1046-83). When the Confucian scholar Ch'oe Ch'ung retired from the government in 1055, he accepted private students, who were so successful that soon there were twelve such private schools. The curriculum of government schools was improved too, and military subjects were dropped. Taking a half century of work, the Buddhist scriptures compiled in the immense Tripitaka were carved on blocks, and the printing was completed in 1087. Kaesong had seventy Buddhist temples, and monks took examinations. Yijong (r. 1103-22) established lectures on the Chinese classics and military studies.

When the Jurchens invaded Koryo in 1104, an army of 170,000 was organized that even included a unit of Buddhist monks. Three years later Yun Kwan led the Koryo army that routed the Jurchen forces at Chongp'yong. After continuing Jurchen attacks and diplomatic pressure, jealousy toward Yun Kwan at the Koryo court resulted in the return of the nine forts region to the Jurchens. In 1127 Yi Cha-gyom decided that Koryo should submit to the sovereignty of the now powerful Jin empire of the Jurchens in order to avoid a possible invasion. Eighty years of dominance by the Inju Yi clan ended early in Injong's reign (1122-46) when Yi Cha-gyom was driven out by Ch'ok Chun-gyong. Yi Cha-gyom had burned down the palace in Kaesong, and Myoch'ong urged Injong to move the capital to P'yongyang; but the Confucian Kim Pu-sik argued against him. Myoch'ong raised an army at P'yongyang and proclaimed a kingdom, but the Koryo army led by Kim Pu-sik captured P'yongyang and defeated him the next year. Six new colleges were added in the capital, and the Chinese classics remained the basic curriculum. Schools were also established in rural areas to educate the youth. Kim Pu-sik compiled the History of the Three Kingdoms for King Injong in 1145.

Military officers resented civilian superiority during King Uijong's decadent reign (1146-70). After being humiliated, the commanders Yi Ui-bang, Yi Ko, and Chong Chung-bu revolted against the royal party, banishing Uijong and replacing him with his younger brother Myongjong (r. 1170-97). A military council took control and murdered many civilian officials, replacing them mostly with military officers. Within four months Yi Ko executed several military officials for criticizing him, and so Yi Ui-bang killed Yi Ko. After Yi Ui-bang killed another military officer four months later, he made a pact with Chong Chung-bu. A civil war compounded by rebelling peasants resentful of Uijong's extravagance broke out and lasted a generation. The powerful military families became great landowners, using their private armies to collect arbitrary taxes from peasant farmers in the name of the government or in defiance of it. On public land the rent was a quarter of the harvest, but on private lands the aristocrats collected half the yield. Adult males between the age of 16 and 60 could be forced to work on government construction projects and did not even receive food.

In 1172 soldiers in the western region revolted against the local officials. The demoted military commissioner for the northeast, Kim Podang, revolted in 1173 but was defeated in a month. The next year Cho Wi-ch'ong, an official in the western capital at Sogyong, led a revolt that lasted a year and a half before they were captured. Also in 1174 more than two thousand monks of the Doctrine (Kyo) school of Buddhism tried to assassinate Yi Ui-bang. in 1176 an uprising broke out in the forced labor district of Myonghak. The rebels marched toward Kaesong but were put down after a year. Meanwhile Yi Ui-bang intended to marry his daughter to the crown prince, but Chong Chung-bu's son Kyun assassinated Yi Ui-bang in 1176. The Chong faction ruled until the young commander Kyong Tae-sung murdered Chong Chung-bu and Kyun in 1179. Kyong tried to protect himself from the hostility he aroused and died of illness. His rival Yi Ui-min was the son of a slave, and he had murdered Uijong in 1173. He advanced in the military by suppressing rebellions but stayed away from the capital while Kyong ruled. In 1182 soldiers and government slaves revolted again in Chonju and held the city for forty days. Yi Ui-min returned from the countryside to rule despotically from 1184 to 1196. In 1193 the rebellions led by Kim Sami and Hyosim joined forces and defeated government troops. The next year they were defeated in the battle at Miryang, where 7,000 rebels were killed.

General Ch'oe Ch'ung-hon became prominent for having defeated the rebels led by Cho Wi-ch'ong. Ch'oe Ch'ung-hon organized his own private army. He and his brother Ch'oe Ch'ung-su assassinated Yi Ui-min in 1196. Ch'oe Ch'ung-hon gained the approval of King Myongjong and control of the government the next year by defeating the forces of Yi Ui-min. Then Ch'oe forced Myongjong to abdicate in favor of his younger brother Sinjong. Ch'oe Ch'ung-hon consolidated his power by executing his nephew and killing his brother Ch'ung-su in the street for trying to marry his daughter to a crown prince. He revived the military council. The next year a plot of government slaves organized by Manjok was discovered, and more than a hundred of them were executed by drowning. Manjok asked why they should toil under the whip since the low-born were rising to become high officials. In the next two years revolting peasants and slaves killed thousands of local officials, and in 1202 an army mutiny had to be put down. Although these revolts did not end slavery, forced labor districts were abolished. Ch'oe established the Directorate of Decree Enactment to assert his dictatorial power. Ch'oe sent magistrates out from the capital to smaller counties that had lacked them.

Ch'oe Ch'ung-hon criticized Buddhists and compelled monks, even sons of kings, to leave the capital, and he used his military to crush the armed monks. The Chogye sect within Son Buddhism was founded by Chinul (1158-1210), who taught that "sudden enlightenment" should be followed by "gradual cultivation." He revived the Son school at the Suson temple. He taught meditation for the less intellectual but also encouraged scholars to study the texts. Chinul became known as National Preceptor Pojo and was succeeded by Hyesim (1178-1234). In 1212 Ch'oe forced King Huijong (r. 1204-11) and monks into exile for having plotted to kill him. He selected four kings, the last being Kojong (r. 1213-59). Ch'oe implemented ten reforms that included eliminating corruption, removing extraneous officials, making taxes impartial, prohibiting construction of temples, and reducing aristocratic extravagance. Several attempts to assassinate Ch'oe Ch'ung-hon failed, and he surrounded himself and his son U with more than ten thousand house troops. He died in 1219 and passed his power on to his son Ch'oe U (r. 1219-49).

In 1215 the Mongols captured the Jin capital, driving the Khitans into Koryo territory. After a few years of turmoil, the Mongols and Koryo combined forces to besiege the Kangdon Fortress in 1219, and the Khitans surrendered. Ch'oe U stopped a plot by generals to murder civilian officials by sending the conspirators into exile in 1223. The Mongols demanded tribute from Koryo, but their envoy Chu-ku-yu was killed returning from Koryo in 1225. Six years later the Mongol emperor Ogodei Khan sent an army to invade Koryo, and Ch'oe U had to accept a humiliating and expensive peace. In 1232 the court took refuge on the island of Kanghwa; a monk killing the Mongol general Sartai with an arrow led to the Mongol army's withdrawal. Ch'oe U had to send his own troops to put down a rebellion at Sogyong in 1233. A Mongol invasion got to Kyongju in 1235, and in thirty years the Mongols invaded Koryo six times. Koryo used movable type made of metal to print Prescribed Ritual Texts of the Past and Present in 1234. Emergency Remedies of Folk Medicine was published two years later. Ch'oe U died in 1249 and was succeeded in power by his son Ch'oe Hang, who ruled with mostly civilians on his council until 1257, when Ch'oe Ui, his son by a concubine, inherited his position.

Between 1253 and 1257 Mongols led by Jalairtai sacked all the major cities, killed too many to count, removed more than 200,000 male captives, and destroyed the 86,600 wood blocks the Koreans used to print the Buddhist Tripitaka. The people prayed to the Buddha, and the government sponsored the carving of a new set of Tripitaka woodblocks. In 1258 the civilian official Yu Kyong and the military officer Kim Chun assassinated the foolish dictator Ch'oe Ui and his main supporters, enabling King Kojong to govern. The next year Prince Chon submitted to the Mongol court and became king as Wonjong. The Kanghwa fortifications were dismantled. Resenting this submission, in 1268 Im Yon killed Kim Chun, seized power, and replaced Wonjong with his brother the next year. However, the Mongols got Wonjong restored, and he requested their troops. Im Yon died, and Wonjong had his son Im Yu-mu assassinated in 1270. That year ended the Koryo struggle against the Mongols as they moved the court back to Kaesong. The stipend land system broke down as land was allocated to office holders as salaries. Thus powerful families living at Kaesong became absentee landlords. Three Elite Patrols revolted against this and became the anti-Mongol opposition to the government at Kaesong before moving to the southern island of Chindo. Finally the resistance on Cheju Island was subdued in 1273.

The Mongols had proclaimed the Yuan empire in 1271, and Koryo princes had to live in Beijing as hostages. A daughter of Khubilai Khan was made Ch'ungnyol's queen, and the Mongols worked their way into the Koryo royal line by forcing Koryo kings to marry Mongol princesses. To support the Mongol invasions of Japan, 35,000 Korean workers built nine hundred ships, though both attempts of 1274 and 1281 failed because of storms. As farmers suffered under Yuan and Koryo taxes, many became brigands. Others were so poor that they chose to be slaves on private estates. Since most slaves were on private estates, the government had few to call on for corvée labor. Larger private estates and smaller public lands also decreased government revenue.

Under King Ch'ungnyol (r. 1275-1308), An Yu and others reorganized the national university system by adding buildings and by providing scholarships for students and seven professorships in Chinese classics and history. An Yu was the first to adopt the Neo-Confucian philosophy that spread quickly among Koryo literati. Many scholars went to study at the Yuan capital. The Buddhist monk Ilyon (1206-89) wrote Samguk Yusa, a legendary history of the three ancient kingdoms, especially Silla, that included a hagiographic account of the rise of Buddhism. When Ch'ungson became king in 1308, he brought scholars back with him along with 4,000 books. Five years later he abdicated in favor of his son Ch'ungsuk and returned to Beijing.

Japanese raiding of the coastlines increased after 1350. As Mongol power declined, Koryo king Kongmin (r. 1351-74) abolished the Yuan's eastern field headquarters. In 1356 Koryo regained Hamgyong-do province, and in 1359 about 40,000 rebelling Red Turbans fled from a Mongol army into Koryo and took P'yongyang. Two years later 100,000 of them took over the north and even the capital at Kaesong before they were defeated in a counter-attack. Mun Ik-chom brought cotton seeds from China in 1363, and his father-in-law Chong Ch'on-ik made both a cotton gin and a spinning wheel. In 1365 King Kongmin appointed the monk Sin Ton to reform the country. Sin Ton dismissed those of exalted lineage who were corrupt, and he reformed the examination system. He decreed that land and slaves be returned to their rightful owners while freeing some slaves. Sin Ton was popular, but the powerful families eventually had him killed. Kim Yong tried to assassinate King Kongmin in the Hungwang-sa temple but failed, while the Yuan proclaimed the Koryo king deposed. When the Ming dynasty overthrew the Yuan in 1368, Kongmin immediately sent envoys. Ch'oe Mu-son learned how to manufacture gunpowder, and in 1377 the Superintendency of Gunpowder Weapons began producing various cannons. New ships helped the Koryo navy fight the Japanese marauders.

General Yi Song-gye put down a pro-Mongol rebellion in 1370 and reduced Japanese piracy in the northeast. After King Kongmin was assassinated four years later, the legitimacy of King U (r. 1375-88) was questioned. Yi In-im, the military hero who brought him to power, reverted from favoring the Ming to supporting the Yuan, but he was opposed by Yi Song-gye, Chong Mong-ju, and others. Ch'oe Yong and Yi Song-gye drove out the Yi In-im faction. King U and Ch'oe Yong wanted to attack the Ming for trying to establish the Ch'ollyong commandery. When Yi Song-gye was ordered to attack Chinese Ming forces on the northern border in 1388, he declared this policy was wrong for the following four reasons: 1) a small country should not attack a larger one; 2) a military campaign should not proceed during the summer agricultural season; 3) this could provide an opening for Japanese pirates; and 4) the seasonal rain would damage bows and cause epidemics.

Yi Song-gye marched back to the capital at Kaesong, deposed King U, and removed Ch'oe Yong. Yi and his supporters also deposed U's son Ch'ang and put Kongyang from the royal Wang house on the throne in 1389. They began implementing the land reform advised by the literati. After a cadastral survey, the existing land registers were burned in 1390. Examinations were instituted for military service. The next year they promulgated the Rank Land Law that provided stipend land to the official class according to their rank. The rest of the agricultural land was taken over by the state, confiscating the powerful estates. Chong Mong-ju opposed this and was assassinated by Yi's fifth son Pang-won. Kongyang was compelled to abdicate, and in 1392 Yi Song-gye founded a new dynasty that used the ancient name Choson suggested by the Chinese emperor. Pang-won had taken 9,800 horses as tribute to the Ming court to get Emperor Hongwu to invest Yi as king.
级别: 管理员
只看该作者 141 发表于: 2009-03-15
Yi Begins Choson Dynasty 1392-1567
As T'aejo (Progenitor) of the Choson or Yi dynasty that he founded in 1392, Yi Song-gye enlisted the support of officials eager to apply Neo-Confucian principles. All land was nationalized, and grants were redistributed to support government officials, breaking up the great estates and making them taxable. Yi Song-gye removed remaining conservatives from office and even burned the old land registers. Coastal and reclaimed lands were reserved to support the army, which was reorganized with a royal guard. Landlords were not allowed to charge more than ten percent of the crop in rent. However, slaves, artisans, merchants, and Buddhist monks were not eligible for land grants. Peasants were restrained from leaving the land they worked by making them wear identification tags around their necks. In 1393 T'aejo named Pang-sok, his youngest son by his current queen as his heir, and two years later he moved the capital from Kaesong to Hanyang (modern Seoul).

Yi T'aejo formed a Privy Council of 39 Confucian advisors who had supported his taking power and were rewarded with large estates. Chong To-jon compiled the Administrative Code of Choson and in 1397 the Six Codes of Governance corresponding to the six governmental departments of personnel, revenue, rites, war, justice, and public works. Rites included education and the examination system. Relations with China were difficult because Korea refused to repatriate Manchurians migrating from China's Liaodong peninsula. T'aejo finally sent back 400 Manchurians, and most of the Liaodong refugees were absorbed into Korean society. Buddhism was attacked as a superstitious and anti-social religion by Neo-Confucians such as Kim Cho, who advocated returning Buddhist monks to farming and the military. T'aejo required monks to be registered so that their numbers would not increase. All but 242 Buddhist temples and monasteries were closed, and their lands and slaves were confiscated by the government in 1406.

In 1398 T'aejo's fifth son Yi Pang-won killed T'aejo's youngest son Pang-sok and his older brother, and Chong To-jon was beaten to death. T'aejo retired to his family home at Hamhung, as his son Chongjong moved the capital back to Kaesong. Another brother named Pang-gan attempted a coup, and so Pang-won and his brother Pang-ui appealed to their father. After shooting his envoy in the back with an arrow and missing Pang-won, T'aejo said he could have the throne. Pang-won as T'aejong (r. 1400-18) moved the capital back to Seoul, where a labor force of 120,000 had built a wall around the city. He supervised the construction of a sewage system and fire-walls, and he established a press for printing books. T'aejong abolished private armed forces and centralized military control. He changed the Privy Council to a State Council and gave the authority to the six ministries, who reported directly to him. He had the Six Codes revised to reflect these changes. Koreans began the tradition of writing a history of each reign with the Annals of T'aejo in 1413.

The Yi dynasty imitated Ming China and would not confiscate granted land except as punishment for a serious crime; so the lands of the yangban class of officials and the military became hereditary. The large yangmin class of free peasant farmers carried the burden of production and taxation. The low-born chonmin slaves were exploited for their labor; shamans, courtesans, butchers, tanners, actors, and other entertainers also fell into this lowest class. In 1414 a law was enacted discriminating against the children of concubines by barring them from most government positions even if the father was a yangban. T'aejong ordered printing from copper type in 1403, and moveable lead type was used in 1436. Neo-Confucian philosophy replaced Buddhism as the dominant view, as Zhu Xi's doctrines on social propriety and family relationships became orthodox. Of the five Confucian relationships, only friendship was reciprocal and not patriarchal, as the father expected filial piety from his sons, the ruler loyalty from his subjects, the husband submission from his wife, and the elder brother respect from his younger brothers. T'aejong prohibited women from marrying a third time. T'aejong found that his oldest son was mentally unstable, and his second son became a Buddhist monk; but he was so impressed by the Confucian qualities of his third son that he abdicated in his favor and returned to military pursuits on the frontiers in 1418.

King Sejong (r. 1418-50) founded the Chiphyonjon (Institute of Sages) in 1424 for the best scholars, and they published the six-volume Orthodox Code. Tribute of gold, silver, and horses to China was costing Korea until 1429 when they were allowed to substitute textiles for the precious metals. Tribute thus became trade missions, and they were increased to three per year. Korea exported horses, ginseng, hides, and textiles for silk, porcelain, chemicals, and books. However, Koreans resented the Ming court's demand to send castrated boys and virgin girls to the Chinese emperor's harem annually as tribute. In 1433 this was suspended, and three years later 53 women were repatriated. For a long time piracy had prevented trade with Japan; but in 1419 Sejong sent Yi Chong-mu to attack their lair at Tsushima Island, defeating them and making this a port for trade. In 1443 the Kyehae Treaty with the So family that ruled Tushima limited the amount of rice per ship and the trade to fifty ships per year. The Japanese traded sulphur, herbs, silver, copper, lead, chemicals, dyes, and aromatics for cotton, hemp cloth, ginseng, hides, embroidered cushions, porcelain, and books, especially Buddhist scriptures.

In 1425 Buddhism was reduced to the two main sects of Kyo (Doctrine) and Son (Zen) with only 36 temples remaining. Temple lands were taxed as were persons wishing to become monks. The research institute of Chiphyonjon published the 85-volume Library of Folk Medicine in 1433 and the 264-volume Classification of Pathologies in 1445. The Exemplar for Efficient Government was compiled in 1443 to guide administrators. In 1444 a land law defined six grades of land for fair taxation. The tax rate was lowered to five percent for the landlord, but with crop-sharing arrangements the peasant usually had to give the landlord between one-third and two-thirds of the crop. Agricultural research was conducted by 160,000 farmers and officials. Koreans used anemometers to measure the wind, and they began using rain gauges in 1442, two centuries before Europeans.

Scholars at the Chiphyonjon devised the phonetic Korean alphabet of 28 letters (17 consonants and 11 vowels) in 1443, and this Han'gul script was adopted by royal decree three years later. The shape of the letters depicts the position of the tongue in pronouncing them. Government records and serious works, such as histories, were still written in Chinese; but in 1447 verses were composed in the new Korean Han'gul for the eulogy cycle Songs of Flying Dragons to celebrate the founding of the Yi dynasty by General Yi Song-gye, including "Because robbers poisoned the people, he initiated land reform."2 Referring to Chinese classics and history, parallel verses justify how Yi gained the mandate of heaven for his heroic actions. The work shows the dominance of Confucian philosophy in current Korean policies, and it admonished future rulers to follow the virtuous example of Yi. When punishing and sentencing, it asked them to remember the mercy and temperance of Yi. If flattered by ministers to arouse the ruler's pride, he should remember Yi's prowess and modesty. Rulers who tax the people too much should recall his justice and humanity. In his old age King Sejong had the Buddhist Won'gak-sa temple built and allowed Buddhist sutras to be published in spite of protests by Chiphyonjon scholars and university students who went on strike.

After ruling only two years, King Munjon died in 1452. The young Tanjong was soon replaced by the ruthless Prince Suyang, who took control of the military and in 1453 massacred the regents and prominent officials, including his brother and a loyal general. Prince Suyang took the throne as King Sejo (r. 1456-68) and abolished the state council so that the six ministries would be directly under his control. Six Chiphyonjon scholars tried to restore the deposed Tanjong; but they were detected, and these leaders were executed along with more than seventy followers. Sejo degraded and banished Tanjong; but after another failed rebellion by Sejong's sixth son, Sejo had Tanjong murdered. In the northeast a rebellion allied itself with the Jurched tribes, but this revolt was crushed by the Korean army. Many conscientious Confucian officials withdrew from the government. Kim Si-sup was one of six young officials who chose to retire. Kim went to a monastery in the hills of Yongnam, where Kil Chae had retired when the Koryo dynasty was overthrown. There Kim Si-sup wrote New Tales of the Golden Turtle, the first major work of Korean fiction. In 1457 Sejo designated the monk Sumi to publish translations of Buddhist texts, and later he commissioned Kim Si-sup to translate more Buddhist scriptures.

In 1466 Sejo decreed that land could only be held by officials while they were in office, and taxes were to be paid directly to the King's government. Thus the yangban aristocracy was brought under royal control. In 1467 another local rebellion led by Hyeryong governor Yi Si-ae against the interference of the central government also failed. Yi Si-ae fled from the Korean army of 30,000 men but was caught and beheaded. Then King Sejo replaced every official in that Hamgyong province and abolished local councils. Commoner men were conscripted into military service, but most got out of it by paying a special tax. Sejo decreed that each man on active duty must be supported by two others exempted. He made communities mutually responsible for their good behavior and sent out officials to check on provincial administrators. He also replaced the Chiphyonjon Institute with the Office of Special Advisors who searched for precedents and prepared state documents. The Office of the Inspector-General evaluated official conduct and tried to correct public behavior, while the Office of the Censor was responsible for criticizing the king to restrain the arbitrary use of power. Sejo oversaw the most comprehensive recodification of Korean laws that was promulgated as the National Code in 1471, and he loosened the restrictions that had been imposed on Buddhism. Sejo came to regret his earlier violence and died a devoted Buddhist.

Sejo's 19-year-old son Yejong was put under the regency of Queen Dowager Yun but died a year later, succeeded by his 13-year-old nephew Songjong (r. 1469-94), who was under the regency of the dowager queen until 1477. Songjong was a conscientious Confucian and ruled Korea in an era of peace except for a brief war near the end of his reign on the northern frontier. During his reign junior officials were allowed to criticize their superiors. Most of the army was made up of volunteers. In 1470 he ended the land assignment system for officials by paying them only in salaries. Land reclamation policies of the Yi dynasty would triple the cultivated land of the late Koryo period, but the cost of reclaiming land tended to favor the wealthy. Emancipation of slaves to commoner status was promoted, though the chonmin class remained large. The number of slaves had increased from about 200,000 in 1420 to 350,000 in 1484 out of a total population of two million. Corvée labor was supposed to be limited to six days per year and was used by the army to construct and repair walls, roads, and dams, and for transportation of tax grain or tribute. One third of the navy's 45,000 men on active duty were supported by the other two thirds on reserve. Songjong disliked Buddhism and banned ordination of priests.

Each of the eight provinces was under a governor, but the county magistrates governed the people directly, collected taxes, and mobilized corvée labor. The magistrates' terms were for five years, and they had to be from another county. Each county had a school, and the capital Seoul had four schools and the National Confucian Academy. Private primary schools called sodang were established in every large village but were mostly for the yangban class. The national university was expanded to serve 200 students, who often got their demands met by sitting down in front of the royal palace. The increased size of the yangban class made the examinations even more important. Both lower and higher examinations were given every three years. Those passing local tests went to the capital to be tested on the Confucian classics, poetry, and composition. The higher exams were similar but had a third stage of testing in the presence of the king. The military exam tested for skill in archery, marksmanship, and saddle maneuvering as well as for knowledge of the classics and military texts. Four other examinations were in law, medicine, foreign languages, and astronomy, which included meteorology and geomancy.

In 1472 sorceresses, fortune-tellers, and Buddhist monks were banned from the capital, and scholars could only be tried before the college of scholars. There was a Korean saying that legal punishments do not apply to yangban, and Confucian principles do not apply to commoners. Songjong prohibited dancing girls, replacing them with boys. Yangbans and others usually only married within their class. A 1477 law banned women from marrying a second time. Some widows committed suicide, and monuments were often erected in their memory. Women, especially Yangbans, were not to be in public without a veil and were segregated even at home. A wife could be sent home (divorced) for sterility, licentiousness, jealousy, a bad disease, loquacity, stealing, or for disrespecting her husband's parents. However, a husband was not supposed to divorce his wife if she had no one to support her or if she had been with her husband during his three-year mourning period for a parent or if he had become rich since marrying her. Marriages were usually arranged by the parents, and as in China, one could not marry anyone with the same family name. A comprehensive history of Korea up to 1392 was completed in 1484 as a reference book to guide rulers. Nine volumes on music were published in 1493.

Kim Chong-jik (1431-92) was the leading Neo-Confucian scholar of the Mountain and Forest tradition, and his friendship with King Songjong got his conscientious disciples into government positions. These censors drove out many officials who had capitulated with Sejo's usurpation. However, the first purge of these radicals occurred in 1498 during the reign of Yonsan'gun (r. 1495-1506). Kim Chong-jik's disciple Kim Il Son (1464-98) got in trouble compiling an official history by alluding to Sejo's usurping the throne and executing his nephew Tanjong. In the purge of 1498 Yonsan'gun executed some and banished others. He was called "Prince" Yonsan because he ruled so badly that Koreans refuse to call him a king. He degenerated into debauchery, obsessive hunting, paranoid executions and banishment of officials, and destruction of educational and religious institutions. Yonsan used Buddhist temples as stables for his horses and the university for pleasure houses as provincial officials scoured the country for young girls to increase his harem. After Yonsan learned that his mother had been deposed and executed while he was a child, he conducted a second purge in 1504, executing hundreds of officials and their sons. Finally in 1506 he was deposed by senior officials with the tacit of approval of his step-mother, Queen Dowager Yun.

Queen Dowager Yun's son succeeded as Chungjong (r. 1506-44), and he brought reforms guided by Cho Kwang-jo (1482-1519) of the Mountain and Forest Confucianism. Neo-Confucians got this name after they withdrew from the court to Kyonsang province because of Prince Suyang's usurpation. By simplifying the examination system Cho recruited many young zealots into the government and promoted them quickly. Cho got Daoist rituals abolished and implemented village charters (hyangyak) for promoting community cooperation to encourage morality, reprimand wrong conduct, and provide relief for hardships and disasters. The population of Korea reached ten million in 1511. During this Confucian period the Book of Filial Piety was the most widely read book. Cho extended the yangban privilege by allowing the common people to mourn a parent for three years. In 1518 Cho Kwang-jo opposed a surprise attack on a Jurched rebellion as immoral, and Chungjong canceled the expedition. In 1519 Cho and his censors threatened to resign unless Chungjong took away the titles and land from 76 merit subjects who had helped him take the throne; but the King turned against the radicals and had them executed, banished, or dismissed.

Storage grain had been loaned to farmers during a lean year, but a series of poor crops around 1500 resulted in charging them ten percent interest on these loans. Local officials did not record these interest earnings until it was decreed in the middle of the 16th century so that some of it must go to the national government. In 1537 a decree forbade anyone except a yangban from wearing long flowing sleeves. In 1543 Chu Se-bung established the Paegundong Academy, the first local college or private academy (sowon) sponsored by the court.

Complaints by Japanese traders that the Tsushima daimyo had become dependent on Korean imports led to an uprising in 1510 that stopped trade. This stimulated the forming of a Defense Council, and in 1512 King Chungjong agreed to allow 25 Japanese ships to visit Korea each year in addition to the regular ship sent by the Shogun. Japanese pirates also caused uprisings in Korea's southern coastal provinces in 1541 and 1555. Economic development in the late 16th century increased the slim middle class of skilled workers and professionals between the yangban officials and the yangmin farmers. Social class was determined by the mother's status, and yangban children born from concubines usually fell into this growing middle class. Farmers were still about half the population but now outnumbered the slaves. Children of slaves were still slaves, but their efforts for emancipation brought increased litigation.

After ruling for only a year, Injong, Chungjong's son by his second queen, died of grief and was succeeded by Myongjong (r. 1546-67), the 12-year-old son of Chungjong's third queen. By the end of 1545 this faction had eliminated most of the other faction, and for the next twenty years they used corruption to increase their wealth. Queen Dowager Munjong was regent for the first seven years of her son Myongjong's rule, and a lull in the suppression of Buddhism occurred until her death in 1565. In 1553 a conscription law required all men over fifteen years of age to serve at least two years in the military; but this law was soon followed by another allowing men to pay a tax to be exempt from this service. Kkok-chong led peasants rebelling against the oppression from 1559 to 1562 in Hwanghae province. In 1563 a rebellion led by a butcher was tracked down by the army into the mountains and eliminated. Sejo's Rank Land Law was abolished in 1566, and officials were no longer given land but only salaries.

Neo-Confucian philosopher Yi Hwang or T'oegye (1501-70) believed in combining knowledge with action and that the human autonomy of one's own efforts can lead to a fulfilling life. Yi Hwang agreed with Zhu Xi in considering rational principle (li) more important than material energy (qi). He emphasized the Neo-Confucian virtue of kyong, which means seriousness or reverence. When Yi Hwang became ill, his older associate Yi Hyon-bo (1457-1555) explained how violations of social customs should be punished. He listed the most serious offenses as disobeying parents, quarrelling with brothers, disrupting the family, interfering with official business, arrogating public power for private gain, insulting village elders, and seducing or threatening virtuous widows.

Yi I or Yulgok (1536-84) argued that action is shaped by the energy of cosmic force, which influences the seven human emotions of joy, anger, sorrow, fear, love, hatred, and desire. Principle can not be bad, but the energy is what makes the conduct of individuals different. Yi I combined the Neo-Confucian ideas of both Zhu Xi and Wang Yangming, emphasizing the integration of the facts of nature with guiding moral principles. He promoted the community compact (hyangyak) that had the following four purposes: mutual encouragement of virtuous acts, mutual correction of wrong conduct, fellowship with social decorum, and mutual aid in case of illness or disaster. After one joined, records were kept of members' good and bad deeds. Yi I recommended the following liberal reforms: government insuring everyone's standard of living, removing corruption from tax collection, regulating financial institutions for fairness, recruiting from all social classes for the military, educating all social classes, creating jobs for all, allowing widows to remarry, and insuring support for the aged, handicapped, and orphans.
级别: 管理员
只看该作者 142 发表于: 2009-03-15
Korea and Foreign Invasions 1567-1659
During the reign of Myongjong more than twenty new colleges were founded, as were 124 under Sonjo (r. 1567-1608). These provincial colleges (sowon) provided teaching jobs for radical thinkers; but factionalism was increased by this, and an increasing number of educated yangban grouped around powerful families with geographical bases striving for the limited number of governmental positions. King Sonjo let the Neo-Confucians gain political influence in the capital as well, and during his reign the village codes were implemented throughout the country.

The Buddhist monk Hyujong (1520-1604) did much to promote an ecumenical movement and harmonized the value of Buddhism with philosophical Daoism and Confucianism in his Mirror of the Three Teachings. Hyujong emphasized meditation that is the Buddha's mind, which is superior to the doctrine that is the Buddha's words. Those with high spiritual ability can become enlightened quickly by their own efforts, but those with a lesser faculty can be enlightened slowly with help from others. Everyone has the Buddha-nature, but people differ because of greed and desire.

A conflict over the head of the personnel department in 1575 resulted in an Eastern faction that followed the ideas of Yi Hwang and a Western faction that believed in Yi I's philosophy. (These directions referred to portions of the capital, not the whole country.) The Easterners were dominant for a decade but then split into Northerners and Southerners in 1589, when the Westerner Chong Yo-rip, who appealed to Easterners, tried and failed to seize power. After another decade the Northerners prevailed but divided into Great Northerners and Small Northerners, showing the continuing factionalism. When a faction dominated the government, those from other factions were not given positions and usually did not even pass the examinations. In 1583 the Ruzhen tribes attacked northeastern forts, and Yi I recommended raising an army of 100,000; but Yi Hwang's disciple Yu Song-nyong quipped that maintaining an army in peacetime was buying misfortune, and he won the argument before King Sonjo. Manchus led by Nurhaci, who proclaimed himself king in 1589, raided northern Korea, and they also took advantage of the Japanese war that soon followed.

The imperialistic Japanese shogun Toyotomi Hideyoshi sent envoys to Korea demanding passage through their country so that his army could invade China. When the Koreans refused, Hideyoshi sent an army of about 160,000 to invade Korea in 1592. Japan had muskets that gave them a military advantage, and within two weeks they had taken the Korean capital. The court had fled north while the slaves burned the registry of slave rosters. The Japanese subjugated the country as far north as P'yongyang, which they entered unopposed. They sent 38,000 ears to the emperor at Kyoto as proof of the Koreans they had killed. General Sayaga and his 3,000 warriors were so impressed by the Confucian culture they found that they defected to the Korean side.

The Korean navy led by Yi Sun-sin had perhaps the first armored ships in history, and in four battles they destroyed more than three hundred Japanese ships without losing a vessel. Korea appealed to China, which sent 50,000 troops through Manchuria that drove the Japanese out of P'yongyang in 1593 and forced them to retreat to the south. Then the Japanese won a battle at Pyokchegwan, and the Chinese retreated back to P'yongyang. Meanwhile Koreans led by Confucian scholars and Buddhist monks organized a guerrilla campaign that harassed the Japanese. Buddhist Hyujong was 72 years old but led an army of 5,000 monks. These attacks and reprisals devastated the food supply. With the Korean navy cutting their supply lines, the Japanese held out in the south while they negotiated with the Chinese for years, causing more resentment among the excluded Koreans. In 1596 Yi Mong-hak led a rebellion in the Ch'ungch'ong province, and the government struggled without records for collecting taxes or enforcing corvée levies.

In 1597 Hideyoshi launched a second invasion with about 140,000 troops, but Japanese forces could not get beyond the southern Korean provinces. Korean admiral Yi had been replaced for disregarding an order, and a new Japanese fleet of more than three hundred ships defeated the Korean navy of more than two hundred and lost only eight vessels. The Japanese army then marched northward, but they were defeated south of the capital. Admiral Yi was reinstated and destroyed 33 Japanese ships without a loss. The Japanese army was confined to a coastal zone but held out against about 140,000 Korean and Chinese allies. In this stalemate news of Hideyoshi's death caused the Japanese to withdraw in 1598. After taking bribes from the retreating Japanese, the Ming fleet was persuaded by Admiral Yi to attack with his Korean navy; the allies destroyed two hundred Japanese ships, but Admiral Yi was killed.

The Japanese war caused much devastation in Korea; many were killed, and a hundred thousand prisoners may have been sold to Japanese and Portuguese slave merchants. The population had been fourteen million in 1591, but it went below eleven million before it reached fourteen million again in 1679. Cultivated land was reduced to less than a third and grain supplies to less than a sixth. Then famine and pestilence followed, stimulating the publishing of the influential Exemplar of Korean Medicine. Treasures of Eastern Medicine was published in 1606 and was still used in China and Japan in the 18th century. Amid the economic chaos and factionalism, yangban aristocrats claimed royal patronage and grabbed land. Slaves had burned the registers of their status, and some had gained status by serving in the military during the war. Now the government and the Yangbans emancipated many slaves because they could no longer house and feed them. Royal palaces and government buildings had been destroyed, and many rare books were lost. The government sold official positions and ranks for grain contributions. Koreans hated the Japanese for this imperialistic aggression and because the Japanese had taken away captive Koreans, including skilled potters. Books and Korean printing type were also taken and were imitated in Japan. In 1604 the monk Yujong went to Japan and brought back 3,000 Korean prisoners. Korea made peace with Japan in 1606 after Tokugawa Ieyasu became shogun. Japan released more prisoners, and in 1609 trade was resumed with Tsushima.

Korea's King Sonjo was succeeded by his son Kwanghaegun (r. 1608-23). He sent 10,000 soldiers to support the Ming army fighting the Jurchen Manchus in Manchuria, but at an opportune moment he ordered General Kang to surrender to the Manchus. Kwanghaegun was supported by the Northerners and tried to build up Korea's defenses, but the Westerners faction forced him off the throne. Yi Su-gwang was an envoy to Beijing, where he met the Jesuit Matteo Ricci. In 1614 Yi published his discussion of Ricci's writings on astronomy, mathematics, geography, and Christianity. He added his own views on Korean history, society, and government.

Ho Kyun wrote the fantasy Story of Hong Kil in Korean with the Han'gul alphabet between 1608 and 1613, satirizing social discrimination against concubines and their children. Hong Kil Tong is the son of a yangban minister of high rank and his slave-maid but is not even allowed to call him father. He becomes a leader of conscientious bandits called "Save the Poor" who loot a temple of its treasures and rob grain and money from the governor of Hamgyong. Hong uses occult powers and becomes a wanted man. Their private war causes reform when Hong becomes minister of war and abolishes the unjust law. Then they take over an island, and Hong rules it as king. Ho Kyun continued to agitate for the rights of such children, and during a coup attempt by some of them in 1618 he was executed.

Soon after Injo (r. 1623-49) became king, Yi Kwal led an insurrection and marched on the capital with 12,000 men that included a company of feared Japanese swordsmen. They captured Seoul so easily that later stronger defenses were built. After Yi Kwal died, his followers fled to Manchuria and urged the Manchus to invade Korea to restore Kwanghaegun. In 1627 an army of 30,000 Manchus attacked Kado Island and invaded Hwanghae province. The court fled from Seoul toward Kanghwa and negotiated. After the Koreans pledged to honor them as older brothers and stop supporting the Ming dynasty, the Manchus withdrew. When the Manchus declared the Qing dynasty and sent envoys to demand Korea recognize their sovereignty, King Injo rejected them. The Manchus led by Abahai invaded again in 1636 and took P'yongyang. Unable to flee because of winter ice, Injo was compelled to surrender in public and promised to support the Qing against the Ming. The crown prince Sohyon and his two half-brothers were taken as hostages, and three officials who had advised against making peace were put to death. Sohyon met the Jesuit Adam Schall in Beijing and in 1644 brought back books and tools of western science.

The Westerners faction dominated the governments of Injo and Hyojong (r. 1649-59). Song Si-yol (1607-89) was Hyojong's tutor and held a high position. He wanted to help the Ming empire and tried to build up the military secretly. Kim Cha-jom found out and told the Manchus, resulting in their killing the hostage, General Im Kyong-op. Hyojong then executed Kim. In 1653 the Choson court indicated its change in loyalty by using the Gregorian calendar that the Qing court had adopted. A Dutch castaway named Weltevree had been helping the Koreans manufacture cannons since 1628. He was sent to communicate with 36 Dutch survivors of a shipwreck on Cheju Island in 1653. They were taken to Seoul, detained as curiosities, put under military command, and banished to the southwest. Eight of them escaped to Nagasaki in 1666, and two years later Hendrik Hamel wrote the first book about Korea known in Europe. In 1654 and 1658 Korean forces helped the Qing army fight the Russians.

Korea and Practical Learning 1659-1800
When Hyojong died, he was succeeded by his son Hyonjong (r. 1659-74). He settled a controversy over how long dowager Queen Cho should mourn by accepting Song Si-yol's view. The radical Southerner Yun Hyu, who believed a scholar must seek the truth itself rather than anyone's interpretation, was banished. Song commented that Yun was even more evil than Wang Yangming. Song was criticized by Yun Son-go and, after his death in 1669, by his son Yun Chung, who founded the Soron (Young Doctrine) party. When Hyonjong's mother died in 1674, Song Si-yol lost the argument over the mourning period to the Southerners, who nonetheless divided into the Ch'ong and Tak factions.

Yu Hyong-won (1622-73) was the first scholar of the Practical Learning (Sirhak) to criticize the Yi land system, education, military service, and official appointments and salaries. He proposed a public land system with a fixed amount for each farmer. He wrote,

Under a system of public land ownership,
the people have a constant source of production,
their minds are secure,
their moral transformation through education can be achieved,
their mores and customs can be generous,
and in all matters there will be no one
who does not obtain his proper share.
Under a system of private land ownership,
everything will be contrary to this.3

Yu Hyong-won also argued that taxes and labor service should be based on land rather on individuals. He opposed hereditary slavery and noted that the ancients never penalized the descendants of criminals. Slavery, which in Korea was actually more like a class of serfs, was also condemned by Yi Ik and Yu Suwon.

King Sukchong (r. 1674-1720) succeeded his father Hyonjong at the age of 13. In 1680 his wife died, and Prime Minister Ho Chok's son Ho Kyon was accused of plotting to put Injo's oldest grandson on the throne. Ho Chok and Yun Hyu were compelled to drink poison, as Song Si-yol's Noron (Old Doctrine) party gained control. Kim Su-hang became prime minister, and Sukchong married Inhyon from a Noron family. When she did not produce an heir, Sukchong named the son of his concubine Lady Chang in 1689. Queen Inhyon refused to adopt him; she was accused of plotting to kill the child and was deposed. Song Si-yol and Kim Su-hang opposed this and had to take poison. In 1694 the Soron faction got Inhyon reconciled with King Sukchong; they replaced the Southerners, and Lady Chang was accused of crimes and deposed.

Queen Inhyon became the subject of two famous novels. One was anonymous, and Kim Man-jung, who had been banished with Norom officials in 1689, wrote Sassinamjong-ji before he died in 1692. He set the story at the Ming court and presciently concluded his story with the restoration of Lady Sa. Kim Man-jung also wrote the famous novel, Nine Cloud Dream (Kuun mong) to comfort his mother. His father had died heroically after destroying the ancestral tablets at Kanghwa so that they would not be desecrated by the Mongols. In the prolog of Nine Cloud Dream the Buddhist monk Xingzhen is persuaded to drink wine and on a bridge encounters eight fairy maidens. Fantasies of them disturb his meditation, and his teacher Liuguan sends him to the underworld for punishment. In the main part of the novel, he forgets his past as he is born in the Confucian Yang family as Shaoyu. His hermit father returns to the immortals, and Shaoyu is raised by his mother. He excels in the exams and is engaged to Jewel. Successful at court, Princess Orchid wants to marry him, and her mother agrees to adopt Jewel into the royal family. Shaoyu lives happily with two wives and six concubines. In the epilog he is sad in retirement and sees an old monk, who wakes him from his dream. Suddenly Xingzhen is back in the Lotus Peak monastery and remembers being reprimanded by his teacher, who now teaches him the Diamond Sutra in which everything is seen as illusion, dream, and fantasy.

The Life of Unyong is another dream novel that is anonymous. This novel describes the suffering of hundreds of women imprisoned in the royal palace who are not allowed to marry or raise a family. Unyong protests the unnatural circumstances, saying, "Sir, it is only our fear of your displeasure that keeps our feelings and desires tightly wrapped up within ourselves, thus withering away till death."4 She risks a secret love with Master Kim. After they are caught, she hangs herself with her silk handkerchief, and Kim starves himself to death. Unlike other Korean fantasies, this story is realistic and exposes the plight of many women.

The Soron faction led by Yun Chung would control the positions of power for the next period. There were 274 colleges founded during Sukchong's long reign, but only 131 had royal authorization. The government began minting copper coins in 1678, and they were so popular that people hoarded them as savings or lent them for interest. In 1688 the monk Yohwan and ten of his followers were executed for plotting against the state. Experiments with allowing payments in rice for the tribute tax began in Kyonggi province in 1623. This was extended to other provinces, and by 1708 was enforced throughout Korea as the Uniform Land Tax. About one percent of the harvest was collected in rice, and the tax could be paid in cotton cloth or coin. King Sukchong also reorganized the army into five garrisons that included the northern approaches, the southern approaches, the capital, and the royal guards. Instead of providing a soldier, peasant farmers could supply the government with two bolts of cotton cloth per year. Those with influence could get exempted, and so the burden fell on the poor. Corrupt officials also collected more by putting boys and the dead on the tax rosters. Taxes for those who fled had to be paid by their kin or neighbors. Merchant guilds formed at Kaesong and the northern border town of Uiju to conduct trade with China and Japan. The main export to Japan was silk from China, and it yielded more than 300% profit.

Sukchong was succeeded by Lady Chang's son Kyongjong (r. 1720-24). When Noron leader Kim Ch'ang-jip urged the new king to let his younger half-brother Yongjo rule because of Kyongjong's poor health, the Soron factions accused their rivals of treason. Four Noron ministers were killed in a purge, and a hundred officials were banished. When Kyongjong died three years later, the four leading Soron ministers were forced to drink poison. Yu Su-won spent eight years in prison writing a book on how to reform the society by allowing equal opportunity and government assistance to aid new businesses.

King Yongjo (r. 1724-76) wisely adopted the even-handed policy of appointing officials based on merit from all four colors of the Soron, Noron, Southerners, and Northerners. He called this Confucian policy magnificent harmony (t'angp'yong). Hearing complaints about high taxes in 1725, he immediately ordered a reduction. Yongjo also lessened the cruel torturing of suspects and criminals. With multiple factions in his administration, Yongjo had to resolve their conflicts. He rejected Min Chinwon's arguments against abolishing factions because Yongjo believed that moral judgments that lead to the taking of human lives are neither correct nor honest. In 1727 he replaced the leaders Min Chinwon of the Noron and Yi Kwanmyong of the Soron, but later that year he brought the Soron ministers back while dismissing 101 Noron officials who had gone on strike the previous year. He prohibited the defending of factions.

A famine led to a rebellion in 1728. Yongjo responded quickly by reducing taxes and distributing grain. Starving crowds occupied two mountains in Cholla province, and seditious posters soon spread to Seoul. Yongjo delayed mobilizing the army until military officers began joining the rebellion. He ordered capital punishment for any family assisting the rebels. The Ch'ungch'ong province fell to the rebels as they argued that Yongjo was not the legitimate ruler. The royal army defeated the rebels in Kyonggi province; leaders were arrested in Cholla; and by May 1728 the last rebel stronghold in the Kyongsang province was taken. Rebels were interrogated for two months, and about a hundred were executed; their families were enslaved. The organizers of the revolt were Soron extremists, and they had spread the rumor that Yongjo had murdered Kyongjong to become king. Yongjo continued his t'angp'yong policy by keeping both Noron and Soron officials in the bureaucracy. Yongjo's only son died in 1728, and the next year Prince Milp'ung was executed because the rebels had wanted to put him on the throne.

In 1730 the king tried to get Min Chinwon and Yi Kwangjwa to take each others' hands, but they politely refused. Another epidemic occurred in 1731 and led to cannibalism the next year. Relief measures were inadequate, and in 1733 even palace guards starved to death. Yongjo was childless when he fell in love with Lady Sonhui, and in 1735 he named her son Changjo crown prince Sado. Yongjo was frustrated by the conflicts and often fasted or refused to take medicine or went into seclusion. As Prince Sado got older, he would threaten to abdicate. In September 1737 Yongjo stopped eating to protest the factional disputes. He considered beheading the worst but after five days dismissed every official and censor who was not willing to accept punishment. Censors strengthened their criticisms by refusing to serve the king. In 1741 Yongjo burned the records of the 1722 purge and promulgated the Great Instruction, which warned that his legitimacy was no longer to be discussed. That year he abolished 170 private academies and shrines that had been built without government approval since 1714.

The censor Cho Chunghoe wrote a memorial in 1744 complaining about the lack of free speech because of punishments. Yongjo reacted by dismissing Cho and other censors who did not demand his punishment. In 1746 Yongjo prohibited the importation of richly patterned Chinese silk, and two years later he extended the ban to unpatterned silk and punished offending officials. Yongjo appointed a committee to investigate the military cloth tax in 1734, but their report in ten volumes was not completed until 1748. Two years later after an epidemic and famine, Yongjo reduced the military cloth tax from two bolts to one, but the revenue was made up by taxing fish, salt, ships, and grain. The yangban class was exempt from the grain surtax also. In 1751 the reform of the landholding tax was completed amid a favorable popular response to the reduction. Yongjo had overcome the bureaucratic resistance and implemented a Confucian policy to benefit the people.

In 1749 King Yongjo made Prince Sado regent. By 1752 officials were complaining there were two courts, and Sado felt his father's disapproval so much that he refused medical care and asked to be relieved of the regency. Yongjo treated Sado harshly and in 1754 began drinking heavily. After a trial, rebels were executed for believing that Yongjo had poisoned Kyongjong by sending him preserved crab. Yongjo denounced factionalism again. In 1756 he decided that Sado was useless and cancelled his orders. The Prince neglected his studies, and several ministers complained that the King was too severe on his son. When Queen Chongsong died in 1757, Yongjo married 14-year-old Chongsun. She came to hate Prince Sado, who tried to commit suicide twice by jumping into a well. He beat eunuchs and even beheaded one. He had orgies with Buddhist nuns. Sado lived with the lady-in-waiting Pingae, and she bore two children. In 1759 Sado's legitimate son, who would become Chongjo, was named the grand heir. In 1760 Yongjo moved to another palace. Prince Sado murdered other servants, and Prime Minister Yi Ch'on-bo and two other ministers took responsibility for such lapses by committing suicide. Yongjo executed several persons who raped women while pretending to be the prince. By 1762 Sado was obsessed with death and slept in a coffin; a rumor spread that he planned patricide. After Prince Sado's attempts to commit suicide were stopped by tutors on July 4, 1762, King Yongjo had him locked in a rice chest until he died. The Noron party split between the Sip'a who objected and the Pyokp'a who justified the execution. In 1764 Chongjo was made an adopted son of Yongjo's late son in order to sever his legal relationship with Sado.

Sado's widow, Lady Wong, wrote her memoirs of the crown prince in her Records Made in Distress, describing with psychological insights how the king did not understand his son, was displeased by him, and could not forgive him. At one point Sado explains to his father, "I am hurt because you do not love me and also, alas, I am terrified of you because you constantly rebuke me, sire."5

As in China, Confucian philosophy turned toward practical learning, which the Koreans called Sirhak. Scholars became more empirical and sought verification by evidence. Yun Chung (1629-1714) rejected a government position and taught reforms, emphasizing the welfare of the people. He and Chong Che-du (1649-1736) criticized the rigid orthodoxy based on Zhu Xi's writings. Chong based his ideas on the idealistic philosophy of Wang Yangming. Yi Ik (1681-1763) developed an encyclopedic system that divided knowledge into the physical environment, living organisms, human conditions, Chinese scholarship, and literature. He published his ideas for reform in his Record of Concern for the Underprivileged. He recommended an equal field for each peasant household, and he advocated the abolition of slavery and class restrictions. Yi urged commoners to devote themselves to farming rather than commerce, and he encouraged the use of new techniques and irrigation. He made his family motto "Shun usury," and he even proposed eliminating money. Yi Ik wrote on factionalism and recommended simplifying the civil examinations to prevent unqualified people from being promoted.

Yu Suwon (1694-1755) argued that the official censors were too judgmental and harsh. Like Yi Ik, he also criticized slavery and discrimination against the sons of concubines. Yi Chunghwan (1690-1752) suffered from factional persecution in his youth and believed that one should choose a community with ethical neighbors. In 1770 King Yongjo sponsored the publication of an encyclopedia called the Reference Compilation of Documents on Korea. In 1772 Yongjo lifted the ban on the sons of concubines occupying positions as high officials, and he appointed three of them to the Censorate.

In the 18th century proponents of the Northern Learning wrote diaries and travel memoirs that compared Chinese culture to their class society in which the yangban Confucians were parasites who disdained to work in commerce, manufacturing, or agriculture. They suggested using new technology and transportation to improve commerce. The bureaucracy should have professional public servants based on educational opportunity for all. The division of labor in society should be based on ability instead of genealogy. Gradually wealth replaced lineage as the main criterion for social status.

Pak Chi-won (1737-1805) published travel stories in the 26-volume Jehol Diary in 1780. In China he observed their superior building using bricks. Included in Jehol Diary is his satirical "Story of Master Ho." His wife reprimands Ho for studying seven years without accomplishing anything and suggests he become a merchant. Ho goes to Pyon, the richest man in town, and borrows 10,000 in cash, which he uses to corner the market in fruit. From this monopoly he makes much profit, and then he does the same with knives, hoes, cotton, hemp, and silk. He finds an island and pays unemployed bandits to go there and farm, thus reducing robbery on the mainland. Ho uses his money to buy goods that the bandits sell at Nagasaki. Ho throws 500,000 in silver into the sea to be found by others, and he gives 100,000 back to Pyon, saying the 10,000 made him ashamed. Ho explains how he made a million in five years, and Pyon tries to introduce Minister Yi Wan to him. Ho asks the king to visit him, suggests marrying refugee soldiers from the Ming army to Korean princesses, and proposes that the young men study under the Manchus. When the minister says these requests cannot be granted, Ho threatens to behead him. Yi Wan jumps out the window and returns to find that Ho has moved. This and other stories by Pak Chi-won satirized the pretentious and impractical yangban class. His story, "The Life of Mrs. Pak of Hamyang, a Faithful Wife," tells of a young woman who remains loyal to her ill fiancé and then is praised for her virtue in committing suicide as a widow. This tragedy reveals the absurdity of the Korean social prejudice against a widow remarrying. The author asks if such fidelity to a dead husband is not excessive.

King Chongjo (r. 1776-1800) continued his grandfather Yongjo's impartial policy toward the factions. He established a research library and institute within the palace and patronized scholars. In 1778 Yi Ik's disciple An Chong-bok completed a history of Korea through the Koryo era, and his Comprehensive Record of Successive Reigns brought the history up to his own time. Pak Chega suggested that the bureaucracy was dysfunctional because the civil service exams tested literary skills instead of administrative ability. Pak was sent on diplomatic missions to Beijing, and he believed that Koreans could learn from the Chinese. In 1786 Pak submitted a long memorial urging the King to promote agricultural reforms using Chinese techniques and tools as well as international trade.

The technique of transplanting rice seedlings enabled farmers to grow a winter crop of barley also. Irrigation became even more important, and in 1778 a comprehensive plan for maintaining irrigation works was implemented through the Office of Embankment Works that had been established in 1662. By the end of the 18th century there were about 6,000 reservoirs, and the double-cropping system greatly increased agricultural production. The furrow-seeding method in dry-field farming also reduced the labor needed for weeding. Thus these advanced techniques enabled a few farmers to prosper while others had to find other work. Farming became a capitalist endeavor, especially with commercial crops for export such as ginseng, tobacco, and cotton. Commerce developed and gradually became an acceptable profession for the yangban class as well as farming. Private trade with Japan and China developed at designated locations. Korea had about a thousand local markets that were open every fifth day.

In 1779 a group of young scholars formed the Society for the Study of Western Doctrine in southeast Seoul. Yi Sung-hun (1756-1801) accompanied his father to Beijing and was baptized by a Catholic priest before returning to Korea in 1784. He made converts among the Southerners. King Chongjo designated Christianity a heresy and prohibited it in 1785, and the next year he banned importing any book from Beijing. In 1790 a letter from Beijing informed Catholics in Korea that papal instructions forbade them from participating in Confucian mourning rituals. After Yun Chi-ch'ung buried his mother in a Catholic manner, in 1791 Chongjo sentenced him and Kwon Sang Yon to death for destroying their ancestral tablets. In 1795 Chou Wen-mu was the first Catholic priest to enter Korea, and by the end of the century there were about ten thousand believers in the country.

Korea 1800-1949

Notes
1. Traditional Korea by Wanne J. Joe, p. 49.
2. Songs of Flying Dragons 73 in Anthology of Korean Literature ed. Peter H. Lee, p. 75.
3. Pangye surok 2:12 by Yu Hyongwon, tr. James Palais in Sourcebook of Korean Civilization ed. Peter H. Lee, Volume 2, p. 56-57.
4. Unyong chon quoted in An Introduction to Classical Korean Literature by Kichung Kim, p. 167.
5. Hangjungnok by Lady Hong quoted in An Introduction to Classical Korean Literature by Kichung Kim, p. 103.


Copyright © 2005 by Sanderson Beck
This chapter has been published in the book CHINA, KOREA & JAPAN to 1800. For ordering information please click here.

Korea 1800-1949
Contents
Shang, Zhou and the Classics
Confucius, Mencius and Xun-zi
Daoism and Mo-zi
Legalism, Qin Empire and Han Dynasty
China 7 BC to 1279
Mongols and Yuan China
Ming Empire 1368-1644
Qing Empire 1644-1799
Korea to 1800
Japan to 1615
Japan 1615-1800
Summary and Evaluation
Bibliography
BECK index
级别: 管理员
只看该作者 143 发表于: 2009-03-15
BECK index

Korea 1800-1949
by Sanderson Beck
Korea in Isolation 1800-64
Korea in Transition 1864-93
Korea Reforms 1894-1904
Japan's Annexation of Korea 1904-18
March First Movement 1919-20
Colonial Korea under Japan 1921-45
Korea Liberated and Divided 1945-49
This chapter has been published in the book EAST ASIA 1800-1949.
For ordering information, please click here.

Korea in Isolation 1800-64
Korea to 1800
King Sunjo (r. 1800-34) was only ten years old when he became king of Korea, and dowager Queen Chongsun acted as regent. The Pyokp’a party used the Catholic issue to increase their influence. They argued that the tolerance during Chongjo’s reign was illegal, and they persecuted Catholics in 1801. Six leaders were arrested; they refused to recant under torture and were executed, including Yi Sung-hun and Chong Yag-yong’s older brother Yak-chong, who had led the laity. The first Korean Catholic priest Chou Wen-mu turned himself in to try to stop the persecution, and he was put to death. Hwang Sa-yong wrote a long message on silk to the French bishop in Beijing, asking for western nations to use a large fleet and many troops to force Korea to grant religious freedom, but he was caught and executed. This aroused more fears, and another three hundred became martyrs. Also in 1801 the massive slave registers were ordered burned, emancipating 66,067 government slaves. Local governments still retained slaves, and private slavery also persisted. In 1802 the dowager Queen Chongsun died, and King Sunjo’s tutor Ch’ae Che-gong opposed the persecution of Christians. Sunjo’s father-in-law Kim Cho-sun of the Andong Kim clan gained the political power and promoted many of his clansmen.

Two Chong brothers were banished to distant islands in 1801. Chong Yak-chon made a detailed study of 155 species of marine life. Chong Yag-yong (1762-1836) wrote Design for Good Government and a Treatise on Land. At first he suggested confiscating the large landholdings and redistributing them to the peasants; land would be owned and worked by each village unit with the harvest apportioned according to the labor of individuals. Later he accepted a private system that guaranteed tenants suitable plots to rent. Chong Yag-yong has been considered the greatest Sirhak scholar. He believed in a reformed Confucianism and wrote 314 volumes and 2,469 poems. Many of the poems portrayed rural life under greedy landlords and officials. He explained how the law enabled petty officials to act badly.

A man may become wicked
when he is overqualified for the post
to which he is assigned,
when he is educated beyond his station in life,
when he is able to reap immediate benefits
with a minimum of effort,
when he stays at the same job for a long time
while his supervisor is changed frequently,
when his superior is not consistently honest and ethical,
when he has many friends
and followers among his subordinates
but his superior is isolated and unsure of himself,
when there is someone who envies him
but that person is weaker than him
and is therefore afraid to expose any of his misdeeds,
when he is guilty of the same crime as someone he dislikes
but they each refrain from exposing the other’s misdeed
for the sake of mutual protection,
when the punishment for an offense is so light that
it would not make him feel
the least bit guilty or embarrassed,
when he sees that some profit by their wickedness
though others do not,
and when he realizes that some who are not wicked
end up being treated as though they were wicked anyway.1
Chong Yag-yong noted that humans are different than other animals because of their ability to make tools. Earlier in their history the Koreans had adopted many techniques from the Chinese, but in recent centuries they had not done so and had fallen behind. Using more advanced tools and techniques would improve agriculture, military defense, medical treatment, and crafts. Yag-yong observed that Japan prospered and become militarily strong by learning from China. From an old book by a Jesuit missionary he read how helpful pulleys could be, and he worked with Pak Chega on promoting the immunization of children against smallpox. Chong Yag-yong also wrote on the importance of music for calming emotions such as anger, and he argued that good music can prevent crime and wars. In his best known work, The Nurture of the People (Mokminsimso), he noted that only three tenths of the interest grain went to the government while the rest was taken by individuals. This book would later influence many revolutionaries, including Ho Chi Minh.

Corrupt officials collected taxes that often amounted to half the harvest. Even abandoned fields were taxed. Ten percent interest was charged on grain loans as “wastage.” Thus what was intended to be relief became a burden, and some officials forced peasants to borrow more than they needed. Most magistrates gained their positions by bribery and then received bribes from the lower functionaries (hyangni), who in turn profited by extorting the taxes. The government tried to limit the corruption by sending out secret inspectors. Ever since the 17th century the yangban status had been declining, and now many fell into the local gentry. Some in the middle class (chungin) became technical specialists in the capital and raised their status. Others acquired fortunes through farming or commerce. Many lost their lands and had to work as wage laborers during the planting and harvests. As the yangban society deteriorated, people formed kye associations in order to pool their resources. As a group they could repair a reservoir, pay the military cloth tax, or purchase an ox or farm tools to share. Cho Om brought sweet potato seeds from Tsushima in 1763, and its cultivation spread. White potatoes were introduced from China in the 1820s and grew even better in Korea. Poor harvests and famines caused many peasants to wander and become “fire-field” farmers. When officials tried to tax them, some migrated across the border into Manchuria or the Russian Maritime Territory.

Drought and famine led to a “Secret Account of Conditions in P’yongan Province” being illegally posted on four gates of Seoul in 1804, and in Hwanghae province a poem denounced government policy. The wandering peasants began robbing, and the roaming bands became larger; “fire brigands” on horses used muskets, and “water brigands” used boats. In 1811 the yangban Hong Kyong-nae, who had failed the exam, led a rebellion in P’yongan province. They appealed to yangban farmers, Kaesong merchants, and hungry peasants. Saying he was organizing laborers for mining, Hong trained a force and defeated government soldiers in Pakch’on county. They fortified Chongju and held out for a hundred days before Hong was killed and the rebellion was defeated. In the 1820s Korea suffered from floods and a cholera epidemic that spread from China in 1821. King Sunjo passed the presidency of the State Council to his son Ikchong in 1827. He tried to appoint officials based on their ability, but he died before his father. Andong Kim continued to be prime minister and sold offices. Practical scholarship continued with Sixteen Treatises Written in Retirement by So Yu-gu and Random Expatiations by Yi Kyu-gyong.

Sunjo was succeeded by his grandson Honjong (r. 1834-49). His mother Cho Man-yong was a leader in the influential P’ungyang Cho clan. Her brother Cho In-yong became chief state councilor. Pope Gregory XVI had designated Korea a separate diocese from China in 1831. The French priest Maubant arrived in 1836, and two more priests came the next year. In 1839 the P’ungyang Cho clan of the Pyokp’a party executed the three priests and eighty Korean converts, of whom fifty were women. King Honjong published a condemnation of Catholicism, arguing its writings contradicted the laws of past kings. He wrote that only the ignorant would ask Heaven to forgive misdeeds or to grant special favors. He thought that the religion belittled reverence for one’s parents and while believing in the soul contradicted itself by not believing in the spirits of the ancestors. Chong Hasang, who was executed in 1839, defended Catholicism, believing it taught the same moral principles as Confucianism such as the fourth commandment to honor one’s parents. He believed they should follow God’s commands rather than the king’s. He asked why Catholics were not granted the same tolerance shown to Buddhists and shamans. The Korean priest Kim Tae-gon had studied at Macao and was ordained in Shanghai in 1845; he entered the country and tried to preach secretly, but he was caught and killed the next year along with eight other Catholics.

When Ch’olchong (r. 1849-63) became king, the Andong Kim clan regained power because of his queen being the daughter of Andong Kim Mun-gun. His kinsmen Kim Hung-gun and Kim Chwa-gun became the chief officials. They stopped the persecution of Catholics, but those in the royal house who attacked the Andong Kim clan were banished. Western priests came to Korea, and Catholic writings were published. Some scholars became Christians, but most of the converts were poor, uneducated, and lived in Seoul. The Catholic creed that all are children of God appealed to the lower classes wanting equality. The second Korean priest, Ch’oe Yang (1821-61), began preaching in 1850 and helped the Catholic congregation grow from 13,638 believers in 1855 to 23,000 in 1865.

Yi Chin-hung was a lower official (hyangni), and in his History of the Clerkly Class he argued that the hyangni and yangban should be treated the same. In 1857 Yu Chae-gon included works by monks and women in the Third Selection of Poems of the People. Fellowships of poets (sisa) were formed. Masked dances and dramas also included shamanistic elements and lampooned the yangban class. In 1859 a book called Sunflowers collected the writings of men who suffered from discrimination because they were the sons of a yangban and a concubine. Ch’oe Han-gi wrote Personnel Administration in 1860 to suggest that government could be improved by employing the most talented and well educated from all social classes. He also recommended that Korea end its policy of isolation so that it could join the community of nations. P’ansori tales were sung to outdoor audiences. Sin Chae-hyo (1812-84) was especially skilled at satirizing the yangban class.

The Chinju uprising of 1862 was led by yangban farmer Yu Kye-ch’un using bamboo spears against the rapacious army commander Paek Nak-sin. The rebels killed local officials and burned government buildings, but they were suppressed. A few weeks later peasants rose up in Cholla and three southern provinces. Even the fishermen of Cheju Island rebelled against local authorities. Including the northern provinces of Hwanghae and Hamgyong, forty cities and towns experienced upheavals.

Ch’oe Che-u (1824-64) founded a religious movement that was called Tonghak (Eastern Learning) because it drew from Confucianism, Buddhism, and Daoism as well as from shamanism and Christianity. He was the son of a yangban but could not qualify for the exams because his mother was a peddler and had been married before. He studied Confucian books until he was twenty, then Buddhism, Daoism, and Christianity. For five years he had religious experiences as he went on long retreats. To raise money to open a hardware store, he sold his land to seven persons. In the ensuing scandal an old woman was believed to have died of anger before being revived by Ch’oe. On April 5, 1860 while trembling he conversed with a supernatural voice that claimed to be the Lord of Heaven. He was given a round symbol containing the opposites of yin and yang for healing people, and he was told to teach people. At first his wife thought he was mad, but soon he attracted many disciples and was called the Great Godly Teacher. During the uprisings of 1862 Tonghak became a church and spread in Kyongsang province. In August 1863 while Ch’oe Si Hyong (1829-98) was having a mystical experience, Ch’oe Che-u transferred consciousness to him and appointed him head of the northern churches.

Ch’oe Che-u wrote the Eastern Scripture and the Yongdam Hymns, teaching that God and humans are one and the same. He prayed that the Ultimate Energy be conscious in him that he may serve the Lord of Heaven. The Ultimate Energy is God, and to serve God is to be one with God, which is present in all things. The spirit of God is in humans, and to serve humanity is to serve God. Ch’oe proclaimed social equality and welcomed oppressed peasants, lifting them to the highest class in the Heavenly Way of the Tonghak religion. The chanting of magical formulas and the acceptance of mountain deities appealed to shamanistic traditions. Ch’oe called for reform of the corrupt government and prophesied that the “welcome tidings” would come in 1864. So the government had him arrested in December 1863 for sedition. Ch’oe Si-hyong visited him in prison and was told that he would “fly high and run far.” In March 1864 Ch’oe Che-u was beheaded. His followers fled into the mountains to hide, and Ch’oe Si-hyong led an underground movement that would revive a generation later.

Korea in Transition 1864-93
Since Kojong (r. 1864-1907) was only twelve years old when he became king, his father Yi Ha Ung was named Taewon’gun (Grand Prince) and governed as regent. His reforms aimed to create a strong monarchy. He appointed officials from all four colors (factions) based on merit, especially the Southerners and Northerners who had been neglected by the Andong Kim clan. The Taewon’gun was the first in the Yi dynasty to appoint anyone from the royal Wang family of Koryo, and he promoted able commoners. He converted the military cloth tax to a household tax that the yangban class also had to pay. To reform the collection of the grain taxes he sentenced corrupt officials to death or exile. However, a land surtax, a gate tax, and much labor were needed for the reconstruction of the Kyongbok palace that began in 1865 and took two years. Large contributions by the royal family and others were rewarded with official titles and entertainment. He also had debased coins minted that caused inflation and counterfeiting. Cho Tu-sun (1796-1870) led the team that revised the administrative code of the Choson dynasty in 1865.

Because of its isolation the Choson dynasty became known in Europe as the “hermit kingdom.” Giving information to foreigners was a capital crime, and travel abroad was forbidden. An English merchant ship was turned away in 1832, and a British warship spent a month in Korean waters in 1845. The next year three French warships left a letter for the court demanding that amends be made for the killing of the French priests. In 1854 two Russian warships killed some Koreans. The German merchant Ernest Oppert twice asked permission to trade in 1866. That year the American schooner Surprise was stranded, and the crew was helped by the local Koreans. In July the trading vessel General Sherman sailed up the Taedong River to P’yongyang; after they abducted three Koreans, a battle erupted in which twelve local people were killed. Then Korean soldiers and a mob burned the ship and killed all on board—three American officers, a Protestant interpreter, and the mostly Chinese crew. The Korean government rejected western demands for trade because of China’s unfortunate experiences in the Opium Wars and because of the concern that Catholicism would spread. Korea would not trade with Japan either.

The Taewon’gun may have learned of French missionaries from a proposal by the Catholic Nam Chong-sam that France help Korea against the Russians on the northern border. The Taewon’gun ended his toleration in 1866 when he had nine French missionaries and about 8,000 Korean believers executed; even more were imprisoned. Three French missionaries were in the provinces, and Felix Ridel escaped to China. There he contacted Admiral Roze, who promised to punish Korea with his French Asiatic Squadron. After sending three steamships to reconnoiter Seoul, seven warships attacked Kanghwa Island, carrying off weapons, silver, and 3,000 books that went to the French National Library. However, Koreans led by Han Song-gun defeated another French force at Munsu-san Fortress opposite Kanghwa, and Yang Hon-su’s troops drove the French from Kanghwa. In reaction to the foreign attacks, the conservative Confucian, Yi Hang-no (1792-1868), proposed forming a militia; he led the opposition to western trade and religion. In 1867 his disciples published his writings as Reflections of the Master Hwaso. Yi Hang-no urged Koreans not to use Western goods so that trade would not be necessary.

In 1868 the French priest Feron persuaded Oppert and his crew to try to steal the bones of the Taewon’gun’s father in order to bargain for open trade. This venture was financed by the American Jenkins, but they only managed to desecrate the tomb. A response from the United States to the loss of the General Sherman came in 1871 when their ambassador to Beijing, Frederick Low, and Admiral John Rodgers with five warships and 1,230 marines tried to force open ports for trade by attacking Kanghwa. At least 53 Koreans and three Americans were killed, but once again stubborn Korean defense drove the westerners away. The Taewon’gun had monuments inscribed in various places declaring that they must fight against the barbarian invasions to deter further attacks.

By this time hundreds of academies (sowon) had acquired large agricultural estates with slaves to work on them along with exemptions from taxes and corvée labor. Their economic and political power threatened the government, and in 1864 the Taewon’gun banned unauthorized repairs or construction of academies and shrines. In 1868 he began taxing the sowon, and in 1871 he closed down all but 47 that served as shrines to famous scholars. Confucian scholars objected, but police beatings drove the demonstrators from the capital. The reductions in officials’ corruption increased the government’s revenue, which accumulated after the costly palace was completed. Eventually the Confucians drove the Taewon’gun from power in 1873.

King Kojong had fallen in love with Lady I, and in 1868 she bore him a son, whom the Taewon’gun proclaimed as crown prince. When Queen Min had a son, the Taewon’gun sent rare ginseng; the five-day-old baby became ill and died. When Ch’oe Ik-hyon impeached the Taewon’gun, the Queen got his regency terminated. Kojong was old enough to rule. The Taewon’gun retired to his estate at Yangju but in 1874 may have sent the bomb that killed his political enemy, Min Sung-ho. After the Meiji restoration the Japanese had been trying to establish diplomatic relations with Korea since 1870, but their efforts were rebuffed three times as improperly advanced by an emperor. In 1875 the Japanese warship Unyo landed twenty men on Kanghwa, and Korean defenders fired on them. Japanese ships also landed men at Pusan and demanded negotiations. They sent the minister Kuroda Kiyotaka with two warships and three troop transports, and Korea accepted a friendship treaty at Kanghwa in February 1876, ending Korea’s period of isolation. Korea ended China’s claims to suzerainty and granted Japan trade and extraterritorial rights in its first unequal treaty. In addition to Pusan, which was already open to Japanese trade, the Bay of Wonsan would open in 1880 and Inch’on in 1883. Japan would not have to pay any taxes “for several years.”

Kim Ki-su was sent to Japan as a special envoy, and he wrote his Record of a Journey to Japan and let King Kojong order copies. Kim Koeng-jip, who later became known as Kim Hong-jip, brought back even more information about Japan’s advances in 1881. “A Policy for Korea” was written by the Chinese diplomat Huang Zunxian and recommended Korea develop a close relationship with Japan and China and form an alliance with the United States as a defense against Russian aggression. Another treatise, Presumptuous Views by Zheng Guanying, advised Korea to adopt China’s policy of self-strengthening by importing western technology and political ideas. Also in 1881 a technical mission of “sightseers” went to inspect Japan’s modern facilities. That year King Kojong reorganized the army into two garrisons instead of five.

Traditional Confucians opposed the Japanese treaty, and Ch’oe Ik-hyon wrote “Five Reasons Against,” warning against Japanese aggression and Catholicism. In March 1881 Yi Man-son submitted the “Memorial of Ten Thousand Men in Kyongsang Province” that defended the orthodox views against the new “enlightenment.” Most of the leaders were banished, but some of the more radical, such as Hong Chae-hak, were executed. The Taewon’gun tried to regain power through his oldest son Yi Chae-son by a secondary wife; but the plot was discovered, and Yi and more than thirty conspirators were executed. As father of the King, Taewon’gun was not investigated.

Because of the recent reform the traditional military units went thirteen months without pay or rations. When these soldiers were given rice mixed with sand and pebbles in 1882, they attacked the ration clerks. The superintendent Min Kyom-ho had the ringleaders arrested and sentenced to death, but soldiers stormed Min’s house and appealed to the Taewon’gun. The mutineers seized weapons and freed their comrades from prison. They killed the Japanese officer Horimoto Reizo and threatened the Japanese legation. The minister Hanabusa fled to Japan as the legation was burned down. The soldiers attacked the palace and killed Min Kyom-ho, but Queen Min escaped. King Kojong restored the Taewon’gun to his position of deciding all governmental matters. He dismissed the two new garrisons and revived the five old garrisons, abolishing the Office for Extraordinary State Affairs.

Hanabusa came back from Tokyo supported by soldiers and the Japanese navy, but on August 20, 1882 Chinese forces also arrived in Seoul led by General Wu Changqing. He seized the Taewon’gun and sent him to Tianjin in China. On August 29 the Korean army and citizens attacked the Chinese forces; 376 Koreans were killed; 173 were arrested, and ten mutiny leaders were executed. Korea and Japan negotiated the Treaty of Chemulp’o in October that punished the leaders of the mutiny. Korea paid Japan’s government 500,000 yen in reparations and 50,000-yen indemnities to the families of the Japanese victims. The Min family took control of the Korean court and favored China, which sent the diplomat Ma Jianchang and the German advisor Paul Georg von Mollendorff. General Yuan Shikai trained the new Four Barracks Commands. The Chinese urged the Koreans to make commercial treaties. Korea made unequal treaties with the United States in 1882, with England and Germany in 1883, with Italy and Russia in 1884, and with France in 1886. In 1883 the Korean government developed a factory for manufacturing arms, a mint, and a facility that published Hansong Sunbo, Korea’s first newspaper. In 1885 the government supported the Kwanghyewon Hospital that was founded by Horace N. Allen and developed a medical school. In the 1880s the Bible and some western literature were translated into Korean.

The disciples of Yu Hong-gi formed the Progressive party to support the enlightenment policies with the help of China. Pak Yong-hyo was sent to Japan as a special envoy with Kim Ok-kyun and So Kwang-bom, and they persuaded King Kojong to adopt reforms. They modernized the postal service and the army, but the Min clan began to block their efforts. Kim Ok-kyun brought back gunpowder, but his effort to get a loan was rejected at home. While China was in a conflict with France over Annam in 1884, the progressives planned a coup with support from 140 Japanese soldiers. On December 4, 1884 they gathered at a banquet to celebrate the opening of the Postal Administration. Kim Ok-kyun went to the palace and told the King that the Chinese were causing a disturbance and asked for Japanese protection. They called in conservative officials and Barracks commanders, killing them as they arrived. Kim later wrote in his Journal of 1844 that they had 14 reforms to implement. The first was to return the Taewon’gun, and the second was to abolish class privileges and establish equal rights. They wanted to revise the land laws to end extortion by officials. A State Council would submit proposals to the King. However, the Chinese had 1,500 soldiers and quickly suppressed the coup attempt. Kim, Pak, and a few others managed to escape to Japan; the Japanese minister Takezoe set fire to his legation as he fled. Families of the traitors were executed. Foreign minister Inoue Kaoru negotiated the Treaty of Hansong that paid for rebuilding the legation and provided indemnities for the Japanese civilians killed.

Japan’s prime minister Ito Hirobumi went to China and signed the Convention of Tianjin with Viceroy Li Hongzhang on April 18, 1885. Japan and China both agreed to withdraw their troops from Korea within four months and to notify each other if they were to send troops to Korea. Yuan Shikai remained in Seoul as a diplomat and was influential, forming a settlement that became Seoul’s Chinatown. China sent the Taewon’gun back, but Mollendorff and his replacement, the American Owen N. Denny, both urged the court to make an agreement with the Russian minister Karl Waeber. England became concerned and in 1885 sent a naval force to occupy Komun-do at the gateway of the Korean Strait. Russians objected, and China persuaded the English to remove these forces in 1887. The Russians pledged that no nation would be allowed to seize Korean territory. Pak Chong-yang was sent as an envoy to the United States. In 1888 Russia and Korea agreed to an Overland Trade Agreement. Yu Kil-chun visited the United States and Europe, and in 1889 he wrote the influential Observations on a Journey to the West. He favored a constitutional democracy and a free-enterprise economy, but for Korea he was willing to accept a constitutional monarchy.

Meanwhile the peasants were still suffering from extortion, and armed bandits were raiding public markets more often. Japan increased their share of Korea’s exports to more than 90%, but by 1893 their proportion of the imports to Korea had fallen to 50% from 81% in 1885. Korea exported mostly rice, soybeans, gold, ginseng, and cowhides. Peasants eager to import tools, utensils, cotton goods, and other useful items from Japan often mortgaged most of their crops. The Korean government banned the export of rice from Hamgyong province in 1889 and from Hwanghae in 1890, but the Japanese protested and got around them.

Japan had laid undersea cable from Pusan to Nagasaki in 1883 and built the Pusan-Inch’on telegraph line in 1885. The next year they established a coaling station on Yongdo off Pusan, and in 1888 they gained coastal fishing rights. In 1891 Japan put a coaling station on Wolmi Island off Inch’on and gained fishing rights off Kyongsang province. In 1894 they built a railway from Seoul to Pusan.

Korea Reforms 1894-1904
Ch’oe Si-hyong compiled the Bible of Tonghak Doctrines and Hymns from the Dragon Pool and developed the Tonghak (Eastern Learning) into a religion with churches. In 1892 a movement grew in Cholla province to clear the name of their founder Ch’oe Che-u. They petitioned the throne in Seoul, and 20,000 assembled at Poun in Ch’ungch’ong province. They wanted the Japanese and Westerners expelled from Korea. In 1894 these revolutionary peasants began military operations by rising up against the tyranny of Cho Pyong-gap, the magistrate in Kobu county. He had forced peasants to build a new reservoir and then extorted rice from them too. Led by Chon Pong-jun, the peasants entered the county office, grabbed weapons, distributed the rice to the poor, and then destroyed Manokyo reservoir. An official arrested some Tonghak members, executed a few, and burned their homes. The Tonghaks aroused the peasants to seize more weapons, and thousands joined their army. They defeated the government troops in Kobu county and then captured Chongup, Koch’ang, Mujang, Yonggwang, and Hamp’yong. Seoul dispatched Hong Kye-hun with 800 well armed men; but half of them deserted before they reached Chonju, where they were defeated by the Tonghaks.

Korea appealed to China for military help. When they sent 3,000 men, Japan sent 7,000 troops to Inch’on. Chon Pong-jun tried to negotiate to stop the yangbans from extorting crops from the peasants and to block the foreign merchants. The Tonghaks spread out to establish more congregations in villages and to reform the abuses of local governments. Chon established the directorate headquarters at Chonju. Their 12-point program included punishing corrupt officials and wealthy extortionists, burning slavery documents, permitting young widows to remarry, banning arbitrary taxes, ending class discrimination in employment, canceling debts, and distributing land equally to cultivators.

In late July 1894 China and Japan went to war, and the Japanese drove the Chinese out of Korea by October. That month the Tonghak army marched north, but the Japanese defeated them at Kongju and again at T’aein. The Northern Assembly of Tonghak led by Ch’oe Si-hyong had denounced the armed revolt as treasonous and a betrayal of Tonghak teachings, but the peasants in the Southern Assembly were determined to fight. The Northern Assembly joined the second uprising against the Japanese, but, lacking modern weapons, the peasants were crushed by Japanese imperialism and the yangban power. Chon Pong-jun was arrested in Seoul on December 28, and he and other leaders were executed. Japan proposed that with the Chinese they could reform Korea’s administration, but China rejected this as outside interference. China lost the war, and in the April 1895 Shimonoseki Treaty they acknowledged the independence of Korea.

The Korean government demanded that the Japanese withdraw before they instituted reforms; but their forces restored the Taewon’gun to power. The Japanese minister Otori Keisuke and Kim Hong-jip’s Deliberative Council began implementing the reforms on July 26, 1894. In the first three months 208 reform laws were enacted, but after six months the Taewon’gun abolished this council. The new department of the Royal Household separated the palace affairs from the administration of the government. New ministries of Agriculture, Commerce, and Industry were added to the traditional ministries of Foreign Affairs, Home Affairs, Finance, Justice, Education, and Defense; but Industry did not last long.

The old examination system was abolished, and the new exams were on Korean, Chinese, calligraphy, mathematics, political science, international relations, and composition. There were special tests in scientific and technical subjects. Class distinctions were eliminated, and despised butchers and leather-workers were given equal rights. The eight provinces were organized into 23 prefectures and then into thirteen provinces as two in the north and three in the south were divided into northern and southern parts. The administration of justice was separated from the executive as a system of courts was established. All fiscal matters were put under the ministry of Finance, and taxes had to be paid in cash. Peasants had difficulty paying taxes with money. Slavery had no longer been hereditary after 1888, but now it was completely abolished. Legislation ended torture and the punishment of relatives of criminals. The minimum ages for marriage became 20 for men and 16 for women. Any widow could remarry, and illegitimate sons could inherit. Social dress codes were relaxed, and practical clothing was encouraged.

The Taewon’gun opposed the reforms and tried to replace King Kojong with his own grandson Yi Chun-yong, but the plot was discovered and stopped. The Japanese sent Inoue Kaoru, and with Japanese forces in P’yongyang he forced the Taewon’gun to retire. Inoue persuaded Kojong to appoint Pak Yong-hyo to work with Kim Hong-jip’s cabinet as a coalition government. In a ceremony on January 7, 1895 the fourteen articles of the “Guiding Principles of the Nation” were proclaimed at the Royal Ancestral Throne by the King and his family. They have been summarized as follows:

1. Korea is a sovereign nation completely independent of China.
2. The rules of succession to the throne are to be legally determined.
3. The King alone heads the government, and the Queen and other relatives are excluded from political power.
4. The finances and other affairs of the royal family are to be administered separately from those of the government.
5. The powers and functions of each official post are to be clearly defined.
6. Taxation is to be imposed solely according to law.
7. All government financial affairs without exception are to be controlled by the Ministry of Finances.
8. The expenses of the various offices are to be reduced.
9. Annual budgets are to be prepared to regularize finances.
10. The functions and jurisdictions of local administrations are to be clearly defined by law.
11. Talented persons are to be sent abroad for study in order to develop and apply modern science and technology.
12. An army is to be established on the basis of conscription.
13. Reformed civil and criminal law codes are to be enacted.
14. Appointments to government posts are to be made on the basis of merit only, without regard to social status.2
The reforms were completed by April 1895, and 16,000 of the 22,300 district officials were dismissed. When Queen Min learned that Pak Yong-hyo wanted her to abdicate, she forced him to flee with the pro-Japanese faction. Her faction led by Yi Pom-jin and Yi Wan-yong were pro-Russian and took control. The Japanese minister Miura Goro approved the assassination of Queen Min, and she was killed by Japanese civilians who accompanied a training unit and Japanese guards into the palace on October 8. The Korean commander of the training unit was also killed, and the minister of the royal household was beaten to death. Japanese troops seized King Kojong and restored the pro-Japanese government. Japan recalled Miura for trial, but he was acquitted. Kim Hong-jip once again led the cabinet and continued the reforms—adopting the Western calendar, smallpox vaccinations, and elementary schools. The military was restructured, and men were ordered to cut off their topknots. Some guerrilla groups rose up against this and the Japanese, but they were suppressed by the capital guards.

After their minister Waeber brought one hundred Russians to guard their legation in Seoul, Yi Pom-jin and others moved King Kojong into the Russian legation on February 11, 1896. Armed uprisings broke out in Korea during the first half of 1896 against the foreigners and the five Korean traitors. Kim Hong-jip and Chong Pyong-ha were arrested at a palace gate and were killed by an angry crowd. A mob also killed O Yun-jung, but Yu Ku-chun and Cho Ui-yon escaped to Japan. Yi Pom-jin and Yi Wan-yong became the leaders in the pro-Russian cabinet. Russian arms were procured, and a Russian language school was established. Japanese advisors and military trainers were replaced by Russians. In 1896 Russians were given mining rights in Homgyong province and timber rights in the Yalu River basin and permission for a coaling station on Wolmi Island off Inch’on. The Japanese owned 210 of the 258 foreign commercial companies in Korea, and 42 were Chinese.

The United States also gained economic concessions—gold mining rights in P’yongan province and the Seoul-Inch’on railway line. France built the Seoul-Uiju railway, and in 1897 Germany gained mining rights in Kangwon province. In 1898 Russia also established a coaling station on Yongdo off Pusan, and they were authorized to establish the Russo-Korean Bank. Japan was given exclusive rights to purchase coal from P’yongyang and bought the Seoul-Inch’on railway concession from the Americans, who laid electricity and water mains in Seoul. The Standard Oil Company had an oil storage depot on Wolmi Island. England was given gold mining rights in P’yongan province. Japanese banks had twenty branches in Seoul and treaty ports, and the Daiichi Bank of Japan acted as a central bank for Korea.

These foreign concessions disturbed many Koreans. So Chae-p’il had fled to Japan after the failed coup in 1884. He became a medical doctor in the United States, where he used the name Philip Jaisohn and married an American. In 1895 Pak Yong-hyo visited So and persuaded him to return to Korea. So founded the Independence Club in 1896, and within three months they had ten thousand members. Many government officials joined the Club but dropped out as it grew and became more radical. Confucian reformers such as Namgung Ok and Chong Kyo also joined. Their first project was to change the gate and hall where Chinese envoys were welcomed by renaming them Independence. So Chae-p’il started The Independent newspaper on April 7, wrote its editorials, and sponsored weekly debates. The Confucians had their own paper, the Capital Gazette (Hwangsong Sinman). The Independence Club favored a neutral foreign policy and democratic political rights. They also promoted the self-strengthening movement that was popular in China.

On February 20, 1897 King Kojong moved from the Russian legation to the Kyongun Palace, where he was protected by other legations as well. In October he announced that Korea was to be known as the Great Han Empire, and on October 12 he was crowned emperor in order to be equal to the monarchs of Japan and China. On February 9, 1898 the Independence Club organized a mass rally at the Chongno intersection in Seoul, and public opinion persuaded the government to dismiss Russian advisors and close the Russian bank. So Chae-p’il was deported and went back to the United States.

In October 1898 another mass demonstration submitted six proposals to the King recommending that Korea not rely on foreign aid, that all agreements must be approved by state ministers and the president of the Privy Council, that offenders should have public trials, that the King’s appointments must be approved by a majority of the cabinet, that the Finance ministry should have exclusive control over revenues and taxes, and that laws should be enforced. Kojong immediately agreed, and the Independence Club even elected half the Privy Council; but on November 4 the King ordered the Club dissolved and arrested seventeen of its leaders. They responded with a continuous protest meeting. Cho Pyong-sik organized the conservative Imperial Association, and hooligans from the Peddlers Guild attacked the demonstrators. Troops were called in to clear the streets, and protests were banned.

Meanwhile Russia had gained Chinese ports at Port Arthur and Dairen and was advancing in Manchuria with its Trans-Siberian Railway. In 1898 Korea had 15,062 Japanese, 2,530 Chinese, and 220 Westerners. In April 1898 Russia and Japan agreed that neither would interfere with Korea’s internal administration, but in 1900 Russia built a naval base in Masan between Vladivostok and Port Arthur. While China was preoccupied with the Boxer Rebellion, Russia moved troops into Manchuria. In January 1902 Japan formed an alliance with England to counter the Russian threat. Japan recognized English interests in China while the British accepted Japanese influence in Korea. The United States joined them in demanding that Russia withdraw from Manchuria; but the Russians only kept part of their promise, and in July 1903 they crossed the Yalu River and built a settlement in Yongamp’o, which remained a trading port after they withdrew under Japanese pressure. Japan and Russia tried to negotiate but could not agree. On February 8, 1904 the Japanese attacked Port Arthur by surprise, and two days later both sides declared war.

Japan's Annexation of Korea 1904-18
Korea had declared its neutrality in January 1904, but Japanese troops landed at Inch’on and marched to Seoul. King Kojong let the Japanese occupy strategic points and canceled all Korea’s agreements with Russia. Japan built railways from Seoul to Uiju and Pusan, took over the telegraph network, and used Korean rivers and coastal waters. Koreans especially complained when they opened up uncultivated land to Japanese colonists. Song Su-man organized the Korean Preservation Society to oppose the Japanese seizure of Korea’s uncultivated land. Japanese advisors influenced key ministries, especially Megata Tanetaro who moved into Finance in August. The American Durham W. Stevens became Foreign Affairs advisor, and he was later assassinated by two Koreans in San Francisco in 1908. Korea’s ministers to Japan, China, Germany, France, and other nations were recalled.

Japan had delayed this war until they were strong militarily and won a series of victories over the Russians, astounding the world. US president Theodore Roosevelt offered to mediate, and envoys met at Portsmouth, New Hampshire. In July 1905 Japan and the United States made the secret Taft-Katsura Agreement in which Japan recognized American control over the Philippines in exchange for US acceptance of Japanese influence in Korea. The next month England made a similar deal in which Japan recognized British domination in India. Then in September the defeated Russians agreed that Japan was paramount in Korea. Japan gained Port Arthur, Dairen, and the equal right to move into Manchuria. The sovereignty of Korea was not to be recognized by any treaty as Japan took control of its foreign policy.

Japan sent Ito Hirobumi with troops to establish Korea as a protectorate in November 1905. Korean officials who opposed the treaty were forcibly removed from the chamber by Japanese gendarmes. The negotiations were kept secret because King Kojong and the government feared the independence movement. The pro-Japanese organization Ilchinhoe was led by Songo Pyong-jun and Yi Yong-gu, who were paid by the Japanese. The King’s military aide Min Yong-hwan committed suicide in protest, and several others followed his example. Hundreds of scholars petitioned at the palace gates; some committed suicide, and others joined the guerrilla forces in the countryside that called themselves “righteous armies” and fought the Japanese. Min Kung-ho led a garrison that grew into thousands and defeated the Japanese at Wonju and other places in central Korea. The Kanghwa garrison led by Yu Myong-gyu moved into Hwanghae province. Ho Wi had resigned a high position and commanded disbanded soldiers in Choksong. Ito was appointed Resident-General, and all of Korea’s army was disbanded except one battalion of palace guards.

Korean newspapers led public opinion against the treaty. The Capital Gazette published the emotional editorial “Today We Cry Out in Lamentation,” and to avoid censorship the newspaper was free and delivered to houses. Ernest T. Bethell had founded the bilingual Korea Daily News that year, which was protected from censorship because he was English; but he was deported. Missionaries generally opposed the Japanese, and in 1906 Homer B. Hulbert began publishing the Corea Review. Yi Chun and Yang Han-nuk had organized the Society for the Study of Constitutional Government, and in 1906 it became the Korea Self-Strengthening Society.

The second Tonghak patriarch Ch’oe Si-hyong had been arrested and executed in 1898, and he was succeeded by Son Pyong-hui. In 1901 Son went to Japan, visited Shanghai, and returned to Japan with 64 students. He wrote about the doctrines of the church, including personal hygiene in 1904. That summer their political organization, the Unity Association, became the Neutral Association, and they called for political reforms and independence under the King. In December 1905 Son Pyong-hui appeared in public and announced that Tonghak was renamed Ch’ondogyo (Religion of the Heavenly Way). In September 1906 Son excommunicated the collaborator Yi Yong-gu, and that year they began publishing the Independence News. Most of the Ch’ondogyo were anti-Japanese, and they claimed 310,000 believers by 1910.

In February 1906 King Kojong sent a letter to a newspaper to announce that he had not agreed to the treaty with Japan. The next year he secretly sent Yi Sang-sol, Yi Chun, and Yi Wi-jong to the second world peace conference at The Hague. Their credentials were not accepted by the conference even though they explained that Korea had not agreed to the treaty. However, Yi Wi-jong spoke at a meeting sponsored by the International Press Club, and Korea gained worldwide publicity. The Japanese blamed Kojong and forced him to abdicate in favor of his son Sunjong on July 19, 1907. An angry Korean mob destroyed the building of the Ilchinhoe newspaper. The Japanese were attacked and reacted with military force. The Japanese Resident-General formally took control of the Korean government and appointed Japanese vice-ministers in every department, replacing the “government by advisors.”
级别: 管理员
只看该作者 144 发表于: 2009-03-16
Japanese money-lenders took over the farms of poor Koreans, and by 1907 there were 7,745 Japanese land-owners in Korea. The Japanese population in Korea increased from 20,000 that year to 170,000 in 1910. Japan had 2,000 officials in the government in 1909. The Government borrowed from Japanese banks, and by 1910 Korea’s debt reached 45 million yen. The Association for the Redemption of the National Debt had begun in 1907 and tried to raise money by getting men to stop smoking and women and girls to sell their hairpins and jewelry. Yang Ki-tak’s Korea Daily News sponsored the campaign, and he was arrested on false charges of embezzlement. In 1907 he and An Ch’ang-ho formed the New People’s Association to work for independence. They openly promoted Korean industry, education, and bookstores while secretly preparing for an armed uprising. In 1909 the Korea Association began publishing the Korea People’s Press to counter the Ilchinhoe.

Yi In-jik published the first “new novel” Tears of Blood (Hyol ui nu) in 1906 about a family in P’yongyang that suffers during the Sino-Japanese War. Ongnyon is separated from her family but finds a path to enlightenment while the Japanese impose colonial rule. In Peony Peak she returns to her family in Korea, and they try to marry her to an idle rich man. Yi In-jik’s Silvery World (1908) portrays the political corruption during the reforms of 1894. He persuaded Emperor Kojong to sponsor a National Theater, where his play Plum Tree in the Snow was performed in 1909. Yi Hae-jo translated many Western novels, and his 1908 novel Snow on the Temple Hair wrestles with the moral issues involving a wife and a concubine. In 1911 he wrote The Peony Screen in which a daughter is sold to a swindler and has to be rescued from prostitution.

New novels were usually published in the han’gul alphabet and the vernacular language, and they often emphasized modern education and sexual equality. They reached a height in 1917 with Yi Kwang-su’s Heartless (Mujong), which urged readers to reconstruct their own lives before turning to politics. The orphan Yi Hyong-sik becomes a teacher and challenges Confucian traditions to work for more modern education. He leaves his childhood sweetheart Yongch’ae, who has become an entertainer, in order to marry Sonhyong, the daughter of a wealthy diplomat. He wants a marriage based on mutual love and loves her, but he is not sure that she loves him or whether she is merely obeying her father. The rejected Yongch’ae is planning to drown herself, but the feminist Pyonguk persuades her that a child’s life is more than the will of her parents and a wife’s life more than the will of her husband. She may choose the roles of daughter, wife, and mother, but she also may find her own life in society, religion, science, or the arts. In the conclusion Yi Hyong-sik and Pyonguk persuade Yongch’ae and Sonhyong that they should all work to strengthen and enlighten themselves and others. Yi Kwang-su wanted people to adopt Christianity and western ways in order to surpass the Japanese.

Ch’angga songs were often based on Western melodies but with patriotic lyrics that expressed independence and the new education and culture. The People’s News was pro-Japanese, but in 1909 the Korean People’s News was founded. Korea had 3,000 private schools by 1910, but the Japanese controlled the curricula, and all government schools had Japanese teachers.

The Korean army had only 8,800 soldiers in Seoul, and these were disbanded. The commander Pak Song-hwan killed himself, and many officers and men took up arms against the Japanese. After they had expended their ammunition, they joined the guerrillas in the countryside. Yi In-yong was active in Kangwan province. Min Chong-sik controlled Hongson in Ch’ungch’ong province; Ch’oe Ik-hyon and Im Pyong-ch’an led the uprising in Cholla province; and Sin Tol-sok led guerrillas in Kyongsang province. In 1907 Yi In-yong and Ho Wi led ten thousand men against the Residency-General headquarters.

An Chung-gun assassinated Ito Hirobumi in the Harbin railway station on October 26, 1909. According to Japanese records the number of guerrillas they fought increased from 44,116 in 1907 to 69,832 in 1908 but decreased to 15,763 in 1909. By 1910 only 1,891 were still fighting. The total number of guerrillas killed was estimated at 17,600, but the historian Pak Un-sik calculated that over the previous fifteen years 50,000 Koreans had been killed. Refugees went to Sikhote Alin in the Russian Maritime Territory and conducted raids into Hamgyong province from there. Others went to Manchuria, where Kando had a Korean population of 100,000 by 1910. The next year they opened the Military School of the New Rising there. In 1912 Im Pyong-ch’an organized the Righteous Army for Korean Independence; in 1913 Ch’ae Ki-jung formed the Restoration Association; in 1914 Yi Sang-sol and Yi Tong-hwi set up the Government of the Korean Restoration Army in the Russian Maritime Territory; and in 1915 So Sang-il founded the Society for the Restoration of Korean National Sovereignty. Teachers and students of the Sungsil Girls’ School in P’yongyang organized the Pine and Plum Society in 1913.

General Terauchi Masatake became Resident-General in May 1910, and 2,000 more Japanese police arrived in Seoul before him. He closed the Korean newspapers and arranged the annexation on August 22 with the prime minister Yi Wan-yong. Yi’s house had already been burned down in protest of his accepting the abdication, and in December 1909 he had been wounded by the independence activist Yi Chae-myong. On August 29 Sunjong proclaimed that he had yielded Korea to Japan. Terauche became Governor-General and repressed resistance. The Government-General published the Daily News, and Koreans had to try to get the banned New Korea People’s Press from the United States or the Mainstream that was published in Vladivostok for less biased news. Syngman Rhee (Yi Sung-man) founded the Korean National Association in Hawaii in 1909 and then moved on to the United States. Sin Kyu-sik, who founded the native Taejonggyo religion, organized the Mutual Assistance Society in Shanghai in 1912 and joined with Sun Yat-sen’s United League. At Shanghai in 1915 Pak Un-sik, Yi Sang-sol, and Sin Kyu-sik organized the New Korean Revolutionary Party to unite the militants in Manchuria and Siberia. Pak Un-sik published his Tragic History of Korea in 1915 and The Bloody History of the Korean Independence Movement in 1920.

The Japanese regime organized the Korean government in the five ministries of Foreign Affairs, Home Affairs, Finance, Justice, and Agriculture-Commerce-Industry with nine bureaus that included the Governor-General’s Secretariat, Police, Investigation, Courts of Justice, Railways, Monopolies, and the Temporary Land Survey. The number of military police stations increased to 528 while the civilian police stations dropped from 640 to 108. The number of policemen increased from 7,712 in 1910 to 14,391 in 1919, plus about 3,000 spies who aided them. The Japanese tried to neutralize influential Koreans by giving them titles of nobility and pensions; 76 accepted titles, and 9,000 yangban Confucians received pensions or gifts.

The Land Survey required owners to register their land, and many Koreans did not do this and lost their ancestral land. The Government also seized common land and uncultivated lands. Less than a hundred farms had been expropriated in 1912 for non-payment of taxes, but by 1918 more than 40,000 delinquent farmers had lost their land. The Land Survey was completed in 1918 and cost 20,500,000 won. The land was sold at low prices to the Oriental Development Company and other Japanese companies and individuals.

By 1911 Korea had 7,749 military police and 6,222 regular police, and more than half of these were Korean recruits. After An Myong-gun tried to kill Terauchi in December, more than six hundred prominent Koreans were arrested; 105 were tried for conspiracy, but only six were convicted. In 1912 more than 50,000 Koreans were arrested, and in 1918 the number had grown to over 140,000. All Japanese officials and school teachers wore uniforms and carried swords. Political meetings were prohibited, and censorship was imposed. The top officials were Japanese, and the Central Council was appointed by them. The Council was given the job of studying Korean customs so that the Japanese could learn about them. The 1911 Temple Act required Buddhist temples and monasteries to be used only for strictly religious purposes so that they would not gain wealth.

Han Yong-un published On the Revitalization of Korean Buddhism in 1913. From the Buddha’s doctrine that all human beings have the Buddha nature he inferred the idea of human equality and freedom. Being ignorant of this human equality leads to the oppression of others. Han also emphasized the Buddha’s teaching of universal salvation for all sentient beings. He recommended a balance of meditative practice and doctrinal study. He urged Buddhists to move from the mountains into the villages and cities, and he advocated that monks be permitted to marry.

During the European War the mining production in Korea owned by the Japanese increased rapidly from 1,783,577 yen in 1914 to 24,673,745 yen in 1918 while those owned by Koreans decreased from 1,042,284 yen in 1916 to 299,110 yen in 1918. The Japanese Government-General operated all the railways, harbors, communications, and airports, and they monopolized ginseng, salt, tobacco, and opium. In 1917 the 605 Korean-owned industries had 1,882,793 yen in capital while the 736 Japanese industries had 33,660,359 yen and ten times as much production as the Koreans. Taxes were collected from Koreans to pay off the national debt to the Japanese banks.

Education was much more available to the Japanese. In 1916 Korea had only 447 primary schools, 74 vocational schools, three high schools, and four colleges. In 1919 of the 336,812 Japanese residents 42,767 children were in school, but of the twenty million Koreans only 84,036 were students.

March First Movement 1919-20
Koreans wanting independence were encouraged by Woodrow Wilson’s Fourteen Points that included self-determination for nations. Article 4 promised a “free, open-minded, and absolutely impartial adjustment of all colonial claims.” Ch’ondogyo leaders Ch’oe In, Kwon Tongji, and O Sech’ang read about this in November 1918, and Son Pyong-hui ordered his two million followers to hold devotional services for 49 days starting on January 5, 1919 to prepare for a movement demanding Korean self-determination. In December 1918 the Korean National Association met in San Francisco and decided to send Syngman Rhee and two others to the Paris peace conference, but they were refused passports by the US State Department.

The sudden death of the ex-emperor Kojong on January 21, 1919 led to rumors that he was murdered or committed suicide. Some believed that he had refused to sign a petition for the peace conference affirming that the Korean people were grateful to Japan, and so Yi Wanyong had him poisoned. Others thought that he committed suicide to stop the marriage of the crown prince Kon to the Japanese princess Nashimoto Masako on January 25. Prince Kon had been engaged to a Korean girl, and her father was murdered at the same time. Many planned to attend Kojong’s funeral on March 3, and they set the demonstrations for March 1.

In January 1919 the New Korean Youth Association was organized in Shanghai. Ch’oe In asked the historian Ch’oe Nam-son to write an independence declaration, and he agreed on the condition that his name was not revealed. The Buddhist monk Han Yong-un was concerned that someone apolitical was writing this sacred document; he suggested three covenants emphasizing nonviolence, and they were added at the end. The Declaration of Independence is quoted here in full, followed by the three added agreements.

We hereby declare that Korea is an independent state
and that Koreans are a self-governing people.
We proclaim it to the nations of the world
in affirmation of the principle of the equality of all nations,
and we proclaim it to our posterity,
preserving in perpetuity the right of national survival.
We make this declaration
on the strength of five thousand years of history
as an expression of the devotion
and loyalty of twenty million people.
We claim independence in the interest of
the eternal and free development of our people
and in accordance with
the great movement for world reform
based upon the awakening conscience of mankind.
This is the clear command of heaven,
the course of our times,
and a legitimate manifestation of the right of all nations
to coexist and live in harmony.
Nothing in the world can suppress or block it.
  For the first time in several thousand years,
we have suffered the agony
of alien suppression for a decade,
becoming a victim of the policies of aggression and coercion,
which are relics from a bygone era.
How long have we been deprived of our right to exist?
How long has our spiritual development been hampered?
How long have the opportunities
to contribute our creative vitality
to the development of world culture been denied us?
  Alas! In order to rectify past grievances,
free ourselves from present hardships,
eliminate future threats, stimulate and enhance
the weakened conscience of our people,
eradicate the shame that befell our nation,
ensure proper development of human dignity,
avoid leaving humiliating legacies to our children,
and usher in lasting and complete happiness
for our posterity,
the most urgent task is
to firmly establish national independence.
Today when human nature and conscience
are placing the forces of justice and humanity on our side,
if everyone of our twenty million people
arms himself for battle,
whom could we not defeat
and what could we not accomplish?
  We do not intend to accuse Japan of infidelity
for its violation of various solemn treaty obligations
since the Treaty of Amity of 1876.
Japan’s scholars and officials,
indulging in a conqueror’s exuberance,
have denigrated the accomplishments of our ancestors
and treated our civilized people like barbarians.
Despite their disregard for the ancient origins
of our society and the brilliant spirit of our people,
we shall not blame Japan;
we must first blame ourselves
before finding fault with others.
Because of the urgent need for remedies
for the problems of today,
we cannot afford the time
for recriminations over past wrongs.
  Our task today is to build up our own strength,
not to destroy others.
We must chart a new course for ourselves
in accord with the solemn dictates of conscience,
not malign and reject others
for reasons of past enmity or momentary passion.
In order to restore natural and just conditions,
we must remedy the unnatural and unjust conditions
brought about by the leaders of Japan,
who are chained to old ideas and old forces
and victimized by their obsession with glory.
  From the outset the union of the two countries
did not emanate from the wishes of the people,
and its outcome has been oppressive coercion,
discriminatory injustice, and fabrication of statistical data,
thereby deepening the eternally irreconcilable chasm
of ill will between the two nations.
To correct past mistakes and open a new phase of friendship
based upon genuine understanding and sympathy—
is this not the easiest way
to avoid disaster and invite blessing?
The enslavement of twenty million resentful people by force
does not contribute to lasting peace in the East.
It deepens the fear and suspicion of Japan
by the four hundred million Chinese
who constitute the main axis for stability in the East,
and it will lead to the tragic downfall
of all nations in our region.
Independence for Korea today shall not only enable Koreans
to lead a normal, prosperous life, as is their due,
it will also guide Japan to leave its evil path
and perform its great task of
supporting the cause of the East,
liberating China from a gnawing uneasiness and fear
and helping the cause of world peace
and happiness for mankind,
which depend greatly on peace in the East.
How can this be considered
a trivial issue of mere sentiment?
  Behold! A new world is before our eyes.
The days of force are gone,
and the days of morality are here.
The spirit of humanity, nurtured through the past century,
has begun casting its rays of new civilization
upon human history.
A new spring has arrived
prompting the myriad forms of life to come to life again.
The past was a time of freezing ice and snow,
stifling the breath of life;
the present is a time of mild breezes and warm sunshine,
reinvigorating the spirit.
Facing the return of the universal cycle,
we set forth on the changing tide of the world.
Nothing can make us hesitate or fear.
We shall safeguard our inherent right of freedom
and enjoy a life of prosperity;
we shall also make use of our creativity,
enabling our national essence
to blossom in the vernal warmth.
We have arisen now.
Conscience is on our side, and truth guides our way.
All of us, men and women, young and old,
having firmly left behind the old nest of darkness and gloom
and head for joyful resurrection
together with the myriad living things.
The spirits of thousands of generations
of our ancestors protect us;
the rising tide of world consciousness shall assist us.
Once started, we shall surely succeed.
With this hope we march forward.3
The three agreements indicate their peaceful approach.

This work of ours is on behalf of truth, justice, and life,
undertaken at the request of our people,
in order to make known their desire for liberty.
1. Let no violence be done to anyone.
2. Let those who follow us show every hour
  with gladness this same spirit.
3. Let all things be done with singleness of purpose,
  so that our behavior to the very end
  may be honorable and upright.4
Christians did not want a bold declaration, and they circulated a petition instead but got only about fifty people to sign. When Ch’oe In promised that Ch’ondogyo would contribute 5,000 yen to the Christians’ expenses, they agreed to the declaration. Ch’oe P’ar-yong and 600 Korean students in the Korean Youth Independence Corps met at the Tokyo YMCA on February 8 to pass resolutions, and they tried to give the Japanese government their petition for Korean independence. In late February the Independence Declaration was signed by 33 national representatives (15 Ch’ondogyo, 16 Christians, and 2 Buddhists), and the Ch’ondogyo organization printed 21,000 copies for distribution. Han Yong-an and a dozen Christians and Ch’ondogyo members each took thousands of copies to various places in Korea. It was also sent to the Paris Peace Conference, the President of the United States, and the Japanese government.

The night before the demonstrations 29 signers (4 Christians were still in the country) met at a restaurant in Seoul to sign and proclaim the Declaration. The Ch’ondogyo and Christians argued over the order of signing; but Ch’oe Nam-son suggested that Son Pyong-hui sign first. The Presbyterian elder Yi Sung-hun proposed that Rev. Kil Son-chu sign second, and the Methodists had Rev. Yi P’il-chu sign third. The Buddhist poet Han Yong-un had the Resident-Master of the Haein-sa Paek Yong Song sign fourth, and the rest signed in alphabetical order. At the end of the meeting they called the Japanese police to announce their plans, and they were arrested.

On first day of March students gathered at Pagoda Park in Seoul, and they were joined by farmers, workers, shopkeepers, and other citizens. The news gradually spread throughout Korea, and protests continued into April. March 2 was Sunday and was quiet, but on March 3 some Koreans attacked police stations and the homes and shops of Japanese. The next day armed bands killed some Japanese gendarmes. Yet most of the organized demonstrations were peaceful. On March 6 at Maengsan in South P’yong’an 76 shots killed 54 and wounded 13. On March 9 shopkeepers in Seoul announced they would not resume business until all the arrested students were released; shops in other cities also closed.

On April 8 the Japanese War Ministry announced that six battalions of infantry with machine guns were being sent to quell the disturbances. One week later a law went into effect that could give demonstrators ten years of penal servitude. Brutal suppression greatly reduced the number of open demonstrations, which stopped by the end of April. An estimated two million people participated in 1,542 demonstrations in all but seven of Korea’s 218 counties. In more than a hundred incidents the Japanese police and military fired into unarmed crowds. According to their records 7,645 people were killed, and 45,562 were wounded. The police arrested 46,811 people, and at least 11,000 were flogged; some were tortured. About 10,000 were tried and convicted, but most received light sentences. A bomb-thrower was executed. Son Pyong-hui and seven other leaders were sentenced to three years penal servitude. Han Yong-un was imprisoned for three years and wrote “A Discourse on the Independence of Korea” advocating that the independence of Korea was essential to peace in Asia. He believed that both freedom and peace are essential to human well-being.

In April the Provisional Government of the Republic of Korea was established in Shanghai, and individuals were assigned to be liaisons in every county and town. Their constitution called for a democratic republic with a provisional legislative council; equality for citizens regardless of class, sex, or wealth; “freedoms of speech, writing, publishing, association, assembly, and dwelling;” the right to vote and be elected; “compulsory education, taxation, and military conscription;” joining the League of Nations; treating the former imperial family well; abolishing the death penalty, corporal punishment, and prostitution; and convening a national assembly within a year.

They sent Kim Kyu-sik to appeal for Korean independence at the peace conference in Paris. Yo Un-hyong went to the Soviet Union, and Chang Tok-su traveled to Japan. Syngman Rhee and Philip Jaisohn organized the First Korean Congress at Independence Hall in Philadelphia from April 14-16. An Ch’angho came to Shanghai from America on May 25 with funds and became acting premier. A Korean representative attended the International Socialist Party Congress in Switzerland in August, and they passed a resolution calling for Korean independence. The legislative council organized a cabinet with Syngman Rhee as president. He stayed in the United States and came to Shanghai in December 1920. Rhee was criticized for having proposed that Korea be under a League of Nations mandate, and he had to share the leadership with the more radical General Yi Tong-hwi.

The Korean Socialist Party had been founded at Khabarovsk on June 26, 1918 with help from the Bolsheviks. Yi Tong-hwi in Siberia trained and mobilized patriots to sabotage and assassinate Japanese officials. He came to Shanghai on August 30 to be premier of the Provisional Government, but he kept 400,000 rubles from the Bolsheviks for use by militant groups in Manchuria. Yi founded a Korean Communist Party there in 1920. In June 1921 the Korean Communists held their first conference at Irkutsk in Siberia. The Provisional Government had internal conflicts between Communists and nationalists, but at times they had the united front advised by the Comintern. The independence fighters in Manchuria and the Russian Maritime Territory were united by the General Headquarters of the Restoration Army in An-tung, Manchuria. In 1919 about 45,000 Koreans migrated to Manchuria. In the summer of 1919 Kim Tsang-suk went to Guangzhou (Canton), and the Guangzhou Military Government helped him raise 200,000 yuan for a Korean independence army, but the funds were stolen. In October the French concession in Shanghai ordered the provisional government closed there, and they had to go underground and move. In 1920 an officers training school was established in Shanghai.

Hong Pom-do led the Korean Independence Army in Manchuria and joined with Ch’oe Tong-jin’s Military Directorate to attack the Japanese army, killing 160 in the battle at Feng-wu-tung. Kim Cha-jin led the Northern Route Command that killed more than a thousand Japanese soldiers at Ch’ing-sha-li. The Japanese army reacted by attacking Korean villages in Manchuria, burning houses and slaughtering young Korean men in what was called the “1920 massacre.” Most of the Korean resistance moved into Russian territory. Later the General Staff Headquarters was set up in southern Manchuria. The New People’s Government was active in northern Manchuria, but in 1921 Soviet Koreans and Bolsheviks attacked Korean nationalists.

Bomb incidents occurred in various places in Korea in September 1920. The major terrorist groups were the Righteous Brotherhood led by Kim Won-hong and the Patriots Corps of Kim Ku. The cultural group was led by An Chang-ho and Yo Un-hyong (known as Lyuh Woon-heung in the US), and they emphasized educating the masses through newspapers and magazines.

On August 12, 1919 Tokyo replaced Governor-General Hasegawa with Admiral Saito Makoto, who arrived on September 2 but was not injured by a bomb that exploded in the railway station. Saito changed the military administration to a more liberal policy, and he met with provincial governors in October to discuss reforms. Salaries of Korean officials were made the same as for the Japanese, and Korean judges were given similar power. Civilian officials no longer wore uniforms or carried swords. The police force was demilitarized, but their numbers increased to 20,083 by 1921 with 2,354 police stations. Flogging was finally banned in April 1920, and the marriage of Prince Kon to Princess Nashimoto was celebrated on April 29 by releasing some political prisoners.

In January 1920 permission was granted for three Korean daily newspapers in Seoul to publish for the first time since the annexation, but censorship involved deletions, confiscating editions, fines, arrest of reporters, and suspension of publication. The literary magazine Creation had been started in 1919, followed by Ruins in 1920 and White Tide in 1922. In October 1920 the Government announced that village, school, municipal, and provincial councils would be formed to give advice, and the first elections were on November 20. Education was made more available to Koreans, and the number of students increased from 94,149 in 1917 to 222,601 in 1921. Koreans began raising funds for a private university in 1920, but instead the Keijo Imperial University opened in Seoul in May 1924 for mostly Japanese students. Studies of those involved in the March First Movement showed that 58% were farmers, 11% students, and 10% merchants. About 60% had little religious faith or were traditional Confucians; 16% were Presbyterians; 15% were Ch’ondogyo; and 5% were Methodists.
级别: 管理员
只看该作者 145 发表于: 2009-03-16
Colonial Korea under Japan 1921-45
In 1920 Japan began spending 168,000,000 yen to increase the production of Korean rice. The costs of the irrigation systems made more Korean farmers poor. The amount of rice exported to Japan quadrupled in the 1920s and doubled again in the 1930s. The Korean population increased by 3.7 million, and the Korean per capita consumption of rice dropped to less than half of Japan’s. Koreans had to import millet, kaoliang, soybeans, and barley from Manchuria to survive. Most Korean farmers became tenants and had to give half their crop to the landlord, and they also had to pay for fertilizer, irrigation, harvest transportation, and land tax. Most of them ended each year owing more money. In 1930 more than three quarters of the farmers were tenants, though 31% were owner-tenants. By then the Japanese Government held 40% of all the land in Korea. The number of “fire-field people” who burned uninhabited land to plant and move on increased from 697,088 in 1927 to more than 1,500,000 in 1936. Korean emigration to Manchuria increased from 560,000 in 1927 to 1,450,000 in 1940, and the number of Koreans in Japan went from 419,000 in 1930 to 1,469,000 in 1941.

In 1919 Korea was exporting 85% of its raw materials to Japan, but this decreased as Korea began manufacturing more products for export, especially in the 1930s. In 1931 about 95% of all Korean exports were going to Japan, and 80% of Korea’s imports came from Japan. Korean workers were paid half as much as Japanese workers and worked ten to twelve hours a day. The number of Korean industrial workers went from 50,000 in 1911 to 250,000 in 1933 and to 1,500,000 in 1945. Japan’s largest investor Noguchi Jun financed the Chosen Hydroelectric Power Company in 1926 on the Pujon River, and this enabled him to develop his Chosen Nitrogenous Fertilizer Company at Hungnam the next year. The Japanese developed munitions factories in Korea, and these expanded as the wars became worse. In 1938 the Japanese had seven times as much capital invested in Korean industry as Koreans. Mining went from 24,650,000 yen in 1930 to 110,430,000 yen in 1936 and to 445,420,000 yen in 1942. In the 1930s gold dominated the mining to pay for industrialization; but in the war years the minerals iron, tungsten, graphite, magnesite, and molybdenum accelerated drastically while gold mining fell from 22 tons in 1940 to 0.6 tons in 1944. In 1945 the Japanese held about 95% of the investments in Korean mining.

In 1922 Kim Yak-su led the North Wind Association, and Kim Sa-kuk and Lee Yong organized four hundred groups with 50,000 members into the Seoul Youth Association. Park Hyun-yong led the Tuesday Club made up of five hundred groups and 60,000 members. Cho Man-sik founded the Korean Products Promotion Society in 1922 and set an example of frugality and self-sufficiency. In 1923 the Society for the Encouragement of Native Products led the movement to “buy Korean” to aid Korean businesses and industry. Some Communists used terrorist tactics, and Pak Yol tried to assassinate the Japanese emperor in 1923. In 1924 the League of Korean Labor and Agriculture was formed out of 180 groups, and the League of the Korean Youth combined 220 groups. Labor disputes increased from 36 cases involving 3,403 workers in 1921 to 205 cases and 21,180 workers in 1931. Most disputes were for higher wages or the right to bargain and the eight-hour day. The Red Peasant Union was active in the 1930s; their peak year was 1932 when 4,381 people were arrested, and 1,011 were prosecuted.

In 1925 the Provisional Government impeached Syngman Rhee and replaced him with Kim Ku, who was supported by Jiang Jieshi (Chiang Kai-shek). The Choson Communist Party was founded on April 17, 1925 and tried to use labor unrest to grow. On March 26, 1926 Chu Yo-sup and Koreans in Shanghai organized the Korean Youth Association to combine the efforts of the Communists and the nationalists. On February 15, 1927 the Communists and nationalists in Korea combined to form the Sin’ganhoe for the three aims to promote political and economic awakening, strengthen national solidarity, and disavow opportunism toward the ultimate goal of independence. They wanted to end Japanese exploitation, reduce Korean emigration, increase Korean education, and teach Marxist ideas. Despite Japanese surveillance they established more than a hundred branches with 30,000 members, and women formed the parallel Kunuhoe. In 1928 the Comintern officially dissolved the Korean Communist Party and ordered them to join the Japanese Communist Party.

The last Yi dynasty ruler Sunjong died on April 25, 1926, and left-wing activists planned massive demonstrations for June 10, the day of the state funeral. However, Japanese police seized leaflets as soon as they were printed and arrested all the leaders they could, especially the Communists. During the funeral march students shouted independence slogans, and more than two hundred were arrested; but the protests did not spread much beyond Seoul.

The Kwangju Student Movement began after three Japanese male students insulted three Korean female students who were waiting for a train. Korean and Japanese students clashed over this on November 3, 1929, and the conflict escalated into the streets of Kwangju. The Japanese police blamed the Korean students and arrested four hundred. The student movement set up a headquarters in Seoul and distributed 40,000 propaganda sheets on the Kwangju incident. Accounts spread, and demonstrations broke out all over Korea in 194 schools involving 54,000 students. Eventually 1,642 were arrested; 582 students were expelled, and 2,330 were suspended. Students organized other strikes, demanding reduced tuition, religious freedom, no prejudice, the right to criticize teachers and administrators, and freedom of assembly. About thirty student strikes occurred in 1930.

During the student demonstrations in Kwangju the Sin’ganhoe organized mass protest meetings; but the large number of arrests and the capture of 12,000 pages of records destroyed the organization. In 1930 a new leader tried to make the Sin’ganhoe more moderate to be legal, and in May 1931 the Communist wing had it dissolved along with the Kunuhoe. In October the Nong-jong Tenant Union and the Jong-pyong Farmers’ Union went on a sit-down strike, and 200 members were arrested. Police would not let the village night school open. On October 21 eighty union members led four groups in attacks on the county office, the police station, the railroad station, and the landlords, and they destroyed records. Many casualties resulted, and about 500 members were arrested.

In 1925 the Manchurian warlord Zhang Zuolin made an agreement with the Japanese and began turning over Korean independence fighters. In 1926 the Korean Communist Party (KCP) created the Manchurian General Bureau (MGB) which divided Manchuria into three regions. In December 1927 the Japanese and Chinese police in Manchuria arrested thirty Korean Communists, and in September 1928 Kim Tsol-san and forty more Communists were also arrested. They abandoned using radical names, and the new League of East Manchuria Youth claimed to have 100,000 members. In 1930 Kim Tsol-san was arrested again and sent to Seoul with 122 from the youth groups. On May 30 Korean Communists attacked the electric company in Nong-jong, the Tien-tao railroad warehouse, and the bridge over the Hai-lan River. Two thousand Communists were put on trial, and 22 died of ill treatment in prison. The Comintern accused them of being Trotskyites and dissolved the Korean Communist Party in Manchuria and its MGB, ordering them to join the Chinese Communists.

In 1931 eight Korean nationalist organizations in Manchuria formed the Korean Independence Party and declared war on the Japanese and the Communists. After the Japanese aggression in Manchuria in 1931 the Koreans joined with the Chinese in the Northeast Anti-Japanese United Army, and Kim Il Sung led a Korean contingent in its Second Army. Yi Pong-ch’ang of the Patriot Corps tried to assassinate the Japanese emperor with a hand grenade in 1932, and that year Yun Pong-gil killed and wounded Japanese leaders with a bomb in Shanghai.

In 1925 Governor-General Saito established the Korean History Compilation Bureau, but they presented a distorted version of Korea’s early history and took Korean cultural relics and art treasures to Japan. The Korean historians Pak Un-sik and Sin Ch’ae-ho were suppressed and had to work in exile. Kim Tongin edited the Creation magazine in Tokyo, and his 1925 story “Potato” realistically describes Pongnyo, who is married off to a lazy man, suffers poverty, and becomes a prostitute. White Tide authors Na Tohyang (1902-27) and Hyon Chingon also portrayed poverty. In “A Lucky Day” (1924) by Hyon a rickshaw puller gets a break, but his wife dies of hunger. The Buddhist Han Yong-un published his poetry in The Silence of Love in 1926, protesting world imperialism and symbolizing Korea’s lack of sovereignty as separation from the beloved. Ch’ondogyo’s Kaebyok magazine was suspended 32 times and finally was banned in 1926 along with New Woman and New Citizen during the Kwangju Student Movement. In 1928 Koreans began summer camps so that students could teach han’gul to peasants for wider literacy, but the Japanese closed these in 1935. Korean students usually had to leave the country to attend a university, and 3,639 were in Japan in 1931. That year there were 582 Japanese magazines but only 83 in Korean.

In the 1930s even more literature reflected the class struggle. Yi Kiyong portrayed peasants and their exploitation by landlords in his novels Flood (1930), Rat Fire (1933), and Hometown (1933-34). In Han Sorya’s Twilight (1936) the owner of a textile factory is subordinated under colonial rule; but a woman is the main character in the second half as the working class fights back. The larger sweep of Japanese imperialism in Korea over the years is surveyed in Three Generations (1931) by Yom Sangsop. The author follows a landowning family and expresses his ideas for moderate reforms as each generation changes. Kang Kyongae lived in Manchuria, and she serialized fiction. Her acclaimed story “Underground Village” (1936) showed how the proletariat was marginalized. Her 1934 novel Human Problems reveals how women suffered in colonial Korea’s family-centered society. Sim Hun based his novel Evergreen (1936) on a true story from 1931. During summer vacation Ch’ae Yongsin teaches children how to read in a church, but the Japanese police order her to reduce her students to eighty, a heart-rending task, and then she works hard to raise money for a new building. Ch’ae Man-sik satirized the moral degeneration of the landlords in his 1938 novel Peace under Heaven.

The modern Korean theater developed in the 20th century as it was influenced by Japanese, Chinese, and Western plays. Marxists founded the Koreana Artista Proleta Federation (KAPF) in 1925, and in 1930 they extended their activities from literature to the performing arts; but the Japanese were especially worried about drama groups and imprisoned the active members in July 1930. The Marxists used other names, and in June 1931 Yu Ch’i-jin (1905-74) and Hong He-song founded the Drama-Cinema Club and the next month the Society for Research in Dramatic Art. In November they started Experimental Stage.

Yu Ch’i-jin was influenced by the writings of Romain Rolland and the plays of Sean O’Casey. The Shack by Yu Ch’i-jin was produced on February 9, 1933. An ill husband Ch’oe and his wife survive with help from their daughter Kumnyo, who weaves straw mats. Samjo agrees to take a message to their son in Japan. Their poorer friends Booger and his wife are losing their house to foreclosure. The District Supervisor gives the Ch’oe couple an old newspaper that reports that their son was arrested for advocating independence. In the second act the Booger family moves into the Ch’oe kitchen and decides to leave on the same day that the Ch’oes receive the remains of their son from a postman. Yu Ch’i-jin also depicted the colonial oppression of the Koreans in The Scene from the  Willow Tree Village, The Slum, and The Ox (1935). Then he was arrested by police and changed to writing romances. After founding the Hyondae Theater in 1941, Yu capitulated in writing pro-Japanese plays. Later he felt guilty and destroyed those manuscripts. After the liberation in 1945 Yu wrote more hopeful plays such as The Fatherland and The Self-Beating Drum.

The ultra-nationalist Ugaki Kazushige was governor-general 1931-36 and worked on industrialization. General Minami Jiro (1936-42) replaced him and tried to assimilate Koreans by banning their national culture. All educational institutions were to use only Japanese. Meetings had to begin with an oath of allegiance to the Japanese emperor. In 1937 Korean students were required to worship a Shinto shrine on the first and fifteenth of each month. Students organized strikes, and police closed schools and colleges that disobeyed. In 1939 all Christians who refused to worship Shinto shrines were imprisoned. Koreans were compelled to adopt Japanese names. Also in 1939 the Japanese forced 2,616,900 Koreans to work in mines and factories, and 723,900 were sent abroad to do military construction.

Newspapers publishing in han’gul were shut down in 1940, and the same year the Korean Academic Society was dissolved. In October the Japanese required one member of each family to join the Korean League of the Mobilization of the National Spiritual Forces, and they used this huge organization to spread Japanese propaganda. In December the Council for Korean Theater was set up to censor plays, and playwrights were compelled to collaborate with the Japanese. In March 1941 dozens of British and American missionaries were arrested and interned in Kangwon province. Also in 1941 the last two Korean literary periodicals were suppressed. In 1942 leaders of the Korean Language Society, which had been founded in 1921, were arrested. Literary works had to be published in Japanese, which was the exclusive language in the schools.

The Provisional Government moved to Nanjing in 1932 and then to Jinjiang in 1935, to Changsha in 1937, and to Chongqing in 1940. In 1941 Yi Pom-sok commanded a military unit while other Koreans joined the Communists at Xi’an. Syngman Rhee published Japan Inside Out in 1941, warning that Japanese imperialism threatened the United States as well as Asia. After Pearl Harbor the Japanese imposed their Greater East Asia Co-Prosperity Sphere and had colonial authorities set up 3,245 youth organizations with 2,500,000 members. The Korean Provisional Government declared war on Japan on December 9. Korean farmers had to deliver their rice directly to the Government, and metal objects had to be turned in for the war effort. In 1942 Koreans were conscripted into the Japanese army, and those who refused were forced to work in coal mines. Many Korean soldiers deserted or escaped to the Allies. More than 100,000 young women were forced to serve as “comfort girls” for Japanese soldiers. In 1944 there were 1,911,307 Japanese living in Korea.

Korea Liberated and Divided 1945-49
The Provisional Government of Korea asked the United Nations for recognition and membership in April 1945. On December 1, 1943 Franklin Roosevelt of the United States, Winston Churchill of Britain, and Jiang Jieshi (Chiang Kai-shek) of China had proclaimed in their Cairo Declaration that they were “mindful of the enslavement of the people of Korea” and that they were “determined that in due course Korea shall become free and independent.” In Potsdam, Germany on July 26, 1945 they reaffirmed this, and on August 9 Joseph Stalin of the Soviet Union agreed. Japan surrendered to these Allies on August 15, and Korea was suddenly liberated from 41 years of Japanese domination including 35 years of tyrannical colonialism. On the same day US President Harry Truman cabled to Generalissimo Stalin a proposal that Japanese troops surrender to the Red Army north of the 38th parallel and to the American army south of that latitude line. Stalin sent back his message of acceptance the next day, and this was published in General Douglas MacArthur’s famous General Order Number One. The Americans believed that this was only temporary until a Korean government was elected.

The Soviet Union had declared war on Japan on August 9, 1945, and after the surrender they moved troops into northern Korea, occupying P’yongyang, Hamhung, and other cities. Governor-General Abe Nobuyuki asked the former editor Song Chin-u to head an interim government to maintain order and protect the Japanese, but he refused. Yo Un-hyong accepted the position but demanded the release of political prisoners. The Provisional Government’s Committee for the Establishment of Korean Independence had 145 People’s Committees in the south by the end of August. They were dominated by Communists, and An Chae-hong left the committee. The left-wing committee then formed the Korean People’s Republic in opposition to the nationalists in Chongqing.

The United States Eighth Army led by General John R. Hodges landed at Inch’on on September 8 and entered Seoul the next day, occupying the southern half of Korea. Governor-General Abe was dismissed, and General Archibald V. Arnold was appointed military governor. General MacArthur suggested an exchange of liaison officers between the Soviet and American commands in Korea, but the Russians ended the arrangement a month later. The Russians welcomed the Communist guerrilla Kim Il Sung to P’yongyang as a hero on October 14, and six days later Hodge gave the returning Syngman Rhee a hero’s welcome in Seoul.

The United States established a military government and refused to recognize either the People’s Republic in the north or the Provisional Government in Chongqing. The Americans knew little about Korea and could not meet people’s expectations. Hodge relied mostly on wealthy Koreans who knew English, and many of these were hated for having collaborated with the Japanese. Hodge defended Japanese private property but confiscated what had been claimed by the Japanese government. Free political activity was allowed, and about fifty groups formed. The largest were the Korean Democratic Party led by Song Chin-u, the Nationalist Party directed by An Chae-hong, the Choson People’s Party under Yo Un-hyong, and the Korean Communist Party of Pak Hon-yong.

The war economy the Japanese left behind resulted in economic chaos in Korea. Most of the heavy industries, such as steel, hydroelectric power, chemicals, and coal, were in the north while the south had more consumer goods, food, and machinery but lacked technical skill. The Japanese had issued 3.6 billion yen in bank notes before the US forces arrived, causing enormous inflation. The south had an influx of more than two million people that included Koreans returning from Japan, China, and other places occupied by Japan as well as refugees from the north.

On September 20 Stalin sent a directive to the Chief of Staff Marshal Aleksandr Vasilevskii of the Military Council ordering the troops not to “hinder the formation of anti-Japanese democratic organizations and parties” and to assist them, to protect the “private and social property of citizens of North Korea,” to encourage peaceful work and “safeguard normal functioning of the industrial, trade, municipal and other enterprises,” not to insult the people but behave correctly, and “not hinder the performance of religious rites and ceremonies” nor touch temples.5 One week later the 25th Army Command announced that all Japanese agencies were abolished, that the Soviet system would not be imposed, that the Soviet Union had no territorial ambitions in Korea, that a “bourgeois democratic revolution” would be allowed, that freedom of religion and speech were permitted, that land owned by the Japanese or pro-Japanese would be confiscated, and that tenant fees were to be 30% of the crop.

On October 19 the Bureau of Five Provinces in northern Korea was formed and led by the Presbyterian nationalist Cho Man-sik; but he objected to food being taken away from Koreans for the Soviet Army. On November 23 riots broke out in Sinuiju, and student demonstrators assaulted police stations and People’s Committee offices. The Soviet army and police opened fire, killing 23 and wounding 700. Kim Il Sung went and tried to pacify the city. Koreans also objected to reserving half the seats on the Bureau for Communists and to undisciplined behavior by Russian soldiers. Kim Il Sung was chosen to be first secretary of the North Korean Bureau for 4,530 Communist members in December. On February 9, 1946 the Soviets replaced the Bureau with the Provisional People’s Committee for North Korea. Those who did not want to live under Communist authorities moved to the south, 800,000 by the end of 1947.

In October 1945 the Allies announced that Korea would be governed by a trusteeship under the United States, the Soviet Union, Britain, and China for up to five years. Many Koreans objected to this and formed the Committee for the Total National Mobilization Against Trusteeship under leaders of the Provisional Government. Stores and businesses in Seoul closed as demonstrations spread around the country. The foreign ministers of the United States, Great Britain, and the Soviet Union met at Moscow from December 16 to the 26th and agreed on the trusteeship. Communist groups condemned it at first, but on January 2, 1946 they changed their position and began supporting the trusteeship, dividing the country. When Cho Man-sik continued to oppose the trusteeship, he resigned and was put under house arrest on January 5. Later he was transferred to a prison where he died in 1950. Kim Ku formed the right-wing Anti-Trusteeship Committee, and the moderate Kim Kyu-sik quit the Korean National Revolutionary Party for being too leftist. In February 1946 the Soviet Civil Administration had transferred its authority to the Provisional People’s Committee for North Korea in P’yongyang as a government, but it was still controlled by the Soviet military. Their enactments emphasized land reform.

The US-Soviet Joint Commission began meeting in March 1946, and the Soviets wanted to exclude those parties opposed to the trusteeship from the consultation to form a provisional government. The US delegates argued for free political expression and wanted to include them. Thus the Joint Commission could not agree and adjourned on May 8. The next day the US State Department ordered Ambassador Bedell Smith in Moscow to demand a consulate in P’yongyang, but this was deflected as a decision for the Korean government, which did not yet exist. As a result the Russians lost their consulate in Seoul in June. In the middle of 1946 the number of Soviet troops in Korea was reduced from 40,000 to 10,000. On August 10 a nationalization law was passed, and 1,034 companies controlled by the Soviet army were nationalized, making 90% of all industry in the north state property.

On February 14, 1946 the US Military Government set up the advisory Representative Democratic Council with Syngman Rhee as chairman. American authorities tried to control mines, reform farm rents, and prohibit the buying and selling of Japanese property. Rhee became the leader of the Korean Democratic Party and organized a National Headquarters for Unification in order to try to establish a Korean government. While he visited the United States, Kim Ku and the Korean Provisional Government organized a national assembly to oppose trusteeship and to try to unify the country. Kim Kyu-sik of the moderate right and Yo Un-hyong of the moderate left also tried to promote unity.

Meanwhile the leftist Democratic National Front, which combined several Communist parties in July, pushed the trusteeship campaign and wanted to reconvene the Joint Commission. The North Korean Workers Party was formed on August 23, and by the end of the year they had 600,000 members. On August 31 the Central Committee elected the New People’s Party leader Kim Tu-bong as chairman and Kim Il Sung as vice chairman. In February 1947 the People’s Assembly was elected, and “Provisional” was dropped from the name. They pushed for the simultaneous withdrawal of both the Soviet and US forces from Korea and trained Koreans for military service in the north.

Leftists tried to disrupt the economy and politics in the south, and in May 1946 the police caught the Korean Communist Party using a press to counterfeit large amounts of money. Communists also instigated a strike on September 23 by 8,000 railroad workers in Pusan over wages, rice rations, and housing. This spread into a general strike in South Korea, paralyzing the economy. On the first of October police killed a demonstrator in Taegu, and the strikes were replaced by rebellions. Martial law was declared, and American tanks patrolled the streets; but the fighting spread to other provinces as police stations and the houses of officials were set on fire. Telephone lines were cut; bridges were destroyed, and roads were blocked. Insurgents with guns fought with the police and soldiers. The American military with help from groups led by Rhee and Kim Ku suppressed the revolt by the end of the year. The Korean Communist Party was declared illegal; the US authorities ordered their leaders arrested, and the Communists in the south went underground.

The US Military Government formed the Interim Legislative Assembly in October 1946 by appointing 45 members and having 45 members elected. Syngman Rhee’s Korean Democratic Party won a majority of the elected seats, and most of those appointed were from the groups led by Kim Kyu-sik and Yo Un-hyong. For the first year the US Military Government had a dual system with an American and a Korean as heads of the departments, but then the Koreans were made advisors. In February 1947 the US Military appointed An Chae-hong the chief civil administrator; a Korean chief justice was also selected, and administrative authority was turned over to the South Korean Interim Government. The aged So Chae-p’il returned to Korea again and was a helpful advisor.

The US-Soviet Joint Commission reconvened in May 1947; but they remained deadlocked on the trusteeship issue during much more discussion over several months. The US proposed that the four foreign ministers of the US, USSR, UK, and China be consulted, but the Soviets rejected this. Then on September 17 the United States submitted a proposal for Korean independence to the United Nations with elections under UN supervision. US and Soviet troops would be withdrawn when a Korean government was established. A UN Temporary Commission on Korea (UNTCOK) would supervise the provisions. The United Nations General Assembly overwhelmingly voted for this plan with minor revisions despite Soviet opposition. In February 1948 the UNTCOK authorized elections in areas that accepted the plan, but northern Korea excluded UNTCOK.

Korea’s first general election was held in the south on May 10, 1948. Those who favored direct talks between political leaders in the north and south boycotted the voting; but 86% of eligible voters registered, and 92% of those cast ballots. Koreans elected 198 representatives, and 100 seats representing the north were left empty. The first National Assembly met on May 31, and on July 12 they adopted a constitution that was promulgated five days later. On July 20 the National Assembly elected Syngman Rhee president, and the administration of the Republic of Korea (ROK) was established on August 15, 1948. In December the Republic of Korea was recognized by the United Nations General Assembly, the United States, and some fifty other nations.

The Korean People’s Council in P’yongyang announced a Korean National Constitution on May 1, 1948, and the Supreme People’s Assembly was elected in North Korea on August 25 from a single list of candidates. They claimed an election turn-out of 99% and that four representatives were elected from political parties in South Korea, but those representatives never returned to their constituencies. The Democratic People’s Republic of Korea (DPRK) promulgated their constitution on September 8 as an independent government. On January 28, 1949 Premier Kim Il Sung addressed the second plenary session of the Supreme People’s Assembly and said that the People’s Economic Plan of 1948 was a “triumphant accomplishment.” Kim’s Democratic Front helped the South Korea Labor Party instigate an insurgency in the South. Between September 1948 and April 1949 the ROK arrested 80,710 Communist guerrillas and agitators, and the ROK Army dismissed a third of its officers suspected of Communist sympathies. In December 1948 the Soviet occupation troops left North Korea, leaving 150 advisors to train the North Korean military. On March 17, 1949 the Soviet-Korean Economic and Cultural Assistance agreement was signed that included the furnishing of heavy military equipment.

On June 29 the Americans withdrew their occupation forces except for 500 men in the US Military Advisory Group to train South Korean soldiers. On October 6 the United States granted South Korea $10,200,000 in military aid and $110,000,000 in economic aid for the next fiscal year. Both sides left behind much surplus military equipment, but the Soviets made the North Koreans pay for it with a 220-million ruble loan at two percent interest. Kim Il Sung overcame his rivals and effectively became a dictator with support from the Soviet Union.

Guerrilla fighting near the 38th parallel broke out on May 4, 1949 at Kaesong and was started by the South. In four days of fighting 400 North Koreans, 22 South Koreans, and more than a hundred civilians were killed. On May 16 Syngman Rhee released a press statement asking for the United States or a Pacific Pact to pledge that they would defend South Korea against Communist aggression. However, Premier Nehru of India opposed backing South Korea, and the United States sent small arms only on the condition that the South Koreans remained three miles south of the 38th parallel. The border battles continued sporadically until late December. The worst fighting was in early August when about 5,000 North Korean troops attacked South Korean units that had occupied a mountain north of the 38th parallel. The ROK Army was driven off the mountain and lost hundreds of men. President Rhee expanded his army but complained in October that their ROK Army of 100,000 was not properly equipped or armed because they did not receive support from the United States as North Korea did from the Soviet Union. Yet by then the South Korean Army had more men. By the end of 1949 both sides realized that the big powers behind them would not aid them militarily if they launched an unprovoked invasion.
级别: 管理员
只看该作者 146 发表于: 2009-03-16
BECK index
                                                 Japan to 1615
Japan to 794
Japan's Heian Era 794-1192
Murasaki's Tale of Genji
Feudal Japan 1192-1333
Feudal Japan 1333-1465
No Plays of Kannami, Zeami, and Zenchiku
Japan under Warlords 1465-1568
Nobunaga, Hideyoshi, and Ieyasu 1568-1615
This chapter has been published in the book CHINA, KOREA & JAPAN to 1800. For ordering information please click here.

Japan to 794
People have been living on the islands east of the Korean peninsula for a hundred thousand years. Pottery was used there more than ten thousand years ago. Agriculture and the use of bronze and iron arrived on the island of Kyushu with immigrants from China and Korea in the third century BC. This culture soon spread to the central Kanto plain on the largest island Honshu, and rice supplemented fish as the main food. By the third century CE an aristocratic culture similar to that of Korea was interring their leaders in huge tombs. These horse-riding warriors wore armor, helmets, and used iron swords as well as iron plow-tips. Japanese chronicles claim that human sacrifice ended about 3 CE, but Chinese records of 247 CE mention the Japanese custom; animal sacrifices, usually oxen, lasted until the 7th century. Social differences were indicated by tattooing and body markings. The Chinese history of the Wei dynasty recorded in 297 CE that about a hundred Japanese tribes were ruled by hereditary kings and queens. Wars over royal succession were common.

Shinto religion worshipped spirits (kami) in diverse forms; after the country was unified, the emperor or empress was considered a descendant of the sun goddess Amaterasu. The Japanese were particularly concerned about pollution and dirtiness, emphasizing cleanliness and ritual purity. Their word tsumi for sin or offense derives from covering up or concealing, and shame was more prominent in their consciousness than guilt. According to the Kojiki the divine Izanagi and his wife Izanami produced the first offspring, but the first ones were badly made. The heavenly deities decided that was because the woman spoke first. The ritual was repeated with the man speaking first, and the offspring were all well made. Many deities were created with Amaterasu ruling heaven, Tsukiyomi night, and Susano-o the ocean. The second book of the Kojiki describes how Emperor Jimmu extended his sovereignty over Japan from Yamato to Kyushu. In this source of patriotism an oracle indicates that it is Amaterasu's will that Japan subjugate the land to the west (Korea), and Empress Jingu leads a swift conquest.

Korean scholars were sent to Japan in the fourth century by the king of Paekche, but Japanese military assistance requested against the kingdom of Silla in 391 arrived too late to save Paekche. Japanese Wa people formed the colony of Mimana in the kingdom of Kaya in the southeast corner of the Korean peninsula; but their campaign to defend it was held up by Kyushu chief Iwai in 527, because he was in league with the Korean Silla kingdom. Iwai was defeated, as the Japanese allied themselves with Paekche against Silla. In 538 the king of Paekche sent to the Japanese court at Yamato a bronze statue of the Buddha with scriptures and a letter praising the new religion. The Nakatomi, steeped in native Shinto ritual, and the Mononobe clan of warriors opposed Buddhism; but it was supported by their rival Soga clan, who advocated opposing Silla. The Soga were allowed to practice the new religion, but the image was thrown into a canal during an epidemic. The Silla drove the Japanese off the mainland in 562. Soga Umako built a chapel for his Buddhist experiments with Korean monks and nuns in 570. A succession battle in 585 resulted in Buddhist proponent Yomei becoming emperor, but he died two years later. Umako gathered enough forces to annihilate the Mononobe family at the battle of Shigisen, and Buddhism began to flourish under Emperor Sujun (r. 588-92) and the Soga empress Suiko (r. 593-628).

Umako nominated Prince Shotoku (574-622) as heir to the throne. As regent Shotoku attempted to apply Buddhist and Confucian ethics to government. He did not indict the known murderer of the previous emperor but tried to persuade him of his wrong. In 603 this prince devised a system of twelve court ranks distinguished by caps of different colors based on Korean models; the ranks in order were named after six Confucian values, greater and lesser: virtue, humanity, propriety, integrity, justice, and knowledge. The next year it was said Shotoku wrote the "Seventeen Article Constitution," although scholars believe the document was written later. Its ethical policies may be summarized as follows:

1. "Harmony is to be valued and an avoidance of wanton opposition to be honored."
2. "Sincerely reverence the three treasures-Buddha, the Law, and the Priesthood."
3. Scrupulously obey imperial commands.
4. Ministers and functionaries should make propriety their leading principle.
5. Abandoning gluttony and covetous desires, deal impartially with suits.
6. Chastise the evil, and encourage the good. Do not conceal the good qualities of others, nor fail to correct wrongs.
7. Find the right man for each job. Unprincipled men in office multiply disasters.
8. "Let the ministers and functionaries attend the court early in the morning and retire late."
9. "Good faith is the foundation of right."
10. "Let us cease from wrath and refrain from angry looks, nor let us be resentful when others differ from us."
11. "Give clear appreciation to merit and demerit, and deal out to each its sure reward or punishment."
12. Do not let provincial authorities tax the people, for the sovereign is the master of all the people in the country.
13. "Let all persons entrusted with office attend equally to their functions."
14. "Be not envious."
15. Do not let private motives and feelings interfere with the public interest.
16. "Let the people be employed at seasonable times," not when they are busy with agriculture for food or mulberry trees for clothing.
17. Important decisions should not be made by one person but in consultation with others.1

The Chinese calendar was adopted in 604. Shotoku sent three missions to the Sui court, but the Chinese emperor disdained to recognize the "emperor of the east" as equivalent. In 624 Japan had 46 Buddhist temples with 816 monks and 569 nuns. After Prince Shotoku died, the Soga clan's power grew more tyrannical as Umako's son Yemishi and his son Iruka treacherously wiped out Yamashiro Oye and his family. Prince Naka Oye got revenge when assassins murdered Iruka at court in front of the empress he had enthroned; Yemishi and his adherents fled, and many were killed. The next day Empress Kogyoku abdicated; as Kotoku (r. 645-55) became emperor, Naka Oye was named crown prince. The Soga Kurayamada, who had joined the plot, was named great minister, and Naka Oye married Kurayamada's daughter; thus the Soga clan that had dominated ceremonial emperors and empresses for the previous half century was greatly weakened.

Nakatomi Kamatari (614-69), who founded the Fujiwara clan, assisted the takeover and devised the great reforms in the reigns of Kotoku, Kogyoku again as Empress Saimei (r. 655-61), and Naka Oye as Tenchi (r. 661-71). The four articles of the Great Reform of 646 increased imperial control by abolishing private ownership of land, appointing provincial and district governors, registering people in order to distribute land to cultivators equally, and replacing old taxes and forced labor with an imperial tax system. Though modified by Japanese customs, these reforms were based on successful Tang dynasty practices of the Chinese. Large landowners were made provincial governors, while landed gentry became district supervisors appointing secretaries, accountants, and tax collectors; but weapons were collected and put in government storehouses.

In 660 Paekche asked for Japan's help against Chinese forces and Silla; but after their army was defeated three years later, Japan withdrew from Korea and exchanged ambassadors with the Tang court. A civil war after Tenchi died was probably stimulated by nobles resenting the reforms; Tenchi's son was killed, but his younger brother became Emperor Temmu (r. 673-86). Temmu promoted Buddhism influenced by ideals from the Golden Light Sutra such as the following:

Know ye, Deva Kings, that the 84,000 rulers of the 84,000 cities,
towns and villages of the world shall each enjoy
happiness of every sort in his own land;
that they shall all possess freedom of action,
and obtain all manner of precious things in abundance;
that they shall never again invade each other's territories;
that they shall receive recompense
in accordance with their deeds of previous existences;
that they shall no longer yield
to the evil desire of taking the lands of others;
that they shall learn
that the smaller their desires the greater the blessing;
and they shall emancipate themselves
from the suffering of warfare and bondage.
The people of their lands shall be joyous,
and upper and lower classes will blend
as smoothly as milk and water.
They shall appreciate each other's feelings,
join happily in diversions together,
and with all compassion and modesty
increase the sources of goodness.2

Adjustments to laws that followed the Tang went on for forty years and were promulgated in the Taiho code of 702. The few officials of the third rank or above were not to be punished even if they committed a serious crime. Japan maintained an imperial theocracy by keeping the emperor's department of worship over the council of state; they considered the hereditary emperor more important than the mandate of heaven, and birth still counted more than ability in Japan. The policy that clan status must be considered as well as the service record in promotion was made law in 682. Empress Jito (r. 686-97) selected Fujiwara for the new capital. Japan now had 66 provinces with 592 districts, which were made up of townships of fifty households each. By the year 692 the number of Buddhist monasteries and shrines had increased to 545.

The rice land was divided equally to individuals except that females received only two-thirds as much; slaves, who were less than ten percent of the population, also got two-thirds, female slaves thus getting less than half. Produce was taxed at about five percent, and males were obligated to provide labor or military service. How well this land reform was implemented is questionable. In a 711 law those who could afford the expense were allowed to bring new land into cultivation, and twelve years later they could pass it on to the third generation; in 743 title to such lands was granted in perpetuity, and it could be sold. Land allotments gradually faded away by the end of the 9th century. Buddhist institutions also increased their land, as pious believers, including emperors, made donations. Powerful individuals and institutions managed to get tax exemptions. Government authorities, attempting to raise money, were subject to bribery. Military service was a burden on peasants that could ruin a family, because the men also had to supply their own equipment and sustenance, while the upper classes often were able to evade being drafted. Rural settlers for protection often turned to rich nobles, many of whom lived in the capital.

The capital was moved to Heijo (Nara) in 710, and in the 8th century nine official embassies were sent from there to the Tang court. The ancient records of the Kojiki appeared in 712. In the preface O Yasumaro suggested that by contemplating antiquity manners that had fallen into ruin could be corrected, and laws approaching dissolution could be illumined. The Nihongi chronicles were published in 720. The Taiho law code was revised in 718 to account for native customs. Japan used conscripted armies to subjugate the Edo in the north and the Hayato in southern Kyushu.

Emperor Shomu (r. 724-49) presided over an impressive building campaign of Buddhist temples, abdicating to become a priest. A smallpox epidemic (735-37) carried away about a third of the population and all four prominent Fujiwara brothers. In 736 the Kegon sect based on Huayen Buddhism from China was introduced, and five years later the imperial government endowed a Kegon temple in every province. In 740 the government used 17,000 troops to quell a rebellion led by Fujiwara Hirotsugu, who had resented being posted to Dazaifu in Kyushu and was executed. The 53-foot high Rushana (Vairocana) Buddha took five years to build, used three million pounds of copper, tin, and lead, was gilded with 500 pounds of gold, and "opened its eyes" in 752. Copper had been discovered in 708 and gold in 749. Many of the nobility became Buddhist priests.

Fujiwara Nakamaro (known as Minister Oshikatsu) headed off a coup attempt by executing former crown prince Funado and exiling his own older brother Toyonari to Dazaifu. To win popular support Oshikatsu reduced taxes and the farmers' work for the government from sixty to thirty days. He also planned a line of forts in the north and an immense campaign of 500 ships and 40,000 men against Korea; but the latter caused resentment and was abandoned with his death. A civil conflict in 764 resulted in the capture and execution of Oshikatsu when Empress Koken (r. 749-58) regained the throne as Empress Shotoku. She made her lover, the Buddhist priest Dokyo, great minister and the real power until she died in 770. Then court officials banished Dokyo after he tried to take the throne himself. After the reign (770-81) of Tenchi's grandson Konin, the council refused to allow a woman on the throne, establishing a precedent. Raids in the north were troublesome until under general Tamuramaro Sakanouye conscripted armies were replaced with local militia in 792.

Japan's Heian Era 794-1192
Emperor Kammu (r. 781-806) moved the capital twice, strengthened central administration, and reduced Buddhist building and the size of monasteries while distancing the government from the Buddhist temples at Nara. The second move in 794 to the Kyoto plain began the era called Heian, meaning peace, and Japan was fairly peaceful during much of the Heian era's four centuries. General Tamuramaro led campaigns (800-03) that pushed northern borders to Izawa and Shiba; the title of shogun he was given as supreme general would be greatly prized for centuries. Northern lands exempt from taxes were opened to settlers and attracted pioneers who would produce fierce warriors. In 804 the emperor sent an embassy to China that included Saicho (767-822) and Kukai (774-835).

The next year Saicho (Dengyo Daishi) founded Tendai Buddhism at his monastic center of Enryakuji on Mount Hiei, where it was considered a protector of the capital. Saicho taught that everyone by practicing moral purity and contemplation can gain enlightenment and become a Buddha. He required Tendai monks to remain in seclusion at his monastery for twelve years. Saicho believed that the wise are obliged when any false doctrines are pointed out even in one's own sect, and he valued truth found in other sects. To maintain a partisan spirit by concealing one's own errors and finding faults in others he considered wrong. Nothing could be more stupid than persisting in one's own false views or trying to destroy the right views of others. However, after some interchange with Kukai, he had to refuse to become one of Kukai's "regular students." Like the Chinese Tiantai, Saicho's Tendai sect emphasized the efficacy of the Lotus Sutra.

Kukai's family had opposed the move to the new capital. He studied in a Confucian college, and at 24 he wrote Indications, a dialog between a Confucian, a Daoist, and a Buddhist. The Confucian emphasizes the pleasures of marriage, family, and friendship; the Daoist's goal is to use magic in order to prolong life; and the Buddhist refutes their arguments by showing the impermanence of life, claiming that Mahayana Buddhism is the highest truth. Kukai studied Sanskrit at Chang'an and called his sect the true doctrine after the Sanskrit term Mantrayana, which became Shingon in Japanese. He is credited with using Sanskrit to help invent the Japanese syllabary. In 816 Kukai (Kobo Daishi) founded the Shingon sect of esoteric Buddhism on Mount Koya. He ranked religions in ten stages as 1) uneducated, 2) Confucian, 3) Hindu and Daoist, 4) direct disciples of Buddha, 5) Hinayana Buddhism, 6) Hosso Buddhism, 7) Sanron Buddhism, 8) Tendai, 9) Kegon, and 10) Shingon. He taught that art is indispensable and reveals perfection. Kukai's emphasis on various arts and esoteric magical methods became quite popular. However, Tendai's third abbot, Ennin, returned from China in 847 and by adding Shingon's magical and esoteric rituals made Tendai the most popular sect in Japan. The Buddhist ethic against killing affected Japanese life by reducing the number of executions and meat eating.

The capital required a police force in 810, and six years later the Kebiishi became official police commissioners. As the Tang dynasty declined, the mission to China in 838 was the last imperial embassy for centuries, though contact continued through trade. The government stopped limiting ordinations in the 9th century, allowing Buddhism unfettered growth. The power of the Fujiwara clan increased by marrying their daughters to emperors and by means of their great wealth and estates in the provinces. Yoshifusa (804-72) was named great minister in 857. The next year when his infant grandson became Emperor Seiwa (r. 858-76), he acted as sessho (regent for a minor) and then became kampaku (regent for an adult or dictator). Fujiwara Mototsune (836-91) served as sessho for Yozei (r. 877-84) and kampaku for Koko (r. 884-87). In this way the Fujiwara clan would dominate the imperial throne for most of the next three centuries, though Emperor Uda (r. 887-97) attempted to break the Fujiwara hold by not appointing a regent when Mototsune died in 891 and by getting Sugawara Michizane appointed minister of the right in 899; but two years later the Fujiwara head Tokihira had Michizane sent into exile as governor of Dazaifu. However, Tokihira made enemies trying to enforce a simpler life at court and to curb the power of the great landowners in the country.

In 914 Confucian scholar and state counselor Miyoshi Kiyotsura criticized the declining public finances, extravagance, and the decaying morals of the ruling class which he blamed on Buddhist and Shinto corruption. He complained that the university had lost the revenues of its rice lands, resulting in starving students and poor education. Tokihira's brother Tadahira revived the regency in 930. That year Taira clan chieftain Masakado began attacking his uncles, and in 935 he defeated Minamoto Mamoru in Hitachi and took control of eight eastern provinces; but after five more years of struggle he claimed to be emperor in a letter to prime minister Tokihira and was defeated at the Shimosa border when his allies failed to support him. At the same time Sumitomo, the former governor of Iyo, raided those shores and others with a thousand small ships. He was defeated in 941 while the Emishi were ravaging the northern province of Dewa. In 954 Sugawara Fumitoki warned the emperor that people were wasting their resources building palaces and monasteries and in acquiring costly clothes and luxuries. He believed that those of high rank should set an example of simplicity, and he criticized the sale of offices and other dishonest conduct.

Diaries from this era reveal both indulgence and a very refined and austere social code. Fujiwara Morosuke, who was minister of the right when he died in 960, wrote the Testamentary Admonitions of Kujo-den, recommending a self-disciplined life to his heirs. He urged them to respect others, not allow self-assertion by restraining speech, and not do anything that has no precedent. He enjoined filial piety and believed that paying homage to the Buddha prevented misfortune. He detailed specific ways of taking care of one's person with pride and dignity. At court he advised solemnity, in private humanity and love. If someone committed a wrong, he suggested strictness and forbearance without giving way to anger. Neither should joy be excessive. He recommended giving one-tenth of the income to charity.

The 13th-century history Gukansho considered 898 the end of an era followed by a transition of shaky imperial power until the Fujiwaras took full control in 967 with the appointment of Saneyori as kampaku for Emperor Reizei. The scholar and poet Oye Masahira (952-1012) complained of many disappointments, although he attained the high fourth rank before he died. In 985 his finger was cut off by the sword of the palace guard Fujiwara Nariaki, who was executed because Fujiwara leaders were opposed to violent solutions to problems. Fujiwara Michinaga had immune estates throughout the country and dominated the court from 995 until his death in 1027. Their Kofukuji monastery was so powerful in the Yamato province that the abbot ruled instead of a governor. Michinaga strengthened his position by allying himself with powerful warriors like those of the Minamoto clan. Under the Fujiwaras family connection was of primary importance, and candidates for office had to find a patron by intrigue, flattery, or other compromising behaviors.

Tendai Buddhists had split in 933 when followers of Enchin at odds with the Ennin faction left Mt. Hiei and went to Miidera. Genshin (942-1017) in Essentials of Salvation taught turning away from hell and seeking the pure land of the western paradise by meditating on the name of Amida. Monasteries began recruiting mercenaries, and the first militant demonstration to the court was by Enryakuji monks in 981. By the end of the 11th century all the great Tendai monasteries and several Shinto shrines had standing armies. The Tendai conflict caused Hiei monks to set fire to the Onjoji monastery at Miidera several times starting in 1081. During the last two centuries of the Heian era militant armed monks from Kofukuji in Nara as well as those of Mt. Hiei frequently stormed the capital with their demands, which were usually about land titles or politics. A peaceful government was thus threatened by powerful religious institutions. In 1113 the Kofukuji monastery sent 20,000 armed men against Enryakuji, and in 1165 those Hiei monks burned down the Hosso stronghold at Kiyomizu-dera in Kyoto.

Michinaga was succeeded by Yorimichi, who was kampaku for fifty years. Tadatsune led a Taira revolt in 1028 which attacked Kazusa, provincial capital of Awa; but Minamoto Yorinobu suppressed it three years later when Tadatsune surrendered. Efforts by three emperors in 1032, 1040, and 1056 to restore land laws or to resist Fujiwara claims were generally ignored by local authorities. Abe Yoritoki's unauthorized collection of taxes and confiscation of property in Mutsu province brought about the Nine Years War in 1050 with occasional truces until forces led by Minamoto Yoriyoshi and his son Yoshiiye defeated Yoritoki's son Sadato in 1062. The assisting Kiyowara family took over the Abe estates. A Fujiwara named Kiyohira was adopted into the Kiyowara family, became commander of Mutsu and Dewa, and by his death in 1128 had built up an extensive domain. In the capital Go-Sanjo pursued agrarian reform; but he only reigned four years (1068-72). He revived the Insei system of retired emperors exercising power but died the next year.

Yoshiiye was appointed governor of Mutsu in 1083 and put down the Kiyowara family revolt in northern provinces known as the Later Three Years War. After Emperor Shirakawa (r. 1072-86) abdicated, he ruled by Insei (cloister government) as a priest for 43 years until he died in 1129; but he gave up much public land trying to raise money to build monasteries and carve large Buddhist images and for venial extravagance, and the increasing immune estates further weakened the state. Minamoto Yoshiiye's military prestige enabled him to gather so many warriors and so much land that the pious Shirakawa, who opposed violence, issued an edict in 1091 forbidding farmers to give their land to Yoshiiye, and his retainers were not allowed to enter the capital with him. Yoshiiye did return to Kyoto, and with his palace guards he was not afraid of sacrilege when putting down militant monks by force, killing several of their leaders on the streets in 1095. Taira military prestige grew after their general Masamori quelled a revolt in 1108 led by banished Minamoto Yoshichika in Izumo. Masamori governed nine provinces in succession, as did his son Tadamori, who was commissioned to suppress pirates by Emperor Sutoku in 1135.

Shirakawa's cloister rule was continued by his grandson Toba from 1129 until he died in 1156. Then a conflict between retired emperor Sutoku and reigning emperor Go-Shirakawa divided two Fujiwara brothers and members of the powerful Minamoto and Taira clans. Those supporting Go-Shirakawa led by Taira Tadamori's son Kiyomori were victorious over warriors led by Minamoto Tameyoshi. When Minamoto Yoshitomo was ordered to kill his father Tameyoshi, he refused. A Minamoto officer did the deed and then killed himself. About fifty of Sutoku's supporters were executed. Go-Shirakawa abdicated in 1158 in order to rule from a Buddhist cloister. While Kiyomori was on a pilgrimage, Yoshitomo and Nobuyori tried to seize power; but they were defeated by Kiyomori, and Yoshitomo was killed in 1160. Kiyomori married his daughter to Fujiwara Motozane, who served as regent 1158-66. His successor as regent, Motofusa, clashed with Kiyomori's son Shigemori in 1170, while Kiyomori ruled for the cloistered Go-Shirakawa. Kiyomori appointed sixteen of his relatives to high rank at court and thirty to mid-level positions, sending 42 court officials into exile; he also ordered the Inland Sea route repaired and encouraged trade with Song China.

In 1177 Kiyomori persuaded Go-Shirakawa not to attack the Tendai monastery after their monks rescued Miyoun, whom he had arrested. That year a great fire in Kyoto destroyed most of the public buildings and colleges with many books. The next year Kiyomori's daughter, the empress, gave birth to a son who became Emperor Antoku; but Kiyomori's dictatorial ways aroused the Shishigatani conspiracy of Fujiwaras that was revealed by a spy and suppressed. Many believed that executing the monk Saiko brought ghostly vengeance on the Taira house. Kiyomori had moved to Fukuwara; but when Go-Shirakawa confiscated property of Kiyomori's son Shigemori and his daughter Mori-ko when they died in 1179, he marched on the capital with several thousand men. Emperor Takakura abdicated and was succeeded by the infant Antoku. Minamoto Yorimasa appealed for support from the east and north, and for five years the Minamoto and Taira clans fought the Gempei civil war won by the Minamotos. Kiyomori died of disease in 1181 after having attacked and burned the Todaiji and Kofukuji monasteries.

After an initial defeat at Ishibashiyama, Yoritomo rallied Minamoto forces, and Taira Hirotsune supported him with 20,000 men. With these forces from the east Yoritomo won the battle at Fujikawa and pursued the Taira army to the west. The forces of Yoritomo's nephew Yoshinaka entered the capital in 1183, while Yoritomo established his military headquarters (bakufu) at Kamakura in the Kanto plain. Confiscation of estates and plundering soldiers caused cloistered emperor Go-Shirakawa to appeal to Yoritomo, who sent his brothers Yoshitsune and Noriyori to attack Yoshinaka, defeating and killing him. The tactics of Yoshitsune and Noriyori defeated the Taisha at Inchinotani and Yashima; then they completed their triumph in the naval battle at Dannoura in 1185 during which Emperor Antoku was drowned. Yoritomo was irritated by awards that Go-Shirakawa gave to Yoshitsune; hearing rumors of Yoshitsune revolting with Yukiiye, Yoritomo sent a band of assassins, who were defeated at the capital by Yoshitsune. Go-Shirakawa authorized Yoshitsune and Yukiiye to fight against Yoritomo; but the latter with a large force got him to reverse himself completely with an edict for Yoritomo to punish the two who had fled.

Then at court Yoritomo was given the important authority to collect taxes on private and public estates and to appoint stewards (jito) and protectors (shugo), which became hereditary. The child emperor Antoku had been replaced by four-year-old Go-Toba (r. 1184-98), who served as cloistered emperor until banished in 1221. Yoshitsune retreated to the north, where the old lord of Mutsu, Hidehira, had built the lavish Chusonji monastery at Hiraizumi. In 1189 Yoritomo ordered Hidehira's successor Yasuhira to arrest Yoshitsune, who when attacked committed suicide instead of surrendering. Then Yoritomo's army of more than 100,000 men overwhelmed Yasuhira's forces in Dewa, completing his conquest of Japan. Only after Go-Shirakawa died in 1192 was Yoritomo appointed shogun. Undisputed ruler, he made Kamakura his capital. The Heian era that had begun so peacefully ended in civil war and with the establishment of a militaristic feudal system.

Murasaki's Tale of Genji
Japanese literature began with the importation of Chinese writing and developed also emphasizing short poems with natural metaphors, historical chronicles and creating folk origins of place names called fudoki. Poems expressing feelings about nature and love were collected beginning in the 8th century. From 905 to 1439 the imperial government published 21 anthologies of poetry. Early in the 10th century the "Tale of the Bamboo Cutter" emerged from folklore, and Murasaki Shikibu called it the ancestor of all romances. A bamboo cutter finds a tiny baby he raises as his daughter. The beautiful Kaguya-hime disdains marriage and requires five nearly impossible tasks of her five suitors. The first two are caught cheating, and the other three fail to achieve the mythic challenges. Finally Kaguya-hime even refuses the emperor, and having completed her punishment on earth she ascends back to her heavenly moon world.

Sei Shonagon wrote her Pillow Book while serving as a lady-in-waiting for Empress Sadako during the last decade of the 10th century; Murasaki Shikibu soon was serving in the court of a second empress Shoshi. Murasaki was likely influenced by the Pillow Book, and in her diary she called Sei Shonagon self-satisfied and gifted but prone to give free rein to her emotions in inappropriate situations. The Pillow Book is an extraordinarily frank diary of Sei's experiences at court and her feelings about them. She described the manners and attitudes that annoyed her sensitivity and recounted numerous incidents that amused her. For example, she was quite concerned about the manner in which a lover would dress and leave her apartment in the middle of the night. She thought it shameful for a man to seduce a helpless court lady and then abandon her after making her pregnant. As people who seem to suffer she mentioned the nurse looking after a crying baby at night, a man with two mistresses witnessing their jealousy, an exorcist trying to deal with an obstinate spirit, powerful men who never seem to be at ease, and nervous people. She considered sympathy the most splendid quality, especially when it was found in men. She thought it unattractive and absurd of people to get angry when someone gossips about them. She wrote her book in secret for her own amusement and never expected it to become public, which she regretted even though it won praise.

Lady Murasaki Shikibu was born about 973. Her father Tametoki was in the Fujiwara clan and became governor of Echizen about 996 and later of Echigo; in 1016 he retired from government and became a Buddhist priest, outliving his daughter Murasaki. She learned Chinese quickly while helping her brother with his lessons; but finding that scholarship made her unpopular, she hid her writing. In 998 she married a Fujiwara kinsman of the imperial guard named Nobutaka, and she had two daughters, one of whom wrote the novel Tale of Sagoromo. Her husband Nobutaka died in 1001. About four years later she entered the service of Michinaga's daughter, Empress Akiko (Shoshi). Murasaki described her majesty as innocent and impeccable, as she gathered worthy young ladies around her. She asked Murasaki to teach her Chinese secretly because this was considered too strenuous for women. At court Murasaki felt painfully inferior and kept things to herself. She was afraid that by gradually parting with scruples she would eventually come to believe that shamelessness was perfectly natural. Although she was thought to be an ill-natured prig by others, Murasaki herself believed that when someone got to know her, they would realize she is kind and gentle.

Murasaki Shikibu also wrote a diary that describes the birth of Empress Shoshi's first child, Prince Atsuhira, discusses life at court in a letter to a friend, and collects anecdotes of court life. In it she wrote that those who do evil deserve to be talked about and laughed at even though sometimes they do it unintentionally. She went on:

We ought to love even those who hate us,
but it is very difficult to do.
Even the Buddha of profound mercy
does not say that the sins against Buddha,
the laws of religion, and priests, are slight.
Moreover, in this muddy world
it is best to let alone the persons who hate us.3

Murasaki began writing The Tale of Genji shortly after her husband died and finished it sometime between 1004 and 1022. The novel is set in the early 10th century and comes up to her own lifetime.

Genji is the Minamoto clan name of a commoner who is given to the emperor's son by a concubine because a Korean physiognomist predicted that if he ruled, there would be disaster. As with the author, his mother dies when he is young. Genji falls in love with his step-mother Fujitsubo because she resembles his mother. Of all the women with whom Genji is intimate, he gets along least well with his older wife Aoi; but she bears him the son Yugiri. Being handsome, accomplished, and of the royal family, Genji is able to have just about any woman he cares to love. Among his illicit affairs Genji's long relationship with the jealous Rokujo leads to her spirit causing Yugao to die strangely in a deserted place; only Genji's friends and retainers helped him avoid a scandal. Recovering from an illness he meets the ten-year-old Murasaki, who somehow moves him deeply. He is able to persuade her relatives that his intentions are honorable, and he takes her to live with him in the palace. Fujitsubo also gives birth to his son, but the Emperor accepts the future emperor Reizei as his because of the family resemblance. Rokujo's jealous spirit possesses his wife Aoi, causing her to die in childbirth. In despair Genji turns to the innocent Murasaki for affection, and they are married. Even after she dies, Rokujo's ghost still torments Murasaki.

When Emperor Suzaku retires to a monastery, Genji marries his third daughter. Even though he loves Murasaki best, she resents Genji's alliance with the Lady of Akashi during his exile and the status of the third princess. Kashiwagi, the son of Genji's friend To Chujo, falls in love with the third princess, and she bears him Kaoru. Murasaki wants to become a nun, but she becomes ill and dies. Kashiwagi is tormented that Genji knows his secret. In the last part of the novel the idealized Genji has died, and the world of Kashiwagi's son Kaoru and Genji's grandson Niou seems to have degenerated. Niou is handsome but not as sensitive, while Kaoru has the sensitivity but cannot win the two women he loves. They compete for the love of Ukifune, who cannot choose between them and attempts suicide.

Murasaki Shikibu's writing is subtle, sensitive, and very descriptive of the courtly life, manners, and customs of this era. The following passage gives an idea of the self-discipline and her style:

But even if a man's fancy should chance indeed
to have gone somewhere astray,
yet his earlier affection may still be strong
and in the end will return to its old haunts.
Now by her tantrums she has made a rift that cannot be joined.
Whereas she who when some small wrong calls for silent rebuke,
shows by a glance that she is not unaware;
but when some large offense demands admonishment
knows how to hint without severity,
will end by standing in her master's affections
better than ever she stood before.
For often the sight of our own forbearance
will give our neighbor strength to rule his mutinous affections.4
级别: 管理员
只看该作者 147 发表于: 2009-03-16
Feudal Japan 1192-1333
Ill advised by Kagetoki, Shogun Yoritomo had his half-brother Noriyori killed in 1193 for suspected conspiracy, and the next year he ordered the execution of the entire family of Yasuda Yoshisada, even though they had supported the Minamoto in the war. Yoritomo had established a Board of Retainers (Samurai-dokoro) as early as 1180 to assign military duties and decide on rewards and punishments. The Administrative Board (Mandokoro) of the military government (bakufu) at Kamakura was named in 1191 for central policy, and the Board of Inquiry (Monchujo) was made the final court of appeal. Yoritomo contributed to the rebuilding of the Todaiji monastery and other Buddhist projects. While Yoritomo was at Kamakura, Minamoto Michichika at Kyoto replaced the Fujiwara Kanezane and in 1198 appointed Tsuchimikado emperor; before he could react, Yoritomo died the next year.

Yoritomo's son Yoriiye was made shogun in 1202, and the next year the director (shikken) of the Mandokoro was succeeded by Hojo Tokimasa of the Taira clan; thereafter until 1333 that chief political office remained in the Hojo family. Yoriiye became ill and ordered Tokimasa killed; when that failed, Yoriiye abdicated and was murdered the next year, probably by a Hojo assassin. His eleven-year-old brother Sanemoto was made shogun, and Tokimasa became his regent. The next year deputy shogun Hiraga put down an uprising of the Taira clan's Ise family. In 1205 a conspiracy of Tokimasa's wife Makiko was squelched by Yoritomo's widow Masako and her brother Hojo Yoshitoki; Hiraga was killed, and Tokimasa was forced to retire. Yoshitoki became regent for the shogun. More factional strife in 1213 resulted in Wada Yoshimori being killed and replaced as head of the Samurai-dokoro by Yoshitoki. In 1219 after attending a ceremony at the shrine of the Shinto war-god Hachiman, Shogun Sanemoto suddenly had his head cut off by the sword of an assassin.

The famous Tale of the Heike is a long prose epic that concentrates on the political events from 1177 to 1185. According to Yoshida Kenko, it was written by the priest Yukinaga, who probably adapted it from the Gempei Seisuiki. It begins with philosophical reflections on how ambitions and violence do not last.

The bell of the Gion Temple tolls into every man's heart
to warn him that all is vanity and evanescence.
The faded flowers of the sala trees by the Buddha's death-bed
bear witness to the truth
that all who flourish are destined to decay.
Yes, pride must have a fall,
for it is as unsubstantial as a dream on a spring night.
The brave and violent man-he too must die away in the end,
like a whirl of dust in the wind.5

Kamo Chomei wrote The Ten-Foot Square Hut (Hojoki) in 1212. After his petition to succeed his father as the warden of the Kamo shrine in Kyoto was rejected, Chomei retired in the mountains. His little book begins by suggesting that human life is always changing like a flowing river. He described the great fire that burned down a third of Kyoto in 1177. When the capital was moved, he noted that the prevalence of the military portended civil disturbance. He reported how the famine of 1181 was followed by pestilence, and the great earthquake of 1185 had after-shocks for three months. He observed that people with influence were greedy for power while those without it were despised. After inheriting an estate, Chomei constructed a small building that was like a cart-shed and lived there alone for thirty years. Separated from society, he found it easier to follow the Buddhist commandments. He found that the best servant is one's own body, and not using the labor of others he did not have to worry about causing trouble or bad karma. Having less food gave him a better appetite. He became attached to his thatched hut and wondered if his solitary life might be a hindrance to enlightenment.

In 1221 cloistered Emperor Go-Toba tried to take power with the help of disappointed warriors, aggrieved landowners, and bitter Taira survivors in eastern Japan by declaring Hojo Yoshitoki an outlaw; but two large armies and cavalry led by Yoshitoki's son Yasutoki smothered the resistance and occupied the imperial city with about 100,000 men. The Bakufu ordered Yasutoki to banish Go-Toba and execute the four generals and other leaders of the revolt. The extensive properties confiscated were assigned to vassals as stewards. Minor uprisings were put down after Yoshitoki died in 1224 and was succeeded by Yasutoki. Bakufu courts settled claims, as land was surveyed and distributed. Complaints of autocratic rule by stewards led to measures that moderated their excesses. In 1226 Yasutoki established a state council (Hyojoshu) to advise him and make decisions for the new shogun, eight-year-old Mitora. For the next century Hojo regents would rule the Bakufu by repeatedly appointing very young shoguns. When a Korean envoy protested piratical raids in 1227, Yasutoki maintained a good relationship with Korea by ordering the pirates arrested and put to death.

Meanwhile drought, famine, disease, earthquakes, floods, and frosts devastated the country. In 1230 a moratorium on debts and obligations was proclaimed, and the next year tax rice was distributed to the poor. Feudal law was established in 1232 with the Joei Formulary that defined land rights and other laws. To prevent vendettas, abusive language and assault were to be severely punished. Women could own land and retain after a divorce what they had before marriage. This law code aimed at "impartial verdicts without discrimination between high and low."5 Armed strife broke out in 1235 between the priests of the Iwashimuzu Hachiman shrine and the Kofukuji monks and between these monks and the mountain Hiyeizan monks, but the Bakufu managed to settle things by the end of 1237. For several decades Japan had a unified state and the rule of law. By the 13th century the old slavery no longer existed except for a few female servants.

Yasutoki died in 1242 and was succeeded by his grandson Tsunetoki, who died four years later and was replaced by his brother Tokiyori. His grandfather Adachi Kagemori, an old warrior turned monk, urged the Hojo forces with Adachi warriors to attack the conspiring Miura clan, resulting in the suicide of 500 Miura warriors in 1247. The ceremonial role of the shogun was reinforced in 1252 when the ten-year-old prince Munetaka was appointed, while his younger brother was serving as emperor. Along with copper coins to improve the money economy, Japan was importing from China luxury goods such as silk, brocades, perfumes, incense, sandalwood, porcelain, and books, while exporting gold, mercury, fans, lacquer ware, screens, swords, and timber.

"Family Instructions" were written by Hojo Shigetoki for his son Nagatoki, who at 18 in 1247 was made deputy shogun. Shigetoki believed in the warrior code of ethics; but he noted that to rule, warriors need not only courage but also understanding of their duties and of principles, such as revering gods and buddhas, obeying one's lord and parents, understanding the law of cause and effect (karma, or in Japanese inga), considering the results for future generations, being careful in relationships, generous, firm and not cowardly, practicing military arts, while being just to all and sympathetic to the poor and weak. Shigetoki reminded his son that the key to discipline is fair treatment in rewards and punishments. One should never act in anger but let someone else administer the punishment; hasty decisions can lead to remorse. Any excess is disadvantageous, if not in this life, then in a future one. A good heart and the moral duty of the warrior are like two wheels of a carriage. Hold to the good even at the cost of one's family, not yielding to the strong. He recommended meeting enmity with kindness and returning good for evil. This may help the bad to reform; even if it does not, one will be rewarded in one's next existence. Shigetoki believed that women could become enlightened and would enter paradise.

Buddhist Honen (1133-1212) suggested chanting the nembutsu exclusively as the way to salvation in 1175, founding the Jodo sect (Pure Land) of Buddhism that grew quickly after the Gempei War ended in 1185. Criticized by established sects, Honen tried to control his followers by issuing in 1204 the Seven-Article Injunction in which he warned that those saying the nembutsu should not encourage sexual indulgence, drinking, or eating meat. Three years later he refused to give up his faith in Amida to avoid exile. The year Honen died Kamo Chomei (1153-1216) wrote "An Account of My Hut" in which he contrasted the miseries caused by the fire of 1177, the typhoon of 1181, the famine the next year, and the earthquake of 1185 with joys of the simple life he chose in a ten-foot square hut.

Eisai (1141-1215) founded Rinzai Zen Buddhism after receiving transmission from the eighth Linji Chan patriarch of China. Eisai returned to Japan in 1191, but his teaching of Zen was prohibited by the court three years later. He wrote The Propagation of Zen as a Defense of the Nation and Drink Tea and Prolong Life. Zen schools concentrated on intuitive experience through meditation, koan study, and the arts of everyday living rather than books, beliefs, and repetitive prayers. The Rinzai placed more emphasis on the transrational understanding of paradoxes in koan stories and problems. In China Mumon Ekai (1183-1260) compiled 48 koans in 1229 to guide monks toward awakening (satori). This Gateless Gate (Mumonkan) was brought back to Japan by Muhon Kakushin (1207-98). Dogen (1200-53) studied with Eisai and imported the Soto sect from China in 1227. Dogen taught that enlightenment can be attained by sitting in meditation (zazen). He irritated Mt. Hiei's clerics as he tried to separate Zen from their political intrigues. He wrote The Significance of the Right Dharma for the Protection of the Nation to argue that Zen meditation was the true Buddhism for Japan. Dogen criticized traditional Buddhists for discriminating against women, and he believed that women should be equal to men in regard to practice and attaining enlightenment.

Shinran (1173-1262) was married and had seven children. He disdained removing his outer robe when eating fish or fowl. Speaking for the bodhisattva Kannon he wrote the following poem:

When karmic retribution leads the practitioner
to violate the precepts of chastity,
I will assume the body of a maiden
and be the object of that violation.
Having adorned his present life,
at the time of his death
I will guide him to rebirth
in the Pure Land of Utmost Bliss.6

Shinran joined Honen's band in 1201 and went even farther than his master by noting that the wicked might be more acceptable to Amida than the good because they throw themselves entirely on the mercy of the Buddha. He felt that one sincere invocation is enough and that additional repetitions were giving thanks to Amida.

Since his father killed life in his work as a fisherman, Nichiren (1222-82) was considered an outcast. While people suffered earthquakes, drought, typhoons, famine, and epidemics, he attacked Pure Land and Zen teachings, expounding the Lotus Sutra as the only truth. His Treatise on the Establishment of the True Dharma and the Peace of the Nation was published in 1260. Nembutsu followers in Kamakura attacked Nichiren's hermitage and got the shogun to banish him to Izu the next year. He noted that the Lotus Sutra predicted persecution during a period of dharma decay. Nichiren emphasized one's own efforts in chanting "Namu myoho renge kyo," the name of the Lotus Sutra. He challenged orthodox ideas by stating that good works were not needed for a fortunate rebirth nor did evil deeds obstruct it. He believed evil could be removed by chanting. Nichiren taught human equality and doing away with all class differences. Prophesying the invasion of the Mongols and demanding the suppression of all other Buddhists sects, especially Amida worshipers, Nichiren was sentenced to death for censuring the Hojo regency in Nakamura; but it was said that he was saved when lightning struck the executioner's blade. His preaching and the validation of his prophecy with the Mongol invasion persuaded many followers.

Mongol ruler Khubilai Khan in 1266 began sending envoys from Beijing asking Japan to submit or face invasion, but they were ignored. In 1274 about 15,000 Mongol and Chinese troops with 8,000 Korean troops and 7,000 Korean sailors slaughtered defenders on the islands of Tsushima and Iki and then invaded Kyushu. After a battle with Japanese warriors, the Koreans urged the Mongols to retreat because of a storm, which caused many losses. Further diplomatic demands resulted in regent Tokimune twice executing Mongol envoys. Kyushu retainers (samurai) spent five years building a wall around Hakata Bay. In 1281 about 100,000 or more Mongols, Chinese, and Koreans invaded again; but a seasonal typhoon helped the samurai defeat them by destroying much of their fleet. Many Japanese believed that the prayers of the nation had been answered by the "divine winds" (kamikaze). The nation under the Bakufu government suffered great economic hardship because of the continuing war preparations. Soldiers expecting compensation for their efforts were usually disappointed.

Tokimune died in 1284, and his son Sadatoki who succeeded him as regent was only 14. The next year many in the Adachi family were destroyed by Taira Yoritsune for plotting to make their head Yasumori shogun, but eight years later Yoritsune and his main followers were killed too. When Khubilai Khan died in 1294, the Bakufu decreed that no more rewards for war service would be given. Between 1272 and 1318 the Kamakura Bakufu attempted to mediate competing imperial lines by appointing alternating emperors in Kyoto. In 1297 another Act of Grace tried to prevent the financial ruin of many by canceling debts; but the economic panic caused them to revoke it the next year.

Between 1272 and 1318 the Kamakura Bakufu attempted to mediate competing imperial lines by appointing alternating emperors in Kyoto. Sadatoki retired in 1301 but continued to rule until he died in 1311. His son Takatoki was only eight, and intrigues dominated the regency for five years until he was formally installed; but even then many vassals no longer respected the Hojo regency. In 1318 Go-Daigo was appointed emperor at the mature age of thirty, and three years later he ended the tradition of powerful retired emperors when his father Go-Uda resigned. In 1324 a conspiracy to overthrow the eastern Bakufu regime was discovered; but Go-Daigo stated he had no knowledge of it. The next year the Emperor sent the first official embassy to China in nearly five centuries led by Zen teacher Muso Soseki (1275-1351).

In 1331 Go-Daigo's plans to take over the government were treacherously revealed by his advisor Fujiwara Sadafusa. Go-Daigo's son Morinaga, serving as abbot at the Hiyeizan monastery, learned of a Bakufu expedition to the west; but Go-Daigo's flight to two monasteries did not prevent his capture. The warrior Kusunoki escaped and organized raids against Hojo forces, while Morinaga from the Yoshino mountains sent out appeals to warriors. At Kyoto conspirators were punished, and Go-Daigo was banished to the island of Oki. In 1333 Go-Daigo returned from exile; but when Ashikaga Takauji was sent against him with a large army, he defected to the imperial cause and attacked the Hojo's Rokuhara garrison in Kyoto. Disaffected warriors in the east led by Nitta Yoshisada quickly raised an army and attacked Kamakura; Takatoki ordered Bakufu buildings burned and withdrew with several hundred men to the Toshoji monastery, where they all committed suicide. The Kyushu ruler Hojo Hidetoki was taken and killed, completing the end of Bakufu rule.

Yoshida Kenko (1283-1350) wrote his Essays in Idleness (Tsurezuregusa) in the early 1330s. He had served the Retired Emperor Go-Uda, and after his death entered a Buddhist order in 1324. Kenko participated in the quarterly poetry meetings that began in Go-Daigo's palace in 1346. Kenko wrote down his thoughts in short essays. He considered the uncertainty of life most precious, and he advised guarding against the delusions of the senses that stimulate desires. His greatest pleasure was to read and make friends with people from the past. He found expert knowledge in any art noble and a guide in even trivial matters useful. He rejected the common superstition of unlucky days, believing that good or bad fortune is determined by humans. He agreed with the saying of a priest that when one is in doubt about doing something, it is better not to act. He believed that the most desirable friends are those who give you things, doctors, and the wise. Wisdom is knowing your own capacity and when to stop. Kenko suggested that crime could be reduced by making sure that no one was hungry or cold. People could be helped if those with luxuries protected people and encouraged agriculture. The real crimes are committed by those who have a normal share of food and clothing. He noted that as much as the young are better looking, the old are wiser. Kenko recommended giving up desires and ambitions in order to follow the Way to lasting peace.

Feudal Japan 1333-1465
Emperor Go-Daigo declared a new era in 1333; but in distributing Hojo estates favoritism and bribery caused many deserving applicants to go unrelieved, while the Emperor imposed a five percent income tax in order to build himself a new palace. Disgruntled warriors took matters into their own hands. Afraid that Morinaga and Yoshisada were organizing against him, Takauji fortified his Kyoto mansion and then arrested Morinaga and sent him to Kamakura, where he was executed by Takauji's brother Tadayoshi when Kamakura was attacked by Hojo Tokiyuki. When the Emperor refused to authorize him as shogun, Takauji nonetheless joined Tadayoshi in defeating and killing Tokiyuki. As Takauji was rewarding warriors without imperial consent, Go-Daigo appointed his son Takanaga shogun and sent him and Nitta Yoshisada to suppress the eastern rebels led by Takauji and Tadayoshi. These brothers marched on Kyoto and drove the imperial troops from the capital in February, 1336.

That year Takauji issued seventeen articles on good government in the Kemmu Shikimoku. This document held that educated warriors are most able to rule and that they should learn from the early Hojo and emperors of the early 10th century how to rule for the benefit of all. The Bakufu government should redress social evils caused by famine, economic depression, and war devastation. The Kemmu Shikimoku condemned drinking, gambling, and bribery, while enjoining economy, keeping order, basing rewards and punishments on merit, rebuilding with fireproof materials, choosing protectors (shugo) of integrity and discipline, selecting attendants by merit, observing distinctions of rank, rewarding good service, listening to the complaints of the poor, carefully scrutinizing the claims of monasteries, and administering justice firmly and promptly. The Ashikaga Bakufu in Kyoto took over the offices and councils of the Kamakura government, though most decisions were made by the shogun and his officers.

Go-Daigo managed to escape to the mountains of Yoshino where he established the "Southern Court." He died in 1339 but was succeeded as emperor by his son Norinaga (Go-Murakami) while Kitabatake Chikafusa (1293-1354) tried to organize loyalist support for their imperial cause. Worshipping the divine Emperor, Chikafusa sent princes to rule various regions, though he believed that the sovereign had no right to use force against persons who had not committed an offense. Chikafusa wrote the chronicle Jinno Shotoki, giving Japanese history a Shinto perspective from the gods to the continuous line of emperors. In the first sentence he claimed that only Japan is a divine land. He looked back to the Heian period as an ideal state in which an oligarchy governs for a ceremonial emperor. Chikafusa insisted on traditional class distinctions and expected warriors to be subordinate to courtiers.

Yoshida Kenko (1283-1350) wrote "Essays in Idleness" after renouncing a court position to become a Buddhist monk. He found the beauty of life in its uncertainty. He applauded the frugal who do not covet the world's goods, and he noted there has rarely been a wealthy sage. He advised those who follow the world to judge moods, because an untimely speech hurts feelings and so fails. Yet both priest and layman should not consider moods in accomplishing what is needed. Yoshida found great pleasure in conversing with unseen generations while quietly reading alone.

Japan was changing. Governors were soon replaced with protectors (shugo) or local warlords. For the next six decades the civil war raged between warrior clans throughout Japan, even though Takauji and Tadayoshi planned a stupa at Buddhist chapels in all 66 provinces dedicated to a "country at peace." Zen monk Muso persuaded the Ashikaga government to send a trading expedition to China in 1342 and use the profits to build the Tenryuji monastery, which continued to engage in such trade. Forces led by Ko Moronao and his brother Moroyasu for the Ashikaga Bakufu at Kyoto won a great victory over the loyalists under Masatsura and Chikafusa at Shijo-Nawate in 1348. Yet Moronao's plundering and devastation to force loyalists to submit caused troubles and ill will toward the Bakufu. Chancellor Toin Kinkata described the turbulent warriors in his diary. Many warriors changed sides from selfish interests. Tadayoshi declared allegiance to the Southern Court and proclaimed that Moronao and Moroyasu must be destroyed; the Ko brothers were wounded and were eventually put to death by the son of a man they had murdered.

At Kyoto Tadayoshi was reconciled with his brother Takauji, and he tried to make peace between the courts again in 1351; but renewed sibling conflict resulted in Takauji submitting to the Southern Court, and his brother Tadayoshi eventually surrendered and was poisoned, recompense for his having poisoned young Prince Tsunenaga. The Kyoto capital changed hands several times. Takauji died in 1358 and was replaced by his son Yoshiakira as shogun, that office remaining in the Ashikaga family for the next two centuries. Ten years later the Northern Court's emperor Go-Murakami died, and that year Yoshiakira was replaced by his nine-year-old son Yoshimitsu. Hosokawa Yoriyuki as deputy shogun was guided by the puritanical Kemmu Shikimoku. Prince Kanenaga spent a decade trying to control Kyushu for the loyalists; but in 1370 the Bakufu sent the talented general Imagawa, who took a dozen more years to conquer the island by the time Kanenaga died in 1383. A special tax on arable land imposed in 1371 for the accession ceremony of Go-Enyu was continued and became burdensome to farmers. Many farmers evaded dreaded tax and debt collectors by joining an army.

Shogun Yoshimitsu was occupied putting down warlords; in 1379 he took on a revolt by the Shiba, Toki, and Kyogoku families. In 1390 he destroyed the rebellious shugo of Mino and Owar, and the next year he defeated the Yamana family that controlled eleven provinces in central Japan. In 1392 Yoshimitsu was able to make an agreement with the southern emperor Go-Kameyama, who transferred authority to the northern emperor Go-Komatsu with the understanding the two lines would then alternate. Yoshimitsu retired and built the golden pavilion in Kyoto, where he entertained in splendor. Warlord Ouchi Yoshihiro, who controlled six provinces in the west, was also defeated in 1399. The civil war finally ended, though the agreement to alternate was not kept in 1412 when Go-Komatsu abdicated to his son. While the conflict over emperors was the ostensible reason for the war, hostility between military factions seeking to gain material advantages were probably stronger motives. With warriors off fighting so much of the time, peasant farmers not drafted into an army actually became more independent; as Takauji had decreed that half the income was to go to the military class, this took wealth and power from estate owners and the central government's tax base.

In 1405 Japan promised the Ming government it would suppress piracy in exchange for the Ashikaga Bakufu's monopoly on licensing trade with China. Trade between these countries increased until 1453 when it began to decline. Ashikaga Mochiuji came into conflict with his advisor Uyesugi Ujinori and in 1417 received military aid from the Kyoto Bakufu in putting down the rebellion; but gradually the warriors of the Kanto plain confiscated Ashikaga estates and, as a reward for helping Mochiuji, stopped paying him taxes. Yoshimitsu and his successor Yoshimochi promised Korea they would control Japanese piracy in exchange for a printed copy of the extensive Buddhist scriptures of the Tripitaka, which finally arrived in 1423. A Korean declaration of war four years earlier had stirred alarm; but the situation was resolved, and trade flourished. In 1443 Korea made a trade treaty with the Kyushu deputy to permit fifty Japanese ships each year.

Yoshinori was chosen shogun by lot from the sons of Yoshimitsu in 1428. He had been chief abbot of the Tendai Buddhists but took a hard line in suppressing insubordinate warlords and also brutally disciplined courtiers for venial sins, executing sixty persons. In 1439 Yoshinori sided with the Uyesugi against Ashikaga Mochiuji and helped to exterminate the Kanto branch of that house. Yoshinori was murdered in 1441 at a banquet held by General Akamatsu Mitsusuki, who feared loss of land. The Yamana family was charged with punishing him; after killing Mitsusuki and his kin, they took over Akamatsu domains, giving them control of seven provinces.

The Japanese economy was growing, as sole inheritance was abandoned in favor of dividing land among sons. Manufacturing was organized and controlled by guilds (za), providing opportunities for peasants to become traders and artisans. Samurai and farmers formed leagues for mutual defense against oppressive warlords. Several local uprisings occurred in the second half of the 14th century. In 1428 a revolt of teamsters in Omi province soon spread to Kyoto, Nara, and several provinces as mobs attacked moneylenders, pawnshops, and monasteries to destroy records of debt. As wholesale trade expanded, in 1431 dealers withheld rice from the Kyoto market to raise prices, causing distress; they were arrested and convicted but not punished because the deputy governor of the samurai board was in with them. In 1441 farmers in the Kyoto area once again revolted against landlords. The Bakufu capitulated by canceling all debts, not just those of warriors; but markets were disrupted, and trade almost ceased. In 1447 rioters killed four people in the Toji monastery. The seven-year-old Shogun Yoshimasa was appointed in 1443 and allowed the Bakufu government to relax its vigilance. The royal court had become so poor that it could not even maintain the upkeep of its holiest shrine at Ise.

The death of Ashikaga Mochiuji in 1439 ended the governorship of Kanto, and the powerful Uyesugi family controlled Kamakura until Ashikaga Shigeuji was appointed Kanrei in 1449; but when he had his Uyesugi deputy murdered, that family drove Shigeuji out of Kamakura. After a decade of fighting Shogun Yoshimasa sent his younger brother Masatomo to be Kanrei; but the Shigeuji had their own choice so that there were now two deputies of the Shogun in the east. The Uyesugi family split into three factions and fought each other for the next quarter century until the Onin War ended in 1477.

No Plays of Kannami, Zeami, and Zenchiku
Japanese No theater grew out of Shinto priestesses dancing and "monkey music" (sangaku) skits introduced from China. The farcical kyogen (wild words) interludes derived from the following passage from the Chinese poet Bo Juyi that was made into a popular song:

May the vulgar trade of letters that I have plied in this life,
all the folly of wild words and fine phrases,
be transformed into a hymn of praise
that shall celebrate the Buddha in age on age to come,
and cause the great wheel of the law to turn.7

In the 11th century the peasant songs and dances called dengaku became so disruptive that they were blamed for the riots in 1096. About a century after Chinese theater began flourishing during the Mongol rule in the 13th century, the Japanese No dramas began to be played at court and in the large cities. All roles were usually performed by males. In 1374 Kannami and his Kanza troupe were invited to perform before the young Shogun Ashikaga Yoshimitsu in Kyoto. Apparently Yoshimitsu fell in love with Kannami's eleven-year-old son Zeami and brought him up at court while sponsoring the No company of his father. A sequence of five No plays was performed in a day beginning with a religious play followed by a warrior play, a woman play, a "madwoman" piece, and concluding with an auspicious play. The main character (shite) wore a mask and did most of the singing and also danced, while the witness (waki) did much of the explaining. His or her companions (tsure) and children (kokata) also appeared and spoke, but the chorus, remaining anonymous on the sideline, would also sing for the shite or the waki.

An early No play by Komparu Gonnokami in the mid-14th century called The Diver is an example of an auspicious play. The story told is of a dragon spirit who answers the chanting of the Lotus Sutra and dives to find a jewel from the Tang court. The jewel in which the Buddha's image appears is given to her son Fujiwara Fusazaki, who is named after the place. The play celebrates the founding of the powerful Fujiwara line and the bringing of Buddhism from China to Japan.

Kannami Kiyotsugu (1333-84) founded the Kanza troupe in Nara and is considered the first No master. His plays, often revised later by his son Zeami, are more realistic and less literary. In Jinen the Priest a girl has sold herself into slavery in order to buy a robe to give to the temple for her dead parents. The priest offers the slave traders the robe in exchange for the girl; but they refuse until he sings and dances for them.

Kannami's Komachi and the Hundred Nights shows the ghosts of Komachi and Shosho telling how she required him to sleep one hundred nights on a bench; but after 99 times he is detained by a death in his family. Then the two lovers refuse the wedding cup of wine, and both enter the Buddhist path. In the more famous play by Kannami, Sotoba Komachi, the old poet Komachi appears herself without Shosho, seeking his spirit for a hundred years. When the monks chide her for sitting on a tree stump sacred to Buddha, she responds with her iconoclastic views. She has little and asks the priests to give her something. Then her voice asks for Komachi, as his spirit takes over her body. Finally she realizes that her unsatisfied love had possessed her, and she prays to enter the Buddhist way, offering her poems as flowers.

In Kannami's Pining Wind, revised by Zeami, a wandering monk comes to learn of two salt-makers, Pining Wind and Autumn Rain, and of Lord Yukihira's poetry, which promised Pining Wind he would return to her if she "pined" for him. Autumn Rain tells Pining Wind that the sin of clinging is keeping her in the world of mad passion. At the end Rain has gone, but Pining Wind lingers on alone. In The Sought-for Grave Kannami portrayed a wintry scene in which Buddhist monks and village girls look for green plants while learning the story of Unai, whose ghost is seeking rest after she rejected two courting men, because they were so equal they both shot the wings of the same bird. The Flower-Basket by Kannami and revised by Zeami shows the Lady Teruhi having received the basket with a letter from her lover, who has become Emperor Keitai (r. 507-31). Going mad, she travels to see him and has her maid present the basket. After she dances the sad story of China's Wu Di, who missed his concubine, the Emperor invites her back to the palace.

More plays by Zeami Motokiyo (1363-1443) are in the current No repertory than by any other playwright. For many years he enjoyed the patronage of Shogun Yoshimitsu at the capital. After Yoshimitsu died in 1408, Zeami's talent was not as appreciated at court, and in 1429 he was barred from performances by Shogun Ashikaga Yoshinori. Five years later after one son had became a monk and the other had died, he was banished to the island of Sado, though he returned to the capital a few years before his death. Zeami also wrote about No theater. He found that the underlying spiritual strength of the actor best held the audience and that moments of no action were often the most enjoyable. The inner strength of the actor must not become noticeable to the audience or it is no longer "no action." Actors by clearing their minds may even conceal their own intent from themselves. In linking all artistic powers with the one mind, Zeami sought the elusive quality he called yugen, which means what lies beneath the surface. For Zeami yugen is true beauty and gentleness, tranquility and elegance in personal appearance, grace of language, and music that is smooth and sensitive. By using intelligence the actor makes the presentation beautiful in form and manner.

In the first-category god play Takasago Zeami portrayed the happily married spirits of two pine trees and in doing so implied praise for the reign of the current Shogun Yoshimitsu. The husband's spirit, Sumiyoshi, who is also the god of poetry, dances to celebrate the long lives of pine trees even though many Buddhists do not consider plants sentient. Zeami's Kureha is another god play about the sacred craft of weaving as personified by two weaving maidens. In Saigyo's Cherry Tree by Zeami the spirit of the cherry tree asks the Buddhist poet Saigyo why he blames the tree blossoms for the visitors who come to disturb him, for the eyes that see any part of the world as vexatious depend wholly on the seer's heart. In another play about the gods, Haku Rakuten, the Chinese poet Bo Juyi tries to visit Japan, where his influence is so great; but he is forced to return to China by Japan's own god of poetry, Sumiyoshi.

Atsumori by Zeami is a warrior play in which a priest now called Rensei prays for the soul of Atsumori, whom he had killed in the battle of Ichinotani in 1183. He begins the play by saying, "Life is a lying dream; he only wakes who casts the world aside."8 Rensei finds the spirit of Atsumori among some reapers, and they become friends in Buddha's law according to the proverb, "Put away from you a wicked friend; summon to your side a virtuous enemy."9 At the end Atsumori approaches his old enemy with uplifted sword; but he recognizes that Rensei has obtained salvation, and he asks him to pray for him again. Atsumori's brother Tsunemasa was slain in the same battle, and in Zeami's Tsunemasa a priest's prayers once again invoke the spirit of the dead warrior, this time by playing a lute. However, the anguished spirit is still suffering anger, and in trying to wound another he consumes himself in red waves like flames; he is ashamed of these woes and vanishes.

Tadanori by Zeami tells of another warrior killed in the Inchinotani battle. Tadanori's spirit still haunts a cherry tree, because he wants his name immortalized by having his poetry placed in an imperial anthology. Because the Taira lost the war, his poem was listed as anonymous by editor Toshinari. Tadanori appeals for someone to help, and in fact one of his poems was later put in the 1235 anthology with his name by Toshinari's son Fujiwara Teika. Zeami's Yashima is about a battle after Inchinotani in 1185 when Yoshitsune boldly risked his life to retrieve his bow, although Kanefusa reprimanded him for his foolishness. Yoshitsune's ghost replies that it was a question of honor. In Kagekiyo by Zeami the daughter of the warrior Kagekiyo the passionate travels to find her banished father, who at first though blind says he has not seen Kagekiyo. Later she asks her father to tell of his high deeds in the battle. He does so but concludes still in torment and asks her to pray for him as she goes. Thus Zeami's plays endeavored to heal the warrior spirit so prominent in feudal Japan.

In the woman play Eguchi by Zeami a villager tells a monk the story of the harlot of Eguchi, who was a poet and in reality the bodhisattva Fugen. Once she refused to entertain the great monk Saigyo for the night and chided him with her poetry for his clinging. Then the lady of Eguchi appears and sings how all things are a moment's refuge. In Zeami's Komachi at Seki-dera a monk discovers that the old woman is the famous poet Komachi. In Zeami's The Feather Mantle the fisherman Hakuryo steals an angel's robe of feathers and refuses to give it back; she will dance for him if he will give it back; but he must trust her enough to give it to her first. In Izutsu by Zeami the husband, who grew up with his wife, visits a woman in another province; but when he finds out how true his wife is to him, he stops going there.

Lady Han by Zeami is a mad-woman play in which this post-station courtesan is driven to despair by her love for an officer that is symbolized by a fan he gave her. In another example of this genre, Semimaru, the blind prince by that name has been abandoned in the wilderness; he does not blame his father for cruelty but believes that because of his karmic impediments he did so in order to help him work through them to achieve his salvation. There Semimaru meets his mad sister Sakagami, who has topsy-turvy hair; but sadly she has to leave him. In Zeami's The Fulling Block a wife missing her husband pounds silk on the fulling block to express her frustration. When he does not return at the time he promised, she dies. Hearing of her death, he comes back; then her ghost scolds him for not knowing her pain.

In Zeami's The Damask Drum an old gardener is attracted to a princess, who tells him to beat the drum hanging from a tree if he wants to see her, but the drum made of cloth makes no sound. In despair the gardener drowns himself in the pond. Then the princess hears the drum and becomes possessed by his spirit. The gardener's ghost is covered in the darkness of the denied anger of lust and sinks again into the whirlpool of desire. In Uto by Zeami a dead hunter asks a monk to take a message to his living wife and child. Then the guilt-ridden ghost of the hunter appears to them and tells how after killing baby Uto birds he was poisoned by the falling tears of their parents. The play strongly supports the Buddhist prohibition of hunting. The Pool-Sacrifice shows how a traveler's daughter is chosen by lot to be sacrificed by a local cult. Hachi No Ki by Zeami shows Lord Tokiyori in disguise as a priest asking for lodging from a couple that even burns miniature plum, cherry, and pine trees to keep him warm. Six months later he mobilizes forces so that he can grant the tattered couple three fiefs.

Zeami's plays about crones include Higaki, which shows the plight of an old woman, who had been a dancer, and Obasute (The Deserted Crone), whose ghost tells how she was abandoned on a mountain by her nephew at the bidding of his wife, who kept her husband from returning in time to save her life. The Mountain Crone by Zeami shows the influence of Zen and discusses the value of different paths up the mountain.

Zeami's oldest son Motomasa, who died in 1432, wrote The Sumida River. A ferryman tells a woman of a trader abandoning a small boy who had become ill on a journey. The woman turns out to be his mother, and the boy's ghost returns from the grave briefly in response to her prayers.

Zeami's son-in-law Komparu Zenchiku (1405-68) wrote Tatsuta for Zeami's troupe probably in 1432. A shrine maiden guides a monk to the Tatsuta shrine so that he can contribute a copy of the Lotus Sutra. Then a lady of the shrine dances in celebration of their famous red leaves of autumn. Zenchiku may also have written The Kasuga Dragon God, which shows how the Buddhist monk Myoe Shonin (1173-1232) is persuaded not to travel to India by the old priest, who argues that if the Buddha were living, it would be noble to go see and hear him; but past events he suggests can be commemorated at various sacred places in Japan. In Aoi No Uye Zenchiku revised an earlier play based on Murasaki's Tale of Genji. A witch determines that the man Princess Rokujo is pining for is no longer alive. The jealous Rokujo is ready to strike her rival with a mallet, but a saint comes in and calms her spirit.

Zenchiku's Kumasaka shows the ghost of a robber disguised as a priest telling how he was killed by the young Yoshitsune. In The Hoka Priests by Zenchiku two brothers discuss Zen and then kill the man who had murdered their father. In Zenchiku's The Valley-Hurling the violent side of religion is shown as a teacher follows the ancient law that anyone who falls sick on this particular pilgrimage has to be thrown into the valley. A boy is so hurled, and after prayers he is carried back by a spirit.

These highly stylized No plays are difficult to appreciate without the operatic singing, dancing, and acting. Yet the spiritual messages come through as so many ghosts or spirits are presented, and the audience is able to see the spiritual laws of karmic responsibility and grace through prayer in action.

Probably in the 15th century Hiyoshi Sa-ami Yasukiyo wrote the play Benkei on the Bridge about the warrior monk Benkei, who fights the famous Ushiwaka (Minamoto Yoshitsune) on the Gojo bridge in Kyoto. Benkei becomes his loyal retainer, and in The Subscription List he fights for this lord. In the next century Miyamasu wrote The Hat-maker in which the young Ushiwaka gets a hat made by a hat-maker familiar with his Minamoto clan, and he fights against the dominating Heike clan.
级别: 管理员
只看该作者 148 发表于: 2009-03-16
Japan under Warlords 1465-1568
Succession struggles reflected the rivalries in most families in every province of Japan. By the middle of the 15th century the powerful Yamana family distrusted the Hosokawa clan, which was favored by the Shogun and held the Kanrei position. At age thirty Shogun Yoshimasa wanted to retire after serving 14 years, and Hosokawa favored Yoshimasa's younger brother Yoshimi; but in 1465 the Shogun's wife Tomi-ko gave birth to a son, Yoshihisa, who was supported by Yamana. That year Tendai monks of Enryakuji on Mount Hiei resented the growing influence of Rennyo (1415-99) and his promotion of the True sect (Shinshu) so much that they burned his temple and drove him from Kyoto. In 1467 Yamana asked permission of Shogun Yashimasa to punish Hosokawa for interfering in a dispute between two Hatakeyama candidates for Kanrei. When Yamana took Yoshimi to the Bakufu headquarters and prepared to defend it, both sides mobilized their forces. Shogun Yashimasa tried to prevent a war by saying the first to attack would be proclaimed a rebel. The Ouchi daimyo (lord) led 20,000 men to support Yamana which would tip the balance of forces. A shipment of tax grain to the capital by Yamana troops was seized by Hosokawa soldiers in the Tamba province.

Fires broke out around the capital of Kyoto, and in May 1467 Hosokawa troops attacked the mansion of a Yamana general; many were killed on both sides. However, Hosokawa persuaded the Shogun to declare Yamana the rebel. Yoshimasa ordered his brother Yoshimi to punish them, and he appointed Hosokawa his commanding general. This proclamation gave Hosokawa an edge, and Yamana and Ouchi had to send troops back to protect their provinces; but by September, Yamana and Ouchi had reinforcements that included 500 boats escorted by pirates. Yamana with 50,000 soldiers attacked the Sambo-In monastery next to the imperial palace and took both buildings. Fighting, burning, and looting devastated the capital for several months. Yoshimi went over to Yamana's side, and in 1469 Shogun Yoshimasa declared four-year-old Yoshihisa his heir; Emperor Go-Tsuchimikado pronounced Yoshimi a rebel. By 1472 generals on both sides were leaving the capital to suppress insurrections in their territories, and the next year both Hosokawa and Yamana died; but Ouchi refused to surrender and in 1475 fought Hatakeyama Masanaga. The decade-long Onin War finally ended two years later when Ouchi submitted to Yoshimasa and went home.

A league of local warriors (kokujin) had been formed in Izume province in 1473 and was able to tax the private estates (shoen), often owned by those in the capital. When the Hosokawa shugo (military governor) demanded back the shoen taken by the kokujin during the Onin War in Settsu province, these warriors resisted in 1479 and appealed to the rebel Hatakeyama Yoshinari; but Hosokawa raised a large army and crushed the uprising in 1482 by destroying their home bases of Suita and Ibaragi. The 1485 revolt in southern Yamashiro province against shugo Hatakeyama was tolerated by Hosokawa Masamoto; but four years later he decided to suppress an uprising in his own province of Tamba because it was more anti-shugo. Revolts spread in Hosokawa's Kinai provinces. Troops from Kyoto were used but were not able to quell the rebellion until 1493, ending this series of uprisings.

The Onin War began a century of local conflicts between warlords. The shogun's wife Tomi-ko and her elder brother Hino Katsuakira acquired a fortune by peculation. She extorted taxes at the capital gates, saying they were to repair the imperial palace; but threats by the Yamashiro-Ikki ended this in 1482. Periodic riots induced the shogunate to cancel debts. Soon the Kyoto court not only had little power but little income as well. In 1485 a council of Yamashiro peasants demanded that Hatakeyama armies leave their province and restore estates to their owners, and they were obeyed. The next year 36 Yoshimiro-Ikki leaders set up a provincial government with officers rotating monthly. Rennyo built his True sect into the single-minded (Ikko) sect at Echizen with military organization that defeated the warlord of neighboring Kaga in 1488. Yoshimasa had formally resigned as shogun in 1473, but he patronized and appreciated the arts until he died in 1490. The priest Murata Juko (1422-1502) helped him raise the tea ceremony to a fine art.

Greater self-government by local communities had begun to develop in the 14th century. A decree canceling debts was issued on the Okushima and Kitatsuda private estates in 1441, and this soon led to the historic nationwide Kakitsu debt abrogation decree. In 1494 in Ise province 46 farmers representing self-governing organizations (so) signed a pledge to meet and settle their disputes. Another pledge signed by 350 farmers promised they would neither falsify boundaries nor steal crops. Families with the same name organized self-governing clans and then formed leagues with other clans. They communally managed waterways for regional irrigation and provided security to preserve peace. A decree from a Yamato province so to its shugo requested a debt moratorium after a drought caused damage. By the 16th century these so had united into some powerful leagues in the central provinces.

Ota Dokan, a vassal of the Ogigayatsu branch of the Uyesugi family, built a castle at Edo but was mistakenly taken for a rival and killed by Sadamasa in 1485. After many years of fighting the Ogigayatsu branch was defeated by the Yamanouchi forces in 1505 with help from Constable Fusayoshi of Echigo. His upstart warrior Nagao Tamekage turned against Fusayoshi, killing him two years later. Tamekage became the deputy of the new Echigo constable Uyesugi Akisada; but the warrior Hojo Soun helped Tamekage subdue the Uyesugi in Kanto. Soun had chosen his name with the ambition to become shogun, and on a deer hunt his men captured the castle that made him master of Izu; by 1516 Soun also controlled Sagami. War taxes had been taking half of farmers' crops; but Soun reduced them to 40%. He died in 1519; but his son Ujitsuma led an attack on the castle at Edo in 1524, defeating the divided armies of the Uyesugi clan. Ujitsuma defeated and killed Koga Kubo Yoshiaki in 1539 but died two years later. His son Ujiyasu defeated the Uyesugi in a night attack at Kawagoye in 1542, and by 1560 he had destroyed most of the Uyesugi. By the middle of the 16th century so many peasants had left owing taxes that they were allowed to return if they started paying after that. Ujiyasu sent letters offering to help the Ikko Buddhists, who ruled Kaga until they were expelled by a society of warriors in 1576.

The young Shogun Yoshihisa tried to contain the ambitions of local protectors (shugo) but was killed on the battlefield in 1489. After that, the shoguns became puppets just as the emperors had before. Yoshimi's son Yoshitane was made shogun in 1490 but had to flee three years later. Kanrei Hosokawa Katsumoto appointed Yoshizumi and in 1494 was replaced by his son Hosokawa Masamoto. Yoshitane tried to return to the capital in 1499 but was driven out again by Hosokawa troops, fleeing to Ouchi's capital at Yamaguchi. Ouchi Yoshioki marched on Kyoto, assassinating Masamoto in 1507 and restoring Yoshitane after Yoshizumi fled the following year. Next a war was fought between Masamoto's adopted sons over who was to be Kanrei. Ouchi stayed in the capital protecting Shogun Yoshitane until 1518. The Hosokawa family used the shoguns as puppets until their last Kanrei, Hosokawa Harumoto, was defeated in 1558 by their former vassals, Miyoshi and Matsunaga; but Miyoshi was eventually ousted by his retainer Matsunaga. The Ouchi family was also destroyed by its vassals. In 1551 Suye Harukata defeated Yoshioki's son Yoshitaka; but three years later pirates helped the Mori family, which had replaced the Yamana family, overcome Harukata in a battle during a rainstorm.

This period of civil wars has been called gekokuo, meaning the low oppressing the high; but in addition to vassals seizing power, other trends were also occurring. Many agricultural workers became independent farmers as improved tools, use of draft animals, better irrigation, and new crops such as soy beans and tea increased prosperity. Growing commerce in food, silk, hemp, linen, paper, dyes, and lacquer created a class of merchants and money-lenders, though the only coins used were Chinese. Japan exported many thousands of steel swords to China for strings of coins, silk, porcelain, paintings, medicine, and books. Skilled artisans formed guilds (za) and were protected by a temple or a noble family. Samurai warriors organized associations to resist constables and rural magnates. Otherwise armored warriors no longer had power unless they were leading large numbers of soldiers with pikes for a warlord (sengoku-daimyo), who built castles to control territories. Buddhists of the Ikko sect and the Nichiren followers fought each other several times between 1532 and 1536.

Yet villages organized as mura began to govern themselves locally. After the Onin War about twenty warlords had most of the power, and they proclaimed their strict house laws, collected taxes, and regulated markets and religious institutions, which they protected. To prevent feuds the Takeda family house laws decreed that both parties in a violent quarrel would be punished regardless of who was right. House laws imposed collective responsibility so that an entire village might be punished if anyone did not pay tax or did not apprehend a criminal. After silver was discovered in Iwami, enterprising Hakata merchants sent for skilled workers from China and Korea to improve the smelting process. In 1542 a rich deposit was found in Tajima, and in 1556 the Mori family took over an Iwami silver mine during a military campaign.

Japanese piracy and trade with the Chinese had begun in 1306 and was rampant during most of the Ming dynasty (1368-1644), which usually prohibited foreign trade. After Chinese officials were attacked and lost property to the Ouchi at Ningpo in 1523, they voided the agreement they had with the Japanese. A few missions occurred until 1548. Then piracy became a major problem as many Chinese on the coasts who had lost their livelihood because of government restrictions became pirates on their own or on Japanese ships. Pirate raids took grain, silk textiles, copper cash, and captives to sell as slaves. In 1555 Koreans reported that a fleet of seventy pirate ships attacked their peninsula. After a campaign against the pirates, the Ming court about 1560 finally lifted the embargo against foreign trade.

The Portuguese first landed on the island of Tanegashima in 1543, and the firearms the Japanese got from there at first were called Tanegashima. The Jesuit missionary Francis Xavier arrived at Kagoshima in 1549 and was welcomed by the Satsuma daimyo. Xavier made the difficult journey to Kyoto, hoping to find Japan's king; but finding no powerful ruler there, he returned to Yamaguchi. There he presented himself in a splendid costume as an envoy of the Portuguese, and Ouchi Yoshitaka allowed him to preach. Yoshitaka studied Confucianism with the scholar Kiyohara Yorikata and obtained from Korea a complete edition of the five classics annotated by Zhu Xi. Yoshitaka committed suicide in 1551 because of a rebellion by his vassal Sue Takafusa (known later as Sue Harukata). Xavier converted Otomo Sorin, who protected Christians until his death in 1587. Xavier left Japan in 1551 and died of disease the next year on an island waiting to get into China. Gaspar Vilela gained the protection of Shogun Ashikaga Yoshitero in Kyoto and baptized 1300 people, mostly peasants, on the islands of Ikitsukijima and Takushima and around Hirado. In 1558 Takanobu, objecting to Vilela's burning of books and destruction of Buddhist images, expelled him from the Matsuura territory. By 1559 only six Jesuits were in Japan.

The Shogun and his wife and mother were murdered by the Miyoshi faction in 1565; the Zen priests were so intimidated that they did not attend the funeral. Buddhists then persuaded the Emperor to issue an edict expelling all Christian missionaries. The Jesuit Frois stayed in Sakai and got two armies to stop fighting for one day on Christmas in 1567. Two years later Frois was taken to see Nobunaga. In 1571 Portuguese ships made Nagasaki a base for a Jesuit community. Dom Bartolomeu required all to become Christians or leave Omura, and in 1574 he began burning its Buddhist temples and Shinto shrines, thus claiming 60,000 Christian converts. Conversion in the late 1570s of the prominent Amakusa Shigehisa and Arima Harunobu influenced thousands to be baptized. Omura Sumitada and his son Yoshiaki signed over Nagasaki to the Society of Jesus in 1580.

Nobunaga, Hideyoshi, and Ieyasu 1568-1615
Oda Nobunaga (1534-82) overcame opposition and became the master of Owari in 1559 as the constable fled, and that year he was received in Kyoto by Ashikaga Shogun Yoshiteru. Nobunaga established a fortress at Kiyosu, and in 1560 he defeated an attack by an Imagawa army of 25,000 with a much smaller force by using clever strategy. He consolidated his power with military force and diplomatic marriages. In 1561 Tokugawa Ieyasu (1542-1616) joined Nobunaga and went to Mikawa. The commander Toyotomi Hideyoshi (1536-98) helped Nobunaga defeat the Mino. After Shogun Yoshiteru was killed by rebellious vassals of Hosokawa in 1565, his younger brother Yoshiaki took refuge with Nobunaga. This ambitious warlord then overcame opposition in the province of Ise, and in November 1568 he entered Kyoto and proclaimed Yoshiaki the Ashikaga shogun. Citizens of the capital were pleased to see that Nobunaga kept his troops under discipline. The new Shogun gave Frois permission to preach Christianity. Nobunaga encouraged free markets and open guilds in towns such as Kano and ordered all toll gates in the provinces abolished. He fixed the ratio between gold, silver, and copper, stopping barter transactions with rice, and he forced Sakai to pay 20,000 kan. Sakai was his main supplier of muskets, ammunition, and other military equipment.

Ieyasu controlled eastern Japan for Nobunaga by making peace with Takeda Shingen and by occupying territory formerly held by Imagawa. When Asakura Yoshikage of Echizen did not obey Nobunaga's summons to the capital with the other warlords in 1570, Nobunaga attacked him with an army of 30,000. Ieyasu's army made the difference in defeating Asakura and his ally Asai. The military monks at Enryakuji opposed Nobunaga because his generals confiscated their land. So Nobunaga mercilessly attacked them in 1571, allowing his soldiers to behead women and children as well as monks and laymen while destroying 3,000 buildings. That year Ujiyasu died, and the new Hojo leader joined with the Takeda family in a march on the capital. Their army of 30,000 met Nobunaga's forces in January 1573; Ieyasu fled, and Nobunaga had to sue for peace. When Shogun Yoshiaki sided with Takeda, Nobunaga deposed the Shogun and drove him out of Kyoto. Takeda Shingen died after being wounded in an attack on Ieyasu. Finally in August 1573 after Nobunaga defeated their armies and destroyed their castles, Asakura and Asai committed suicide; Nobunaga gave their lands to Hideyoshi. Nobunaga had roads and bridges improved and ordered pine and willow trees planted along the roads.

Nobunaga was especially cruel to fighting monks, and in 1574 he burned the two strongholds of the Ikko league even after they asked to surrender, killing about 20,000 people. The next year he used 3,000 soldiers armed with muskets to help Ieyasu defeat a much larger force of Takeda warriors, making the advantage of the new technology obvious. In 1576 Nobunaga began disarming peasants and building the strong Azuchi castle that was completed three years later. In 1577 Nobunaga's forces accepted the surrender of the Ikko league in the Kii province. Nobunaga preferred the less militant Pure Land (Jodo) sect of Buddhists and built them the Jogon-In monastery in his new city of Azuchi. Nobunaga also disliked the militant Hokke sect of Nichiren followers and made sure the Jodo won a debate he sponsored in 1579. The next year Nobunaga forced the Ikko to abandon their Honganji fortress in Osaka, greatly reducing the military power of monks in Japan. Meanwhile the Takeda of Kai were conscripting men of all classes between the ages of 15 and 60 into military service; but in 1581 Nobunaga with Ieyasu and Hojo attacked Takeda Katsuyori's army of 20,000 with an army nearly nine times its size. Katsuyori fled and was captured and killed the next year, ending the power of the Takeda family. When the Koyasan monastery gave refuge to his enemies and ejected his envoys, Nobunaga ordered all their wandering friars executed.

Despite the efforts of Hideyoshi, Nobunaga was never able to subjugate the Mori in western Japan. As Nobunaga was going there in 1582, the treachery of Akechi enabled him to ambush and kill Nobunaga before taking the Azuchi castle. Hideyoshi kept the news of his death secret while he made a treaty with Mori. Then Hideyoshi's army attacked and killed Akechi. Four generals took over after Nobunaga's death; but Hideyoshi was the strongest, and with quick movements by the end of 1582 he controlled thirty provinces, ten more than Nobunaga had gained in twenty years. In the east Ieyasu challenged Hideyoshi briefly but made peace with him in 1585. That year Hideyoshi's armies forced the Chosokabe to submit and eliminated the military power of the great monasteries in the central region.

Hideyoshi built his castle at Osaka and destroyed most of the castles in other provinces. He had a land survey begun in 1583, but it was not completed until 1598, the year he died. The actual cultivators were made responsible for paying the taxes on their produce. This made more farmers independent and lessened the influence of the rural gentry, giving Hideyoshi direct control over the 80% of Japan's population who farmed. In 1590 he ordered anyone resisting the inspections to be executed. The state usually took 40% or 50% in the tax, and peasants had to pay their landlords from the rest.

In 1587 Hideyoshi mobilized an army of perhaps 200,000 to subdue the Satsuma armies of Kyushu. Shimazu submitted and was allowed to keep Satsuma, Osumi, and half of Hyuga. The remainder of Kyushu was governed by Hideyoshi's commanders Kato, Konishi, and Kuroda. Next Hideyoshi punished Ujimasa for not coming to his palace. Hojo had been conscripting all the men they could; but they had fewer than 50,000 against Hideyoshi's professional army of 200,000. Ujimasa surrendered in August 1590 and was ordered to commit suicide. Hideyoshi gave Ieyasu the eight Kanto provinces in the east in exchange for Ieyasu's more central territories that Hideyoshi distributed to his trusted vassals. Thus Hideyoshi established his feudal control over all sixty provinces of Japan as all the major daimyos swore fealty to him. He monopolized gold and silver mines and some other state enterprises. Copper, silver, and gold coins were issued. In 1588 he began the "sword hunt" that confiscated weapons from those not in his army. Peasants were told that they would be melted down to be used as nails and bolts in a gigantic image of Buddha. At the end of 1590 Hideyoshi announced a census that would expel from villages vagrants who did not work on farms or for the military.

The Emperor had made Hideyoshi kampaku (regent) in 1585 and chancellor the next year. By 1582 only twenty Jesuits estimated that they had baptized 150,000 people in Japan. In 1587 Hideyoshi ordered the Jesuits to leave Japan within twenty days, accusing them of forcing people to give up their religion, selling slaves to China and Korea, killing animals for food, and destroying Buddhist and Shinto buildings. The edict was not strictly enforced; merchants from Christian countries were allowed to trade; and ten priests were licensed in Nagasaki. By 1596 some 140 Jesuits were still in Japan, and the number of converts had risen to 300,000. After hearing a threatening boast from a shipwrecked Spanish pilot, irritated Hideyoshi had six Spanish Franciscans and nineteen Japanese Christians crucified. Hideyoshi appointed the five elders Ieyasu, Ukita, Mori, Maeda, and Uyesugi for counsel and five commissioners to carry out his policies and help his nephew Hidetsuga, who was officially made regent in 1592. Hidetsuga occupied himself with falconry and women and was so vicious that he was called the murdering regent; in 1595 he was replaced by Hideyoshi's infant son Hideyori. Hideyoshi then ordered Hidetsuga to commit suicide and had his three children and thirty women in his service massacred.

In 1595 priests from the ten Buddhist sects were required to attend the dedication of the large statue of the Buddha at Hoko-ji. The Nichiren sect explained the principle of fuju fuse, that they could not receive from nor give to those who do not believe in the Lotus Sutra. Nichio refused to attend and accurately predicted that others who did attend would in the future be required to keep accepting tainted donations. The more traditional Ju faction won the debate, and in 1600 Nichio was exiled to Tsushima until he was pardoned in 1612.

The ambitious Hideyoshi wanted to take over China and perhaps even India. In April 1592 he ordered the invasion of Korea. The striking force had 158,800 men with a naval force of 9,000 and 75,000 reserves at Nagoya sent by Ieyasu and others. Konishi Yukinaga led the first wave of 18,000 men on 700 vessels that took Pusan in May and the capital at Seoul in June. Supported by other contingents, Konishi's vanguard captured P'yongyang in July 1592. Korea's king appealed to China, and their forces drove the Japanese out of P'yongyang and back south; but these first Chinese forces were trapped and defeated by the Japanese army. Disastrous defeats from a superior Korean navy forced the Japanese occupying army to live off the land, and they faced ferocious guerrilla attacks by Koreans. By early 1593 they had lost a third of their men. Konishi was able to withstand another Chinese army of at least 50,000. They negotiated with the Chinese and agreed to leave the Korean capital. Most of the Chinese went back to China; their diplomats promised that the Ming emperor would recognize Hideyoshi as the king of Japan, and trade would resume. Japan also wanted to keep the southern provinces of Korea, which was not consulted.

The Christian Konishi favored the negotiated peace; but the Buddhist Kato persuaded Hideyoshi to renew the war in 1597, and another 100,000 men were sent to join the 50,000 still in Korea. China responded by sending another army that arrived in 1598 as Hideyoshi was withdrawing half his forces; but Konishi at Pusan with 60,000 men was able to defeat the Chinese, killing a reported 38,000. News in September 1598 that Hideyoshi had died caused a standstill. Then both the Chinese and the Japanese forces withdrew from a devastated Korea. The Japanese gained technical knowledge of Korean printing and pottery by taking skilled workers as captives.

After Hideyoshi died, Ieyasu was the most wealthy and powerful on the council of five. His Kanto holdings in 1590 had yielded a million koku, but now he was worth 2,557,000 koku. The commissioners led by Ishida Mitsunari (1560-1600) accused him of betraying Hideyoshi by arranging political marriages, but this was resolved. However, General Kato learned that Mitsunari was behind two assassination attempts on Ieyasu and went to kill him. Ieyasu dismissed the commissioners and moved into the late Hideyoshi's castle at Osaka. Mitsunari was joined in a military revolt by Uyesugi Kagekatsu, who had not responded to Ieyasu's summons. Mitsunari captured Fushimi castle and gained Shimazu, Ukita, and Konisha as allies; but in 1600 at Sekigahara about 80,000 fought on each side. Kobayakawa went over to Ieyasu's side, and they defeated Konisha and Utika, causing Mitsunari and Shimazu to flee. Mitsunari and Konishi were both captured and executed. Ieyasu rewarded the daimyos on his side with the 7,572,000 koku confiscated. He distributed fiefs so that his trusted allies (Fudai daimyos) could watch over the more dangerous ones (Tozama), whom he kept busy by ordering their men to help build his castles. Hideyoshi's son Hideyori was allowed to keep 650,000 koku.

The wealth of the Tokugawa family increased to 6,400,000 koku (one-fourth of the nation's total revenue) and now included the cities of Edo, Kyoto, Osaka, Nagasaki, Yamada, and Nara. Ieyasu took over gold and silver mines and established a mint at Fishimi in 1601. He restored the Bakufu power when the Emperor appointed him shogun in 1603. He made his capital at Edo in his eastern domains of Kanto. An edict of 1603 allowed a peasant to leave his land if he had paid his taxes and the landlord's conduct was abusive. Landlords were also prohibited from using violence against the peasants, and they were instructed to take their disputes to the magistrate's court. Ieyasu's adviser Honda Masanobu wrote that the peasants should be governed with care but that they should be taxed so that they have only enough rice to eat and for seeds to plant the next year. A 1604 edict gave the Bakufu a monopoly over imported raw silk. In 1605 Ieyasu let his son Hidetada replace him as shogun so that he could work on governing. When Matsudaira Tadayoshi died in 1607, four of his pages committed junshi suicide to follow him. Then four retainers did the same for Matsudaira Hideyasu. These examples revived the junshi custom for a time.

Japanese soldiers went out to secure trade with Melaka, Macao, and the Philippines. The English refugee William Adams from a Dutch ship stayed with Ieyasu and oversaw the building of ships. Two Dutch ships were allowed to establish a trading post at Hirado in 1609. Also that year Japan made a trade agreement with Korea, but the Japanese were no longer allowed to travel beyond the port of Pusan. The Portuguese trading monopoly was clearly over the next year when most of the crew on the ship Madre de Deus were put to death for having treated Japanese sailors cruelly at Macao. In 1611 the Tokugawa government prohibited the preaching of Christianity. In 1613 after the Spanish missionary Sotelho built a chapel in Edo, 27 Japanese Christians were executed. The next year following the advice of the monk Suden, Ieyasu issued a formal edict expelling foreign missionaries. Churches in Kyoto were destroyed, and Japanese Christians of high rank were arrested and deported. In 1613 an agent of the British East India Company arrived in Japan, but the English ended their efforts to establish trade ten years later.

Ieyasu received oaths of allegiance from central and western daimyos in 1611 and from those in northern Japan the next year. This edict required them to take action against criminals and rebels. Young Hideyori was gaining strength from masterless samurai; but in 1614 Ieyasu's son Hidetada surrounded his Osaka castle with 70,000 men. Ieyasu levied more forces from his vassals so that they far outnumbered Hideyori's garrison of 90,000. Ieyasu made an agreement, but it was broken when Hidetada's men filled in the moat and pulled down the ramparts. Outnumbered two to one, after a pitched battle Hideyori committed suicide, and his wife Yodogimi (Hidetada's daughter) was killed by a retainer to prevent her capture. His sons were executed, and his older sister became a nun. The Tokugawa allies had lost 35,000 people, but the civil war was over. After his victory at Osaka, Ieyasu decreed that each daimyo could have only one castle.

Ieyasu believed in virtuous government in the ancient Chinese tradition, and the document Honsa Roku warned against ambitious vanity and greedy corruption. Its author believed peasants should have neither too much nor too little, and luxuries such as elaborate tea ceremonies were condemned as not good government. Ieyasu also studied the lessons of Japanese history from 1180 to 1266 in The Mirror of the East (Azuma Kagami). At an assembly of vassals in Fushimi castle in August 1615 Ieyasu promulgated a code of rules for military houses called Buke Shohatto that was drawn up with the advice of the Zen monk Suden. Its first article said that both literature and the military arts were to be studied. Drunkenness, gambling, and lewd behavior must be avoided. Criminals and rebels were not to be harbored. Building work on castles must be reported and approved. Private marriages were forbidden. Clothing and behavior should reflect one's rank and social class. All samurai were to live frugally, and daimyos were to select capable people in governing. Ieyasu was now undisputed master of Japan; he would die the next year, but his Tokugawa family would rule Japan for the next two and a half centuries.

Fujiwara Seika (1561-1619) was a Buddhist monk until he was 37; but after meeting the Korean war captive Kang Hang (1567-1618), he became devoted to the Neo-Confucian philosophy. Seika declined a position in Ieyasu's government but advised him occasionally. He and Kang Hang edited the Confucian classics. He urged samurai to study Neo-Confucian philosophy and argued that Buddhism was impractical and destructive to human relations. As a Kyoto aristocrat he looked down on the warrior class and retired to the mountains in 1615. Influenced by the Neo-Confucians Zhu Xi, Wang Yangming, and Korean thinkers, Seika held that the innate spiritual principle (li in Chinese, ri in Japanese) is innate in everyone's being; but the physical energy (qi in Chinese, ki in Japanese) is what makes moral differences. Most people have impure energy and need moral cultivation; only sages have purified their energy. Seika came to venerate Confucius and Mencius, but he rejected Daoism as well as Buddhism. Yet he still believed that desires cause virtue to decline. He tried to give Shinto a theology with Neo-Confucian concepts. He believed that both intended to rectify the heart and increase human benevolence and compassion. He warned against the hypocrisy of claiming to be virtuous while seeking personal gain. Seika believed that the emperor could govern by spiritual principle as an intermediary between heaven and earth. He argued that if people did not obey the spiritual teachings, the government had a right to make them comply with force and punishment.

Japan 1615-1800
Notes
1. Nihongi tr. W. G. Aston, 22: 12th year (604 CE), Vol. 2, p. 129-133.
2. Tsuji, Nihon Bukkyo Shi, Josei-hen, 194-95 in Sources of Japanese Tradition, p. 99.
3. Diary in Anthology of Japanese Literature by Murasaki Shikibu, tr. Donald Keene, p. 154.
4. The Tale of Genji by Murasaki, tr. Arthur Waley, p. 26.
5. A History of Japan to 1334 Sansom, George, p. 397.
6. "Shinran" by Takehiko Furuta in Shapers of Japanese Buddhism tr. Gaynor Sekimori, p. 88.
7. Quoted in The No Plays of Japan by Arthur Waley, p. 18.
8. The No Plays of Japan by Arthur Waley, p. 64.
9. Ibid., p. 70.


Copyright © 2005 by Sanderson Beck
This chapter has been published in the book CHINA, KOREA & JAPAN to 1800. For ordering information please click here.

Contents
Shang, Zhou and the Classics
Confucius, Mencius and Xun-zi
Daoism and Mo-zi
Legalism, Qin Empire and Han Dynasty
China 7 BC to 1279
Mongols and Yuan China
Ming Empire 1368-1644
Qing Empire 1644-1799
Korea to 1800
Japan to 1615
Japan 1615-1800
Summary and Evaluation
Bibliography
Japan's Modernization 1800-1894
Imperial Japan 1894-1937
Japan's War and Defeat 1937-1949
BECK index
级别: 管理员
只看该作者 149 发表于: 2009-03-16
BECK index
                                     Japan 1615-1800
by Sanderson Beck
Tokugawa Japan's Seclusion 1615-1716
Japanese Confucianism and Religion
Saikaku's Stories of Sex and Money
Chikamatsu's Plays
Takeda-Namiki-Miyoshi Plays
Tokugawa Japan 1716-1800
Japanese Culture 1716-1800

This chapter has been published in the book CHINA, KOREA & JAPAN to 1800. For ordering information please click here.

Tokugawa Japan's Seclusion 1615-1716
Japan to 1615
Tokugawa Hidetada had been shogun since 1605, but he only began to rule for himself after his father Ieyasu died in 1616. He consolidated his power in the Bakufu by squeezing 4.5 million koku in revenue from his younger brother Matsudaira Tadateru, his nephew Matsudaira Tadanori, and the daimyos Fukushima Masanori and Honda Masanobu. In 1618 the Yoshiwara quarter of Edo was designated for regulated prostitution, which was made illegal anywhere else. Hidetada confirmed the ban on Christianity in 1616 and limited European merchants to the ports of Nagasaki and Hirado. Two Jesuits converted miners at Ezo during a gold rush, and more than fifty Japanese converts were executed in Kyoto and Nagasaki in 1619. No foreign missionaries were executed until 1622, when nine European priests were burned at the stake in Nagasaki along with sixteen Japanese; thirty other converts were beheaded. Missionaries estimated the total number of Christians executed between 1613 and 1626 as about 750. During the same period the Jesuits claimed they baptized 17,000 adult Japanese. Spaniards were expelled from Japan in 1624. Hidetada let his son Iemitsu become shogun in 1623 but kept the power until he died in 1632. Hidetada and Iemitsu confiscated about 3.6 million koku each from the daimyos. In 1628 Hidetada banned the importing of Christian books, and the next year a law was made that required suspected Christians to trample on bronze plaques depicting Christian images; those who refused could be tortured or executed. In 1627 the Shogun decreed that the Emperor would no longer appoint the ecclesiastical office holders. Hidetada's daughter married Emperor Go-Mizunoo in 1620. Their daughter was born in 1623 and was proclaimed Empress Meisho in 1629, when the protesting Go-Mizunoo abdicated.

Shogun Iemitsu (r. 1632-51) began his rule by confiscating half a million koku from his younger brother Tadanaga for having mistreated his vassals. Unemployed bannermen (hatamoto) led men of other classes in gangs to rob and gain from other illicit activities. Some of these had been caught and put to death when watches were put on cross-roads in 1628. In 1632 rules were made for the hatamoto that urged them to practice martial arts while avoiding gambling, extravagance, factions, trade, or naming heirs without permission. Daimyos had been leaving hostages at Edo since the battle of Sekigahara in 1600; after 1633 they were required to live there half each year or every other year while their families remained there all the time.

In 1634 Shogun Iemitsu marched his army of 300,000 to Kyoto, where he raised the retired Emperor's revenue from 7,000 to 10,000 koku and lavished gifts on the citizens. He added provisions to the Buke Shohatto drafted by the Hayashi brothers in 1635 that made the Shogun's decrees the supreme law. Thus the Shogun governed as a military dictator with the help of daimyos and their samurai in the provinces in a continuing feudal system. The daimyos were bound to lead their armies into the field at the Shogun's command. Yet during the peaceful Tokugawa era, no armies were mobilized after 1638 until 1864. All religious matters were put under the authority of the superintendent of temples and shrines. Daimyos governed their own territories by han-seki (land registration) and his samurai retainers (kashindan). A council of these elders (karo) advised the daimyo, and they acted as independent vassals. Only Kaga governed by the house of Maeda had more than a million koku. Twenty-two great daimyos had over 200,000 koku, and more than half the daimyos had territories of less than 50,000 koku. In 1635 the Bakufu sent priests from the five great Zen monasteries in Kyoto to Tsushima to watch how officials managed their relations with Koreans.

After the military aristocracy, the second class was considered to be the farmers. Soldiers were five to seven percent of the population, and the peasants made up about eighty percent. The farmers and the third class of artisans had local self-government by village or ward headmen. Artisans who made armor or weapons were more respected. Guilds were organized according to occupation, and apprenticeships were strict. Merchants were considered the lowest of the four classes, but Japanese law often combined the artisans and merchants as the chonin urban class. In 1642 some merchants and officials were severely punished for attempting to corner a market. Usually only the samurai were allowed to use a surname or carry two swords. A samurai guilty of a crime would often commit ritual suicide (seppuku) to preserve his family name.

Edo had an impregnable castle and grew to about a million people by the end of the 18th century and would be renamed Tokyo. Under the shogun from four to six senior councilors of the Roju were the main administrators. The same number of junior councilors were responsible for the shogun's housemen and bannermen. In 1633 inspectors were sent out to discipline the daimyos. Cities were administered by magistrates, and the Nagasaki magistrate had the added duty of supervising foreign trade as a monopoly for the Bakufu. About three hundred families in the Kyoto palace enclosure made up the kuge. Because of their lineage and court rank, they were considered part of the upper class; they were not wealthy and survived by teaching their artistic crafts or marrying daughters off to rich daimyos. A vendetta between samurai occurred in 1634 when Watanabe Kazuma went after Kawai Matagoro for having murdered his father. By mid-century the Code of One Hundred articles would be drawn up to define the rules of vendetta. The state if notified promptly would give permission to kill a offender if no rioting was involved. However, someone from a lower class who offended might be killed by a samurai immediately.

After the civil wars ended, as many as a half million unemployed samurai (ronin) had few opportunities and were forbidden to live in villages or monasteries. Many gave up their samurai status and became hired workers or farmers. The Christian samurai who had fought for the Christian daimyo Konishi had the most difficult time. Some soldiers settled in other lands such as the Philippines, Siam, Indo-China, Taiwan, the Moluccas, Borneo, Celebes, Java, and the Malay peninsula. The exclusion decrees began in 1633. The 1635 order made the importation of silk a monopoly for the Shogun. Japanese citizens were forbidden to travel abroad without a license and could be executed for having done so. The practice of Christianity was prohibited in all fiefs. The 1637 Shimabara revolt in Kyushu was blamed on Japanese Christians. The next year almost all the 20,000 rebels were killed, while the much larger government forces lost about 10,000 men. In 1639 seven senior councilors signed the final exclusion order. Portuguese vessels were completely banned. Macao sent envoys to negotiate, and 61 Portuguese were beheaded. In 1641 the Japanese limited Dutch merchants to the island of Dejima in Nagasaki. By 1644 no Jesuit missionaries remained in Japan. In 1649 the size of the armed forces under daimyos was set according to the extent of their domain.

One koku of rice was about five dry bushels and the annual consumption by one person. Thus the number of koku indicated the food supply for that number of people. In 1643 the sale or mortgage of arable land was prohibited so that peasants would not migrate to the towns. Peasants were not allowed to travel outside their district without a certificate. In 1649 the Bakufu government issued a document to guide peasant farmers. They were to work hard and remove all weeds, growing beans and other foods on the borders. They should rise early to cut grass, and they were to make straw rope or bags in the evening. The wife should work at the loom day and night. If a wife neglects her household duties, she should be divorced. They should wear hemp or cotton, not silk. They should not buy tea or sake and must not smoke tobacco. The average tax on peasants was half the rice crop, and they could be made to work on roads or supply horses without pay. Villages elected their own headmen, but influential families usually dominated. If taxes were not fully paid, the headman could lose his property or be tortured. In 1641 seven headmen were executed for protesting a land survey in Uwajima. In 1652 the headman Matsumoto Choso insisted on a tax reduction, which was finally granted, but he was executed.

Peasants were organized into groups (goningumi) of five families responsible for mutual aid and for mutual surveillance. A 1642 law made the group responsible for the fields of those who absconded. Anyone helping a peasant escape or another offender could be punished by fines. The Zensho published their duties with specific instructions that included how to receive public officials, clear roads, tie up dogs and cats, clean and repair wells and streams, cultivate all arable land, and keep bridges and roads in order. Permission must be gained to cut bamboo or trees or to build. Ronin, merchants, and beggars were not allowed to spend the night in the village, and strangers must be questioned and reported to authorities. Christians were forbidden entry. A village must help another village in case of fire or robbery. No person under the age of ten was to be sold.

After Shogun Iemitsu died in 1651, more than 3,000 attendants, mostly female, were dismissed as unnecessary. The capable young Hotta Masamori was one of several retainers chosen to accompany his dead overlord in the junshi custom that was finally abolished in 1663. Five years later a vassal of Okudaira Tadumasa committed junshi suicide, and his two children were executed; this was the last junshi recorded. Iemitsu's son Ietsuna was only ten years old and suffered poor health until his death in 1680. Matsudaira Nobutsuna and Abe Tadaaki on the Roju council governed, and they got Confucian advice from Hoshina Masayuki. Local han authorities became more independent. In 1651 the daimyo Matsudaira Sadamasa returned his fief in Mikawa to the Bakufu with all his possessions so that the Shogun would pay the poverty-stricken bannermen (hatamoto). Then he walked through Edo with a begging bowl, but the Bakufu considered him mad, confiscated his estate, and gave it to his elder brother. Two independent samurai, Yui Shosetsu and Marubashi Chuya, taught military skills and sold weapons. After Iemitsu died, they plotted to start a fire in Edo to overthrow the government; but Chuya was arrested, and surrounded Shosetsu and his colleagues committed suicide. Chuya and his accomplices were tortured and executed along with their families. Another ronin conspiracy by restless samurai was discovered and suppressed the next year.

Abe Tadaaki urged a policy that would reduce the number of dangerous ronin. Daimyos were allowed to name an heir on their death-bed to prevent the Bakufu from confiscating their estates. As more of the samurai's sons were educated, they were able to fill positions in government. Those gangs who wore odd costumes and hairstyles were called kabukimono. Townsmen from the class of clerks and shopkeepers formed machi-yakko bands to punish the wrong-doers. These yakko bands often went beyond the law, but in literature and theater they were usually portrayed as heroes. After three hundred in the Daishojingi-Gumi band were caught and their leaders executed in 1686, the yakko bands tended to disintegrate into gamblers and loafers. Because of these bands, vendettas became less frequent among samurai but more common among the other classes.

After the great Edo fire of 1657 that took a hundred thousand lives and burned down the mansions of the great daimyos, the Bakufu provided relief and loans to victims of disasters. In 1658 in Omura 600 Christians were killed, and 200 more would be put to death in Owari in 1683. The han gained most of their income from land taxes that included the production of rice, wheat, barley, and cotton. The production of tobacco had been prohibited but was legalized in 1667. Irrigation from the Tamagawa waters in 1655 and from Lake Hakone in 1670 opened farmlands in the Kanto plain. Sadai Tadakatsu was Tairo from 1638 to 1656 and was succeeded by Sadai Tadakiyo, who became the senior Roju in 1666. He was often reprimanded by the elderly Abe Tadaaki, who died in 1671, and Hoshina's advice ended the next year. The Tokugawa government began running a deficit in 1678. Hotta Masatoshi, son of the Hotta who died after Iemitsu, was appointed Roju in 1679. When Ietsuna died the next year, Masatoshi and Mitsukuni removed Tadakiyo from power and got Iemitsu's fourth son Tsunayoshi named shogun.

Tsunayoshi (r. 1680-1709) appointed Hotta Masatoshi his chief councilor or tairo. In 1681 the Shogun ended a vendetta by ordering Matsudaira Mitsunaga to commit suicide, and he confiscated his fief of 250,000 koku. During his reign Tsunayoshi would confiscate the estates of 46 daimyos and a hundred bannermen. For the first time more fudai daimyos were punished. He had intendants investigated, and 35 were eventually dismissed; some were even executed. In 1682 he ordered commissioners and censors to improve the public morality by banning prostitution and enforcing other sumptuary rules. Daimyos were urged to reduce luxuries, though Tsunayoshi spent much on the temples of Shingon Buddhism. Confucian virtues such as loyalty, filial piety, frugality, and diligence were praised on public notice boards throughout the country. Charitable ordinances were also enacted to protect abandoned children and ill travelers. In 1683 a revised Buke Sho-Hatto ordered private disputes and farmer's complaints to be solved by law officers. Masatoshi did not get along well with subordinates and was murdered by a junior councilor in the council chambers in 1684. Tsunayoshi did not appoint another tairo nor meet with the council but created the new office of chamberlain (sobayonin). The Shogun occupied himself with Buddhist rituals and cultural pursuits. He hired the poet Kitamura Kigin to teach, and Tsunayoshi performed in No plays in his palace. He made officials attend lectures on Confucianism and gave some of them himself. He improved relations between the Bakufu government and the imperial court.

The Genroku era from 1688 to 1704 became famous for its prosperity and cultural achievements. In 1687 Tsunayoshi began issuing decrees for the protection of animals, especially dogs. He was criticized for punishing people who sold or ate birds and other animals, and some townsmen and farmers were even executed for killing or injuring a dog. In 1695 shelters were built and within two years 50,000 dogs were being fed by the state. Tsunayoshi was also unpopular for having sexual affairs with boys as well as women, and promoting his favorite boys set a bad example for the daimyos. With funds nearly exhausted, in 1695 Hagiwara Shigehide persuaded the shogunate to debase the gold and silver pieces and became Finance Commissioner. This scheme gave the Bakufu a temporary profit of five million ryo. (Ryo in money roughly equals koku in rice.) As the public lost confidence in the currency, counterfeiting spread, resulting in five hundred convictions in the next few years. After 1698 the Shogun communicated by his Grand Chamberlain Yanagizawa Yoshiyasu (1658-1714).

In 1701 Kira Yoshinaka tried to teach the Ako daimyo Asano Naganori imperial etiquette; but after mutual insults he ordered Asano to commit suicide (seppuku). Asano's 47 retainers (samurai) became unemployed (ronin), but Oishi Kuranosuke led them in revenge and killed Kira in 1702. The 47 ronin gave themselves up and were ordered to commit seppuku. In this case the emerging Bushido code of the samurai enabled them to punish themselves. Their graves have been venerated, and the popular play Chushingura was based on these events. An earthquake at Edo in 1703 took 150,000 lives and began harder times. In 1705 Yodoya Saburoemon was accused of ostentatious display of wealth and was ruined when the Bakufu canceled the large daimyo debts owed him and confiscated his entire estate. More fires and earthquakes occurred in 1707, when Mount Fuji erupted. The next summer Tsunayoshi announced he would resign in favor of his nephew Ienobu, who became the next shogun early in 1709.

Ienobu (r. 1709-13) had been Kofu daimyo, and he was advised by his tutor Arai Hakuseki. Over nineteen years he lectured Ienobu on the Confucian classics 1,299 times. Hakuseki wrote histories on the larger fiefs from 1600 to 1680. Shogun Ienobu canceled the edicts of his predecessor about animals that had been ridiculed, and in a general amnesty 8,831 prisoners were released. The Buke Sho-Hatto was revised again to eliminate bribery, especially among the chamberlains. Officials were ordered to listen to the complaints of the people. Ienobu's reforms abolished cruel punishments and made the courts more efficient so that cases would not take years as they had before. By 1711 four debasements had reduced the silver coins to 80% copper. That year peasants in Echigo rioted, but Hakuseki persuaded Ienobu to have the causes investigated. Although he listened to the ronin Confucian, Ienobu made the former No actor Manabe Akifusa his chief advisor as chamberlain. Hakuseki also urged the Shogun to strengthen the currency by issuing a new gold coin, and he recommended reducing the loss of silver by limiting foreign trade. The Confucian Arai only approved of importing medicines and books from China. When Commissioner Hagiwara Shigehide advised debasing the currency again in 1713, Hakuseki accused him for the third time of cheating for thirty years to acquire a fortune of 250 million ryo. Shigehide's plan was rejected, and he was removed from office. After Ienobu died, four-year-old Ietsugu was named shogun. In 1714 a pure currency was introduced. The price of rice had been rising, but now it went down sharply for four years.

More fudai daimyos and bannermen were becoming salaried officials. By using monopolies and seclusion from foreign trade the Tokugawa regime denied profits to the western daimyos who might oppose their power. The shogun and daimyos hired procurement merchants and let them build quarters close to the walls of their castles. Many of these were ex-samurai who previously had been in charge of military supplies. The cultivation of land in Japan increased by 82 percent from 1600 to 1720, but after that not much more land could be reclaimed. Improvements in using draft animals, tools, fertilizers, and double-cropping increased yields. Treadmills were used to raise water from ditches, and mechanical devices aided threshing. The annual rice crop increased from 18.5 million koku in 1597 to 25.8 million in 1700, feeding about that many people. As commerce developed, the government allowed the cultivation of cotton, tea, hemp, sugar, tobacco, oil seeds, vegetable wax, indigo, and mulberry for silkworms. Miyazaki Antei studied farming for forty years and wrote The Farmer's Compendium (Nogyo zensho) in 1696. He observed that shortages were not caused by poor soil or lack of effort but occurred because peasants were not aware of farming techniques. By 1700 farmers and merchants had gained confidence and were not as intimidated by samurai.

Japanese Confucianism and Religion
Fujiwara Seika's Confucian disciple Hayashi Razan (1583-1657) wrote an account of his debate with a Japanese Jesuit in 1606. That year he became legal adviser to Ieyasu, and he served the military government for the next fifty years. Hayashi taught the ideas of Zhu Xi, and he wrote Honcho hennen-roku, a chronicle of Japanese history that was continued in the Comprehensive Mirror of Our Country (Honcho tsugan), which his son Hayashi Gaho (Shunsai) completed by 1670 in 310 volumes. In 1630 the Hayashi family established a Confucian school that later became the Tokugawa college and was called the School of Prosperous Peace (Shohei-ko). Two years later the Owari daimyo Yoshinao, the ninth son of Ieyasu, had a hall built for the worship of Confucius at Ueno next to his Hayashi school. Razan and his brother Nobuzumi drafted the new laws of 1635. Hayashi Razan believed that the Confucian way of heaven was the same as the Shinto way of the gods, and that when people follow this way, there is no need for military coercion; but military force could be used to restore a disordered society. Razan criticized Buddhism for being less practical than Confucianism, for being of foreign origin, and for having less clear ideas about the mind. He argued that Confucian ideas could be found in ancient Japanese legends and history, and he warned that divine retribution occurred when one violated the Confucian ethics.

Nakae Toju (1608-48) criticized Razan for not practicing the rules of conduct that he taught. In 1634 Toju renounced his samurai status and left the fief to take care of his aging mother in Omi. He believed in devotion to the Supreme Lord. He studied Confucian writings but eventually abandoned Zhu Xi to read Wang Yangming. In 1645 he acquired the complete works of Wang Yangming, and during the last three years of his life he promoted his idealist philosophy. In his dialog Okina mondo Toju focused on the internal moral sense that comes from intuitive knowledge and guides right action. The inner light of conscience is the divine reasoning that guides one by sincerity and reverence instead of being swayed by one's desires. Toju believed that the mind is neither good nor evil, but these result from the will. He believed that all humans are given divine light to tell good from bad, and everyone hates injustice and is ashamed of evil because they are born with intuitive knowledge. Thus all humans are equal. An inferior person by watching over oneself may realize an error and turn to good, thus becoming a superior person. Toju argued that controlling the mind is also important for women, and he considered it a mistake to think that this is not a woman's business. He wrote,

If a wife's disposition is healthy and pious,
obedient, sympathetic, and honest,
then her parents and children, brothers and sisters,
and, in fact, every member of her family,
will be at peace and the entire household in perfect order,
so that even lowly servants benefit from her gracious kindness.
That kind of family is certain to enjoy lasting happiness,
and succeeding generations will continue to prosper as a result.2

Toju emphasized filial piety and the debt of gratitude everyone owes to their parents for their affection and the moral nature they inherit. He expanded the concept of filial piety to include gratitude for all of life. Toju was loved by the poor for his simple philosophy and was called the sage of Omi.

Kumazawa Banzan (1619-91) studied with Nake Toju. In 1647 Banzan went to Ikeda in the Bizen province and implemented administrative reforms. His advice led to using riparian water works for irrigation and forest development. He also organized the first clan school for the Okayama. After being promoted by Ikeda Mitsumasa, he was criticized by the tairo Sakai Tadakatsu for proposals he made in his writings. Banzan recommended the land reforms he had introduced in the Ikeda fief, and he suggested ending the policy of making the daimyos spend half their time in the capital so that the money saved could be used to help the ronin. Banzan had to resign in 1656 and went to Kyoto, but he was driven from one post to another because of his radical reforms. He criticized governmental autocracy and urged individuals to act with autonomy. Hayashi Gaho called Banzan a heretic. In 1687 Banzan submitted a reform program to the Shogun, but it aroused such controversy that he was kept under surveillance for the rest of his life. He believed that true wealth is using the world's goods for the benefit of all. This is the great principle by which the shogun could make the entire country happy and peaceful.

The Fuju Fuse faction of the Nichiren sect lost another debate in 1630, and Nichiju was exiled. In the 1660s Mount Minobu petitioned the commissioner of temples to prosecute the Fuju Fuse, and temple lands were only given to those who renounced the Fuju Fuse faction. In 1669 the Fuju Fuse temples were prohibited from having parishioners because they were not allowed to certify their religious affiliations. In 1687 the General Temple Regulations proscribed Christianity, Fuje Fuse, and two other Nichiren sects. Fuju Fuse congregations would continue to suffer persecution, especially in the years 1718 and 1794.

In 1628 the Bakufu attempted to regulate the Zen temples of Daitokuji and Myoshinji by forbidding the wearing of purple vestments and requiring abbots to have thirty years experience and to have mastered 1700 koans. When Takuan Soho (1573-1645) submitted a written protest, he was sent into exile; Emperor Go-Mizunoo resigned. After Shogun Hidetada died in 1632, Takuan returned and became a friend of Shogun Iemitsu's sword-master Yagyu Munenori. He lectured to Go-Mizunoo and others on human origins. Takuan found that Buddhism had much in common with Confucianism and Shinto. He urged all classes to practice the social ethics of Confucianism, and he criticized merchants for being greedy and lacking kindness. He wrote about how Zen teachings can improve the martial arts such as archery and swordsmanship. In The Mysteries of the Unmoved Prajna he warned that illusions and egotism can cause paralyzing anxiety. In a letter to Yagyu he explained how to preserve the fluidity of the mind by keeping it free of intellectual and emotional disturbances. Takuan also wrote that the art of serving tea is a harmonious blending of Heaven and Earth in order to establish peace. Propriety in practical living means gentle manners and respectful relationships.

Suzuki Shosan (1579-1655) wrote Right Action for All (Bammin tokuyo) in order to make Buddhist teachings more accessible to the common people. Shosan had been a samurai and fought at Sekigahara in 1600 and at Osaka in 1614, but he became a Zen monk at age 42. He refused to follow a master and therefore was never accepted into the Soto or Rinzai orders. He helped to build a network of Soto Zen temples. Shosan believed that fulfilling one's vocation was attaining one's true nature, even if one was a peasant or a merchant. He believed that one should work in the world not for money or power but as a religious experience of doing good. He criticized monastic retreats and refused to ordain monks, hoping to found a new and practical Buddhism. He suggested that working can be meditative, and he advocated living without fear of death by "practicing dying" and imagining life-threatening circumstances. He felt that people should act out of gratitude to the protector and peacemaker of a just and orderly state, and he wanted the government to help restore Buddhism.

In the Rinzai sect Shido Bunan (1603-76) was a disciple of Gudo Toshoku but was not ambitious. However, Shido developed a popular way of teaching ordinary citizens. In his poetry he wrote that the names of Buddha, God (Shinto), and the heavenly way (Confucian) all point to the nothingness of the mind. By always living in the mind of complete nothingness, evils that come to one will dissipate entirely. Bankei Eitaku (1622-93) recommended rigorous Zen training to attain "nonbirth" or the original mind. His teachings were said to have won over fifty thousand people. Hakuin Ekaku (1685-1768) revived the importance of meditation (zazen) and the koan used by the Rinzai sect.

Yamazaki Ansai (1618-82) was a Zen monk and studied Confucianism. In 1647 his Refutation of Heresies (Hekii) praised the Neo-Confucianism of Zhu Xi and denounced Buddhism. In 1655 he established a private school in Kyoto and wrote commentaries on Zhu Xi. He was conservative in that he emphasized adhering to one's social function and obeying one's superiors. He also criticized the Hayashi family, but later in life he turned to Shinto and founded the Suika school. His teacher had called Ansai suika, which means "divine descent and protection." He found Confucian virtues in the Japanese legends recorded in the Kojiki and Nihon shoki and even identified the spiritual kami with Confucian principle. He started a movement for national learning (kokugaku). Ansai was said to have had six thousand followers, but most of them continued to follow the Confucian faction that he rejected. Nakae Toju also wrote The Meaning of Shinto, and Kumazawa Banzan said that Shinto was more suited to Japan than Confucianism.

Yamaga Soko (1622-85) was a military instructor for the Ako daimyo, and in 1661 he returned to Edo, where he wrote The Essential Teachings of the Sages (Seikyo yoroku) in 1665, calling for a return to the original teachings of Confucius and Mencius. The Bakufu government preferred Zhu Xi's emphasis on loyalty and duty; they considered Yamaga's repudiation of Neo-Confucianism offensive and banned him from the capital. He went back to Ako and wrote The Way of the Warrior (Shido), which applied Confucian philosophy to samurai ethics, preparing the way for the Bushido teachings that combined martial discipline with civil arts. Although the samurai does not do ordinary work, he practices duty and in using self-discipline teaches by example. Yamaga urged warriors to cultivate clean and sober habits to purify themselves for the duty of leading society. In the peaceful Tokugawa era they gradually changed from military functions to being civil officers, who guided the people. Soko wrote that the samurai should not consider reward, but he himself declined employment that paid less than 10,000 koku. He moved from the study of strategy to the ethics needed in government. He wrote that the true warrior keeps to the ways of peace in his heart while outwardly keeping his weapons ready. He warned against the weakness of only seeing one's own side, instead of having an open mind to see the other's side. In 1675 Yamaga wrote An Autobiography in Exile (Haisho zampitsu) that described his intellectual development from Neo-Confucianism through Daoism and Buddhism before turning back to the original Confucianism and Shinto. He argued that Japan was superior because its imperial line descended from the sun goddess without a break and because foreigners had never conquered their land.

Ito Jinsai (1627-1705) was from the merchant class, but he studied and opened the School of Ancient Meanings (Kogido) using the classics. He taught that individuals should be guided by their inner moral sense. Jinsai and Yamaga Soko formed the branch of Ancient Learning (Kogaku-Ha) that opposed Neo-Confucianism or deviations from the ancient Confucianism. His son Ito Togai explained his father's teachings in his Changes in Confucian Teaching, Past and Present (Kokon gakuhen). They believed that Neo-Confucianism had become more Buddhist and Daoist than Confucian by adopting such concepts and practices as the relationship between principle (ri) and material energy (ki), recovering one's original nature, following the way of sages, and using the meditation techniques of quiet sitting and sustained reverence. Ito Jinsai agreed with Mencius that human nature is good, and he believed in the importance of personal and social ethics developing the four humane virtues of loyalty, faithfulness, reverence, and forgiveness, all of which must be combine with duty (gi).

In 1690 Shogun Tsunayoshi ordered the Shokei Academy constructed in Kanda as a center for the worship of Confucius and as a university for the Tokugawa family, their Fudai daimyos, and their hatamoto retainers. Confucians were then allowed to be independent of the Buddhist establishment. Confucian advisors founded schools in various domains. Confucian political and ethical concepts helped the Japanese government move from rule by men to the rule of law by administrative institutions. The shogun and daimyos were urged to benefit the people, who were expected to be loyal to the political order as well as their fathers.

Kaibara Ekken (1630-1714) was a physician from Kyushu, and he applied the Confucian ethics to women and children. He treated his wife Token as an equal, and she probably wrote The Greater Learning for Women (Onna daigaku). In Japan women had to submit to their parents, to their husband, and even to their sons when they grew old. After passing the age of seven, boys and girls were not even allowed to sit together. Men often divorced their wives for not producing a child, for loose behavior, or disease, and they could also do so for disharmony with his family's customs. A husband divorced his wife simply by handing her a short note of four lines. In his Instructions for Children (Doji-kun) Kaibara warned parents that they may have to overcome their instinct for affection to instill discipline in their children, who must accept the censure of their parents in silence without resentment. He believed the head of the family is responsible for the family name and has the right to punish any member of the family. Kaibara wrote that filial piety should be extended to nature, the source and sustainer of life, which we should revere as much as our parents. He encouraged people to cherish all living things and avoid killing animals or plants. The books he wrote included Catalogue of Vegetables, Catalogue of Flora, and Medicinal Herbs of Japan. His last book was How to Live Well.

Tokugawa Mitsukuni (1628-1700) wrote the History of Great Japan (Dai Nihonshi) to educate samurai by drawing moral lessons. He invited others to help, including the Chinese scholar Zhu Shunshui in Nagasaki. As leader of the Mito group, Tokugawa Tsunaeda wrote the preface in 1715 and emphasized loyalty to the imperial house. Muro Kyoso (1658-1734) in his Conversations (Shundai zatsuwa) defended Zhu Xi and criticized samurai who became avaricious. He wrote that the ideal warrior places duty even before his life and especially before possessions, and he practices frugality. He supported the Tokugawa shoguns and argued that the mandate of heaven had been conferred upon Ieyasu for serving the interests of the people. He believed that the ruler should honor the people as heaven, while the people depend on food.

Arai Hakuseki (1657-1725) gave lectures on history to Shogun Ienobu in 1712, and the notes from these were published in the Tokushi Yoron. From the 9th century he described nine phases of the developing warrior class and then five phases when they became supreme in the Tokugawa era. He showed how the emperors gradually lost power after the Fujiwaras because of their incompetence. Using the Confucian concept of the mandate of heaven, Hakuseki argued that the Southern Court eventually failed because of Go-Saigo's lack of virtue. In 1715 Arai published A Report on the Occident (Seiyo kibun) based on his interviews with the Italian priest Giovanni Sidotti, who had been caught in the country and imprisoned. Arai admired western science but concluded that Christianity was too irrational to influence Japan. In his autobiography Hakuseki described his father's strict samurai self-discipline and quiet dignity. To maintain his samurai family line, Hakuseki refused the marry the daughter of a rich merchant. After serving Hotta Masatoshi for two years until his murder, he became the student and chief disciple of the Confucian Kinoshita Junan. Then he became the tutor of the future shogun Ienobu.

In contrast to Confucianism in China, in Japan the bushido way of the samurai and the chonindo way of the merchant were also important. Buddhism and Shinto continued to provide for the religious needs of the Japanese people, and the Tokugawa house officially patronized their temples. Buddhist ceremonies were generally used in weddings and funerals. The Pure Land (Jodo) sect became most popular, and by the end of the 17th century they had more than six thousand temples. Temple authorities could be used to try to find Christians after 1640, when the Shogun ordered everyone to register with a Buddhist temple except for a few families that were allowed to register at a Shinto shrine. Temple validation was required for marriages, employment, change of residence, and travel permits. The Emperor continued to be the high priest of Shinto and represented the religion of the nation. The Shinto priest Watarai Nobuyoshi (1615-90) worked to reform the Ise Shrine and urged devotion to one's social duties.

The samurai Yamamoto Tsunetomo (1659-1719) developed the philosophy of the influential Hagakure. He retired to live in a grass hut as a hermit in 1700, but the young samurai Tsuramoto Tashiro wrote down his ideas in eleven volumes. The first two volumes, The Recorded Words of the Hagakure Master, cover seven years and were completed in 1716. As a Nabeshima samurai, Yamamoto was determined to serve the Nabeshima house. The four vows he took were to never fall behind in the way of the warrior, to serve his lord well, to be filially pious, and to be deeply compassionate and help all human beings. Book One begins with the famous statement, "I discovered the Way of the Samurai is death."1 If a samurai faces a crisis in which life and death are equal, he should choose death. The samurai who is completely prepared for death has mastered the Way and may devote his life to serving his lord. As long as one bases reasoning on the self, one will be wily instead of wise. Correcting the faults of others is important, but one must do so in the proper way at the proper time and with tact.
描述
快速回复

您目前还是游客,请 登录注册