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ethics of civilization

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只看该作者 170 发表于: 2009-03-16
Speak with courtesy.
Be fair in your purchases.
Return everything that you borrow.
Compensate for the damages that you have caused.
Do not strike or insult the people.
Do not damage the harvests.
Do not bother the women.
Do not mistreat prisoners.3
The Red Army increased from about 50,000 in 1930 to 500,000 in 1933.

The Nationalist army’s campaign to destroy Communists was called “bandit suppression.” They arrested the Communist secret service chief in Hankou and executed Secretary-General Xiang Zhongfa on June 24, 1931. However, they failed against the Jiangxi Soviet in 1931 and early 1932.

Nationalist China 1929-34
New treaties allowed the raising of tariffs, and customs revenues doubled to 244 million yuan in 1929 and then were 385 million yuan in 1930. Half the Nationalist government’s income came from customs, and land taxes were taken by local armies. Abolishing the transit (likin) tax in 1931 helped internal trade. T. V. Soong used the Central Bank, the Bank of China, the Communications Bank, and the Farmers’ Bank as a state bank and had a capital of 20 million yuan in late 1928. He redeemed the bad notes issued by the governments in Wuhan, Guangzhou, and Nanjing. Banks often sold their bonds at about a third off the face value and so offered much profit. Borrowing was the Government’s other chief source of funds, making interest rates about 20% for private borrowers. Over the first nine years the Nationalist government’s deficit would average about twenty percent of expenditures. In its first six years military spending and debt payments accounted for more than 80% of all expenditures. Jiang Jieshi (Chiang Kai-shek) was baptized a Christian in October 1930, and his Soong relatives gained much American support for the Nationalist regime.

Nationalist China improved communications by adding more post offices and telegraph and telephone lines. The railways increased from 11,000 to 16,000 kilometers, and nearly 100,000 kilometers of new roads were constructed. Thirteen national universities, nine provincial universities, five technical colleges along with twenty private universities and 33 private colleges educated a few, but by 1937 only 545,207 students were in 2,042 middle schools, 1,211 normal schools, and 370 professional schools. In 1936 according to the Nanjing government there were 479,084,651 people in China.

In 1930 China had one of the highest death rates in the world. Labor unions were controlled by the Offices of Social Affairs, and working conditions continued to be poor with low wages, long hours, wretched housing, unemployment, and oppression by supervisors and gangsters. Millions of men waited for work before dawn each day, and many could not make enough to marry. Women and children were paid only 30 cents a day or less. The number of tenant farmers increased as fewer landowners controlled more land. In 1930 Hu Hanmin promulgated a Land Law that limited rent to a maximum of three-eighths of the harvest, but it was never enforced. Rents continued at 50-70% of the crop, and about half the farmers rented their land. Peasants were eighty percent of the population. Human labor was so cheap that machines and draft animals were rarely used on farms.

Much of China was still controlled by what were called the new warlords. Generals were 25 of the 33 chairmen of provinces controlled by the Nationalists in their first decade. The Guangxi clique led by Li Zongren dominated Guangxi, Guangdong, Hunan, and Hubei. Feng Yuxiang’s National People’s Army occupied Shandong, Henan, Shaanxi, Gansu and the new provinces called Qinghai and Ningxia. Yan Xishan still had his base in Shanxi and governed Hebei (the new name for Zhili), Suiyuan, and Chahar. Inner Mongolia had been divided into Chahar, Suiyuan, Ningxia, and Rehe (Jehol). When two of Zhang Zuolin’s former advisors tried to dominate his son Zhang Xueliang for Japan, in January 1929 Xueliang invited them to dinner and had them shot. Young Zhang raided the Soviet consulate at Harbin, but in the fall Soviet forces led by General Blücher (Galen) stopped him from taking over the East China Railway.

Guomindang’s Third National Congress in March 1929 had only one-fourth of the delegates elected by party members, and the leftists criticized the lack of democracy. Jiang Jieshi again tried to reduce the armies, but he expected others to go first and make larger cuts. They did not trust him, and as a result the numbers increased. The Guomindang party had 280,000 military members and 266,000 civilians. The followers of the brothers Chen Guofu and Chen Lifu admired Mussolini. In September 1930 the Guomindang Central Committee ordered members of left-wing organizations arrested, and the following January they authorized the death penalty or life imprisonment for “endangering the Republic.”

In 1931 Jiang sponsored the Blue Shirts of the Huangpu clique as a way to achieve effective party rule. They were fascists who followed the head of the secret services, Dai Li, who started with 145 operatives but had 1,700 by 1935. Dai took control of the Zhejiang Police Academy in 1932. His agents were probably responsible for assassinating Yang Quan, vice-chairman of the Chinese League for the Protection of Civil Rights in June 1933 and Shanghai’s leading newspaper editor in 1934. The Blue Shirts committed several assassinations of political enemies between 1933 and 1935. The Green Gang controlled the traffic in opium, women, and weapons. Many criticized democracy and favored the slogan “nation-army-production.” Jiang made the conservative Hu Hanmin president of the legislative branch while leftists such as Wang Jingwei were excluded. They wanted the reorganization recommended in 1924 and were called Reorganizationists.

Li Zongren still led the Political Council in Guangxi, and in February 1929 he dismissed the Hunan governor who was loyal to Jiang. When Nanjing canceled his order, he and Bai Chongxi of the Wuhan Political Council revolted in March. They were defeated but remained somewhat independent. Jiang had bribed Feng Yuxiang to stay out of their revolt but reneged on his promise. So Feng rebelled in May, and the 300,000 men in his National Salvation Army of the Northwest attacked the Beiping-Hankou and Longhai railways. When half his best troops were bribed by “silver bullets” to defect to the Nationalists, Feng was persuaded to retire. Five months later 27 generals rebelled. Jiang raised 300,000 troops who defeated them in Henan and Hebei by December.

In February 1930 Yan Xishan joined with Li Zongren and Feng Yuxiang and declared himself head of all armies in China. They were supported by the Reorganizationists on the left and by the Western Hills group on the right. A major civil war broke out in central China in May that cost a quarter million casualties. Wang Jingwei came back from exile and called an executive meeting at Beiping in July which made Yan the chairman of a presidium in September. Jiang won over Zhang Xueliang with a bribe of ten million yuan and a promise that he would control China north of the Yellow River. Zhang’s Northeastern Border Defense Army with 400,000 troops then drove the rebels out of Beiping and Tianjin to Taiyuan. Zhang gained the Tianjin customs revenues by taking over the Beiping-Wuhan and Tianjin-Pukou railways. Jiang’s army prevailed in Hunan and Hebei, forcing Yan and Feng to withdraw.

In early 1931 Gu Shunzhang, head of the Politburo security service, was sent to Wuhan to assassinate Jiang Jieshi. He was arrested and defected, resulting in thousands of Communists being killed in the next three months. In reprisal his family was murdered. The Nationalists often implemented a policy of burning villages and killing all the able-bodied men. Women and girls were sold as prostitutes or slaves. Heads became too heavy to tally the dead, and so they collected ears. One division proudly collected 700 pounds of ears. In Hubei more than 100,000 villagers were killed in Huang’an county. In Henan 80,000 were killed in Xin county. In the Hunan-Hubei base area only 10,000 people remained where one million had been living. The Nationalists killed the families of Communist leaders, including Mao’s wife.

The northern coalition had gained popularity by proclaiming a provisional constitution. When Jiang decided to do the same, Hu Hanmin resigned in protest and was arrested. Wang Jingwei went to Hong Kong, and then in May 1931 he joined with Sun Fo and Eugene Chen to form another government at Guangzhou. They demanded that Jiang resign, but Shi Yusan’s northern revolt was also defeated by Zhang Xueliang and the Nationalists. In the Yangzi Valley 14 million people became refugees from flooding in 1931; many died as the government did little to help. The brutality of the troops in the Longtian peninsula provoked an attack by tens of thousands of peasants in December that killed more than half the 2,500 soldiers. The peasants also suffered heavy casualties but would not stop fighting until an official promised that the troops would be transferred. Reinforcements arrived in January and forced the troops who were holding out for money to leave. In the summer of 1931 Jiang himself led 300,000 troops on his third campaign to encircle the Communists, but they escaped in August. In September his forces went west to take on the troops sent into Hunan by Hu Hanmin and Wang Jingwei from their Guangzhou government that was supported by warlords in Guangdong and Guangxi.

On September 11, 1931 Jiang advised Zhang Xueliang to move his troops south of the Manchurian border to avoid a fight with the Japanese, and he did so four days later. On September 18 Japanese officers independently attacked the Chinese at Mukden, and three days later the Japanese commander in Korea sent troops across the border into Manchuria. The Chinese and Americans appealed to the League of Nations, which asked China and Japan to cease hostilities on September 23. A month later the League asked Japan to evacuate Manchuria by November 16, but the Japanese army accelerated its advance. So on December 10 the League sent a commission led by Viceroy Lytton. By the end of the year Japan had control of Manchuria. Only General Ma Zhanshan put up much resistance in Heilongjiang. Jiang resigned his positions on December 15 and was replaced by Lin Shen as chairman and Sun Fo as head of the executive branch. The Guangzhou regime agreed to dissolve itself. The new government could not obtain funds and lasted only the first 25 days in January. Wang Jingwei negotiated with Jiang at Hangzhou. Jiang returned as head of the Military Affairs Commission, and Wang became president of the executive branch. Deng Yanda, who had integrity, was arrested and executed.

The US Secretary of State Henry Stimson argued that Japan had violated the Kellogg-Briand Pact, which renounced war. A boycott against Japan in Shanghai led to Japanese troops being deployed in the International Settlement to defend concessions on January 28, 1932. That night Japanese marines landed to defend their perimeter, and they exchanged fire with a Guomindang army in Chapei. The next day the Japanese navy bombed Chapei, arousing world opinion. Japan also sent three divisions against the Chinese in Shanghai. In May an armistice established a neutral zone around the city. The Lytton report was published in October, and on November 21 V. K. Wellington Koo asked the League of Nations Council to take “prompt and effective action” against the Japanese in Manchuria; but the Japanese asked Koo if he represented Jiang Jieshi or Zhang Xueliang.

On March 9, 1932 the last Qing emperor Puyi agreed to be the chief executive of Manchuria, which was renamed Manzhouguo. When the Lytton Commission condemned Japan’s invasion of Manchuria in January 1933, the Japanese made their conquest complete by taking over Rehe (Jehol). In February the League of Nations voted to reject Manzhouguo as an independent state, and Japan withdrew from the League. Most of Zhang Xueliang’s forces retreated in February, and he resigned. In May the Japanese troops crossed the Great Wall to secure the portion of Hebei province north of the Bai River. The Chinese armies asked for peace, and the Tanggu truce established a demilitarized zone northeast of the Bai River. Puyi was proclaimed Emperor Kangde on March 1, 1934.

General Cai Tingkai had become popular resisting the Japanese invading Shanghai in 1932, and he led the government of Fujian that declared independence in November 1933. Eugene Chen was foreign minister, but they were isolated and defeated in January 1934.

Chinese Communism 1932-37
When Zhou Enlai replaced him in January 1932, Mao Zedong went on “sick leave” for one of his retreats. Peng Dehuai was ordered to attack Ganzhou in Fujian, and they were surprised by Nationalist reinforcements. Mao was summoned to his rescue, and on April 10 they took Longyan and captured 700 prisoners. Ten days later they took Zhangzhou that had 50,000 people, and they found $500,000, arms, and ammunition. Zhou Enlai reinstated Mao as General Political Commissar. After the Japanese aggression against Shanghai, the CCP in April 1932 declared war on Japan. In August they failed to take Nanchang. The third Nationalist campaign from Nanchang in the summer forced Zhang Guotao and Xu Xiangqian to abandon the Eyuwan Soviet base on the Henan-Hubei-Anhui border and move west to the Sichuan-Shaanxi border. Jiang Jieshi announced that his policy was changed to be 70% political and only 30% military. In the urban areas the Nationalists arrested or executed about 24,000 Communists, finding and destroying the CCP center in Shanghai fourteen times. Zhou Enlai was appointed General Political Commissar in October. Mao was excluded from military decisions for the next two years, but as chairman of the Republic he was still the main administrator in the base area. His brother Mao Zemin issued bank notes backed by silver they had expropriated from landlords. Land was redistributed so that everyone had an equal share.

In February 1933 party leader Bo Gu appointed Mao Zedong to head the Land Investigation Movement. Deng Fa was in charge of Political Security, and the death penalty was imposed for more than two dozen counter-revolutionary offenses such as “engaging in conversation … to undermine faith in the soviets.” Election procedures allowed all men and women over the age of sixteen to vote, and one quarter of those elected had to be women. Men and women were given equal rights in marriage and divorce except that Red Army soldiers had to agree to divorce. In October 1933 the disaffected Fujian army agreed to a truce, and their leaders established a People’s Revolutionary Government independent of Nanjing. The next month Jiang withdrew his army from his fifth Communist encirclement campaign to suppress the Fujian rebellion.

In January 1934 Mao was replaced as head of state. Once again Mao pleaded illness, but a few days later he spoke for nine hours at the area’s Second National  Congress. The Red Army conducted a pogrom that massacred thousands of landlords and rich peasants. In July 1934 Zhou Enlai proposed uniting with all anti-Japanese forces including Jiang’s. Surrounded by the Nationalist army, in August the Red Army commander Zhu De, Zhou Enlai, the Bolshevik leader Bo Gu, and the Comintern agent Otto Braun agreed that most of the Communists should abandon the Jiangxi Soviet. Zhou Enlai coordinated the secret preparations for the exodus. Lin Biao led the First Corps of 15,000 troops and Peng Dehuai the Third Corps with 13,000. They had only 9,000 rifles, 300 machine guns, 30 light mortars, and very little ammunition. Other army corps defended the flanks and the rear, and all together they had about 80,000 men. Only 35 women went with them, including Mao Zedong’s pregnant wife. The rest of the women and children remained behind with those unable to travel and about 28,000 soldiers, most of whom were wounded or ill.

The First Front Army began its famous “long march” on October 16, 1934 and went southwest through Guangdong and Guangxi. They pushed through the first Guomindang perimeter, crossed the Tao River, and fought their way through the second line of Guomindang forces. While they were being pursued, they marched four hours and then rested four hours. They broke through the third line of defense on the Wuhan-Guangzhou railway. Bad roads made it difficult crossing the fourth and last line along the Xiang River in December. They planned to meet the Fourth Front Army led by Zhang Guotao and Xu Xiang in Sichuan.

The First Front Army seized food in Guizhou, crossed the Wu River, and took supplies from wealthy merchants in Zunyi, where they held mass meetings, discussed land reform, formed revolutionary committees, and distributed confiscated goods to the poor. In January 1935 the Communist leaders met for four days. Mao Zedong criticized Bo Gu and the 28 Bolsheviks for failing to support the Fujian revolt and for trying to use positional warfare. Mao became chairman of the Revolutionary Military Council.

Jiang Jieshi flew to Guiyang and tried to increase his political strength in the area by organizing attacks on the Communists. The Red Army had to face hostile fire before they could cross a damaged suspension bridge over the Datong River. They crossed mountains as high as 16,000 feet. Mao was suffering from malaria and had to be carried. Many soldiers lost limbs to frostbite, and thousands died along the way. Only about 40,000 reached Mougong in Sichuan on June 12. They joined the 50,000 troops led by Zhang Guotao, who wanted to establish a Soviet base on the Sichuan-Xikang border, but Mao insisted on going north to fight the Japanese. So their combined armies split up, and Zhang moved southwest. Mao’s troops suffered many losses because of excessive rain,  illness, and lack of food as they passed through Gansu. Finally on October 20, 1935 little more than ten percent of the original 80,000 arrived at Wuqizhen in northern Shaanxi after making a journey of 6,000 miles in 370 days. Xu Haidong’s army had arrived in September and reconstructed the two-year-old Soviet base.

The troops led by Zhang Guotao and Zhu De suffered heavy fighting in western China, and the survivors eventually joined those in Shaanxi. The Second Front Army led by He Long did not start its long march from its Soviet base on the Hunan-Hubei border until November 12, 1935. To avoid fighting the Guomindang, they went south and west before turning north. By 1937 the second united front in Shaanxi covered 35,000 square miles with 1,500,000 people and had its capital at Yan’an.

In August 1935 Wang Ming at the seventh congress of the Communist International (CI) in Moscow had urged Jiang Jieshi to call off his anti-Communist campaign and join them in fighting Japanese imperialism. On November 13 the Red Army issued a manifesto that opposed both Japan and Jiang, and Mao Zedong drafted a Ten-Point Program that agreed and was adopted by the Politburo on December 25. While resisting Japanese aggression they would also fight for social revolution.

Mao began negotiating a truce with Manchuria’s Zhang Xueliang, and Mao’s envoy Li Kenong arrived at Luochuan on January 19, 1936. They agreed on a cease-fire, and Mao told the Politburo to treat Zhang’s forces at Yan’an and Fuxian as friendly. In February the CCP launched an eastern expedition across the Yellow River into Shanxi to attack the Japanese in Hebei and Rehe; but the commander Liu Zhidan was killed, and they withdrew in April. The CCP recruited 8,000 troops and expropriated 300,000 silver dollars from landlords while defeating Jiang’s encirclement campaign. On March 14 Mao announced that if the Nationalist troops stopped attacking the Soviet area, the Red Army would agree to a truce with them; but Jiang attacked the Soviet again in April while Zhou Enlai was negotiating with Guomindang leaders in Shanghai. Jiang sent an envoy to Vienna to contact the Russians about a possible non-aggression pact and military aid. Zhang Guotang’s Fourth Army was forced away from Chengdu toward Tibet.

Liu Shaoqi organized study groups and sent out propaganda teams with several hundred students. The National Student Vanguard began in February 1936 and grew to 1,300 members by July. In June they founded the Red Army University in Wayaobu, but three weeks later they left the town to the Nationalists and moved to Bao’an. Lin Biao was the first president of the university, and in the fall Mao lectured on “Problems of Strategy in China’s Revolutionary War.” Mao planned to fight the Japanese and reached out to the United States and Britain as allies, granting Edgar Snow long interviews to publicize their cause. On July 16 Mao prophesied that Japan would block the China seas and invade the Philippines, Siam, Indochina, Malaya, and the Dutch East Indies. However, he believed that China was too large to be conquered, and that with a hundred million or more people unoccupied they would not be defeated. Mao proposed an All-China United Democratic Republic in August and promised to subordinate the revolution for socialism to the more immediate struggle for independence. They would change the name of the Red Army and agree to nominal Nationalist command as long as the Communist Party still controlled their troops and territory. Mao cabled Moscow for money, and the Comintern quickly sent $550,000 by way of Madame Sun Yat-sen from the United States.

On December 8 the Japanese War Minister warned China that it must submit, or a new conflict was inevitable. The next day thousands of Chinese students protested by marching to Lintong. Mao telegraphed Zhang Xueliang that Jiang’s excessive demands had caused negotiations with the Nationalists to break down. Zhang’s reply gave Mao hope, and two days later his men captured the visiting Jiang. At a mass rally Mao, Zhu De, and Zhou Enlai demanded that Jiang be put on trial. However, Stalin wanted an alliance with all of China to fight Japan, and he ordered the CCP to come to an agreement with Jiang and the Nationalists.

Zhang Guotang finally brought his army north to Shaanxi, and he and Zhu De were reunited with Mao and the Politburo in January 1937. The next day Mao was appointed chairman of the Military Commission with Zhang and Zhou Enlai as his deputies. The Communists held elections in May 1937 for a people’s congress, and Lin Boqu was elected president of  a regional government.

Nationalist China 1934-37
China suffered a depression in the early 1930s, and in 1934 farm prices were 58% lower than they had been in 1931. Drought, floods, winds, and hail devastated crops in various places, and many were destitute in 1934 and 1935. During the campaigns against the Communists in 1933 and 1934 the Nationalists built 1,500 miles of new roads and 14,000 blockhouses. In Jiang’s fifth campaign he had 800,000 troops with German and Japanese advisors, and they imposed an economic blockade around Communist areas.

Jiang Jieshi (Chiang Kai-shek) signed a secret treaty with Germany in 1934 and was given DM 100 million in credit. General Hans von Seeckt helped China build more modern arsenals to develop better weapons. China had 60% of the world’s antimony in Hunan and half the world supply of tungsten in Hunan and Jiangxi, and Germany needed these minerals. Krupp gave China credit; Daimler-Benz built factories to assemble trucks; Junkers started an aircraft factory in Hangzhou; Siemens helped with dock construction; and I. G. Farben provided a chemical plant. Italy’s Mussolini helped Nationalist China develop its air force. In 1934 Jiang banned labor unions in Henan, Hubei, Anhui, Jiangxi, and Fujian. Police backed the landlords, and the baojia social system was reinstituted for mutual security.

Jiang Jieshi issued a New Life manifesto from Nanchang that combined the Neo-Confucian virtues of propriety, correct conduct, discrimination, and shame with Protestant puritanism and fascist methods to militarize the nation. Various Guomindang organizations promoted his New Life Movement with lectures, pamphlets, plays, and movies. The propaganda was also spread in the schools and by the YMCA and the Boy Scouts. Women were especially pressured to avoid feminist innovations and conform to traditions in “chastity, appearance, speech, and work.” The Nationalist government suppressed dissent and put at least a thousand students in prison. Forcing the Communists to migrate enhanced the power and prestige of the Nationalist regime, and the militarists in Hunan, Yunnan, Guizhou, and Sichuan lost power. After being close to Jiang in Nanjing, Sheng Shicai went to Xinjiang and became chief of staff for Jin Shuren. After Muslims rebelled in 1934, Sheng took over the province and proclaimed anti-imperialist principles and an alliance with the USSR which lasted eight years. Moscow sent him loans and technical aid in 1935 and military aid to put down a Muslim rebellion in 1937.

In 1935 Jiang Jieshi said that China needs fascism. H. H. Kung (Kong Xiangxi) issued new government bonds, and so made the government the major stockholder in the private banks. By 1937 the Nationalist government controlled 70% of all banking assets. In November 1935 Nanjing nationalized silver to prevent more silver from leaving the country. Paper money was issued, and nickel and copper coins were added in February 1936. The Central Bank maintained currency stability with a capital of $100 million; the Bank of China had $40 million for foreign exchanges; the Bank of Communications used $20 million to assist domestic industries; and the Farmers’ Bank of China had $50 million for farm credit and land mortgages. The state banks were controlled by the “four great families” close to Jiang and provided credit to the government by paying 20-40% interest to bondholders, many of whom were government ministers. The four families were the Jiang, Song, Kung, and the Chen brothers, and the first three were related by marriage. It was said of the Song sisters that Qingling, who married Sun Yat-sen, loved the people; Meiling, who married Jiang, loved power; and Ailing, who married H. H. Kung, loved money. Jiang himself complained that his bureaucracy was corrupt, inept, and ignorant.

After Hu Hanmin died in May 1936, Jiang demanded that Guangdong and Guangxi leaders submit. In June, Chen Jitang of Guangdong and Li Zongren of Guangxi formed the Southwestern Political Council to resist the Japanese, and they challenged the Nationalists. Jiang announced an anti-Japanese policy too and gained popularity. When some of Chen’s generals were bribed to defect to Nanjing with nine airplanes from Guangzhou, Chen fled to Hong Kong. The Guangxi leaders agreed to stop rebelling and were recognized as provincial authorities. When the Japanese tried to move into the province of Suiyuan in November, the Nationalist army led by General Fu Zuoyi stopped them. Foreign Minister Zhang Chun rejected Japan’s demands. Good harvests in 1936 and 1937 began restoring prosperity.

Zhang Xueliang broke his morphine addiction in Shanghai with the help of Western doctors, and after touring Europe he returned to China in early 1934. Jiang sent him to attack the Chinese Soviet in the Hubei-Henan-Anhui border region; but while he was killing Communists, the Japanese were extending their control in Inner Mongolia and Hebei.

On December 9, 1935 thousands of students in Beijing protested Japanese aggression, and the police locked city gates, used water-hoses, and clubbed and arrested demonstrators. One week later 30,000 marched again while thousands demonstrated in Nanjing, Wuhan, Shanghai, Hangzhou, and Guangzhou. Communist organizers helped the December Ninth Movement spread with a boycott against Japanese products and personnel. The journalist Zou Taofen had founded the National Salvation Association, and he criticized Jiang’s suppression of the students. Zhang Xueliang supported the Association, and he had been sent to Xi’an to direct attacks on the Shaanxi Soviet; but he persuaded police to release demonstrators. Zhang began to wonder if the Communist issue could be solved peacefully. The Communists tried to win over his troops to support a workers’ democratic government and fight the Japanese. Zhang met with Communist negotiators, and they released all their prisoners from the Manchurian army. In the spring Zhang traveled to a Soviet base and met with Zhou Enlai about coordinating efforts against the Japanese. In the summer generals from Guangdong and Guangxi marched their armies into Hunan and Jiangxi, asking to fight the Japanese. Zhang contacted Shanxi’s long-time ruler Yan Xishan, who was also becoming more concerned about the Japanese than about the Communists.
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只看该作者 171 发表于: 2009-03-16
In late October 1936 Japanese forces from Manzhouguo invaded Suiyuan using planes and tanks. Chinese forces resisted, and Chinese workers went on strike against Japanese-owned factories. Japan and Germany signed the Anti-Comintern Pact in November, and Japanese marines took over Qingdao, which Germany had previously leased.

When Zhang Xueliang’s Northwest Bandit Suppression Force refused to attack 30,000 armed Communists in Shaanxi, Jiang Jieshi flew to the army headquarters in Xi’an on December 4, 1936. Thousands of Xi’an students rallied on December 9, and police fired on them to keep them away from Jiang’s headquarters. After Zhang and his senior officers had a long meeting with Jiang on December 11, early in the morning Zhang’s Xi’an army took over Jiang’s headquarters, killing most of his bodyguards and capturing Jiang, who was found hiding in a cave in his nightshirt. That morning Zhang sent a circular telegram to provincial leaders, the press, and large organizations with the following eight demands:

1. Reorganize the Nanjing government for broader national salvation.
2. Stop the civil war.
3. Release the patriotic leaders arrested in Shanghai.
4. Release all political prisoners in China.
5. Encourage patriotic movements.
6. Guarantee the people’s right to assemble.
7. Implement Sun Yat-sen’s will.
8. Convene a National Salvation Conference.
Zhang tried to strengthen his military position, and his forces captured Lanzhou, the capital of Gansu. The Nationalist government prepared to attack Xi’an and sent the Australian adviser W. H. Donald, Madame Jiang, her brother T. V. Soong, and Dai Li. Stalin urged the CCP to work for Jiang’s release. Zhou Enlai met with Zhang and suggested a united front under Jiang’s leadership. Jiang refused to sign anything, but on December 25 he made a verbal agreement not to attack the Communists but rather to resist the Japanese. He was released that day and flew back to Nanjing. Zhang Xueliang volunteered to go with him, and he was court-martialed and kept under house arrest for more than fifty years. His Xi’an troops were transferred and replaced by soldiers loyal to Jiang. The CCP offered to submit to Guomindang leadership in a national front against the Japanese, and on February 19, 1937 the Guomindang Central Executive Committee officially announced its cooperation with the Soviet Union and the Communists. In 1937 China ended the foreign control of customs revenues and stopped paying the annual indemnity from the Boxer rebellion.

Lu Xun's Essays
Lu Xun and his second wife Xu Guangping moved to Shanghai in 1927. From this time on Lu wrote mostly essays. One of his “Odd Fancies” that year noted,

Those who once had power want to go back to the past.
Those in power now want to remain as they are.
Those who have not yet had power want reforms.
This is a general rule.4
Lu Xun had written “My Views on Chastity” in 1918. He noted that in the past chastity was a virtue for men as well as women, but in recent history men would have no part of it. He asked how much unchaste women actually hurt the country compared to crimes, war, banditry, famine, floods, and drought. He observed that the last three result from a lack of modern knowledge and from neglecting water conservation, not from unchaste women. He asked if polygamous men have the right to praise chaste women. He wondered if the male principle (yang) is any better than the female principle (yin). Men make rules for women that they do not keep themselves. He traced men’s extraordinary concern about female chastity back to the Neo-Confucians of the Song dynasty (960-1279), and men became even more hypocritical during the recent Qing dynasty (1644-1911). Everyone knows that a woman can only lose her chastity through a man. So why is the woman alone blamed? Lu concluded that they must do away with stupidity and tyranny that injure others as well as themselves. They should work for all humanity to know true happiness.

In 1923 Lu gave a talk at the Beijing Women’s Normal College on “What Happens after Nora Leaves Home?” He noted that Ibsen’s Doll House ends with Nora leaving home. He wondered if she would be able to survive, especially if there were thousands of Noras leaving home. He believed that economic rights are most important in society now and that there needs to be a fair sharing between men and women in the family and that men and women should have equal rights in society. He observed that demanding political rights will not meet with much opposition, but “if you speak about the equal distribution of wealth, you will probably find yourself up against enemies, and this of course will lead to bitter fighting.”5

Lu’s talk on “Silent China” was given to the Hong Kong YMCA on February 16, 1927 during the fighting in Zhejiang and Shaanxi. He felt that restoring speech in China that had been silent for centuries was like ordering a dead man to live again. He said that Dr. Hu Shi advocated a literary revolution, but it is really just reform. Qian Xuantong had proposed abolishing Chinese ideographs and replacing them with a Roman alphabet. Lu believed that this radical idea made it easier for people to accept the reform of using the vernacular while keeping Chinese characters. He encouraged young people to speak out boldly and fearlessly with no thought of personal gain, expressing their true thoughts. He suggested that they must cast aside their classical language in order to live.

Lu did not join the Communist party and was criticized by those on the left. Qian Yingcun wrote “The Age of Ah Q is Dead and Gone;” but the criticisms faded in 1928 as the Communists tried to win him over. Xu gave birth to Lu’s son in September 1929, and that month the Communists began an active campaign to recruit Lu. He was the only non-Communist appointed to the planning committee for what became the League of Left-Wing Writers on February 16, 1930. The day before in another secret meeting Lu had been elected to the executive committee of the General Assembly of the Chinese Freedom Movement. He also joined a group of revolutionary artists who had formed the Eighteen Society in 1929, eighteen years after the revolution. All his life Lu was interested in books and how they are illustrated. Lu retained his independence and never actually joined the Chinese Communist Party. In March 1930 in “Unrevolutionary Eagerness for Revolution” he criticized revolutionary writers for holding up too strict a standard.

On February 7, 1931 in the Longhua Prison in Shanghai 24 Communists were executed, including five members of the League of Left-Wing Writers and Lu’s friend Rou Shi. Lu wrote a short biography of Rou and the essay “The Revolutionary Literature of the Chinese Proletarian and the Blood of Its Pioneers” to commemorate the five martyrs and condemn the Nationalist government. He wrote,

Since the rulers knew their hack-writers were no match
for the revolutionary literature of the proletariat,
they started banning books and periodicals,
closing bookshops, issuing repressive publishing laws,
and black-listing authors.
And now they have resorted to the lowest tactic of all,
arresting and imprisoning left-wing writers
and putting them to death in secret—
to this day they have not made these “executions” public.6
Lu argued that their comrades’ blood testified that the revolutionary literature was being subjected to the same oppression as the toiling masses. He hoped that their blood would be an inspiration so that they would never cease their struggle.

In October 1932 Lu wrote the verses

With angry brows I coldly face a thousand pointing fingers,
With bowed head I willingly play the ox for the little children.7
In 1942 Mao Zedong interpreted the little children as symbolizing the masses. In January 1933 Lu Xun joined the Chinese Alliance for the Protection of Civil Rights, which was not directed by Communists, and he was elected to the executive committee along with Cai Yuanpei, Song Qingling, Yang Quan, Lin Yutang, and four others. In May 1934 Lu wrote about the famous suicide case of Mrs. Lizhai and urged people to fight but only for reforms. Those who blame someone for committing suicide should also challenge the circumstances that led to the suicide. In November 1934 Lu compared Napoleon to Edward Jenner, who developed a vaccine to save people from smallpox but is much less famous. He lamented that the gentlemen who may be cannon fodder praise the murderers who are destroying the world while ignoring the saviors. If these views are not changed, the world will continue to be destroyed, and mankind will suffer. In May 1935 in “What Is Satire?” he wrote that a satirical work that lacks any positive aim or genuine passion does no good for the world and is only cynicism.

Lu had tuberculosis, and his health gradually declined. On September 5, 1936 he wrote about death and the belief of many Chinese in ghosts and reincarnation. He satirized the custom of burning paper money for the next life, but he did not really know what would happen. He asked others to forget him and live their own lives. He advised people not to take seriously the promises of other people, and he warned people not to have anything to do with those who injure others while opposing revenge and advocating tolerance. Lu Xun was working on the second volume of his translation of Gogol’s Dead Souls when he died on October 19, 1936. His funeral was attended by 4,462 people, and his complete works were published in twenty volumes in 1938.

Mao Dun, Lao She, and Ba Jin
Mao Dun was born as Shen Dehong on July 4, 1896 in Tongxiang, Zhejiang. His father was a doctor and sympathized with the reform movement. Shen left Beijing University in 1916 when he ran out of money and got a job with the Commercial Press in Shanghai. In 1920 he became an editor for the Short Story Monthly, and they published translations of many European writers. With Zhou Zuoren and others he founded the Literary Research Society. In 1926 Shen served as secretary of propaganda on the Guomindang’s northern expedition. He spent a year editing the National Daily newspaper in Hankou criticizing the policies of Jiang Jieshi (Chiang Kai-shek), who turned against the Communists in March 1927. That year he took the pen name Mao Dun, which means contradiction. Five of his stories about young women in conflict were collected as The Wild  Roses, and he published his Eclipse trilogy of novels Disillusion, Vacillation, and Pursuit about young intellectuals learning about revolutionary activities. In Disillusion a young woman yields to a man who turns out to be not only a womanizer but also a secret agent. Vacillation explores the discrepancy between the desire for revolution and the reality. In 1927 Communist party members compromise with the Guomindang to achieve reforms but come to realize that they have aided tyranny. The revolutionaries are reunited in Pursuit, but they degenerate into sexual indulgence and prostitution.

In 1929 Mao Dun published his novel Rainbow, which in three parts describes the development of a high school girl from the May 4th movement of 1919 until she finally becomes a Communist during the May 30th protest in 1925. Mao Dun thus portrays the psychological evolution of Chinese culture in this era. In 1930 he joined the League of Left-Wing Writers. His 1932 “Spring Silkworms” is considered one of his best short stories. Old Tongbao believes that the “foreign devils” have been swindling them, and the Guomindang broke its promises and has raised taxes and prices. His family works hard and carefully to nurture the silkworms and shuns a neighboring family because they have failed. The son Aduo realizes that is wrong and talks to the girl Lotus. Having borrowed to feed more silkworms, their crop is very large; but most of the silk filatures are closed down, and the price is so low that they lose money after all their hard work. Since foreign intervention they no longer have enough reels to spin their own silk. What they can spin they are barely able to pawn for some rice to survive with an increased debt. This naturalistic story portrays the economic exploitation many Chinese suffered. In the sequel “Autumn Harvest” Tongbao becomes ill, and his younger son joins a raid by peasants on the granaries. The family grows rice; but the price drops, and they nearly starve.

His 1933 novel Midnight was acclaimed as one of the best examples of revolutionary literature, and it was quickly translated into English, Russian, German, and French. In a 1939 speech Mao Dun explained that he wanted to portray the following:

1) how Chinese industrialists,
groaning under foreign economic aggression,
were hindered on the one hand by the feudal forces
and threatened on the other by the control
of the money-market by the compradore-capitalists,
and how they tried to save themselves
by employing even more brutal methods
and intensifying their exploitation of the working class;
2) how, as a result, the working class was obliged
to put up a fierce resistance; and
3) how the national capitalists, at enmity alike
with the Communist Party and the people as a whole,
were finally reduced to the only alternative of capitulating
to the compradores (the tools of the imperialists),
or becoming compradores themselves.8
In the same talk the author explained that because of censorship by the reactionary government he could not describe the revolutionary activities frankly if he wanted to get the book published. The novel focuses on a powerful industrialist who believes in national capitalism and is bankrupted when his brother-in-law betrays him. Mao Dun thus imposed a Marxist theme on to a naturalistic novel.

Taking an idea from Maxim Gorky, Mao Dun announced and advertised for people to send in their writing about what happened to them on the day May 21, 1936. He received 3,000 responses, and many of them criticized the policies of Jiang Jieshi and his New Life propaganda. During the war against Japan he edited two patriotic literary journals. His novel Putrefaction was acclaimed by Communists for exposing the corruption of the Nationalist government. The heroine is a secret agent for the Guomindang police, but she helps a student escape. In 1949 Mao Dun became the first minister of Culture for the new government in Beijing.



Lao She was born as Shu Qingchun in a poor Manchu family on February 3, 1899 in Beijing. His father died the next year during the Boxer rebellion, but a rich uncle paid for him to go to a private school when he was nine. He had to leave Beijing Normal School because of finances, but attending the free Beijing Teachers College in 1913 enabled him to become an elementary school principal at the age of 17. Shu quickly advanced to become a school inspector. He did not participate in the May Fourth Movement; but he later said it made him want to become a writer, though he also satirized the student activists. He was baptized as a Christian in 1922, and two years later he went to teach Chinese for a small stipend at London University’s School of Oriental Studies. Influenced by Charles Dickens, he wrote The Philosophy of Lao Zhang in imitation of Nicholas Nickleby. The protagonist becomes the owner of a private school, but he uses its respectability to become a corrupt money-lender.

Lao She was also influenced by the writing of Joseph Conrad and Mark Twain. His next two novels had comic elements and emphasized what an individual could do to help China. Zhao Ziyue was subtitled “A Study of the Degeneration of the Heroic Ideal.” Lao ridiculed an antiquated college that is dominated by the oracular Yi Jing (Book of Changes). The main characters choose between becoming scholars or trying to bring change by assassinating corrupt officials. Instead of being heroic, they are selfish or ignore the needs of the Chinese people by turning to terrorism. The Two Mas is about a father and son. The older Ma is an official and tries to make up for his feeling of inferiority by giving money, but young Ma Wei believes his father’s old ways are holding back him and China. The son gets into a conflict with the rude student activist Mao over the English Catherine.

Lao She left London in 1929, and after visiting Paris he spent a year in Singapore teaching and writing a novella about children. He returned to China in 1931 and married a Beijing university student. The plates for his next novel were destroyed by a Japanese air raid that demolished the Commercial Press in Shanghai in 1932. He only rewrote one portion as the short story “Crescent Moon” about a poor woman and her daughter who in desperate poverty turn to prostitution. Lao taught at various universities. His novel Divorce also explores the conflict between individual development and the duty to help one’s nation, and he satirized young Marxists as well as bureaucrats and family loyalties. Divorce is a foreign idea to the Chinese they are loath to accept. Lao She’s political satire Cat Country (1933) was inspired by H. G. Wells’ The First Man on the Moon and takes place on Mars, where the cats have the bad qualities the author dislikes among the Chinese—laziness, greed, cunning, cowardice, fear of foreigners, and drug addiction.

Lao’s 1934 novel Niu Tianci Zhuan, translated as Heavensent, questions whether even heroism can redeem a corrupt society, and it has been compared to Fielding’s Tom Jones as the enculturation of a young man in bourgeois society. Lao She’s most successful novel Camel Xiangzi was published in 1937. It was translated into English as the Rickshaw Boy in 1945 and became a best-seller in the United States with the ending changed to be happy. The rickshaw puller Xiangzi works hard to get ahead; but eventually he loses hope, and his life degenerates into the idleness of surviving by parading in weddings and funerals. The novel demonstrates that in China even individual effort is often not enough to overcome the economic oppression which requires collective reform.

Lao She was elected president of the Chinese Writers’ Anti-aggression Association on March 27, 1938, and he dedicated the war years to writing propaganda, including stories, plays, drum-songs and comedy skits as well as the novel Cremation, which depicts conflicts between patriotism and filial piety. In 1946 he went to the United States in a cultural exchange program sponsored by the State Department, and he stayed until after the Communist revolution was won, writing a long trilogy of novels about four generations of a family which deteriorates during the moral chaos of war. Lao was badly beaten by Red Guards during the Cultural Revolution, and his death was reported as a suicide in October 1966.



Ba Jin was born as Li Yaotang on November 25, 1904 into a wealthy family of officials in Chengdu, Sichuan. His mother died in 1914, and his father passed on three years later. After his dominant grandfather died, he was able to break away from his feudal family. He went to Shanghai in 1923 and completed his high school education in Nanjing. Becoming an anarchist, he took the name Ba Jin from the first and last syllables of Bakunin and Kropotkin. He learned Esperanto and still advocated its use in the 1980s. Ba went to Paris in 1927 and began translating Kropotkin’s Ethics. Ba’s first novel Destruction established him as a writer when he returned to China in 1929. In this emotional story Du Big Heart falls in love with a girl who submits to her parents and marries another. After she becomes a widow, he rejects her to sacrifice himself for the revolution by trying to assassinate a corrupt chief of police. He hoped for the time when “every family will have its own house, every mouth will be fed, every person clothed, and people will live in peace.” Ba wrote the sequel New Life in 1931, but his manuscript was burned during a Japanese attack on Shanghai in the summer of 1932. To show that their bombs could not destroy his spirit he rewrote the book in two weeks. His novel The Setting Sun describes the protests on May 30, 1925 in Shanghai against the foreign-controlled factories.

Ba Jin carried on a long correspondence with Emma Goldman, calling her his “spiritual mother.” He also wrote to Bartolomeo Vanzetti in 1927 during his famous trial in Boston. In 1929 Ba Jin responded to Lu Xun’s call for writers to work for social change. In his love trilogy Fog, Rain, and Lightning written in the early 1930s, Ba described how his friends were torn between parental demands and their own preferences in marriage as well as conflicts between love and work. In Fog he portrayed well educated women as a new generation, and in Lightning Wu Renmin represents the ideal combination of commitment to the revolution while having a passionate personal relationship. The novella Thunder describes revolutionaries living together, and the woman Hui argues for sexual freedom. Like Zola’s Germinal, Ba Jin portrayed the terrible working and living conditions of miners in his Snow.

Ba Jin is most famous for his autobiographical novel The Family (1933), which describes how a stubborn patriarch imposes his will on others with devastating results. This torrents trilogy was completed by Spring (1938) and Autumn (1940). In Spring a son tries to control his younger brothers. In Autumn the family continues to deteriorate, but the young Shuhua becomes openly defiant of her uncles and aunts. These novels are a powerful indictment of the traditional Chinese family system.

In the early 1940s Ba Jin wrote the three-part novel Fire as patriotic propaganda during the war against Japan. In his 1944 novel Leisure Garden Ba explored the moral problems of the wealthy. His Ward Number Four exposed the terrible conditions of hospitals during the war, and the  heroine finds the writings of Gandhi especially helpful. Ba spent more than two years writing Cold Nights, and it was serialized in Literary Renaissance from August 1946 to January 1947. Many consider this his best novel. Wang is loved deeply by his mother and his wife; but the latter has difficulty living with the former as Chinese matriarchy is explored.

After 1949 Ba Jin’s revolutionary writing enabled him to have a good position in Communist China except during the Cultural Revolution. He was a prolific writer and also translated many books; he lived to be 100 years old.

Ding Ling and Shen Congwen
Ding Ling was born as Jiang Bingzhi on September 4, 1904 in Hunan. Her father died in 1909, and she attended girls’ schools where her mother Yu Manzhen was a progressive teacher. Part of the May fourth student movement, Ding Ling bobbed her hair and helped organize boycotts. She wrote poems in the common language and demonstrated against the oppression of women. She helped integrate a boys’ school in Changsha. In 1920 she refused a marriage arranged by her Jiang uncles and fled with Wang Jianhong to Shanghai. They joined the Anarchist party, and Ding edited the Common Girl’s School newspaper, Women’s Voice. She learned about contraception and women’s sexual pleasure from Margaret Sanger. In 1922 Marxists took over Women’s Voice, and she and Wang went to Nanjing. Wang became the lover of Qu Qiubai, and Ding went with them and enrolled in the Communist-sponsored Shanghai University. Qu left Wang, who died of tuberculosis in 1924. Ding went to Beijing, but she failed the university entrance examination. She read translations of Dumas, Tolstoy, Gorky, and Flaubert, whose Madame Bovary almost obsessed her. She formed a relationship with the poet Hu Yepin but rejected marriage as bourgeois. The writer Shen Congwen lived with them, and Ding also had a passionate affair with the literary critic Feng Xuefeng.

Ding Ling gained her reputation as a writer in 1927 with her short story “Miss Sophia’s Diary,” which portrays the inner thoughts and feelings of an attractive women ill with tuberculosis who is interested in two men. She sexually desires the tall man, but she eventually rejects him because of his shallow mind. She and Hu Yepin started a literary magazine to publish their work, but it failed. Hu joined the League of Left-Wing Writers while Ding wrote stories and the novella Shanghai, Spring 1930. Their son was born only a short time before Hu was executed with 23 other leftists on February 7, 1931. Ding sent the child to live with her mother in Hunan and began editing the Great Dipper for the League, secretly joining the Communist party in March 1932. Her story “Flood” broke ground as realistic fiction with a social message, and she wrote the novel Mother, based on how her own mother became liberated. On May 4, 1933 Ding Ling and her lover Feng Da were abducted by the Nationalist secret police and were kept under house arrest in Nanjing. Her mother joined them, and Ding gave birth to Feng’s daughter before he died of tuberculosis. Leaving her children with her mother, Ding escaped to the Red Army base at Yan’an in 1936.

Ding Ling published the autobiographical “When I Was in Xia Village” in 1941 narrated by a prominent woman in the Communist party who visits a town where a young woman has been abducted and raped by the Japanese. Though disgraced, the young woman is hopeful that the party’s treatment of her venereal disease will give her a new life. Ding published her controversial essay “Thoughts on March 8” on that International Women’s Day in 1942. She began by asking when it would no longer be necessary to give special weight to the word “woman.” She noted that women are happier in Yan’an than anywhere in China, but still it was difficult for a woman to be friendly with a male comrade whether she is married or single. Men often accuse their wives of “political backwardness” as an excuse for divorce. Ding wished for “less empty theorizing and more talk about real problems.” She acknowledged that women who want equality need to strengthen themselves, and she advised them to take care of their health, be happy by doing meaningful work to help others, develop the habit of thinking about what is right, and persevere through hardships and work for the good of all humanity. She concluded that writing these things a woman was likely to be demolished. Ding had been editing the literary section of the Liberation Daily, but she lost that position because of the controversy and was assigned to work in the country. She married the younger Chen Ming in 1942 during the rectification phase of the party.

Ding Ling worked on land reform in 1946-47. Her 1948 novel The Sun Shines over the Sanggan River is about a struggle for land reform, and it was the first Chinese novel to win a Stalin Prize in 1951. Ding Ling was censured and expelled from the Communist party in 1957 for her past unchaste activities and questionable loyalty, but she was reinstated after Deng Xiaoping came to power in 1978.



Shen Congwen was born on December 28, 1902 in a military family on the western frontier of Hunan where the Miao tribes live. He went to a military school at age thirteen, and two years later he was assigned to a regiment and witnessed 700 decapitations in sixteen months. He was given a set of Dickens translated by Lin Shu. Shen was strongly influenced by Russian, English, and French literature, especially Chekhov, Shakespeare, and Joyce. Shen joined the military again in 1920 and served under the reformer Chen Quzhen in Baojing. He probably witnessed the famine in Yuanzhou that took about 40,000 lives. Shen worked for a newspaper and went to Beijing in 1922 to study, but he lacked the money and education to attend college.

By 1925 Shen was publishing short stories. In his 1930 story “The Husband” a peasant visits his wife on a brothel boat where many peasant wives come to make money. After talking with her “godfather” and seeing her drunken customers, he persuades her to return home with him. Shen became friends with the editor Hu Yepin, and he said that Ding Ling was the only woman who ever called him handsome. When Hu was arrested on January 17, 1931, he and Ding Ling worked to learn where he was and to raise money for his release. After his execution he wrote Remembering Hu Yepin and later Remembering Ding Ling. After four years of courtship Shen married Zhang Zhaohe in September 1933. Shen was criticized by the Communists for his bourgeois views, but his writing was also censored by the Nationalist government. He identified more with rural values than with urban politics. Shen began teaching Chinese, and in 1934 he became a professor at Beijing University. He opposed bringing Confucianism back into education and especially criticized the warlord He Jian. That year Shen wrote in a preface,

I worship vitality and love freedom.
I extol the plucky and the strong in heart.
Any person who is vigorous in his actions or spirit—
who doesn’t jockey for petty advantage
or care about material gain and public prestige—
if he can stiffen his backbone and go his own way,
straight as a ramrod,
then I can accept him as a friend, as a man.
No matter that what he knows is different from what I know,
that his political ideology is opposite to mine,
or that his religious beliefs and mine are in conflict.
I love this kind of person. I respect him.9
During the Japanese occupation Shen Congwen was fairly independent as a professor of Chinese at the Southwest Associated University in Kunming. He revised his stories and wrote The Long River, considered one of his best longer works because of its social criticism and comedy. The story satirizes the “New Life” policy being imposed by Jiang’s Nationalist government in 1934. Shen gradually became a pacifist and opposed the violence on both sides during the civil war. When the Communists came to power in 1949 he declined to leave the mainland because he did not like the Nationalist government either. His writings were banned by Communist China and by the Nationalists on Taiwan, and he never wrote another major work of fiction. Shen survived a suicide attempt, and he was finally returned to public favor in the 1980s. He is considered by many to be one of China’s greatest modern writers.

Pearl Buck
Absalom Sydenstricker and his wife Carie were American missionaries in China. While they were visiting the United States, their daughter Pearl was born on June 26, 1892. They returned to Zhenjiang four months later. Pearl learned to speak Chinese before English; but she was taught to read and write English before she learned to read Chinese. She spent most of the her first forty years living in China except that she attended college in Virginia 1910-14. She married the agricultural economist John Lossing Buck in 1917. Their first daughter had an undiagnosed disease that caused her to be severely retarded her entire life. Pearl wrote The Exile, a biography of her mother in 1922, but she did not publish it until fifteen years later after her father’s death. Her biography of her father, Fighting Angel, was published at the same time. Pearl described him as a religious zealot who had little concern for human feelings. In 1925 she went to Cornell University and earned a master’s degree. During the voyage she began writing her first novel, East Wind: West Wind, which was published in 1930.

Pearl Buck and her husband both taught at Nanjing University, and she was paid as a Presbyterian missionary. In March 1927 invading Guomindang revolutionaries  were killing foreigners, and their family barely escaped from Nanjing with only the clothes they were wearing. In October they moved into a less pretentious house in Shanghai. Her marriage was not happy, and her husband was unfaithful. Pearl became the lover of China’s premier poet Xu Zhimo until he died in a plane crash in November 1931. Pearl’s early stories depicted the changes that were transforming traditional China. In “The First Wife” young Li Yuan studies for seven years in the United States and returns to China with liberal ideas. He leaves his wife who is uneducated and has bound feet, and she hangs herself. “The New Road” describes a Nationalist construction project that displaced a family home and made Jiang Jieshi (Chiang Kai-shek) more unpopular. She wrote four stories about the devastating Yangzi flood in 1931. Pearl gradually fell in love with her publisher Richard Walsh, and after her divorce they would be married.

Pearl Buck’s novel The Good Earth was published on March 2, 1931, and it became the best-selling book in America in the 20th century to that point. Wang Lung is a poor farmer, and his father buys him the slave O-lan as his wife. They work hard, have two sons, and their life improves. During a famine their baby girl is eaten by a hungry dog. They lose the farm, and Wang works pulling a rickshaw; but during revolutionary looting O-lan finds jewels that gives them a new start. They prosper, and Wang buys a great house. He buys Lotus as a concubine, and O-lan becomes ill and dies. Wang lets his uncle and his family live with them, and they have conflicts. In his old age Wang urges his sons not to sell the land. Pearl completed the House of Earth trilogy by writing Sons and A House Divided. The oldest son becomes a landlord, the second son a merchant and money-lender, and the third, Wang the Tiger, joins a band of revolutionaries who plunder the rich and help the poor. In A House Divided the Tiger’s son Wang Yuan rejects his father’s ways and becomes a scholar and a poet. He graduates from an American university, but he comes to realize that his education is useless in China’s chaos.

When Pearl Buck came to the United States she worked for civil rights because she had suffered from racism herself. She had also witnessed overpopulation, and she advocated birth control and equal rights for women. In 1933 she resigned her missionary position. In “The Young Revolutionist,” which she had written for the Presbyterian Mission Board, a revolutionary serves a Christian doctor, showing that the Christianity she favored was more humanitarian than theological. In her 1933 novel The Mother a poor woman is deserted by her husband. Her daughter becomes blind, and the mother experiences sexual frustration. When she yields to the landlord’s agent, she becomes pregnant; but she takes herbs and induces an abortion that makes her sterile. She manages to find a husband for her blind daughter, who is then mistreated and dies. Her younger son becomes a revolutionary, but he is arrested and beheaded.

Pearl Buck was divorced in 1935, and she lived in the United States with her new husband Walsh. She had spent five years translating the original 70 chapters of Shui Hu Zhuan as All Men Are Brothers. She rejected the longer versions because she believed the additional chapters showed the capture of the robbers by the government in order to counter the revolutionary message. In 1939 she published The Patriot about young Wu I-wan who gives up the revolution when he meets bankers in Shanghai. He cooperates with the purge of dissidents, and his father’s influence with Jiang helps him escape to Nagasaki. He marries a Japanese woman, but in 1937 he leaves his family to go back and fight for China. He finds his former revolutionary leader and decides the Communists have the best chance of saving China.

Pearl Buck raised money for hospital supplies in China with her “Book of Hope” campaign. She and Walsh started the China Emergency Relief Committee which provided funds for two medical training facilities to alleviate the desperate shortage of doctors in China. Thirteen of her short stories were published in Today and Forever in 1941. These stories about war and resistance portrayed several heroic women including Golden Flower who led a band of guerrillas. She is compared to the legendary Mulan. Pearl became chairman of China Emergency Relief, and her committee included Henry Luce, John D. Rockefeller, David O. Selznick, and Wendell Wilkie with Eleanor Roosevelt as honorary chairman. They raised several million dollars. She and Walsh bought the magazine Asia and made Pearl president. They expanded it and published articles by Nehru, Lu Xun, Mao Zedong, Tagore, Sun Yat-sen’s widow, and the Chinese ambassador Hu Shi.

Her novel Dragon Seed was published in January 1942. Ling Tan’s family is devastated by the Japanese invasion, and the raping of women in Nanjing becomes a metaphor of Japanese aggression against China. Surviving members of Ling’s family work with their neighbors to resist the Japanese occupation. Jade learns to read, and she manages to poison a gathering of Japanese officers. The novel ends with a speech by Winston Churchill over Free China radio with a promise. Pearl wrote a series of radio plays and broadcast two of them herself in Chinese. Buck’s novel The Promise was published in October 1943, and it depicts the British campaign to build and protect the Burma road so that China can be supplied from outside. Based on historical facts, the imperialistic British demonstrate their incompetence and lack of concern for the Asians. Escaping British cross a bridge and destroy it, leaving the Chinese behind to be massacred. They drop leaflets in English that few in Burma can read. Pearl’s novel prophesies that Asian nations will become independent of British imperialism.

In Pearl Buck’s 1946 Pavilion of Women the prosperous Madame Wu tells her husband that she is moving to a separate room to live for herself; she provides a concubine for him. She becomes interested in an excommunicated Catholic priest who is a humanitarian. Her 1956 novel Imperial Woman tells the historical story of the powerful Empress Cixi from the Taiping rebellion through the Boxer uprising. In The Living Reed (1963) Pearl recounted the history of Korea from its 1883 treaty with the United States to its divided liberation from Japan in 1945 through four generations of a family. The Pearl S. Buck Foundation was established to help Amerasian children and for other charitable purposes, and Pearl donated about $7 million. She had been assisting in the adoption of Asian children for many years. The Three Daughters of Madame Liang (1969) describes the repressive Cultural Revolution that tried to purge intellectuals.

China at War 1937-1949
Notes
1. Quoted in Mao by Philip Short, p. 222.

2. Ibid., p. 278.

3. Quoted in China from the 1911 Revolution to Liberation by Jean Chesneaux et al, p. 232.

4. Selected Works of Lu Hsun, Volume 2 tr. Yang Hsien-yi and Gladys Yang, p. 338.

5. “What Happens after Nora Leaves Home?” by Lu Xun in Silent China tr. Gladys Yang, p. 151.

6. “The Revolutionary Literature of the Chinese Proletarian and the Blood of Its Pioneers” by Lu Xun in Silent China tr. Gladys Yang, p. 175.

7. Quoted in The True Story of Lu Xun by David E. Pollard, p. 168.

8. Midnight by Mao Tun, p. 6.

9. “Preface to Under the Eaves of Others” in The Odyssey of Shen Congwen by Jeffrey C. Kinkley, p. xiv.

Copyright © 2007 by Sanderson Beck
This chapter has been published in the book EAST ASIA 1800-1949.
For ordering information, please click here.

Qing Decline 1799-1875
Qing Dynasty Fall 1875-1912
Republican China in Turmoil 1912-1926
Nationalist-Communist Civil War 1927-1937
China at War 1937-1949
Korea 1800-1949
Japan's Modernization 1800-1894
Imperial Japan 1894-1937
Japan's War and Defeat 1937-1949
Philippines to 1949
Pacific Islands to 1949
Summary and Evaluation
Bibliography
ETHICS OF CIVILIZATION Index
BECK index
级别: 管理员
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BECK index
                          China at War 1937-1949
by Sanderson Beck
Japanese Invasion of China 1937-38
Fighting the Japanese Occupation 1939-41
China's War with Allies 1942-45
Jiang, CCP, US, and USSR 1945-46
Nationalist-Communist Civil War 1946-49
Mao Zedong's Political Philosophy
This chapter has been published in the book EAST ASIA 1800-1949.
For ordering information, please click here.

Japanese Invasion of China 1937-38
Nationalist-Communist Civil War 1927-1937
On the night of July 7, 1937 while some Japanese troops were engaged in maneuvers at the Marco Polo Bridge about ten miles west of Beiping (Beijing), some Chinese fired shells where they were assembled. A Japanese officer thought a missing soldier had been captured, and he ordered Wanping searched. When permission was not granted, he ordered the city bombarded and occupied on July 8. The next day Chinese troops near that railway junction attacked the Japanese without success. After several days of arguments and negotiations by the local commanders and the governments, the Japanese War Ministry mobilized five divisions in Japan, and Jiang Jieshi (Chiang Kai-shek) sent four divisions to Baoding in southern Hebei. Japanese troops from Manzhouguo (Manchuria) invaded northern China. The Chinese general Song Zheyuan signed an agreement to withdraw his troops from Wanping on July 19. Six days later fighting broke out around the Marco Polo Bridge, and Japanese troops seized the bridge. On July 27 Prince Konoe Fumimaro proclaimed his determination to solve the conflict. To save its historic relics and art, the Chinese evacuated Beiping on July 28, and two days later Japanese forces also occupied Tianjin. That day Jiang declared that he would lead the masses in a national struggle to the end, and one week later he and his top advisers decided to wage all-out war.

On August 11 Jiang Jieshi sent 80,000 men from his German-trained divisions into Shanghai, and two days later fighting began on both sides. On August 14 China’s air force bombed Japanese warships anchored at Shanghai. The planes’ bombs missed their targets and killed hundreds of civilians in Shanghai. Japan had 12,000 troops there, and they were reinforced from the Yangzi River. Japan sent fifteen more divisions to north and central China. Jiang had ordered factory equipment removed from Shanghai on August 10, and 15,000 tons from 146 factories were moved during the fighting by 2,500 workers. The Chinese forces tried to overcome the Japanese in Shanghai in late August, but they were on the defensive in September and October, losing 250,000 soldiers compared to 40,000 Japanese casualties. In November the French priest Jacquinot de Bessage provided a neutral area in Shanghai for some 450,000 Chinese refugees whose homes had been destroyed by the Japanese.

In the northwest Yan Xishan’s Shanxi army defended Niangziguan, but the Shanxi capital Taiyuan fell on November 9. Communists led by Lin Biao won a strategic victory at Pingxingguan in late September, killing about 500 Japanese; they gained a hundred trucks but only a hundred rifles and no prisoners because the remaining Japanese destroyed their equipment and committed suicide.

The Japanese broke through the Chinese lines with an amphibious landing at Hangzhou Bay south of Shanghai, and on November 11 the Chinese began to retreat toward Nanjing. Tokyo sent German diplomats to mediate a settlement. Jiang believed world opinion was on his side; but the League of Nations took no action, and his signing a non-aggression pact with the Soviet Union had no effect. Meanwhile in the north Japanese forces had taken over Baoding in September, Shijiazhuang in October, and Taiyuan in November. Japan also occupied the Shandong peninsula, taking Qingdao in August and Jinan in December. Governor Han Fuju abandoned Shandong, and Jiang had him executed.

Jiang Jieshi ordered the former warlord Tang Shengzhi to hold Nanjing no matter what. Japanese planes dropped leaflets on the city promising to treat civilians well while Chinese soldiers were killing and robbing people to get civilian clothing and escape. After Jiang refused to agree to a cease-fire, the Japanese began bombing on December 10. About half the population of 600,000 or more had left Nanjing before the Japanese army arrived. The Presbyterian missionary W. Plumer Mills had learned of Bessage’s neutral zone, and the Americans and Europeans organized a safety zone that included Nanjing University, Ginling Women’s Arts and Science College, the American embassy, and Chinese government buildings. The German businessman John Rabe, leader of the Nazi party in Nanjing, established the International Committee for the Nanjing Safety Zone on November 22, and three days later he cabled Adolf Hitler to ask him to intercede with the Japanese government to respect the neutral zone for the noncombatants. After the telegrams the Japanese confined their bombing to military targets. More than one hundred thousand people crowded into the Safety Zone.

Having no plan for withdrawal, Tang suddenly abandoned the city on December 12. Japanese troops entered Nanjing the next day, and for the next seven weeks they killed at least 30,000 Chinese soldiers and slaughtered most of the civilians not in the safety zone while burning much of the city. Somewhere between 20,000 and 80,000 women were raped or taken away as slaves for military brothels. After the war the International Military Tribunal of the Far East that tried the war criminals estimated that more than 200,000 Chinese civilians and prisoners of war were massacred by Japanese soldiers in and around Nanjing. The Japanese government tried to keep these atrocities secret from the public at home. Some of the men in the Safety Zone were ex-soldiers, and the Japanese dragged them from the zone and executed them. The Japanese made a second treaty proposal on December 22 with harsher demands that Jiang also rejected. Jiang and Yan Xishan approved the Communist base in the Jin-Cha-Ji border region on January 22, 1938, but that was the first and last Communist base behind enemy lines that the Nationalists recognized.

The Chinese forces fled southwest and up the Yangzi River to Wuhan while the Japanese advanced and attacked the railway junction at Xuzhou. In April 1938 General Li Zongren led a tough defense that killed 30,000 Japanese troops before retreating and giving up the city of Xuzhou on May 19. The Japanese marched toward Kaifeng while Jiang ordered his engineers to destroy the dikes of the Yellow River in June, causing a huge flood that delayed the Japanese for three months and destroyed more than 4,000 villages, making more than two million people homeless. The Yellow River had been flowing into the Yellow Sea north of the Shandong peninsula since the 1850s, but this changed its course back to the south through Jiangsu.

From Kaifeng the Japanese followed the railway south and began attacking the tri-city area of Wuhan in the late summer of 1938. Jiang had his headquarters there but moved the capital to Chongqing in Sichuan. After Japan made an alliance with Nazi Germany, Stalin sent Russian pilots to help China from the Lanzhou base in Gansu. The Chinese lost more than a hundred planes and suffered 200,000 casualties defending Wuhan, which was devastated. The Japanese entered the city on October 25, four days after their navy and marines had taken Guangzhou (Canton). Jiang retreated with a scorched-earth policy, and Changsha was burned in November. Nearly five hundred private factories were moved to western China. The Government gave private industrialists incentives that included guaranteed profits for at least five years, low-interest loans, and free factory sites. The Japanese bombed universities in the major cities or looted them and converted them for their own uses as barracks, brothels, hospitals, and stables. Only six colleges and vocational schools remained in Japanese territory; 52 fled to the interior, and 25 moved to foreign concessions or Hong Kong. The refugees from the east were given most of the government and skilled jobs as the natives in the west suffered discrimination.

Japan had gained China’s wealthy eastern cities and its most fertile farmland, and they exploited the puppet states of Manzhouguo (Manchuria) and the Inner Mongolian Federation (Chahar and Suiyuan) for their military and industrial resources. Japanese forces set up local governments south of the Great Wall under the Provisional Government of the Republic of China (Hebei, Chahar, Suiyuan, Henan, and Shandong). Zhang Xueliang’s financial adviser Wang Kemin was made chairman of the executive committee in Beijing on December 14, and the North China Development Company took over various industries that had been managed by Japanese corporations and iron and coal mines, steel factories, and harbors. The Japanese formed the North China Transportation, Telephone, and Telegraph Companies, and a new Federal Reserve Bank tried to undermine the Chinese paper money. Japanese troops searched the foreign concession areas for terrorists and reduced foreign trade from US $31 million per month to US $18 million while retaining the revenues of the foreign customs in Japanese banks.

After Nanjing fell, Japan organized a fourth puppet government in central China over Jiangsu, Zhejiang, and Anhui, making the pro-Japanese Liang Hongzhi president of the executive bureau in Nanjing on March 28, 1938. The Central China company had less than a third of the capital of its northern counterpart and tried to repair the damaged railways. After collaborators were assassinated in Shanghai’s International Settlement, Japanese troops occupied the area. The puppet governments were mostly supported by businesses and landowners, and the urban unemployed out of poverty joined their puppet armies. Many Japanese civilians came to China to make money, 220,000 from the Kobe port in 1939.

Yan Xishan still ruled most of Shanxi. Outer Mongolia, Xinjiang, Qinghai, and Tibet were also independent. Jiang’s Guomindang governed a large area in the south (except around Guangzhou), and the Chinese Communist Party (CCP) controlled a northern area around Shaanxi. Hundreds of thousands of Chinese fled into these two areas to join the united front against the Japanese. Workers transported machinery and spare parts to factories. Students from Beijing and Tianjin brought their books to the Consolidated University at Kunming in Yunnan. Many stayed in Shanghai but continued to publish and teach. Zhou Zuoren, brother of Zhou Shuren (Lu Xun), had been saved by the Japanese in 1927, and he became a dean at Beijing University and then the director of the Bureau of Education of the Provisional Government.

In April 1938 a Guomindang provisional national congress met at Wuhan and confirmed Jiang Jieshi as director-general; he was the supreme leader over the party, the government, and the military. On April 16 in an Easter radio broadcast he explained that he believed in Jesus because he was the leader of a national revolution, a social revolution, and a religious revolution. During the war the government was run by Jiang as chairman of the Military Affairs Committee. A Three People’s Principles Youth Corps was created to train young men for war and reconstruction. A People’s Political Council was formed, but it was only advisory. The Outline of Resistance and Reconstruction set the goals to establish local governments, ally with countries opposed to the imperialists, train people for the military with political indoctrination, adopt a planned economy for national defense, move factories and colleges to “free China,” and encourage scientific education. This plan was approved by the National Social Party and the Youth Party. The Communist Party accepted it but had their own program. The People’s Political Council met in July and included 80 Guomindang members, 70 independents, and 50 Communists and others. After 1939 it did not have much influence.

After pursuing the Communists on the long march, the Guomindang had tried to break the power of warlords in Sichuan and reformed the provincial government by simplifying taxes, building roads, and suppressing opium cultivation. A drought there in 1936 caused a famine that killed thousands in early 1937. Sichuan cities had food riots, and banditry increased. On December 8 Jiang flew from Wuhan to Guilin and made Chongqing his new capital in Sichuan. He confirmed Long Yun in Kunming as the governor of Yunnan. The Japanese took control of the shipping on the Yangzi River and pressured the French to stop the arms shipments north on the railway from Hanoi. Cut off from the outside world, Jiang ordered the Burma Road built from Kunming to Mandalay using conscript labor. The road opened on December 2, 1938. Jiang began the war with an army of 1,700,000 men who were poorly trained and supplied. About 300,000 had been trained by Germans, but only 80,000 of them were fully equipped with German weapons.



In September 1937 the Communists in Yan’an agreed to follow Sun Yat-sen’s three principles of nationalism, democracy, and socialism; give up the rebellion, forming soviets, and confiscating land; renounce the Shaanxi Soviet’s autonomy; and put their renamed Eighth Route Army nominally under Nationalist command. Actually the commanders Zhu De and Peng Dehuai were under Yan Xishan of Shanxi. They were following the current Comintern policy of forming alliances to fight fascism. The party line was that they could not fight a civil war and the Japanese at the same time; national independence would have to come first. However, Mao insisted that the Communist party leadership must remain independent. No more than one-third of government officials were to be CCP members, but Mao suggested a second third could be “left progressives.” On November 29, 1937 a plane brought Wang Ming to Yan’an as Stalin’s representative to get the Communists to cooperate with Jiang in the united front. Mao published “A Key to Solving the Present Situation” in December. Communists still in central China formed the New Fourth Army with 10,000 troops in December under the command of Ye Ting and Xiang Ying. Local areas had their own regular armed forces and militias of men and women who also had jobs. They also gained support from traditional secret societies such as the Elder Brothers’ Society and the Red Spears.

The popularity of the united national front enabled the Chinese Communist Party (CCP) to increase its membership from 40,000 in 1937 to 200,000 in 1938 and to 800,000 by 1940. The Red Army had a similar expansion, increasing from about 45,000 in 1937 to more than 180,000 in 1938 and 500,000 by 1940. Instead of expropriating land, the CCP reduced rent and graded taxes to discourage rich landlords and help poor peasants. They fulfilled Sun Yat-sen’s pledge to lower rents by 25% from 50% of the harvest to 37.5% while the Guomindang ignored this policy. They organized the Resist Japan University in Yan’an, and its graduates started cadre schools in the base areas. The Marxist-Leninist Wang Ming was put in charge of the United Front Work Department in Wuhan in 1938, but his Wuhan Defense Committee and CCP newspaper were shut down in August. The CCP published Liberation in Yan’an, and in the summer of 1941 it became the Daily Liberation. Their New China Daily appeared in Nationalist areas, but it was censored. In May 1938 Mao wrote “Problems of Strategy in Guerrilla War Against Japan” and “On Protracted War.” After the plenum in late 1938 Liu Shaoqi became the highest CCP authority in central China, and the New Fourth Army began expanding north of the Yangzi River. Liu developed flexible policies for winning over the people while harassing the Japanese.

Fighting the Japanese Occupation 1939-41
In August 1937 the Soviet Union had offered China a loan of US $50 million for 1937, US $50 million for 1938, and US $150 million for 1939 at only 3% interest. They would also send pilots and planes if China would agree not to attack the USSR in a non-aggression pact. Russia sent 1,000 planes, 2,000 pilots, and 500 military advisors by the end of the 1939. Very little of the Soviet aid went to the Communists through Xinjiang and Gansu. The aid to Chongqing ended in April 1941 when the USSR signed a neutrality pact with Japan. The United States sent US $50 million for currency stabilization and US $120 million for non-military uses. Britain provided US $78.5 million and France US $15 million. The United States also continued its silver purchases, and these gave China US $252 million in cash. The Americans did not stop selling Japan oil, scrap iron, automobile parts, metals, cotton, and wood pulp until their commercial treaty ended in July 1939. The Guomindang sent military officers to Germany for instruction up to 1941.

Jiang Jieshi’s German and Italian military advisors had left China in 1938, and Japanese bombers had destroyed China’s airplane factories. In 1939 the Japanese advanced south and took over the Guangxi capital Nanning and the Jiangxi capital Nanchang, and they occupied the island of Hainan. Chongqing had little defense against Japanese air attacks, and regular Japanese bombing began in May 1939, killing 4,400 in the first two days. In the next three years the Japanese bombed Chongqing 268 times. The Chinese dug underground shelters, and partisans behind Japanese lines provided early warnings by radio. A US flyer named Claire Lee Chennault urged Jiang to purchase modern planes from the United States. In 1940 Jiang sent Chennault to Washington with T. V. Soong. They and China’s ambassador Hu Shi persuaded President Franklin Roosevelt to ship China one hundred P-40 fighters. American volunteers flew for the famous Flying Tigers and were given $500 for each plane they shot down.

Wang Jingwei had failed to convince the governor of Yunnan to secede from the Nationalists, and on December 18, 1938 he flew from Chongqing to Hanoi to try to develop a peace plan. Four days later Japan’s Prince Konoe announced a new Chinese regime that would cooperate with Japan and fight the Communists. When Wang urged Jiang to accept, Jiang had him expelled from the Guomindang. Wang signed eight agreements with Japan, and he urged the Chinese to be friendly with Japan as Sun Yat-sen had been. In March 1940 Wang Jingwei accepted a position in Japan’s government over central China in Nanjing. When Wang died in 1944, he was replaced by Chen Gongbo.

Dai Li increased his Guomindang secret agents to about 50,000 by the end of the war, and he was supported by 600,000 Blue Shirts. His secret service competed with the old secret society of Elder Brothers (Gelaohui) for the drug traffic. Dai Li maintained a radio link to Zhou Fuhai, who was the head of the puppet government in Nanjing. When the war ended, Chen Gongbo and Zhou Fuhai were arrested and executed as traitors. Those who did not like Jiang’s policies formed the Federation of Democratic Parties in March 1941 as a coalition of the China Youth Party, the National Socialist Party, the Third Party, and the National Salvation Association. In 1942 the Nationalist government reorganized the People’s Political Council, and these critics were excluded. The Guomindang gained a majority, and the Communists stopped attending.

Japanese forces seized the Yangzi River port at Yichang in June 1940 to block rice shipments to central China and build an air base. That month France stopped the rail service from Hanoi to Yunnan, and three months later the Japanese occupied Tonkin. China was cut off from the outside world in July as British prime minister Winston Churchill yielded to Japanese pressure to close the Burma Road to all military supplies for three months; but at the end of that period he ordered it opened again. In northern China the Japanese claimed that 70,000 Nationalist troops defected in a year and a half.

In March 1939 the Communists formed the border region government called Shaan-Gan-Ning for Shaanxi, Gansu, and Ningxia, and later they established the Jin-Cha-Ji government for Shanxi, Chahar, and Hebei. Shaan-Gan-Ning remained the only base that was not in territory controlled by the Japanese. The other bases did not receive Nationalist subsidies and had to be self-sufficient. The Guomindang Central Committee restricted the CCP in early 1939. Military clashes began in the summer, and Jiang sent troops to blockade the Communists in the northwest from Xinjiang and Soviet Central Asia. By then the CCP had established about fifteen bases in the enemy territory of the Japanese.

Liu Shaoqi gave a series of lectures on “How To Be a Good Communist” in July at the Institute of Marxism-Leninism in Yan’an. Like Mao, he taught that they must cultivate themselves and steel themselves in their practice. They should become unselfish and intelligent Communists and practice mutual love. They should search for the truth from concrete facts and work for the good of the whole, putting the party’s interests above personal problems. A good Communist will be the first to suffer hardship and the last to enjoy oneself, will face difficulties with the greatest sense of responsibility, with moral courage will resist corruption by money or honors, will resist vacillation despite poverty, and will refuse to yield to threats of force. A comrade does not fear criticism from others and courageously criticizes others with sincerity.

The New Fourth Army consolidated its position in the Lower Yangzi region. In November and December more than 30,000 troops went over from Yan Xishan’s armies to the Communists. Mao Zedong enunciated the policy of resisting when it was justified or expedient but restraint from going too far. He gave a series of courses at the Yan’an Military Academy on guerrilla strategies that included daily attrition, harassment, sudden dispersal, and concentration of forces. Mao started The Communist newspaper in October 1939. His book On New Democracy was published in January 1940 and described four classes that included peasants, intellectuals, and even a few “national capitalists” as well as workers.

The Communists organized elections by village, canton, district, and region, and everyone over eighteen could vote. One-third were to be Communists, one-third leftists, and one-third liberal democrats. In the 1941 elections in the Yan’an zone the 10,926 representatives included 2,801 Communists. Anyone could participate in economic and military decisions. Villages had self-defense militias. The Communists allowed decentralization in liberated areas. Political cadres were expected to spend some of their time in farming or crafts. Mao himself grew tomatoes and tobacco. Most belonged to large organizations such as the Workers Organization, the Youth Association for National Salvation, and the Association of Women. The women defended each other from arranged marriages and dominating mothers-in-law. Only 8% of the elected leaders were women. Foreign visitors to Yan’an were impressed by the frugality and brotherhood. The liberated zones were blockaded by the Japanese and the Guomindang troops and had to learn to produce what they needed. The area cultivated in the Shaan-Gan-Ning zone increased from 9 million mou in 1936 to 12.5 million mou in 1942. Cotton production went from 7,370 bales in 1938 to 104,302 in 1943. Schools were established, but in 1940 only 1,341 schools had 43,265 students for the two million people in the Shaan-Gan-Ning base area.

Guomindang and CCP representatives began negotiating in June 1940 over operating zones. The Communists launched a series of offensives against the Japanese in 1940 from August to December. On August 20 about 40,000 men of the Eighth Route Army attacked the major railways and roads in northern China. The Jingxing coal mines were also severely damaged and stopped production for almost a year. In October the Communists defeated a larger force led by Han Deqin in north Jiangsu. In this campaign they killed or wounded 20,000 Japanese troops and 18,000 collaborating Chinese soldiers. Japanese counter-attacks had orders to “kill all, burn all, destroy all,” and they wiped out entire villages. Thousands of Chinese prisoners were taken to Manzhouguo to work. The CCP’s Eighth Army lost 100,000 men from casualties and desertion. The population under CCP control fell from 44 million to 25 million.

Jiang Jieshi (Chiang Kai-shek) did not want the CCP’s New Fourth Army in Jiangsu, and he ordered them to move north of the Yangzi River by the end of December. Mao ordered Xiang Ying to evacuate on December 25, but he and Ye Ting did not start moving until January 4, 1941. Three days later they were ambushed in the mountains by 40,000 Nationalist forces. In six days of fighting 4,000 Communist troops were killed along with 5,000 civilians. Some of those arrested were also shot while others were taken to prison camps. Xiang escaped but was killed later by bodyguards over gold reserves they had taken. On January 17 Jiang ordered the New Fourth Army disbanded, and its commander was arrested. The CCP appointed a new commander and reorganized the New Fourth Army in six areas north of the Yangzi; a few months later they also sent guerrilla fighters south of the river where they had been before. Jiang reacted by imposing an economic blockade on the Shaanxi government, stopping salt shipments, and ending subsidies for the New Fourth Army. CCP members refused to attend the People’s Political Council.

Chinese troops blockaded the Communists in the northwest, and 50,000 Japanese troops attacked them south of Shanxi in May 1941. The Chinese were routed and retreated across the Yellow River. In July the central Nationalist government took over the collection of land taxes from the provinces and assessed them in rice, wheat, barley, or cotton; but tax revenues were only 11% of war-time expenditures. As inflation increased the salaries of officials and soldiers lost most of their value, increasing peculation. The Communists also suffered from the disrupted economy and high inflation which began accelerating in 1940. The CCP had to impose taxes but still exempted the poorest fifth of the peasants. Grain taxes in 1941 were twenty times what they had been in 1938.

In July 1941 Liu Shaoqi gave a series of lectures “On Inner-Party Struggle.” He said that comrades should consider inner-party struggle a great responsibility and remember the adage that one must correct oneself before one can correct others. A sincere and educational attitude helps one achieve unity in ideology. Criticisms should not be excessive or abusive name-calling. They must first make clear the facts, the points at issue, and the cause of the errors, then they can discover who causes the errors and who is responsible. If they do not agree, anyone may appeal the case to a higher authority. After discussion an issue may be decided by a majority. The minority can maintain their opinion but must accept the decision. Criticisms should be presented to the appropriate party organization and not be talked about casually among the masses. The interests of some should be subordinated to those of the whole, and immediate interests should be subordinated to long-term goals. Everyone must submit to reason.

China's War with Allies 1942-45
After the Japanese tried to cripple the American navy with its surprise attacks on December 7, 1941, the United States declared war on Japan and made China one of the big four allies along with Britain and the Soviet Union. The US had granted China only $26 million in lend-lease supplies in 1941, and the closed Burma Road made delivering lend-lease in 1942 difficult. T. V. Soong gained a loan of $500 million. The US lend-lease credits to China were $49 million in 1943 and $53 million in 1944, but they jumped to $1,107 million in 1945. Excessive borrowing and paper money let Chinese inflation go out of control. In 1937 the US dollar was equal to three Chinese dollars, but this ratio increased to 6.5 in 1938, 16 in 1939, 98 in 1943, 680 in 1944, and 3,250 in 1945. Yet during the war China maintained an exchange rate of twenty to one. This created an enormous subsidy in the last year of lend-lease. The great families accumulated rich reserves of American dollars in the United States, and H. H. Kung became the richest man in China.

President Roosevelt appointed General Joseph Stilwell as liaison to Jiang Jieshi and American commander in the China-Burma-India theater. The Flying Tigers were incorporated into the Fourteenth Air Force, and Chennault was made a general. The United States had 1,255 troops in China by the end of 1942. This increased gradually to 32,956 in January 1945 and to 60,369 by August. Nationalist troops defeated a massive Japanese attack in Hunan. Japan had forty percent of their forces in China. The Nationalist army increased to more than 3,500,000 men, but they did less and less fighting as indicated by their figures for the dead which decreased from 340,000 in 1940 to 145,000 in 1941 to 88,000 in 1942, and 43,000 in 1943. Provincial armies complained that Jiang kept the best lend-lease equipment and supplies for his own forces. Poor harvests and a drought led to a terrible famine in 1942 in Henan; more than two million people died while three million left the province. About 50,000 peasants rebelled in 1943 and took over southern Gansu.

Japanese forces severed the Burma Road at Lashio in April 1942, and Jiang lost many of his reserve troops in the Burma campaign. Chongqing became as isolated as Yan’an except for air travel over the Himalayas from India. Stilwell developed training programs for the Chinese army. From 1941 to 1943 the Japanese built thousands of blockhouses, trenches, stonewalls, and surveillance posts to protect their occupied towns. Japanese soldiers were sent out to “clean up” the liberated areas by killing people and burning houses. In May 1942 more than 50,000 people in central Hebei were killed or arrested. The Communists responded with guerrilla attacks, but their forces declined to about 300,000 men. In 1942 fifteen Nationalist generals defected to the Japanese with about a half million men. Jiang let deserters go so that the Japanese would have to feed them. The number of generals defecting jumped to 42 in 1943, and hundreds of thousands of troops went over and protected the Japanese from Communist guerrillas. In 1943 the Japanese attacked the “rice-bowl” in western Hubei; the Chinese lost more than 70,000 men while Japanese casualties were less than 4,000.

In 1942 Xinjiang’s Governor Sheng Shicai broke with Moscow and expelled the Soviet military advisors and civilians while massacring Chinese Communists, including Mao Zemin, brother of the famous Mao Zedong. Sheng sought support from the Guomindang, and in 1943 their troops replaced the departing Soviets. In August 1944 Sheng reinstated martial law and had Guomindang officials arrested. The Guomindang had Sheng flown to Chongqing. Wu Zhongxin was made chairman of the Xinjiang government, but the Kazakhs in the north led a revolt, and the Eastern Turkestan Republic was proclaimed in November 1944 under Ahmadjan Qasimi with Ali Khan Türe as the nominal president in Uzbek. They captured Guomindang garrisons in the Ili Valley in January 1945.

In 1942 the Nationalist government monopolized the distribution of salt, sugar, tobacco, and matches. Newspapers were censored, and prominent professors were suspended or arrested for criticizing the bureaucratic capitalism of the Guomindang tutelage. Minister of Education Chen Lifu applied his anti-Communist policies to control the curriculum and textbooks. Notable exceptions were at Southwest Associated University in Kunming, Yunnan, where Long Yun governed, and at Guilin in Guangxi. The 1942 National Mobilization Act suppressed opposition and helped regulate labor. In March 1943 Jiang Jieshi published his authoritarian views in China’s Destiny. The book was edited by Tao Xisheng who went over to the Japanese for a while with Wang Jingwei; but it was not translated into English so as not to ruin Jiang’s liberal reputation promoted abroad. T. V. Soong and Madame Jiang Jieshi went on public relations tours of the United States.

The Communists took more control over local governments and sent cadres into rural areas to purchase grain and advance credit. They criticized and punished landlords, loan sharks, and corrupt officials. On February 1, 1942 at an assembly in Yan’an of one thousand party cadres Mao launched his Rectification Campaign that criticized “subjectivism, sectarianism, and party formalism.” Mao spoke on art, literature, and the role of intellectuals in May. Self-examination was demanded, and some were transferred from powerful positions to menial jobs. Instead of punishing people, the idea was to get them to change themselves. Ding Ling had written stories criticizing the insensitivity of the cadres toward women, and she was sent to work in the countryside. Zhao Shuli published stories and plays about peasants in plain language.

Kang Sheng, who had arrived from Moscow with Wang Ming in 1937, became loyal to Mao and went after the dissidents in another purge that arrested hundreds, including Wang Shiwei, and expelled 40,000 party members. Mao in December published “Economic and Financial Problems” in which he suggested pragmatic rural reforms. Zhou Enlai complained about Kang’s charges, and Ren Bishi sent Mao a secret report. Mao became chairman of the Politburo in March 1943. Liu Shaoqi began to develop the cult of Mao’s leadership in July, and Mao’s portrait was painted on many public buildings. Liu attacked the Fourth Plenum and compelled those who had been associated with Wang Ming to criticize themselves, including Zhang Wentian and Zhou Enlai. Mao admitted in December that they should not kill party members and that most should not be arrested. They realized that most of those accused were innocent, and they were rehabilitated. In 1944 Mao became chairman of the entire Communist Party in China with Liu Shaoqi as number two and Zhou Enlai as third. Commander-in-Chief Zhu De ranked fourth and Ren Bishi fifth.

After a century of imposing the extraterritoriality system on China, the Allies ended the “unequal treaties” in January 1943, though this did not affect Americans until the war ended. In March the Japanese took their foreign enemies from Beijing and put them in an internment camp at Weixian. Americans and Europeans in Shanghai were interned in central China, and 16,000 refugee Jews were forced to sell their property and were guarded in a ghetto.

In 1943 the Communists demanded legal status and military expansion, and talks with the Nationalists broke down. By the end of the year their chief negotiator, Zhou Enlai, had left Chongqing. New talks began at Xi’an on May 4, 1944, but the Communists demanded more army divisions. Jiang sent more troops to blockade the Communist areas in the northwest. When Patrick Hurley visited Yan’an in November, he reported back to Roosevelt that they were striving for democratic principles. The Union of Comrades for Unity and National Reconstruction started in 1939 and became the League of Democratic Groups in 1941.

On September 6, 1943 General Stilwell urged Jiang to lift the blockade on the Communist areas that was using 400,000 of his troops. During General Patrick Hurley’s visit Stilwell went against his advice and on September 19 gave Jiang a message from Roosevelt requesting that he give Stilwell unrestricted command or accept responsibility for the deteriorating military situation. Jiang reacted by asking for Stilwell to be recalled. Stilwell agreed to stop using Communist forces. Hurley reported that Stilwell’s attitude was the problem between Roosevelt and Jiang, but he was not recalled until October 19, 1944.

The Americans persuaded the Soviet foreign minister Vyacheslav Molotov to let China sign the Moscow Declaration on November 1, 1943 in which the Four Powers promised to prosecute the war unceasingly to victory without making any separate treaties with their enemies. Jiang Jieshi met with Churchill and Roosevelt at Cairo in December, and they agreed that Manchuria and Taiwan should be controlled by China after the war. General Stilwell and the British led retrained Chinese troops against the Japanese in northern Burma and constructed a new road from Ledo to the Burma Road. Roosevelt supported the strategy of air force bombing, and Chennault supervised tens of thousands of Chinese laborers to expand the airfields east of Chongqing. In June 1944 American B-29 bombers began attacking Japanese targets in Bangkok, in Manzhouguo and on the islands of Kyushu, Sumatra, and Taiwan.

In the spring of 1944 Japan’s Ichigo offensive defeated 400,000 men in Henan under Guomindang general Tang Enbo in a few weeks with only 50,000 troops. Tang was especially hated for letting his troops pillage while tens of thousands of Henanians were starving. The Japanese moved south and took Changsha on June 18. They entered Guangxi and by November had seized the airfields in Guizhou and Liuzhou. Chinese peasants in Guangdong had suffered so much from famine and enforced tax collections that they attacked the retreating Chinese troops. During this offensive the Nationalist Chinese forces suffered nearly a half million casualties, not counting civilians, and they lost a quarter of their factories. Opposition groups formed the China Democratic League in September, but these intellectuals lacked a popular base.

Americans were horrified by the misery that resulted from the labor conscripted by the Guomindang armies. Jiang’s ordering random executions of recruiting officers had not stopped the abuses. About three quarters of a million Chinese men who had been drafted in 1943 either deserted or died while traveling to their units under miserable conditions. About fourteen million Chinese men were drafted between 1937 and 1945, but more than eight million deserted or died from causes other than battle. The draft was supposed to be by lottery, but often peasants were pressed into service, roped together, and marched hundreds of miles to their units with little food and no medical care. The number of recruits who died in this way during the war has been estimated at more than a million. General Wedemeyer found that lack of food made most of the Chinese soldiers ineffective. The entire Chinese army had only 2,000 qualified doctors, and most seriously wounded soldiers died. Students were exempt from conscription, and university enrollment increased from 42,000 in 1936 to 79,000 in 1944. However, military education for officers deteriorated as the percentage of academy graduates among the officers declined from eighty in 1937 to twenty in 1945.
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In June 1944 Vice President Henry Wallace visited Chongqing and urged American visits to Yan’an. Jiang reluctantly agreed to a United States Observer Group in Yan’an. The next month Col. David Barrett led a group of seventeen military observers and two from the foreign service called the Dixie Mission to get information and help downed American pilots. President Roosevelt wanted Stilwell to be commander of all Chinese forces; but Jiang objected, and Stilwell was replaced by General Albert Wedemeyer in October. Roosevelt’s special envoy Patrick Hurley went to Yan’an in November and signed a five-point draft agreement with Mao Zedong calling for a coalition government, CCP representation on the United National Military Council, legal status for the CCP, civil rights, and unified armed forces. Jiang Jieshi rejected this and countered with acceptance of Sun Yat-sen’s Three People’s Principles and the Communists’ turning their troops over to the Nationalist government in exchange for legal status, a place on the National Military Council, and some civil rights.

The next month Wedemeyer proposed an alliance with the Communists, but this was rejected by Jiang. Two other plans to assist the Communists in fighting the Japanese were also blocked by Jiang. CCP negotiator Zhou Enlai left Chongqing for Yan’an on December 9. Hurley became ambassador to China, and both he and Wedemeyer were anti-Communist and prohibited collaborating with any Chinese political parties. When Col. Barrett tried to revive the agreement, Mao sent him a message complaining that the Americans were trying to get them to sacrifice their freedom. He asserted that, unlike Jiang, they needed no nation to prop them up. Mao’s 200-page report On Financial and Economic Problems of the Border Region explained how self-reliance enabled civil servants and soldiers to produce their own food, reducing public expenditures. He noted that Nationalist finances were on the verge of collapse.

The Communists’ counter-offensive expanded in 1944 and 1945. The peasants organized self-defense forces and militias. Mao began urging his comrades to work in the big cities. In 1944 the Communist general staff claimed they captured 5,000 small forts, killed or wounded 260,000, and captured 60,000 while 30,000 puppet soldiers came over to their side. The Eighth Army took over some cities several times, mostly for propaganda purposes. By the end of the war the Communists claimed 950,000 square kilometers in 19 liberated zones. Their regular armies had 910,000 troops, the militias 2,300,000, and the village self-defense units 10,000,000. In the fall Mao persuaded some American colonels that they would serve under an American general if they received military aid; but when the anti-Communist Hurley heard of these negotiations, he ended them and demanded an investigation.

A conspiracy against Jiang Jieshi fell apart in January 1945 when Long Yun of Yunnan was bought off with American lend-lease supplies for three of his divisions. Hurley persuaded Zhou Enlai to return to Chongqing on January 20, 1945, but he did not stay long. In February at the Yalta conference President Roosevelt and Stalin agreed that the Soviet Union would enter the war against Japan within three months after Germany’s defeat; they would support Jiang as China’s leader and recognize Chinese sovereignty in Manchuria. However, the agreement also safeguarded Soviet interests in Manchuria. Stalin promised that Russia would not help the CCP fight the Nationalists. Jiang sent T. V. Soong to Moscow to confer with Stalin, who promised to support Jiang as China’s leader, not aid his enemies, begin evacuating Soviet troops from Manchuria three weeks after Japan’s surrender and complete the withdrawal in three months. In exchange China granted the USSR ownership of Manchurian railways, recognition of Outer Mongolia’s independence, and the right to station military forces in Port Arthur, Dairen, and adjacent areas.

The Communists began attacking landlords again and rated the peasants into classes to help equalize their opportunities. They organized five-person mutual-guarantee (baojia) groups in order to prevent individuals from committing crimes. Thieves, bandits, prostitutes, and opium smugglers were excluded. Mao Zedong wrote “On Coalition Government” in April and convened the seventh CCP national congress, the first since 1928. They met from April to June 1945 at Yan’an with 50 delegates and 208 deputies representing 1,211,128 members. The CCP now controlled territory with 95 million people. Mao’s ideas were integrated into a new party constitution. After hearing Mao’s report they decided to avoid a civil war and form a coalition central government, unify the military command, guarantee the freedom of democratic parties, abolish authoritarian measures, control bureaucratic monopolies, and reduce farm rents. Liu Shaoqi proposed ways of reorganizing CCP statutes. The top position of chairman of the Central Committee was created, and Mao was elected. The theories of Mao had become the main guide of the Chinese Communist Party.

Mao welcomed the United Nations conference and sent CCP delegates to San Francisco. He asked the Allied governments not to impair their friendship and warned that any foreign government that opposed the Chinese people’s democratic cause by helping the Chinese reactionaries would be making a gross mistake. In July he warned that ambassador Hurley was creating a civil war crisis in China and was antagonizing the Chinese people. Mao outlined their policy after the victory over Japan in August and also wrote “Now Jiang Jieshi is Provoking Civil War.”

The Guomindang congress also met in April 1945 at Chongqing for the first time in seven years and heard much severe criticism. Churchill considered China a very weak ally, and he, Roosevelt, and Stalin had not informed Jiang of the decisions they made at Yalta in February. The Soviet Union was to lease the naval base at Lushun, participate in the international city at Dalian, and have the controlling interest in the railways in Manchuria. In early August the Chinese forces recaptured Guilin, and on August 8 Soviet forces led by Marshal Rodion Malinovsky entered Manzhouguo. Two days later the Russians entered Outer Mongolia, and Stalin warned T. V. Soong that Manchuria might fall to the Communists. So Jiang’s Foreign Minister Wang Shijie and Molotov signed the treaty of alliance on August 14. After thirty years the joint ownership of the Manchurian railways would revert to China as would the free port of Dairen. Mao recognized the atom bomb as a weapon of mass slaughter; but he believed that wars were decided by the people, not by new weapons.

After eight years of war, Japan had spent 35% of their war expenditures on the China campaign and had 396,040 Japanese killed. China piled up a war debt of Ch $1,464 billion. Japanese germ warfare experiments and attacks, directed by Major Ishii Shiro in Manchuria and in other places, may have caused as many as 200,000 Chinese to die of bubonic plague, cholera, anthrax, and other diseases. The Communist forces claimed they fought 92,000 battles and inflicted one million casualties. Most of their 150,000 prisoners were Chinese puppets because most of the Japanese soldiers fought to the death. They captured 320,000 rifles, 9,000 machine guns, and 600 artillery guns. The total number of Chinese people killed in the Japanese war has been estimated at 19,605,000 with 3,800,000 of them being military deaths.

Jiang, CCP, US, and USSR 1945-46
After atom bombs destroyed the cities of Hiroshima and Nagasaki, the Japanese agreed to surrender on August 14, 1945, the same day the USSR signed a treaty of alliance with the Nationalist government. Four days earlier Commander-in-chief Zhu De had ordered Communists to force Japanese officers to surrender, and the Communists worked to maintain law and order. Zhu asked the Japanese commander Okamura Yasuji to surrender to the Communists. When the war ended, the Japanese had 1,250,000 troops in China plus 900,000 in Manchuria along with 1,750,000 Japanese civilians. The Nationalist armies had 2,700,000 men. Jiang Jieshi (Chiang Kai-shek) and US General Wedemeyer agreed that American forces should occupy Shanghai, Dagu, Guangzhou, and Qingdao. About 53,000 US Marines landed, and some were sent to Beijing and Tianjin. The Americans airlifted more than 110,000 of Jiang’s soldiers from Chongqing to north and east China. The Allied commander Douglas MacArthur sent General Order Number 1 to Tokyo that required Japanese commanders in China to surrender to the Nationalists while those in Manchuria surrendered to the Soviets.

On August 15 Jiang ordered General Okamura to keep all military supplies and maintain order until further notice. One week later he was told to allow the passage of only Nationalist troops in occupied territory. On August 23 the Nationalist commander He Yingchin ordered Okamura to defend Japanese positions against Communist troops, and by the end of September more than a hundred such clashes had occurred. Generally the Nationalists took over most of the cities in east, central, and south China while the Communists controlled much of the countryside and took over 59 cities mostly in the north. Yan Xishan used Japanese troops in Shanxi in his fight against Communists to hang onto Taiyuan.

Russian troops in Manchuria deposed Manzhouguo emperor Puyi and accepted the Japanese surrender. On August 19 Chinese Communist armies met up with the Russians, who left them large amounts of weapons and ammunition. As reparations for their losses to the Germans, the Russians took away gold worth US $3 million, machinery and equipment estimated it would cost $2 billion to replace, and food. They even took generating plants and pumps from the large mines, leaving them flooded. Starting on August 11, Lin Biao had used forced marches to occupy Manchuria with 100,000 soldiers before many Nationalists could arrive. About 150,000 former guerrillas were reorganized into the People’s Self-Defense Army, and they included many fugitive Koreans. By October 10 they had taken over 97 towns and 315,000 square miles with 18,700,000 people.

The Nationalists took over industrial plants from the Japanese and allowed private profiteering. Jiang alienated Manchurians by appointing Chinese officials to govern the provinces of Heilongjiang, Jilin, and Liaoning in nine districts. Jiang also transferred the detained Zhang Xueliang to Taiwan even though many wanted him released. The Guomindang allowed many puppet officials and troops to remain in authority. They issued anti-collaborator regulations in September that made exceptions, though some were punished. Factories and warehouses were closed, but those claiming authority often robbed them. In Hunan 3,438 motor vehicles were robbed of their parts that were sold to dealers. Puppet currencies as well as the yuan and the US$ were exchanged at wildly different rates from city to city, enabling speculators to make money buying and selling them from one place to another. In south and central China the exchange rate of the Japanese-supported currency was 200 to 1. Yet the Japanese government had previously made people exchange two yuans for one unit of the puppet currency, resulting in a total loss of 400 to 1. The corruption and incompetence of many Nationalist officials alienated millions of people.

In October the Soviet authorities refused to let Nationalist troops from American ships enter the port of Dairen, and two other ports that Malinovsky suggested also turned them away. Soviet commanders also blocked the air transport of Nationalist troops into Manchuria until January 1946. The Soviet forces had agreed to withdraw within three months (November 1945); but the Guomindang extended their deadline, and the Soviet troops did not complete their withdrawal from Manchuria until May.

Mao Zedong and Zhou Enlai flew with Patrick Hurley from Yan’an to Chongqing on August 28, 1945, and talks continued until October 10. Jiang Jieshi and Mao both promised to avoid a civil war. Mao wanted to appear reasonable, and he agreed to reduce CCP forces by 90% to 20 divisions and to withdraw from eight liberated zones in the south. He and Jiang generally agreed on political democracy, a unified military, and legal status for all political parties with “freedom of person, religion, speech, publication and assembly.” Local governments were to be elected. The Communists were willing to evacuate the south, but Jiang in November sent his best troops to Manchuria in an attempt to control all of China. On November 14 Nationalist troops supported by the US attacked the Communists at Shanhaiguan at the strategic end of the Great Wall. Washington announced that it would support the Nationalist government as long as it negotiated with the Communists and did not use American arms in a civil war. Ambassador Hurley protested this change of policy and resigned on November 27, accusing State Department officials of siding with the Chinese Communists. President Harry Truman sent the respected George Marshall to China in December.

The Communists went back to confiscating land and punishing class enemies. In 1946 the Communists explained their policy at a large conference of the Chinese Agricultural Association in Shanghai. They were abolishing tenancy and redistributing land to its cultivators. Mass meetings aroused communities to attack the wealthy and redistribute confiscated property. Communists infiltrated unions, and thousands of workers went on strike. The Shanghai Power Company yielded in February 1946. Unemployment in Shanghai was 8% in late 1946, but it was 20% in Guangzhou and 30% in Nanjing. Both sides supported the effort by the United Nations Relief and Rehabilitation Administration engineers to redirect the Yellow River back to its northward path to the sea which was completed in 1947.

The US promised Jiang $600 million in military equipment at low prices. Jiang wanted the Communists to put their armies under a unified command immediately; but the Communists would not agree to do so until after a constitutional government was established. Marshall got both sides to agree to a truce on January 10, 1946 that was to be supervised by a committee with himself as chairman along with Zhou Enlai and the Guomindang general Zhang Jun; decisions had to be unanimous. The next day a political consultative conference met in Nanjing with 38 delegates that included eight from the Guomindang, seven from the CCP, nine from the Democratic League, and five from a new Youth party. They agreed on a state council having forty members with half nominated by the Guomindang and half by the other parties, but resolutions required a two-thirds vote. Provincial governments were to have their own constitutions, and their governors were to be elected by the people. On February 25 they agreed that within a year the Guomindang would reduce their forces to 90 divisions and the CCP to 18; then six months later they would be reduced to 50 and 10 divisions. That day President Truman announced that the United States Military Mission in China would be staffed by 1,000 officers and men under General Wedemeyer. Communist forces would be included in American training programs and would receive American equipment before they were integrated into the National army. Marshall returned to the United States on March 11 and arranged for a loan of $500 million from the Export-Import Bank.

Some of the Guomindang showed their opposition to the agreements by breaking up a meeting celebrating the Consultative Conference in Chongqing, by having police raid the Democratic League, by refusing to release political prisoners, and by destroying Communist newspaper offices. When the Soviets departed in March, the Guomindang occupied Mukden; but the Communists moved into Sipingkai and defended it for a month in the first major battle of the civil war. Lin Baio’s Communist forces captured Changchun on April 18 and the city of Harbin ten days later. The Soviet army completed its withdrawal from Manchuria in May.

The Chen clique objected to the concessions to the Communists, and the Guomindang Central Executive Committee in March demanded that the veto power of the Communists and the Democratic League on the State Council be limited, that Jiang have presidential powers instead of a cabinet system, and that provincial autonomy be reduced. The Communists and Democratic League refused to accept these changes, but the Guomindang convened a national assembly and drafted a constitution on their own. Military clashes were going on, and the fighting escalated in April when CCP forces defeated a Nationalist army and took over Changchun. That month the Guomindang government returned to Nanjing. The Communists demanded a more favorable ratio of forces in Manchuria, and Jiang ordered an attack which regained Changchun in May. On June 4 he announced national mobilization, and he ordered conscription, tax on grain, and more political surveillance. Marshall got a 15-day cease-fire proclaimed on June 6 for Manchuria, and the US Congress voted to give the Nationalist government long-term credit. The Communists accused the Americans of playing a double role of pretending to be an impartial mediator while aiding the Nationalists, and they demanded that American troops be withdrawn.

Nationalist-Communist Civil War 1946-49
In June 1946 nearly two million Nationalist soldiers attacked the Communist bases in north and central China, and they began a major campaign in Manchuria in July. On July 4 the Guomindang unilaterally announced that the National Assembly would convene on November 12. The CCP and Democratic League responded that they would boycott the Assembly they considered illegal. Mao Zedong called for war in self-defense, and the Communists renamed their forces the People’s Liberation Army (PLA). Leftists and liberals, such as the poet Wen Yiduo, were being assassinated. Marshall warned Jiang that economic collapse could lead to a Communist victory. That summer the Guomindang also sent 150,000 well-armed troops into Jiangsu province, and they took over 29 counties from the Communists. They captured 49 counties in the Hebei-Shandong-Henan border region. Many who had sided with the Communists had to pay ransoms, or they were put in jail or executed. Leftists complained that the United States was aiding the Nationalists, and protest demonstrations were escalating to riots. Communists occasionally attacked the US military, and forty US marines were ambushed in Anping in July 1946. Generally in 1946 the Communist forces retreated to maintain their forces while using guerrilla tactics to attack when they had an advantage. On July 20 Mao issued “Smash Jiang Jieshi’s Offensive by a War of Self-Defense.”

The US put an embargo on shipping arms and ammunition to China in late July, but in August they sold the Nationalists $900 million worth of war surplus equipment for $175 million. The Nationalists moved against the Communists in the lower Yangzi Valley, and they seized Chengde. On August 10 President Truman wrote to Jiang warning him that American faith in Chinese democracy had been shaken. A few weeks later Jiang replied by complaining of Communist cease-fire violations. The US partially lifted the arms embargo in October and ended it completely in May 1947.

On October 1, 1946 Marshall warned Jiang to stop the war or he would leave China. Nationalist forces captured Kalgan on October 10. That day Jiang made a major speech and called upon the CCP “to abandon its plot to achieve regional domination and disintegration of the country by military force.” The CCP replied that the new “National Assembly” had split the nation and was a fraud. Jiang did not stop the campaign until November 8, when he gave the other parties a few days to consider the situation. Eleven days later Zhou Enlai withdrew from the talks and returned to Yan’an. In early December the Communists announced that they would not accept any more American mediation nor would they resume negotiations unless the National Assembly was dissolved and the Nationalists withdrew to their positions during the January truce.

The new National Assembly met on November 15, and the 1,744 delegates adopted a constitution on December 25. The inflation problem accelerated as more bank notes were printed. The Shanghai price index rose from 100 in September 1945 to 3,090 in February 1947. In January 1947 George Marshall criticized both sides and left China, and the last American mediation groups were disbanded. In the second half of 1946 the Nationalist forces had captured 165 towns and 174,000 square kilometers from the Communists. Guomindang troops even took over Yan’an in March 1947. Mao and other CCP leaders retreated, pursued by 400,000 Nationalist troops. Mao said that a people’s war is not won by taking or losing a city but by solving the agrarian problem. The PLA avoided fighting unless they were sure of winning. Then they struck swiftly with concentrated forces at weak points. The Communists had knocked out fifty of the 218 Nationalist brigades in the campaign by February. Most of the Guomindang troops who surrendered joined the Communist army.

Manchuria had 45 million people and more food reserves. In November 1946 Lin Biao’s army crossed the frozen Sungari to attack the Nationalist army’s winter quarters. The Communists made Harbin their urban base, and they tried to control crime by using the baojia mutual-security system. They took strict measures to control a bubonic plague epidemic that broke out after the Japanese released flea-infested rats they had been using in germ-warfare experiments. After an incubation period 30,000 people died of the disease in 1947. The CCP kept taxes low on grain, fuel, vegetable oil but high on luxuries such as tobacco and cosmetics. Businesses were taxed, and contributions were solicited by publicity campaigns that raised 200 million yuan in Harbin in 1947. Lin Biao led 400,000 PLA troops against the Nationalists in early 1947 and destroyed railway lines. As the Nationalist troops fled, they left behind large amounts of arms and equipment.

On December 1, 1945 in Kunming four young anti-war protesters had been killed, and a year later the alleged rape of a Beijing University student by a US Marine led to anti-American demonstrations that grew out of the anti-war and anti-hunger movements. In May 1947 the Nationalists outlawed strikes, demonstrations, and even petitions signed by more than ten people. During the student demonstrations in May and June about 13,000 were arrested. Torture was used to try to get information, and those believed to be Communist agents were executed.

Shanghai had 1,716 labor strikes in 1946 and 2,538 in 1947. In February 1947 the Nationalist government imposed wage and price limits; but the drop in production increased demand, and prices had nearly doubled by April. Rice riots spread to more than a dozen cities, and the policy was abandoned in May. In July the Central Bank of China offered food and fuel at artificially low prices to help government employees, but overall prices still increased. In November the Nationalists elected a new National Assembly, which convened on March 29, 1948. On April 19 they elected Jiang Jieshi (Chiang Kai-shek) president and Li Zongren vice president. The United States extended another $400 million to the Guomindang in April, making a total of more than $3 billion in aid since 1945. The Government began issuing ration cards in the spring of 1948, but the Shanghai cost-of-living index set at 107 in June 1947 multiplied to 5,863 by July 1948.

By the middle of 1947 the Communist army had 1,950,000 troops. The Guomindang had 3,730,000, but many were assigned to garrison duty in reconquered areas. In the second half of the year a Communist offensive won victories in Henan and northern Hebei. Lin Biao’s army inflicted 150,000 casualties on the Nationalist army in Manchuria and bottled them up between Mukden, Changchun, and Jinzhou. Mao would not let military recruitment interfere with the requirements of farm labor. Liu Shaoqi organized a national land conference in September, and the next month the Communists began implementing the Agrarian Reform Law. This allowed the confiscation of land and property from landowners without indemnity, and in a few months a hundred million peasants had been given land in the Communist zones. Mao intervened in December to correct some of the excesses that made no provision for middle peasants.

In October 1947 Mao Zedong issued the Manifesto of the Chinese Communist Party that called for 1) uniting workers, peasants, soldiers, intellectuals, businessmen, and all the oppressed in a national united front to overthrow the dictatorial Jiang; 2) arresting and punishing the war criminals; 3) instituting a people’s democracy guaranteeing civil rights; 4) removing corrupt officials; 5) confiscating property of the four big families of the Jiang, Soong, Kung, and Chen; 6) abolishing the feudal system by returning land to the tillers; 7) recognizing the rights of minority nationalities; and 8) repudiating Jiang’s foreign policy and making new treaties of trade and friendship.

Also in October the Americans gave the Nationalists $27.7 million in economic aid and set up an Army Advisory Group for Jiang. By the end of the year Mao announced that they had killed or wounded 640,000 Nationalist troops and that more than a million had surrendered. Mao reinforced the democratic movement in the army in January 1948 by restoring the soldiers’ committees at the company level. He criticized Liu again in February and wrote “Correct the Left Errors in Land Reform Propaganda.”

Peasant guerrillas disrupted Jiang’s supply lines to his troops who became desperate in 1948. Jiang disregarded American advice and refused to withdraw his troops from the north. In April the Communists took over Luoyang after much fighting. Peng Dehuai had recaptured Yan’an in March, and his forces invaded Sichuan in the spring but were blocked by heavy fighting. In 1948 Mao announced that Communist forces would shift from guerrilla tactics to conventional fighting. The Nationalists had 250,000 troops guarding Kaifeng and the railway junction at Zhangzhou, and they were attacked by 200,000 Communist veterans who captured Kaifeng for a while in June; but reinforcements and air attacks drove them back. The Nationalists had suffered 90,000 casualties. Thousands of students had become wandering beggars, and in July their march to the residence of Beijing’s Municipal Council president was blocked by armored cars that fired at them with machine guns, killing fourteen and wounding more than a hundred. More students were aroused, and in September they gathered in large demonstrations in Beijing, Nanjing, and Wuhan.

Jiang met with T. V. Soong in July 1948, and they decided to issue a new currency called the gold yuan which would equal three million fabi yuan. Economists doubted this would work because the 1948 government deficit was 66% of total expenditures. The wealthy four families and the landowners were not paying any taxes, and ten percent of the budget was coming from hard-cash reserves accumulated during the war with Japan. The United States refused to extend a loan to stabilize the currency, though $400 million in aid arrived in the second half of 1948. On June 25 Republican presidential candidate Thomas Dewey announced that if elected he would send massive financial and military aid to China, but Truman defeated him in a close election in November.

Using emergency powers, Jiang announced the new measures on August 19. The Government prohibited wage and price increases, strikes, and demonstrations. All gold and silver bullion and foreign currencies had to be exchanged for the new money, but the foreign bank accounts of the wealthy were exempted. Jiang appointed his son Jiang Jingguo, who had governed Jiangxi, to administer the reforms. Loudspeaker trucks reminded people in the streets of the new laws. Some arrests were publicized, but the wealthy smugglers who supported the government were not arrested. Farmers stopped selling their produce for low prices in Shanghai, and the city soon experienced shortages. Shopkeepers refused to sell goods that had high taxes until the Government let them raise their prices. The Government printed more than the two billion gold yuan they had promised. Prices only held until October when the Shanghai wholesale price index was 118; but it went to 1,365 in November and reached 40,825 in February 1949. After four years of inflation averaging 30% per month, Nationalist China had become a barter economy.

In May 1948 the Communist Central Committee called for a new Political Consultative Conference. By June the Communists had three million troops and 168 million inhabitants. They captured Jinan in the summer, and in the fall Lin Biao’s army defeated 400,000 of Jiang’s best troops, taking Mukden and Changchun as only 20,000 troops escaped by sea. Chen Yi’s Communist army conquered Shandong, taking Jinan on September 26. Zhu De used 550,000 troops to capture the Xuzhou railway junction from 400,000 Nationalist forces, who defected in October. In November 100,000 Nationalist troops were destroyed, and Xuzhou fell on December 15. Jiang’s confusing orders to his generals had resulted in their being outmaneuvered. Meanwhile Deng Xiaoping had organized two million peasants in four provinces to provide logistic support. Mao claimed that in the previous two years the CCP had recruited into the PLA 1,600,000 peasants who had obtained land.

In January 1949 Lin Biao’s 800,000 troops captured Tianjin and then Beiping as the Guomindang general Fu Zuoyi had his plans stolen by a Communist spy and then surrendered with 200,000 troops that joined the PLA. In four months the Nationalists had lost 1,500,000 troops. On January 14 Mao announced the following eight conditions needed for peace negotiations:

1. Punish the war criminals.
2. Abolish the bogus constitution.
3. Abolish the bogus “constituted authority.”
4. Reorganize all reactionary troops on democratic principles.
5. Confiscate bureaucrat-capital.
6. Reform the land system.
7. Abrogate treasonable treaties.
8. Convene a political consultative conference
without the participation of reactionary elements,
and form a democratic coalition government
to take over all the powers
of the reactionary Nanjing Guomindang government
and of its subordinate governments at all levels.1
Jiang resigned as president on January 21 and was replaced by Vice President Li Zongren, but Jiang still led the Guomindang party. Zhou Enlai negotiated with Li until March. On January 31 the Communists marched into Beiping. On March 5 Mao announced that the PLA in the south would first occupy the cities and then the villages. They were ordered to maintain strict discipline and not disrupt businesses nor distribute property to the poor nor allow strikes during the transitional period. Mediation rules allowed “reasonable exploitation.” Factories and machinery were guarded to prevent looting, and a new “people’s currency” was introduced, allowing only a short time to exchange gold yuan notes. CCP officials sent Guomindang officers and soldiers home or, after politically educating them, enrolled them in the People’s Liberation Army. Those in the cities were urged to save with “commodity savings deposit units” that were designed to be safe from inflation by adjusting to price changes in food and fuel.
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Jiang Jieshi had appointed a different Chen Yi to govern Taiwan, and his harsh policies provoked riots in February 1947. Nationalist troops shot demonstrators, and Chen had about ten thousand arrested and executed. Then Jiang replaced him with moderate administrators. Before Beiping surrendered, Qing-dynasty archives and art treasures were transferred to Taiwan. By early 1949 Jiang had 300,000 loyal troops based on Taiwan with 26 gunboats and the planes of the Nationalist air force and US $300 million in gold, silver, and foreign exchange reserves.

In the west the Nationalist general Zhang Zhizhong went to Xinjiang with a delegation of prominent Uighurs in the fall of 1945 and persuaded the Soviets to accept a cease-fire and a peace treaty in June 1946. Zhang was chairman with Qasimi as vice chairman. Masud Sabri became the first non-Chinese governor of Xinjiang in May 1947, but he was under the Guomindang. Conflicts lasted about a year between the Kazakh nomads and the troops from the Mongolian People’s Republic who were supported by Soviet planes. Burhan Shahidi, Sheng’s former consul in Uzbekistan and Kazakhstan, replaced Masud Sabri in December 1948. On September 24, 1949 the Guomindang forces in Xinjiang surrendered to the PLA, and Burhan went over to the Communists.

Mao Zedong triumphantly entered Beijing with the PLA soldiers on March 25, 1949, and the Communists formed a provisional government for north China. Li Zongren hoped to hold China south of the Yangzi River and tried to negotiate with Mao, who adhered to his eight-point surrender program. In April the British moved the Amethyst frigate up the Yangzi to Nanjing to assist their embassy, but the Communists attacked, killing 17. Other British ships were sent but were driven back. The Communist army crossed the Yangzi on April 21. Li Zongren refused an ultimatum, and Nanjing fell without a fight on April 23, followed in May by Hangzhou, Shanghai, Nanchang, and Wuhan. Yan Xishan in Shanxi tried to hold on to his power by using thousands of Japanese troops; but as Communists broke into Taiyuan in April he set fire to the jail holding Communist prisoners and committed suicide. Peng Dehuai’s army moved west and took Xi’an, defeated a Muslim general from Gansu, and then entered Lanzhou in August before moving into Xinjiang. Lin Biao’s forces captured Changsha in August as the Communists took over the provinces of Hunan, Hubei, and Fujian.

Jiang established his headquarters on Taiwan in July. In the fall he moved his government from Chongqing to Chengdu and finally to Taiwan on December 8. About two million Guomindang supporters also took refuge on Taiwan. Li Zongren fled to Hong Kong and then to exile in the United States. Guangzhou fell on October 13. In November the Communists occupied Guizhou and Sichuan. Xiamen was defended as the remaining Nationalists embarked for Taiwan, but it fell on December 9. About five million lives had been lost in this civil war, plus about three million from the 1927-37 civil war.

On September 21, 1949 Mao Zedong convened the new Political Consultative Conference with 662 delegates at Beijing that was dominated by the CCP but included fourteen small parties. They elected a central government with Mao as chairman and Zhu De as vice-chairman. A red flag with a large yellow star and four smaller stars represented the Communist Party and the four economic classes of the workers, peasants, petite bourgeoisie, and the national capitalists. This became China’s flag, and they adopted the Gregorian calendar. The name of Beiping was changed back to Beijing, which became the capital again. In his opening address Mao promised that their national defense would be consolidated so that no imperialist would be allowed to invade their territory again.

In a ceremony in the square of the Gate of Heavenly Peace on October 1, 1949 Mao proclaimed the founding of the People’s Republic of China. The Soviet Union recognized the government the next day, followed by the other Communist countries and a few other nations. Mao took a train to Moscow to confer with Stalin in December. The PLA suffered 9,000 casualties and was not able to take Jinmen Island (Quemoy) off the coast of Fujian, and the Nationalists still occupied most of southwest China. The Chinese Communist Party had 4,500,000 members and governed a population of about 500,000,000, nearly one quarter of the world’s population.

Mao Zedong's Political Philosophy
Mao Zedong was born on December 26, 1893 into a peasant family that had become prosperous by farming and selling grain. When he was eight, he went to school and began studying the Chinese classics. Five years later he had to leave school to work on the farm, but he left home to go to a primary school and then to a secondary school in Changsha. He fought as a soldier in the revolution of 1911, and he always emphasized the martial spirit and the importance of will. His studies included Western subjects, and he admired Napoleon and George Washington. He spent several years studying ethics in Changsha with the neo-Kantian philosopher Yang Changji. In 1915 Yang wrote an article praising the rights women enjoyed in the West that allowed them to freely choose their husbands. In a letter on August 23, 1917 Mao recognized the importance of ethics, writing,

Truly to establish the will is not easy;
one must first study philosophy and ethics,
in order to establish a standard
for one’s own words and actions,
and set this up as a goal for the future.2
Mao helped form a New People’s Study Society, and he graduated from Normal School in 1918. He began reading New Youth from its inception in 1915, and as a student and assistant librarian under Li Dazhao at Beijing University he was strongly influenced by the May Fourth Movement in 1919. When a woman committed suicide because she would not accept an arranged marriage in 1919, Mao suggested they should struggle to change society and “die fighting.” He believed that only Kang Youwei, Sun Yat-sen, and Yuan Shikai had the ideas to govern all of China, but the recent historical figure he most admired was Zeng Guofan. He lamented that China was still under the influence of old thinking and bad morals. He studied Confucianism and wanted the superior people not only to help the common people but also to educate and transform them into a greater harmony. He appreciated the union of opposites such as yin and yang, life and death, matter and spirit, and he believed that morality is the result of an interaction between desire and conscience.

In the summer of 1919 Mao published a series of articles called “The Great Union of the Popular Masses” in his Xiang River Review. He compared Marx’s struggle against the aristocrats and capitalists to Kropotkin’s voluntary work and mutual aid. The May Fourth Movement had convinced Mao that China’s renewal would come from the young, especially students, who would overturn the old order. In another article he urged politicians to get their brains washed by working in factories or by cultivating fields with the common people. He saw the value of getting inside a movement to build it while staying outside it to promote it. He worked for the independence of Hunan and realized that any effective movement must come from the people.

On October 7, 1920 Mao was one of the authors who proposed a constitutional convention. He was influenced by Hu Shi and proposed a Self-Study University in Changsha, where they would “live a communist life.” Mao was impressed by the Bolshevik revolution and called Russia the most civilized nation in the world. Seeing the unhappiness caused by arranged marriages, he wanted to replace capitalist marriage contracts with love matches or free love. He expanded beyond local issues and made transforming China and the world his goal for society. Mao discussed Marxist books with Chen Duxiu and was especially impressed by the Communist Manifesto. When the Chinese Communist Party (CCP) was formed in the summer of 1921, Mao was a founding member.

After two years of working to organize the labor movement in Hunan, in 1923 Mao became a member of the CCP’s Central Committee. He also served on the Guomindang’s Executive Bureau in Guangzhou and Shanghai. Then from 1925 to 1927 he worked on organizing the peasant movement. He wanted a revolution so that democracy and national independence would triumph over the warlords. He realized that merchants were suffering from the current system and could be important allies. In the fall of 1925 he went back to Guangzhou and ran the Guomindang Propaganda Department. In his report to the Second Congress in January 1926 he argued that they were concentrating too much on the cities and ignoring the peasants. From May to October 1926 Mao lectured at the Peasant Movement Training Institute.

In 1927 Mao published his radical report on the Hunan peasant movement. He suggested that the domination by the imperialists and warlords could only be overthrown by mobilizing the peasants to destroy the basis of their rule. Landlords, bad gentry, and village bullies had been using their political power to crush the peasants for centuries. He became one of the first to propose that the Communists break with the Guomindang by raising their red flag in the countryside. He suggested redistributing the land of all the landlords and peasant proprietors. He believed that a military approach was needed, and at the Central Committee emergency conference on August 7 he made the often quoted statement, “We must be aware that political power grows out of the barrel of a gun.”3 He recommended devoting sixty percent of their party’s efforts to the military aspect. The soldiers must depend on the people like the fish in the ocean for mass support.

For three years Mao Zedong and Zhu De used guerrilla methods of fighting in the countryside. Mao began living with He Zizhen in 1928 before his second wife was executed by the Guomindang in 1930. He Zizhen bore him six children, but all but one died or were raised by others. After she left Mao in 1937, he married the famous actress Jiang Qing. In 1930 Mao criticized the strategy of attacking cities ordered by Li Lisan, and he wanted to mobilize the peasants. They founded the Jiangxi Soviet Republic with a Red Army that increased to 200,000 from a population of several million and fought against Jiang’s Nationalist attacks. A purge eliminated thousands of dissidents from the Communist party. In January 1933 Mao declared that he would be willing to make agreements with armed forces who would stop attacking soviet regions, grant democratic rights, and cooperate with them in arming the masses against the Japanese. In 1934 Mao wrote Guerrilla War, and at Zunyi during the Long March he became chairman of the Central Committee.

Mao had time to study Marxism during his years at Yan’an. In December 1936 he gave a series of lectures on “Problems of Strategy in China’s Revolutionary War.” He predicted, “War, this monster of mutual slaughter among men, will be finally eliminated by the progress of human society, and in the not too distant future too.”4 Mao believed in opposing counter-revolutionary wars with revolutionary wars, but then he wrote,

When human society advances to the point
where classes and states are eliminated,
there will be no more wars,
counter-revolutionary or revolutionary, unjust or just;
that will be the era of perpetual peace for mankind.
Our study of the laws of revolutionary war
springs from the desire to eliminate all wars;
herein lies the distinction between us Communists
and all the exploiting classes.5
In August 1937 Mao gave the lectures “On Contradiction” and “On Practice.” Mao’s philosophy of contradictions applies Chinese yin-yang theory to dialectical and historical materialism. Contradictions that cause conflict lead to antagonism that must be resolved by struggle. According to Lenin, even socialism has contradictions, but they do not cause antagonism. Mao believed in balancing practice and theory in a middle path that avoids the extremes of being too dogmatic or too empirical. This philosophy provided him with tools for criticizing anyone who disagreed with him. Human knowledge is verified only in the social process by achieving anticipated results. To be successful one’s thoughts must correspond to the laws of the objective world. When one fails, one may correct one’s ideas. Knowledge of the world’s laws should be applied to the practice of production, scientific experimentation, and the revolutionary class struggle. In “On Practice” Mao wrote,

Knowledge is a matter of science,
and no dishonesty or conceit whatsoever is permissible.
What is required is definitely the reverse—
honesty and modesty.
If you want knowledge,
you must take part in the practice of changing reality.6
Rational knowledge depends on perceptual knowledge, which needs to be developed into the concepts and theories of rational knowledge. Knowledge begins with practice, and the theoretical knowledge developed by practice must return to practice in a continuing cycle. The truth is developed through practice and verified by practice.

Mao wrote “Combat Liberalism” in September. He warned against the liberalism that does not argue based on principle but lets things slide for the sake of friendship, that criticizes in private without making suggestions to the organization, that disobeys orders for personal reasons, that vents personal grievances or seeks revenge, that tolerates counter-revolutionary opinions without disputing them, that is not indignant about actions that harm the masses, that works half-heartedly, and that does not correct one’s mistakes. Mao believed that liberalism harms revolutionary organizations by disrupting unity, undermining solidarity, inducing inactivity, and creating dissension. These deprive the organization of discipline, prevent policies from being carried out, and alienate the party from the masses. Liberalism comes from the selfishness that puts oneself before the revolution.

Mao wrote “On Protracted War” in May 1938. He believed that all the wars in history have been political, “that politics is war without bloodshed while war is politics with bloodshed.”7 He believed wars could be just or unjust and wrote, “As for unjust wars, World War I is an instance in which both sides fought for imperialist interests; therefore the Communists of the whole world firmly opposed that war.”8

In November 1938 in “Problems of War and Strategy” Mao advocated the abolition of war, but he believed that war could only be abolished through war. He noted that some principles such as appointing people based on merit are perpetual. About study he wrote,

Complacency is the enemy of study.
We cannot really learn anything
until we rid ourselves of complacency.
Our attitude towards ourselves
should be “to be insatiable in learning”
and towards others “to be tireless in teaching.”9
He found a Confucian mean between the rightism of not going far enough and the leftism of going too far. He observed in history that peasant revolts had lacked leadership and had been exploited by the landlords and nobility to change dynasties without changing the feudal system.

After an intensive study of Marxism, Mao started formulating his philosophy as the “sinification of Marxism.” Like Lenin he saw the need for revolution against imperialism as well as against capitalism. Mao believed that Sun Yat-sen’s revolution had failed for forty years because in an era of imperialism the bourgeoisie could not lead a genuine revolution. He wrote that China is a vast semi-colonial country with a semi-feudal economy and that its revolution required armed struggle. Mao’s weapons were the armed struggle, the united front, and party-building. He promoted grass-roots democracy on a large scale, but he also wanted a strong state.

Mao wrote The Chinese Revolution and the Chinese Communist Party in December 1939 for party members. He reviewed China’s long feudal history and its economic exploitation and political oppression of the peasants by the landlords. Many peasant revolts and wars occurred, but they had not had the leadership of the proletariat that the Communist party was now offering. The penetration of foreign capitalism in the 19th century began China’s transformation, but the capitalists worked in collusion with the feudal system. The struggle arising from the contradictions led to revolutionary movements. Japan’s armed invasion of China collaborated with the reactionaries. Also suffering from imperialism, the bourgeoisie joined the revolutionary struggle and the war against the Japanese. However, the reactionary leadership of the Guomindang formed an alliance with the landlord class and turned against their former friends, the Communists, betraying the revolution in 1927. Mao argued that because these enemies were very powerful, the Chinese revolution would take a long time and would require the use of armed forces. The reactionaries controlled the cities, but the villages could be made into consolidated base areas by improving their military, political, economic, and cultural capabilities. The Communist party was fighting a protracted revolutionary struggle by using peasant guerrilla warfare. At the same time propaganda work was preparing the cities for revolution.

Mao published On New Democracy in January 1940. He explained that the Chinese revolution would have two stages—first democracy and then socialism. Mao argued that the transformation brought about by the World War and the Russian revolution created a new historical era in which a “new democracy” emerged. He wrote that in China the new democracy would be under the joint dictatorship of all the revolutionary classes and would be headed by the proletariat. After that revolution was successful, then they would establish a socialist society. He recommended that China develop people’s congresses on the national, provincial, county, district, and township levels with universal suffrage that would elect a government to represent them. Mao called this “democratic centralism.” In the new democratic economy the big banks, industries, and commercial enterprises that were too large for private management would be owned by the republic so that private capital would not dominate the people. The republic would confiscate the land of the landlords and distribute it to the landless peasants in order to fulfill Sun Yat-sen’s call for “land to the tillers.” The new democracy contained socialist elements, and full socialism would be implemented later. Mao advised absorbing what is good from foreign cultures and China’s own traditions while rejecting what is bad. The new democratic culture should be scientific and oppose imperialism, feudalism, and superstition in a united and progressive front.

The Rectification Campaign of 1942 used pressure for self-criticism to bring people in the party into line with Mao’s ideas. On February 1 he gave the speech “Rectify the Party’s Style of Work.” The three problems he defined were subjectivism in study, sectarianism in party relations, and stereotyped writing. The two extremes of subjectivism are dogmatism and empiricism. Dogmatism is too dominated by theory without correction by practice, and empiricism is too concerned with concrete situations without being guided by theory. Sectarian tendencies in the party’s internal relations exclude comrades and hinder unity and solidarity. Sectarian tendencies in external relations exclude other people and hinder the party from uniting all the people. Those who assert their independence put their own interests before the whole. They must learn from past mistakes and maintain a scientific attitude.

Mao gave a speech in May 1942 at Yan’an during a forum on literature and art. He said their problems are those of working for the masses and learning how to work for them. Revolutionary literature and art should create characters based on life so as to help the masses push history forward. For example, people who are suffering from hunger, cold, and oppression may be contrasted with those who are exploiting them. To be successful the art must be both popular and elevating. They should unite serving the masses with gaining their approval. Mao observed that reactionary political content shows that the exploiting classes are declining, but he recommended combining revolutionary political content with the best possible artistic form.

Mao Zedong wrote On Coalition Government in April 1945 for the Seventh National Congress of the Chinese Communist Party. He surveyed the current situation and warned of the danger of civil war because of the reactionary policy of the Guomindang dictatorship of Jiang. They were trying to negotiate a coalition government with democratic reforms, but the Guomindang were rejecting their proposals. Mao described their general program which he called New Democracy that was in accord with the principles of Sun Yat-sen. The Communists did not conceal their views, and he put forth a long list of specific goals that included mobilizing forces to defeat Japan; punishing the pro-Japanese, reactionaries, and traitors; revoking reactionary laws to allow freedom of speech, press, assembly, association, religion, and full civil rights; recognizing democratic parties and releasing political prisoners; providing for disabled soldiers, their families, war refugees, and victims of natural disasters; abolishing exorbitant taxes and establishing a progressive tax; rural reforms such as reducing rent and interest and helping peasants organize; checking inflation; relieving the unemployed and letting workers organize; paying teachers and guaranteeing academic freedom; giving minorities rights; and many more. The one-party dictatorship of the Guomindang must be abolished and replaced by a coalition government with nation-wide support.

On June 30, 1949, the 28th anniversary of the Chinese Communist Party, Mao published his policies in “On the People’s Democratic Dictatorship.” The working class would lead the masses in a united front while China allied with the Soviet Union and the world proletariat. China would establish relations with any nation respecting China’s international equality and territorial integrity. China would develop its potential by using socialized agriculture and industry as a state enterprise. Civil rights would be guaranteed to all except to “political reactionaries,” who would be given land to work and be re-educated. Equal rights for women would end their lives of bondage. Rural reforms included rent reduction and land redistribution. The Common Program and Organic Law called for universal education to meet the goals. By eliminating the errors of the reactionaries they would be able to advance toward a socialist and communist society that has no classes but a universal fraternity.

Korea 1800-1949
Notes
1. “Statement on the Present Situation” in Selected Works of Mao Tse-tung, Volume 4, p. 318.

2. Quoted in “Mao Tse-tung’s thought to 1949” by Stuart Schram in The Cambridge History of China, Volume 13, p. 793.

3. Ibid., p. 822.

4. Selected Works of Mao Tse-tung, Volume 1, p. 182.

5. Ibid., p. 183.

6. Ibid., p. 300.

7. Selected Works of Mao Tse-tung, Volume 2, p. 153.

8. Ibid., p. 150.

9. Ibid., p. 210.

Copyright © 2007 by Sanderson Beck
This chapter has been published in the book EAST ASIA 1800-1949.
For ordering information, please click here.

Qing Decline 1799-1875
Qing Dynasty Fall 1875-1912
Republican China in Turmoil 1912-1926
Nationalist-Communist Civil War 1927-1937
China at War 1937-1949
Korea 1800-1949
Japan's Modernization 1800-1894
Imperial Japan 1894-1937
Japan's War and Defeat 1937-1949
Philippines to 1949
Pacific Islands to 1949
Summary and Evaluation
Bibliography
ETHICS OF CIVILIZATION Index
BECK index
级别: 管理员
只看该作者 175 发表于: 2009-03-16
BECK index
                                             Japan's Modernization 1800-1894
by Sanderson Beck
Japan Isolated 1800-37
Japan's Transition 1837-67
Meiji Restoration 1868-73
Meiji Conflicts 1873-77
People's Rights Movement 1877-84
Japan's Constitutional Development 1884-94
Fukuzawa Yukichi's Ethics
This chapter has been published in the book EAST ASIA 1800-1949.
For ordering information, please click here.

Japan Isolated 1800-37
Japan 1615-1800
Ienari came of age and began ruling for himself in 1793. He spent money liberally and did not try to control commerce. The shogunate began mapping and colonizing the northern island of Ezo (Hokkaido) in 1798 and took it over in 1802. The Russian warship Nadezhda arrived at Nagasaki in 1804, but several months later ambassador Vasilii Rezanov was told to leave. In 1807 Russian naval officers Khostov and Davydov attacked settlements in Sakhalin and Ezo, leaving a letter threatening to attack again if Japan did not agree to terms. The next year a British vessel asked for food and supplies at Nagasaki, whose governor was so ashamed of their lack of defenses that he committed suicide. This incident led to improvement of the defenses. In 1811 captain Vasilii Golovnin and his men were captured at Kunashiri and were held for two years before the Japanese learned that Khostov and Davydov had acted against their orders. The Russians captured the merchant Takadaya Kahei, who had a Bakufu monopoly, and traded him for Golovnin.

After Nobuaki died in 1812, Mizuno Tadanari by flattery and influence with the women became Shogun Ienari’s main advisor. Ienari had one wife and twenty concubines, fathering 55 children. His seraglio also included forty principal ladies and nine hundred female attendants. The weddings of his daughters were celebrated extravagantly, and daimyos had to contribute. Many of the daimyos also lived extravagantly during this era of pleasure as trade flourished in the towns. Theaters were well attended, and prostitution spread to more areas. The Bakufu’s reserves of gold and silver fell from one million ryo in 1798 to 650,000 in 1830. Most daimyos and samurai had growing debts. They sold the right to use a surname and carry two swords to prosperous farmers. Peasants were forced to pay heavier taxes, sometimes in advance. Uprisings occurred, but the samurai retained military supremacy. More incidents with English ships led to an expulsion order in 1825. Local authorities were ordered to arrest or kill “without a second thought” anyone who lands.

While Japan experienced economic and cultural development, the shogunate suffered fiscally. The Bakufu government saved nearly half its expenditures temporarily by debasing the currency nineteen times between 1819 and 1837, but this caused price inflation and hardship on the samurai. In 1827 the Bakufu imposed laws that required village officials to crack down on pawn shops, alcohol, gambling, and luxurious life-styles. The sumptuary laws ordered prostitutes arrested, and the government even tried to clamp down on bath-houses, barbers, and hairdressers, using spies to arrest customers. The Mitsui house became the financial agent for the shogunate, the imperial house, and several daimyos. The Konoiki house acquired wealth from shipping and handled financial affairs for about three dozen daimyos. The commerce enabled the urban centers to grow. As the population of Edo approached one million, Osaka and Kyoto neared 400,000 each. Paper currency took the form of han rice or silver certificates. Merchants increased their affluence and became creditors at the expense of the rural and urban poor. The annual rice crops had leveled off at about 30 million koku, while population only increased gradually to about 32 million because of infanticide. In Choshu in 1831 a hundred thousand people demonstrated against the daimyo’s cotton monopoly and attacked houses of the rich, stores, granaries, breweries, and pawnshops.

A devastating four-year famine provoked a peasant rebellion in 1837 led by Osaka magistrate Oshio Heihachiro. His father had been a police inspector in Osaka, and Heihachiro inherited his position. In the 1820s he cleaned out corruption in Buddhist temples, secret religious groups, and prostitution rings, thus gaining a reputation as the best police censor in Osaka. After the corrupt Atobe became city magistrate, Oshio resigned and began educating disciples. He studied and taught the ideas of Wang Yangming, which in Japan were called Oyomei studies, and his famous lectures were published in 1834. He was also inspired by the philosophy of Nakae Toju who said, “Do right for the sake of doing right.”1 Like his friend, Rai San’yo (1780-1832) who wrote the influential General History of Japan (Nihon gaishi), Oshio admired the defenders of the Kemmu restoration of 1333. The historian feared Oshio’s fate and urged him to sheath his sword.

Oshio blamed the Tokugawa shogunate for failing to provide just and moral government, and he wanted to save the people from the hell of the past in order to establish a paradise. He accused the bureaucrats of combining with the huge merchant houses of Osaka to hoard the supply of rice in Edo while famine spread. Unafraid of the government over them and wanting to help the people, Oshio and his followers aimed to bring truth and justice under an emperor. He blamed the Bakufu for not sending rice to the Kyoto court. In 1836 more than a hundred thousand people were reported to have starved to death in the Tohoku. That year the number of rural disputes, peasant uprisings, and urban riots reached their peak.

As the famine became worse, Oshio sent a memorial to Magistrate Atobe; but his petition was ignored. Oshio distributed and posted on temples and shrines in Osaka the manifesto “Punishment from Heaven,” and he urged his followers to kill any official who learned of their revolt. He planned to set fire to the large merchant houses to confiscate their gold, silver, copper, and bales of rice, but Magistrate Atobe learned of the plot the day before it started. Oshio set fire to his own house in order to burn the magistrates in the house opposite. The fire burned the merchant district of Osaka for two days in February 1837 and destroyed 3,300 houses. Hundreds of swords Oshio had distributed were used to sack silk and sake shops, and Bakufu troops hunted down the rebels. Most of them were tortured to death before the trial was completed. Oshio fled, and a month later he was found and committed suicide. The historian Okamoto Ryoichi has argued that Oshio’s radicalism did not coordinate his followers into a unified protest. Ikuta Yorozu was a disciple of Hirata Atsutane, and he also led a rebellion at Niigata during the famine of 1837.



Tsuruya Nanboku IV (1755-1829) adopted the name of his father-in-law in 1811 and wrote more than 120 plays for the kabuki theater that reflected popular tastes and changing cultural values. Whereas the plays of Chikamatsu and others emphasized duty (giri) and its conflicts with feelings (ninjo), in the 19th century the characters and audiences were motivated by the desires for money and sex, which was more overtly depicted. Nanboku’s erotic melodrama, The Scarlet Princess of Edo, was produced in 1817. Lady Sakura falls in love and asks to be the wife of the robber Gonsuke who raped her. The priest Seigen believes that she is the reincarnation of his homosexual lover who committed suicide, and he takes care of her abandoned baby. A couple tries to murder ill Seigen for money. Gonsuke returns and sells his wife Sakura to a brothel. Seigen wants to kill Sakura but stabs himself and dies. His ghost prevents her from sleeping with men. Sakura learns that Gonsuke killed her father and in revenge kills their child and him. She cuts off her hair to become a nun, and in the final scene her family scroll is found and restores her as a princess just as she is being caught for murder. Thus the traditional happy ending is ironic because every main character has degenerated morally.

Nanboku’s most famous play is Ghost Story at Yotsuya, which was produced in 1825 over two days between the two halves of the famous Chushingura. Iemon has been living with pregnant Oiwa and asks her father for permission to marry, but he refuses because Iemon was a retainer of Enya Hangan but did not join the vendetta. Enraged Iemon kills the old man. Naosuke is in love with Oiwa’s step-sister Osode and kills a supposed rival. Iemon and Naosuke deny their crimes and promise to get revenge. Oiwa’s face is disfigured after she takes medicine. The doctor Ito Kihei tells Iemon that he sent the poison so that his granddaughter Oume could marry Iemon, who agrees to leave Oiwa to marry Oume. Kihei says he will recommend Iemon to his master Moronao. Iemon sends the masseur Takuetsu to seduce Oiwa, who pulls out her hair and accidentally cuts her throat and dies. Iemon kills his servant Kohei for having stolen a family heirloom. Then Iemon marries Oume, but he sees Oiwa’s face on her and decapitates her. When he thinks Kihei is Kohei eating his baby, Iemon cuts off his head too. In the third act the ghosts of Oiwa and Kohei haunt Iemon. Osode marries Naosuke to get revenge, but she learns he is a murderer and kills herself. Naosuke discovers that Osode is his sister and also commits suicide. The ghost of Oiwa uses rats to torture Iemon. This horrific melodrama thrilled audiences.

Ninomiya Sontoku (1787-1856) was a self-educated peasant who believed that other peasants could also control their destiny by gaining knowledge. Poverty is best alleviated by developing virtue from below. He helped peasants organize mutual trust cooperatives to manage their own affairs more effectively. He advised farmers to keep statistics so that they could budget their expenses. He suggested a planned agrarian economy so that some of the good harvests could be set aside for the bad years. Sontoku believed that human life should be a continuing act of gratitude for the providence of heaven, earth, and humans. He found the root of virtue in work, and its loss in idleness. Labor is what creates civilization and human advancement. Everyone must contribute to the general welfare, and mutual aid is what protects all. In addition to labor, his practical virtue included thrift and sharing with others. Sontoku became known as the peasant sage of Japan.

Aizawa Yashushi (Seishisai) wrote New Proposals (Shinron) in 1825. This manuscript was circulated and discussed by important people and became even more popular when it was published in 1857. He emphasized the divine line of kings going back to the sun goddess Amaterasu, and he found moral values in the Japanese tradition. He argued that the state should be defended by armed preparation. He wrote that the ancients were blessed because they lived as though their enemy was right on the border. His writing greatly stimulated Japanese nationalism (kokutai). His ideas were taken up by samurai intellectuals such as Fujita Yukoku and his son Toko in the Mito domain of Tokugawa Nariaki. Aizawa quoted the advice from Sun’zi’s Art of War about the importance of preparations for defense. He argued that the national government needed military strength to defend the people because of the trend in international affairs and that education is the way to develop this strength and prosperity. He combined Confucian ethics with the filial piety of Shinto worship while criticizing shamans, Buddhists, and the sophistries of pseudo-Confucians. He observed that westerners found strength not only in their scientific technology but also in their common Christian God. He warned,

The subversion of the people and overthrowing of the state
are taught as being in accord with the God’s will.
So in the name of all-embracing love
the subjugation of the land is accomplished.
Though greed is the real motive,
it masquerades as a righteous uprising.2
The ideas of Hirata Atsutane (1776-1843) were so aggressively nationalistic that he favored making Shinto the only national religion and the emperor Japan’s only ruler; the Shogun had him put under house arrest in 1841. Hirata emphasized the divinity of the emperor and recommended worshipping him daily by facing the imperial palace in Kyoto. His valuing of work and family attracted a following of farmers and local officials, and he found the ancient way exemplified in the lives of the common people. He identified everyday work with the original creation by the gods, and work is the offering people make to the gods. He believed that government and religion should be one and the same. He held the kami Takami-musubi to be the creator god. Hirata moved away from Motoori Norinaga’s theory of deep emotion, and he replaced Motoori’s concept of the underworld with a permanent Heaven, where believers go after they die.

Japan's Transition 1837-67
Schooling greatly increased in Japan during the middle of the 19th century. Only 57 private academies (shijuku) existed by 1789, and in the next forty years 207 more were established; but 796 were founded between 1830 and 1867. The number of parish schools (terakoya) was 241 in 1789, and 1,286 more were established by 1829; another 8,675 began teaching by 1867.

New religions began springing up that gained large followings among the peasants. Kurozumi Munetada (1780-1850) had a vision during a severe illness and in 1814 founded a sect based on devotion to the sun goddess Amaterasu. In the early 1840s he wrote about serving the way of the circular deity of light. He promised that the age of the gods (kami) had come and that they would be compassionate to all at the end of the world.

In 1838 a farmer’s wife with healing powers named Nakayama Miki (1798-1887), who had been oppressed by her family and husband, began relieving the suffering of others and started the Tenri movement. She chanted, fell into trances, and demonstrated shamanic powers. During a three-day trance she was told to abandon her family to become a vehicle and messenger of the divine work. She gave up her possessions and distributed her family land to the poor. She taught that one must fall into poverty to find relief from pain. She believed that people evolved from monkeys and are equal. She warned that failing to work for universal relief in accordance with divine law would bring down the wrath of the kami. Miki taught that pride is the basic human evil that produces the desire, regret, sweetness, greed, arrogance, hatred, resentment, and anger that she associated with the powerful. She envisioned frugal peasants working together in community.

The farmer Kawate Bunjiro (1814-83) founded the Konkokyo sect in Bitchu. He made pilgrimages to the Shinto shrine at Ise in 1830 and 1846. He believed he was transformed into a kami of love and took the name Konko Daijin in 1859. He also gave up all his possessions. Konko emphasized august intelligence (oshirase), but he advised rejecting the clever learning of society. He said that by listening and understanding, the body would become a reservoir and agent for the intention of the divine. He disapproved of religious austerities and said that eating and drinking are important for the body. Konko also recommended relieving and helping others in need. Mutual help is what makes humans different from other species. He exalted women and said they are close to the gods. Konko emphasized the importance of farming and doing one’s household duties.

Tokugawa Nariaki (1800-60) had become Mito daimyo in 1829. He was influenced by Aizawa Seishisai’s ideas to revere the emperor and repel the barbarians. After the Oshio rebellion in 1837 and especially after learning of the British Opium Wars against China in 1840, Nariaki and his Confucian adviser Fujita Toko (1806-55) implemented reforms in Mito by conducting a land survey, realigning tax quotas, using new agricultural techniques, and recalling samurai from Edo.

Choshu had a huge debt of 85,000 kan of silver and troubles since the peasant uprising of 1831. Murata Seifu was appointed in 1840 and relieved the peasants with a new land survey and a more equitable tax. The domain’s debt was adjusted to allow payments over a longer period of time. The Choshu government sold its monopoly rights on salt, sake, cotton, and other products to merchant guilds. Shipping for the Ryuku trade provided funds to buy western equipment and improve defenses. Zusho Hirosato in Satsuma told creditors that the domain’s debt of 70,000 kan or five million ryo would be paid off over 250 years without interest. Satsuma established a sugar monopoly and made enormous profits in Osaka. They also made high profits by trading illegally with the Luchu Islands. Both Choshu and Satsuma used the mercantilist methods of commercial profits and military capability.

Many of the 264 domains reformed themselves economically and began to provide their own defenses. The Shogun headed the Bakufu government that was six times larger than the largest daimyo, but their territory was scattered over most of Japan. Uprisings in their areas had occurred in Gunnai in 1836, in Osaka, Edo, and Kashiwazaki in 1837, and in Sado in 1838. The Dutch scholar Takano Nagahide (1804-50) wrote a pamphlet in 1838 opposing the exclusion policy and suggesting the advantages of foreign trade. When Watanabe Noboru (Kwazan), a talented poet and painter, was summoned by a magistrate in 1839, he warned Takano, who refused to hide and was sentenced to life imprisonment. Takano later escaped during a fire in 1844 but committed hara-kiri after killing a police officer in 1850. Kwazan was also imprisoned and committed suicide in 1841 in order to protect his feudal lord.

Takashima Shuhan (1798-1866) sent a memorial to the Nagasaki governor urging military reform, but this was criticized by Torii Yozo, who was the son of the official Confucian scholar Hayashi Jussai. Torii was a chief magistrate in Edo; he hated anything foreign and was called the Demon. Takashima urged adopting western military technology; but after his successful demonstration of guns in 1841, Torii had him arrested, tried, and imprisoned. In 1840 Hirose Tanso wrote Circumlocutions (Ugen) criticizing the corruption of the daimyos and samurai class. In 1842 Egawa Hidetatsu was assigned to train one hundred musketeers. Three daimyos were ordered to exchange their domains, but for the first time they were allowed to refuse.

Mizuno Tadakuni (1793-1851) had become senior councilor (roju) in 1834. Even though Shogun Ienari retired in 1837, his control prevented Bakufu reforms until his death in 1841. Then Shogun Ieyoshi (r. 1837-53) let Mizuno govern. He dismissed a thousand officials and issued new sumptuary laws. Female hairdressers could get one hundred days in jail, and in 1842 restaurants and teahouses were closed for allowing lewd behavior. Erotic and heretical books were banned, and publishers had to submit writing for prior approval. This censorship caused the arrest of the comic writer Tamenaga Shunsui (1790-1843), and he died in prison after his hands were cut off. The celebrated actor Danjuro VII was arrested and was not pardoned until 1849, and actor Nakamura Tomijuro died in exile.

Mizuno Tadakuni tried to have more land reclaimed and make peasants return to farms. Ninomiya Sontoku was consulted on agriculture, and most of the officials in eastern Japan were dismissed. The monopolies that the Bakufu had licensed were abolished, but the commercial associations were eventually reinstated in 1851. Mizuno decreed a 20% decrease in prices, wages, and rents; but in the confusion prices went even higher. After another recoinage he compelled seven hundred merchants in Edo, Osaka, Kyoto, and other cities to loan two million ryo to the Bakufu treasury. To refurbish Tokugawa prestige he made a costly procession to Nikko in 1843. Money changers were ordered not to handle copper coins minted in the domains nor local paper currency, and daimyos were required to surrender farmland around Edo.

After officials learned about the Opium Wars and the Treaty of Nanjing, Sato Nobuhiro, who had been banished from Edo in 1832, was allowed to return. In 1843 the restrictions on using western artillery were removed. Nariaki believed that Mizuno was more corrupt than Tanuma Okitsugu, but Nariaki was confined in 1844. That year angry crowds attacked the residence of Mizuno, and he resigned. He was investigated and reinstated for a few months; then most of his property was confiscated while he remained under house arrest. In 1845 Torii Yozo was accused of corruption and sent into exile. Abe Mashiro replaced Mizuno, and he held conferences to discuss the high prices, financial problems, and the concerns of defense and foreign policy. In 1845 Fujita Toko wrote a book to apply the lessons of the Chinese Opium Wars and recommended first repelling the barbarian and then opening the country. He advised national unity by cultivating loyalty to the Emperor. In 1848 the French warship Samarang negotiated with the Luchu Islands, and Satsuma purchased weapons from the French, a violation of the 1639 exclusion laws.

In 1850 Japan established its first modern blast furnaces in Saga and four years later in Satsuma. By 1853 a hundred cannons were in place around Edo Bay, but the next year the Americans noted that their small caliber was not formidable. After Torii’s exile, in 1846 Takashima was released to a mild house arrest. After Perry’s first visit in 1853 Takashima was pardoned and appointed the Bakufu’s maker of ordinance. That year 15,000 peasants rebelled in the Nambu domain demanding equality.

The American merchant ship Morrison had entered Edo Bay in 1837 to deliver Japanese castaways and had been driven off by Uraga batteries. In 1842 Mizuno canceled the order to fire on all foreign ships. In 1844 the Dutch envoy at Nagasaki brought a letter for the Shogun warning that modern technology and international trends were making it impossible for Japan to resist foreign trade. American whaling ships needed ports for supplies. In 1846 Commodore Biddle with two American vessels was also turned away. In 1852 United States President Millard Fillmore sent Commodore Matthew C. Perry to open up Japan. In July 1853 Perry anchored off Uraga and insisted on delivering a letter from President Fillmore before leaving and promising to return the following year with more ships.

Sakuma Shozan (1811-64) studied the Confucian classics under Sato Issai in the Hayashi school, but he was influenced by the intuitive philosophy of Wang Yangming that united knowledge and action. Sakuma served Sanada Yukitsura, who in 1841 was put in charge of Japan’s coastal defenses. A few months after Wei Yuan had recommended western learning for China in 1842, Sakuma wrote a similar proposal for Japanese maritime defense. Sakuma studied gunnery with Takashima Shuhan and Egawa Tan’an, and he submitted an eight-point program to Sanada that included equipping strategic fortifications with artillery, suspending the export of copper so that it could be used in guns, building large merchant ships, supervising maritime trade, building modern warships and training naval officers, establishing widespread schools for men and women, making governmental rewards and punishments clear, and employing men based on ability. Sakuma studied Dutch, and with an encyclopedia he learned how to use chemicals to cast cannon and small arms in 1848.

Sakuma’s friend Yoshida Shoin stowed away on one of Perry’s ships in 1854. Both were arrested, and after a year in jail they were kept in domiciliary confinement. Sakuma became a proponent of opening the country and called for the union of the civil and military government. He was released in 1862 and was on a mission to the Kyoto court in 1864 when he was assassinated by an enemy of the reconciliation. Sakuma made famous the slogan, “Eastern ethics and western science.” He wrote about his thoughts in prison, but because of his criticism of the current regime it was not published until after 1867. He noted how mathematics is the basis of science and advanced military tactics. He recommended combining the objective scientific techniques on the material side of life with the spiritual ethics. Yoshida Shoin wrote on leadership, emphasizing the importance of will and determination. He advised openly expressing one’s resentments and anger straightforwardly to clear the air. In addition to studying history he learned about conditions in the world in order to see the trends so that they could be rectified first in one’s own domain, then in others. Yoshida observed that most people are selfish and indulge their desires, but he called on grass-roots heroes to rise up.

Yokoi Shonan (1809-68) led the Practical Party and favored western science, but he was resented by traditional physicians. He urged Japan to prosper by using mercantilist methods, and he advocated a strong navy. In his 1860 book Kokuze sanron he criticized Tokugawa despotism. He defined leadership as what helps the public interest. He believed that agriculture is the basis of prosperity but argued that a market system was needed to regulate exchange and the distribution of products. He admired the political model of the United States and proposed that a federal system could provide unity while allowing for domain interests.

During the crisis of 1853 Abe Masahiro sent out letters to all the daimyos asking their advice. Most wanted to reject Perry’s request; some advised conciliation; Nariaki and seven others recommended military action; and only Ii Naosuke and one other were for opening up to foreign trade. In March 1854 at Kanagawa both Abe and Perry compromised on a treaty that opened up the ports at Shimoda and Hakodate to American ships. In the next twenty months Japan made similar agreements with the British, Russians, and Dutch. Abe appointed Nariaki commissioner of national defense, and he removed the limits on han military defenses. While improving national defense, this put the Bakufu in greater internal danger. For the first time in the Tokugawa era the imperial court at Kyoto issued a major order to melt down temple bells for guns.

In 1855 a naval training school with Dutch instructors opened at Nagasaki while modern military training began at Edo. The next year a new translation bureau for western books was established. New village schools (terakoya) were opening in large numbers at this time. The United States envoy Townsend Harris was allowed to meet the Shogun in person in December 1857, and the new roju chairman Hotta Masayoshi negotiated a trade treaty with Harris in 1858. Its fourteen provisions called for diplomatic relations and trade with a conventional tariff at Kanagawa (Yokohama), Nagasaki, Niigata, and Hyogo as well as at Shimoda and Hakodate. Foreigners could reside in Osaka and Edo, and extraterritorial jurisdiction was granted. In 1860 a mission of eighty samurai officials went to the United States to ratify the treaty, and others went to Europe in 1862 and 1863.

In 1858 Shogun Iesada died without an heir. Powerful Ii Naosuke favored Tokugawa Yoshitomi of Kii, but others supported Hitotsubashi Yoshinobu (Keiki), son of Nariaki who appealed to the imperial court. The roju named Ii Naosuke tairo. He signed the American treaty without consulting the Emperor and made Yoshitomi shogun. The new treaty took effect in July 1859, and foreigners began arriving. The Bakufu purged many of its enemies, beheading Yoshida Shoin in October 1859. In 1860 those wanting to “expel the barbarians” began making terrorist attacks on foreigners. Nariaki was blamed and punished, but in revenge Mito and Satsuma clansmen assassinated Ii Naosuke at an Edo castle gate in March 1860. The imperial court approved continued threats against the Bakufu, and samurai attacked the American and British legations. In 1862 the roju chief Ando Nobumasa was critically wounded. A bodyguard of the Satsuma daimyo killed an Englishman named Richardson, and in retaliation the British shelled Kagoshima and burned the city. As a concession in 1862 Hitotsubashi Yoshinobu was made regent of the Shogun, and the next year the Shogun went to the court of Kyoto for the first time since Iemitsu went there with 300,000 troops in 1634.

In 1863 Choshu samurai attacked foreigners in Yokohama and burned the British legation. Later that year Choshu batteries bombarded American, French, and Dutch ships in the Shimonoseki Straits, but in 1864 these allies and the British destroyed Choshu’s coastal batteries to reopen the straits. The Choshu forces tried to protect the Emperor from the Bakufu by taking over Kyoto, but Satsuma and other clans helped the Bakufu defeat them. However, when the Bakufu tried to destroy the Choshu clan, Satsuma gave them military aid. In November 1865 nine allied ships entered Hyogo Bay and forced the Bakufu officials at Osaka to make the Emperor sign the treaties. In an arms race between 1864 and 1868 Japan bought more than 100,000 new rifles from Western arms dealers.

In March 1866 daimyo agents Saigo Takamori and Okubo Toshimichi of Satsuma made a secret alliance with Kido Koin and Takasugi Shinsaku of Choshu. The Shogun found the vassals were not supporting the attack on Choshu, and the Bakufu suffered a significant defeat in July 1866. Shogun Iemochi died in August at Osaka. Yoshinobu Keiki succeeded him and appealed for unity. Emperor Komei died in February 1867 and was succeeded by his 14-year-old son Mutsuhito. The French minister Leon Roches had been trying to prop up the Bakufu in Edo since 1864 by using French administrative methods, but these were too little and too late. In 1866 a government edict banned plays about thieves and prostitutes. The actor Kodanji was ill, got worse, and died; but the playwright Mokuami (1816-93), whose popular plays had portrayed robbers, blackmailers, and swindlers as heroes, decided to turn to historical plays.

Meiji Restoration 1868-73
In November 1867 Shogun Keiki agreed to resign and be prime minister under the Emperor and a daimyo council, and the Tokugawa house was to retain its lands. Satsuma and Choshu leaders did not accept this, and on January 3, 1868 their forces joined by Echizen, Owari, Tosa, and Aki seized the palace and proclaimed the restoration of the Emperor and the Meiji era. Meiji means “enlightened rule” and became the posthumous name of Emperor Mutsuhito. A council that excluded the Tokugawa abolished the shogunate and confiscated their lands. Keiki accepted this and withdrew his troops to Osaka. Some of his commanders tried to retake Kyoto on January 27, but they were defeated by the Satsuma, Choshu, and Tosa forces. Prince Arisugawa was put in command of a new imperial army, made up of mostly Satsuma and Choshu forces, that marched on Edo, where Keiki peacefully surrendered. Some Tokugawa forces held out north of Edo until they capitulated in November. Yokoi Shonan was murdered in February 1869. The shogunate navy retreated to Hokkaido but surrendered in May 1869.

After the restoration of the Emperor and proclamation of the Meiji era in January 1868, the city of Edo changed its name to Tokyo, meaning eastern capital, and it became the seat of the new government. Faced with foreign threats and the need to reform the Bakufu government, the Japanese nation rallied around the Emperor with the slogan “to prosper the state and strengthen the armed forces” (fukoku-kyohei). About two dozen young intellectuals with good Confucian educations, mostly from Satsuma, Choshu, Tosa, Hizen, and the imperial court, provided the leadership that made this revolutionary transition with little violence. The Meiji leaders wanted to apply western science and technology while keeping to their ethical traditions. In 1868 the territories of the Tokugawa house were reorganized as prefectures and municipalities with new governors. The Choshu samurai Kido Koin persuaded the daimyos of Satsuma, Choshu, Tosa, and Hizen to return their domain titles to the Emperor. The two princes Iwakura Tomomi and Sanjo Sanetomi provided civilian authority under the 15-year-old Emperor.

In March 1868 delegates from all the domains formed an assembly, and the next month they agreed to the following charter oath that was drafted by Yuri Kimimasa, Fukuoka Kotei, and Kido Koin:

1. An assembly widely convoked shall be established,
and all matters of state shall be decided by public discussion.
2. All classes high and low shall unite
in vigorously promoting the economy
and welfare of the nation.
3. All civil and military officials
and the common people as well
shall be allowed to fulfill their aspirations
so that there may be no discontent among them.
4. Base customs of former times shall be abandoned,
and all actions shall conform
to the principles of international justice.
5. Knowledge shall be sought throughout the world,
and thus shall be strengthened
the foundation of the imperial polity.3
Fukuoka and Soejima Taneomi began working on a constitution that was hastily completed by June. The central organ of government was called the Dajokan, and it had legislative, executive, and judicial branches. A Justice Department was established for the separation of powers, and the Legislative Department was bicameral with an upper Council and an ineffective lower Assembly made up of han representatives. The other departments were Executive, Shinto, Finance, War, Foreign Affairs, Civil Affairs, Public Works, and Education. All officials were to be changed after serving four years, and they had to pay one-thirtieth of their salaries as tax. Making Shinto the state religion caused the suppression of Buddhism. For example, in Toyama Han 1,630 Buddhist temples were abolished, leaving only seven to serve the entire han. The new Meiji government proscribed Christianity in April 1868, and in the next four years about 500 native Christians were killed. In June the government was reorganized into the five departments of Religion, Military Affairs, Foreign Affairs, Justice, and Finance under the Executive Council (Gyoseikan) led by Sanjo and Iwakura.

In early 1869 Emperor Meiji moved to the capital Tokyo, and the Confucian Motoda Eifu became his tutor in 1871. Income from the Tokugawa lands was already financing half of the government’s expenditures. Omura Masujiro was put in charge of the War Department and founded military schools and arsenals. He proposed replacing the feudal armies with conscription, but his request was denied. Two unemployed samurai mortally wounded Omura in 1869, and he was replaced by Yamagata Aritomo from Choshu. By 1871 the old han guards had been nationalized, and the Imperial Guard had about 10,000 men drawn from the armies of Satsuma, Choshu, Tosa, and Hizen.

The Conscription Act in January 1873 required all twenty-year-old males to register for military service. Men were liable for three years active service plus four years in the reserves. Exceptions included family heads, heirs, and some professions, or one could pay 270 yen to be exempt. An army of 46,000 was planned, and about 10,500 men a year were drafted, mostly from Tokyo. This system effectively erased the social distinction between samurai and commoners. In promulgating the ordinance Yamagata noted that the occidentals called this obligation a “blood tax.” Some farmers resisted, and there were nearly thirty rural uprisings a year during this period. In 1870 about 70,000 peasants in Matsushiro Han rose up to demand the cancellation of debts, land reform, and reduced taxes. Imperial troops defeated them and imprisoned or executed more than three hundred leaders.

After a secret meeting of the leaders in August 1871 the old domains (han) were abolished and replaced by 72 prefectures and three municipalities with new governors. Most of the daimyos of the 273 han domains were retired on pensions along with their armies and guards. The daimyos were ordered to move with their families to the capital. The central government confiscated the castle headquarters of the daimyos, and the old han debts and paper currencies were taken over by the new government. The collection of taxes continued, and to make a more accurate census the entire country was divided into uniform squares called ku. However, local administration based on these units failed and was abolished in 1877. The Tokyo government hired many of the former samurai and capable village headmen. Assemblies were also formed by the prefectures, districts, and villages; but they were primarily for debate while the central government had the power. In 1871 Kido started a weekly newspaper to explain why feudalism was being abolished. That year the sale of girls as prostitutes or geishas was banned. The daimyos and retainers could no longer confiscate farmland, and the sale of private holdings was legalized in 1872.

Ito Hirobumi and Okuma Shigenobu changed the currency to a decimal system with the yen as the standard coin and equivalent of the United States dollar. The han debts amounted to 78,130,000 yen, and the pension obligations for the daimyos and samurai were 190 million yen in bonds and 200 million yen in currency. From September 1868 to the end of 1872 the Meiji government had only 50 million yen in revenues while it spent 148 million yen. A new banking system was modeled after the United States Federal Reserve, and England loaned Japan £2.4 million.

In 1869 the system of four social classes was simplified into kwazoku (daimyos and courtiers), shizoku (samurai and soldiers), and heimin or commoners (everyone else); but soon the distinction between soldiers and commoners disappeared as commoners were allowed to use surnames and change their occupations and residences. After 1871 samurai and commoners were allowed to intermarry. In 1872 some peasants rioted against abolishing the classification of pariahs (eta and hinin). The next year some objected to the new Gregorian calendar and changes in dress. In Tottori peasants destroyed official buildings and schools because they believed their land tax assessments were too high. Ex-samurai were allowed to marry nobles, and they retained less than half their previous stipends as pensions. Samurai were no longer required to wear swords, and the topknot was abandoned for short hair. The rickshaw was invented in Japan in 1870, and 136,761 rickshaws were registered by 1877.

In 1871 Soejima Taneomi became Foreign minister, and Japan made a commercial treaty on equal terms with China. In 1872 Japan took administrative control over the Ryukyu Islands, and their Navy took the Ogasawara (Bonin) Islands the next year.

David Murray of Rutgers University helped Japan develop an elementary school system, and in 1872 the Education Ordinance mandated modern elementary education, proclaiming, “Learning is the key to success in life.”4 Even Christian missionary activity was permitted in 1873. Erasmus P. Smith advised Japan’s Foreign minister Soejima on diplomatic technology. The British provided technical expertise on railways, telegraphy, and public works. The Japanese navy was based on British models, while its army used French instructors. Yamagata Aritomo compared the French and Prussian military methods and decided the Prussian was better. Gustave Boissonade recommended French legal codes, and Italian painters and sculptors taught art. Western communities were established in Yokohama, Kobe, and other ports with their own churches, schools, and hospitals. In 1873 the first railroad extended 17 miles from Tokyo to Yokohama. The number of western educators and advisors in Japan reached a peak of 574 in 1874. Many Japanese took quickly to western technology and styles. The number of post offices increased from 21 in 1872 to 3,224 by 1874, and Japan joined the Universal Postal Union in 1877.

Meiji Conflicts 1873-77
In July 1873 a new law reformed the land tax system and gave the new government financial stability. Taxes were now paid directly to the central government in cash by individuals based on the value of the land instead of the crop. Certificates of ownership were issued to those who had paid the taxes before, but common lands were taken over by the government. Wealthy landlords owned much of the land, and by investing capital to improve technology they increased their profits that were not taxed. The poor peasants had more difficulty paying taxes in cash, causing bankruptcies and more tenancy. In 1873 a quarter of the land was worked by tenant farmers, and this increased in the years ahead. In 1874 the land tax provided 83% of the government’s revenue. An effort to get samurai voluntarily to accept smaller pensions failed and provoked rebellions. In 1874 Kawaji Toshiyoshi recommended that the police be transferred from local control to be under the Home Affairs Ministry, and the Meiji government gradually centralized police power.
级别: 管理员
只看该作者 176 发表于: 2009-03-16
BECK index
                                            Imperial Japan 1894-1937
by Sanderson Beck
Japan's Growing Military 1894-1903
Japan's Victory over Russia 1904-05
Japan Between Wars 1906-14
Japan in the World War 1914-19
Japanese Progress 1920-30
Japan Takes Manchuria 1931-33
Japan's Militarism 1933-37
This chapter has been published in the book EAST ASIA 1800-1949.
For ordering information, please click here.

Japan's Growing Military 1894-1903
Japan's Modernization 1800-1894
On March 28, 1894 two Korean agents assassinated the exiled Kim Ok-kyun in Shanghai. His body was taken back to Korea and cut into several pieces for display. Members of his family were also executed. Fukuzawa Yukichi blamed the Chinese for turning over his body and violating the Treaty of Tianjin. On June 2 the Japanese cabinet learned that Korea had asked Yuan Shikai to send Chinese reinforcements to help their government suppress the Tonghak rebellion. The Chinese sent 1,200 troops, but Japan’s General Kawakami Soroku reported that the number was 5,000. Prime Minister Ito Hirobumi approved a brigade, which was 2,000 men, but Kawakami sent a “combined brigade” of at least 7,000.

Ito proposed that after the rebellion was suppressed, Japan should send commissioners to help Korea reform their administration. Foreign Minister Mutsu Munemitsu added that Japan should act unilaterally if necessary. The Chinese minister reported on June 12 their rejection of the plan because 1) Korea had quelled the rebellion, and China and Japanese forces were not needed; 2) Korea should reform themselves; and 3) the Treaty of Tianjin called for Japan and China to withdraw their troops after the disturbance was ended. On June 26 Japan’s ambassador Otori Keisuke told King Kojong that the government of Korea must be reformed. The next day the Japanese cabinet decided to demand that Chinese troops withdraw from Korea, ending Chinese sovereignty there, and they drew up a list of reforms for Korea. On July 3 Otori was assured that Korea was independent, and he proposed reforms in an audience with Kojong. On July 16 Japan made a treaty with Britain that ended the extraterritoriality of the unequal treaties in 1899; but the tariff restrictions did not end until the United States agreed in 1911.

On July 23, 1894 Japanese troops entered the palace in Seoul and forced King Kojong to sign an order expelling the Chinese and installing a reform cabinet selected by his father, the former regent. Captain Togo Nakagori defeated two Chinese ships and then sank the Gaosheng (Kowshing), which the Chinese had chartered from the British; more than a thousand lives were lost as the Japanese even shot those in two lifeboats. Japan declared war on China on August 1, and the Diet unanimously approved a special War Budget of 150 million yen. Yamagata Aritomo took command of the First Army, and on September 16 the Japanese infantry assaulted and captured P’yongyang, killing 2,000 Chinese soldiers and taking 600 prisoners while 180 Japanese died. Private Harada Jukichi was proclaimed a hero for opening the Gembu Gate, and a play about his exploit was later performed by the Kabuki Theater. The next day the Imperial Navy destroyed half of China’s twelve warships off the mouth of the Yalu River. The First Army drove the Chinese out of Korea on October 9 and crossed the Yalu fifteen days later; Yamagata set up civil administrations in Manchuria. General Oyama Iwao led the Second Army in an invasion of the Liaodong peninsula, capturing Dairen on November 6. Fifteen days later Port Arthur was attacked. James Creelman cabled to the New York World that for three days the Japanese troops had massacred the inhabitants. On November 22 Japan and the United States signed a treaty on commerce and navigation.

In February 1895 the Japanese Second Army crossed the strait and took over Weihaiwei on the Shandong peninsula, destroying the Chinese fleet. That month the Diet passed 100 million yen in supplementary military spending. Japan recorded that in the war against China 1,000 of their men were killed, and 5,000 were wounded; but they lost nearly 17,000 men to disease, most in Manchuria because of the cold weather. The military censored the Japanese press, and Reuters and the Washington Post were paid to publish pro-Japanese articles. The Japanese people generally favored the war, but the Christian Uchimura Kanzo, who founded the non-church movement, commented that what he thought was a justified war turned out to be “piratical.” The former general Tani Kanjo had argued for a limited military and thought the territorial gains were counterproductive.

On January 8, 1895 Minister Inoue Kaoru compelled King Kojong to proclaim that Korea had become independent of China. In the next two years more than 5,000 Japanese settled in Seoul. The Japanese cabinet refused to negotiate with anyone except Li Hongzhang. After a Japanese fanatic shot him under the eye at Shimonoseki on March 24, the Meiji emperor apologized. Japan agreed to a cease-fire but only after they occupied the Pescadores Islands; they signed a treaty with Li on April 17. China agreed to recognize Korea’s independence; to cede Taiwan, the Pescadores Islands, and the Liaodong peninsula to Japan; to open seven ports to Japanese trade; and to let Japan occupy Weihaiwei until China paid an indemnity of 360 million yen. Six days later notes from Russia, France, and Germany advised Japan to relinquish the Liaodong Peninsula, and Russia put its fleet on alert. Japan agreed on May 5. Meiji decreed in June that Japan would not interfere in Korea. The Diet approved a military build-up, and in the next five years annual military spending increased from 21 million yen to 133 million yen.

When Taiwan declared its independence in May 1895, Japan landed troops to disperse the Chinese. During a guerrilla war that lasted more than a year with 60,000 Japanese troops only 396 were killed in combat; but 10,236 Japanese died of malaria and other diseases, and more than 20,000 were sent home ill. Uncounted thousands of indigenous people were killed. In 1898 Kodama Gentaro became governor-general of Taiwan, and he appointed Goto Shimpei as civil administrator. Goto reformed land tenure, health, and sanitation while establishing railroads, a postal system, telegraph, and public services. Improvements in rice and sugar production helped the economy to prosper.

After Korea’s Queen Min expelled Pak Yong-hyo, General Miura Goro planned her assassination. On October 8 about thirty Japanese swordsmen, some wearing Korean uniforms, abducted the Regent (Taewon’gun) and then entered the palace where they killed Queen Min along with at least two others mistaken for her. King Kojong was detained in his quarters as the Regent regained control. Miura and others were recalled to Japan for a trial, but they were acquitted. Foreign Minister Saionji refused to let Komura Jutaro prevent the King from taking refuge in the Russian legation in February 1896. Kojong asked Russia to protect Korea in May, and Yamagata visited St. Petersburg for the coronation of Czar Nicholas II. Japan and Russia agreed to guarantee the independence of Korea with an equal number of troops.

Kanai Noburu pioneered the field of industrial economics, and he suggested that protective tariffs could prevent unions and socialism. His disciples led by Kuwata Kumazo founded the Organization for the Study of Social Policy in 1896. These economists opposed not only unbridled competition that increased differences between rich and poor but also socialism that obliterated capitalists; they wanted to maintain the current social harmony. Kuwata noted that the 19th century had accomplished political revolutions, and he predicted that the 20th century would accomplish economic revolutions. He lectured at Tokyo University and recommended regulating working hours, conditions, and female and child labor; protecting the interests of tenants; enacting poor relief laws; requiring workers’ insurance; using credit cooperatives to help small farmers; and enacting progressive taxes to reduce the burden on those with low incomes.

Kitasato Shibasaburo (1853-1931) studied under Robert Koch in Germany from 1885 to 1891. He prepared an anti-toxin for diphtheria and worked on one for anthrax. When he returned to Japan, Fukuzawa Yukichi helped him found the Institute for the Study of Infectious Disease. In 1894 Kitasato went to Hong Kong during an epidemic of bubonic plague. He discovered the bacilli for that as well as for dysentery and tetanus. When the Institute was incorporated into Tokyo Imperial University in 1914, Kitasato resigned and founded the Kitasato Institute.

Shibusawa Eiichi used steam power in his Osaka Spinning Mill plants, and in 1896 the Spinners’ Association he led persuaded the Government to abolish the import duties on raw cotton and the export duties on cotton cloth. These exports helped Japan import rice from Korea for its growing population. The Treaty of Shimonoseki enabled Japan to get iron and other ores from China, and the indemnity helped the Government subsidize the Yawata Iron and Steel Works which were started in 1897 and began production in 1901.

By 1896 the Ashio Copper Mine had caused so much deforestation that waters it polluted flooded villages and contaminated fields of 13,000 households, provoking a protest movement. Flood damage was estimated at 14 million yen, and three hundred people had died. The Furukawa Mining Company made many private settlements, and in May 1897 the Government ordered them to make changes to reduce the pollution. More flooding led to more mass marches, and on February 13, 1900 at Kawamata fifty marchers and six police were seriously injured as more than a hundred farmers were arrested. The trial found 29 people guilty of resisting officials; but the Tokyo Court of Appeals examined the pollution problems and found all the protestors innocent but three. Finally in 1974 the Government mediated a settlement in which Furukawa agreed to pay the pollution victims 1.5 billion yen.

Ito rewarded Itagaki Taisuke by making him Home minister in April 1896, and Hoshi Toru was sent to the United States as ambassador. The Progressives formed a larger coalition called Shimpoto as Okuma Shigenobu cooperated with Matsukata Masayoshi. Ito tried to bring these two men into his cabinet; but Itagaki objected, and Ito resigned on August 31. Matsukata became prime minister and made Okuma the Foreign minister. After a while the Progressives complained that Matsukata did not keep his promises, and Okuma resigned in November 1897. Matsukata could not win Liberal support and dissolved the Diet. Ito became premier again on January 12, 1898, but he could not get support from the Progressives or the Liberals either. Those elected on March 15 voted 247-25 against his land taxes and budget with a 35-million-yen deficit. Ito dissolved the Diet again in June and resigned. Ito and Saionji formed a new commission that compiled the Meiji civil code that was enacted in 1898. Their goal was to merge Japanese institutions with the best legislative theories from European laws, thus reassuring those nations giving up their extraterritorial courts in 1899.

Okuma and Itagaki merged their opposition parties into the Constitutional (Kenseito) party. On June 30, 1898 Okuma became prime minister with Itagaki as Foreign minister in the first party cabinet, and they won 260 House seats in the August election. However, the Army minister Katsura Taro and the Navy minister Saigo Tsugumichi caused the downfall of the cabinet. Education minister Ozaki Yukio was fired for warning that the influence of big business could result in a republic led by the companies Mitsui and Mitsubishi. The fall of the cabinet caused the Constitutional party to split with Itagaki’s Liberals and become the New Constitutional party while the Progressives called themselves the Real Constitutional (Kenseihonto) party.

Yamagata became prime minister in November. In 1899 the Nationalist Association (Kokumin Kyokai) was transformed into the Imperial Party (Teikokuto). Yamagata and Katsura formed an alliance with the former Liberals but did not give them any cabinet positions. In 1900 they expanded the House of Representatives to 369 members by adding more representatives from urban areas. Lowering the voting requirement from 15 yen to 10 yen increased the number of eligible voters from 502,000 in 1898 to 982,000 in 1900, and the secret ballot was adopted. They agreed to raise the land tax from 2.5% to 3.3%. Okuma organized the Anti-Land Tax Increase League, but Yamagata banned the organization and forbade discussion of the issue. Yamagata obtained 980,000 yen secretly from the Imperial Household and used it to buy votes to get his budgets and increased taxes passed. He also decreed imperial ordinances while the Diet was not in session. Politicians were excluded from civil service examinations, and the power of the Privy Council was expanded. By requiring that the Army and Navy ministers be in active service as well as from the top two ranks the military gained a powerful veto over the cabinet.

The Police Regulation of 1900 criminalized efforts to organize a union. The first recorded strike in Japan had been in 1886 when a hundred women walked out of a cotton mill in Yamanashi prefecture. In 1897 Takano Fusataro and Katayama Sen organized the Society for the Protection of Trade Unions. This movement led to the Association of Ironworkers, the Society to Reform the Railroads, and the Printers’ Association. Katayama and others responded to the new police law by forming the Social Democratic party, but within hours the Home Ministry closed it down. The party’s manifesto recognized a general trend in the world “to abolish the gap between rich and poor” and to secure peace in the world by means of “socialism and democracy.” In 1900 the Ministry of Agriculture and Commerce commissioned a study of the conditions in factories and industrial slums that Kuwata worked on, and some regulations of mines and factories were eventually passed. Kotoku Shusui was a journalist and published Imperialism, the Monster of the Twentieth Century in 1901 and The Essence of Socialism in 1903. That year a comprehensive study of the conditions among factory workers described abuses.

Emilio Aguinaldo persuaded Chief of Staff Kawakami to ship 10,000 rifles, 6 million rounds of ammunition, and ten field guns to his Filipino independence movement, but the ship sank in a storm on July 26, 1899. During the Boxer Uprising in China the Japanese sent 8,000 troops to Tianjin while Taiwan’s Governor-General Kodama Gentaro planned to invade China at Amoy. When Japan’s cabinet believed that the Russians were going to withdraw their forces from Manchuria, they cancelled Kodama’s expedition. However, the Russians consolidated their position in Manchuria, and Yamagata resigned on September 11. Without Japanese aid Sun Yat-sen decided to disband his army of 20,000 in Guangdong. His friend Miyazaki Torazo was so disillusioned that he became a traveling minstrel and wrote the popular autobiography My Thirty-Three Years’ Dream.

After Uchida Ryohei reported on the Russians in Manchuria, Prince Konoe sponsored the People’s League to support imperialism and urge the cabinet to send troops to Korea, but ironically they were also restricted by Yamagata’s Peace Preservation Ordinance against political associations. Uchida became president of the secret Kokuryukai known in the West as the Black Dragon Society. The Japanese name refers to the Amur River as the border north of Manchuria they wanted with Russia. They circulated the pamphlet “On the Relative Merits of War and Peace Based on the Estimated War Potential of Japan and Russia.”

In September 1900 Ito formed the Seiyukai party (Friends of Constitutional Government) with the old Liberals and his bureaucrats, and the Emperor contributed 100,000 yen. Yamagata resigned the next month, and Ito became premier for the fourth time. The Seiyukai had a majority in the House of Representatives, but the House of Peers voted against Ito’s taxes. After he persuaded the Emperor to instruct them, they passed the tax bill unanimously. Hoshi was accused of financial scandals and was forced to resign from the cabinet in December, and a fanatic murdered him the next year. After financial disputes Ito resigned again in May 1901. A new era began as General Katsura became prime minister in June 1901, but Ito’s party would not pass the land tax increase to pay for naval expansion.

As early as 1895 Hayashi Tadasu had written in Jiji Shimpo that England had made alliances with Turkey and China to oppose Russia, and he suggested they would cooperate with Japan too. In May 1896 Russia and China made an alliance in case Japan attacked Russia, and they agreed to build a railroad across northern Manchuria. Japan and Russia agreed to give Korea financial aid and limit their troops there. In April 1898 the Russians and Japanese agreed to the Rosen-Nishi Convention, promising to preserve Korea’s independence. That year China leased the Liaodong peninsula and Port Arthur to Russia for 25 years. In November 1900 the secret Alexeieff-Zeng Agreement permitted Russia to keep troops in Manchuria and place a resident in Mukden, but it was reported by the London Times in January 1901.

Ito traveled to St. Petersburg hoping for reconciliation, but this only accelerated the negotiation with England. On January 30, 1902 Japan’s ambassador Hayashi signed an agreement in London to form an important alliance with the British. The treaty had six main points and was designed to make sure that no nation would join with Russia in a war against either of them. The open door to China was to be maintained, and no more acquisitions of Chinese territory were to be permitted. England recognized Japan’s freedom to act in Korea. The Anglo-German agreement on China remained, and the alliance was limited to the Far East. On April 8, 1902 Russia made a treaty promising China they would withdraw their troops from Manchuria in three stages over eighteen months.

Ito and Okuma opposed an increase in the land tax to pay for expanded naval construction. For the first time the House went four years without being dissolved and had an election in August 1902. Seiyukai won a large majority, and Katsura dissolved the Diet in December. Seiyukai won 384 of 476 seats in March 1903, but they agreed to let Katsura use loans for his navy build-up. Yamagata persuaded the Emperor to make Ito resign his party position and go back to being president of the Privy Council. Yamagata and Matsukata also joined the Privy Council, increasing their influence. The noble Saionji Kimmochi, who was president 1900-03, had studied in France for ten years and had taken up journalism with the Oriental Free Press in 1881. He succeeded Ito as party leader and was even more committed to parliamentary government. Katsura remained premier for four and a half years as the government united during the war with Russia. Konoe Atsumaro was president of the House of Peers from 1895 to 1904, and he sponsored the Common Culture Association to encourage study and contact with China. Konoe favored small military budgets and Korean independence, and he led a People’s Alliance that demanded the Russians withdraw from Manchuria.

In 1900 four years of primary schooling became compulsory and free for all children. Enrollment grew gradually until it became universal by 1905. Many of the textbooks were written by Fukuzawa. In the early 1890s more than eighty texts on ethics had been written, and in 1903 the Education Ministry published an official set of ethics textbooks.

Japan's Victory over Russia 1904-05
On April 8, 1903 Russia violated its agreement with China to withdraw troops in the second stage of evacuating Manchuria by transferring them instead to Port Arthur and the Chinese Eastern Railway. The British consul at Mukden reported that 30,000 Russian troops had become “railway guards” along the tracks. The Japanese also observed that Russian troops entered Korea to cut lumber and build barracks. In Tokyo the People’s League led by Prince Konoe and godfather Toyama Mitsuru changed its name to the Comrades Society for a Strong Foreign Policy. They urged Prime Minister Katsura to declare war, and the secret was leaked to the press. Chief of Staff Oyama put the armed forces on alert.

Foreign minister Komura Jutaro sent five proposals to St. Petersburg on August 12, but on October 3 the Russians replied that they objected to Japan using any part of Korea for strategic purposes or being in Manchuria at all. The Comrades Society became the Anti-Russia Comrades Society. They were joined by the opposition leaders Itagaki and Okuma, and at a mass meeting on October 5 they passed a resolution calling for the “last resort.” On October 30 Japan offered to recognize Russia’s interest in Manchuria in exchange for their acknowledging Japan’s interest in Korea, but Russia rejected this. On December 10 Kono Hironaka, president of the House of Representatives, replaced the Emperor’s message with his own speech censuring the cabinet, and it passed. The Government dissolved the Diet, but Kono won popular acclaim. On December 21 Katsura ordered Yamagata to prepare for war. Ito still wanted to negotiate a settlement, but he realized he was isolated. A Supreme War Council was set up on December 28.

Japan had an active military of 180,000 with about 850,000 men trained. Their navy had 7 battleships and 31 cruisers. Russia had 135,000 troops east of Lake Baikal; but because the Trans-Siberian Railroad was not completed, they could only transport 7,000 men per month to Manchuria. Japan sent an ultimatum to Russia on January 13, 1904. By the end of January the Japanese navy was prepared, and Chief of Staff Oyama urged the Emperor to strike first. On February 6 Japan broke off negotiations with Russia, warning they might take independent action to defend their threatened position.

Two days later Admiral Togo Nakagori launched a torpedo attack against the seven battleships and six cruisers of the Russian Pacific fleet anchored at Port Arthur. Russia declared war against Japan on February 10, one day before Japan’s official declaration of war against Russia. Japan’s First Army led by General Kuroki Tametomo landed at Chemulp’o and occupied Seoul. On February 23 Korea and Japan agreed to a protocol for a Japanese protectorate. Emperor Meiji moved to Hiroshima to be closer to the war as he had during the war against China ten years earlier. Japan won naval victories, and the Russian flagship hit a Japanese mine and sank on April 13. Japan’s First Army marched north and defeated the Russians guarding the Manchurian border, crossing the Yalu River on May 1. The Second, Third, and Fourth Japanese armies landed on the Liaodong peninsula and advanced toward Port Arthur, which was besieged on May 5. The Second Army suffered 3,500 casualties on May 26 when they encountered Russian machine-guns around Jinzhou, but they captured Dairen. Japan would not have machine-guns until the last months of the war.

Russia’s General A. N. Kuropatkin tried to fight defensively while waiting for reinforcements, though his 140,000 troops outnumbered the Japanese on Liaodong. On August 25 Oyama launched an offensive with 125,000 men that took ten days to drive about 158,000 Russians out of Liaoyang; but the Japanese had 5,500 killed and 18,000 wounded while the Russians suffered 16,000 casualties. The Japanese continued to attack the besieged fortress at Port Arthur for 242 days until General Anatoly Stoessel surrendered on January 2, 1905. During this long siege the Japanese suffered 57,780 casualties while the Russians lost 11,500 killed and 17,500 wounded. Kuropatkin retreated to Mukden, where the largest battle in history so far was fought in March 1905 with about 300,000 Japanese forces against 310,000 Russian troops. The Japanese took ten days to capture the city after losing 16,000 killed and 54,000 wounded compared to 89,000 Russian casualties.

The British would not let the Russian navy use the Suez Canal, and after many delays the Baltic fleet led by Admiral Rozhdestvensky arrived in the Tsushima Straits on May 27, 1905. Togo was waiting, and in 24 hours the Japanese navy sank or captured all eight Russian battleships; only three Russian ships reached Vladivostok. In this critical naval victory Japan lost only three torpedo boats and 116 lives while more than 5,000 Russian sailors were killed with 8,862 captured. This was the world’s first major sea battle with steamships and the last major naval encounter without submarines or air forces. Japan had won the war but had 60,083 men killed in battle, and 21,879 died from disease. The Russians also had about 60,000 killed. The total number of wounded has been estimated at 265,000. In this war most of the wounded survived. During the first five months not one of the wounded soldiers evacuated to Tokyo died.

Near the end of a long era with relatively few big wars, the lessons of this war were carefully studied. The torpedo-boats and battleships were found to be effective, but the destroyers had failed to make hits. The Japanese showed that team-work was important for the armies, and, contrary to some predictions, short-range fighting was still used. Hand grenades, machine-guns, and floating mines were also effective. Modern fortifications were nearly impregnable, and overcoming them depended on engineers and miners.

The defeated Russians agreed to accept the mediation offer by US President Theodore Roosevelt. The Japanese had increased their debt from 600 million yen to 2.4 billion yen, and their human and industrial resources were running behind their war needs. American bankers told the Japanese ambassador in Washington they could not support any more bond issues. Yamagata visited the front in Manchuria and found that the reinforced Russians outnumbered them three to one. At an imperial conference in Tokyo on August 28 Japan decided to withdraw its demand for an indemnity and accepted Russia’s offer to cede the southern half of Sakhalin Island. The Treaty of Portsmouth (New Hampshire) was signed on September 5. Both sides agreed to withdraw troops from Manchuria, and the railroad line was leased to Japan as far as Changchun. Japan gained the Liaodong peninsula including Port Arthur and Dairen. Russia pledged not to interfere with Japan in Korea.

The socialists Kotoku Shusui and Sakai Toshihiko had opposed the war and in 1903 had organized the Commoners’ Society and started the Commoner’s Daily (Heimin Shimbun). They were joined by activist women, and their open letter of friendship to the Russian Social Democrats was published in the Iskra newspaper. Kotoku and Sakai were imprisoned, and the Commoner’s Daily was suspended for publishing the Communist Manifesto.

Pro-war patriots had expected an indemnity and more territorial concessions. On August 31 Godfather Toyama and the Joint Council of Fellow Activists formed the Anti-Peace Society and sent a memorial to the Imperial Palace urging that they fight on. They planned a massive protest rally at Hibiya Park in Tokyo for the day of the treaty signing. The pro-government Kokumin Shimbun gave out free copies of its issue approving the treaty, but the newspaper was boycotted. The Streetcar Workers Association threatened to destroy the fleet if any car was decorated with a Japanese flag. The Government banned the rally and had the police barricade the entrances to the park. In the morning on September 5 a crowd of 30,000 gathered four hours before the speeches were to begin. The police ordered them to disperse, and fighting broke out. People stormed the offices of Kokumin Shimbun and smashed the presses. After the house of the Home Affairs minister was burned to the ground, three companies of Imperial Guards were deployed. The angry mob destroyed 250 public buildings and burned nine police stations and hundreds of police boxes. In the riot 17 demonstrators were killed, and a thousand were injured. Martial law was imposed; 2,000 people were arrested, and complaining newspapers were suppressed.

US Secretary of War William Taft had visited Tokyo in late July and persuaded Prime Minister Katsura Taro to renounce any design on the Philippines in exchange for American recognition of their control over Korea. This Taft-Katsura agreement was announced on September 21, but the details were kept secret and did not become public until 1924. On August 12 the Anglo-Japanese alliance had been extended to cover any attack by a third party, and it was renewed for ten years. An Imperial Rescript ratified the peace treaty on October 16. Imperial approval calmed down the opposition, and martial law was lifted on November 29, restoring freedom of the press. Katsura sent Komura to Beijing to obtain China’s acceptance of the treaty, and in a secret clause China promised not to build a railroad near the Port Arthur-Changchun line until Japan’s lease had expired. Japan also gained a 15-year lease on the Mukden-Andong railway line to Korea. The majority Seiyukai party had secretly agreed to support the Government’s war policy in exchange for a promise that Saionji would succeed Katsura as prime minister after the war when they expected discontent.

Japan’s military victory over Russia astounded the world and had a great psychological impact for years to come. Europeans were startled that an Asian nation could defeat a European power, and independence movements in Asian countries suffering under Western imperialism were greatly encouraged.

Japan Between Wars 1906-14
Saionji became prime minister on January 6, 1906 and kept his promise to Katsura by putting only two party men in his cabinet. The Government issued scrip and nationalized the railways to gain revenue. The Government had been investing in more than forty percent of the economy since the constitutional government of 1890 and would continue to do so for a half century. This stimulated an economic boom that faded and resulted in a recession that lasted until the European War began. The Government had begun monopolies on tobacco in 1898 and on salt in 1904. Saionji’s government allowed the Socialist party led by Katayama to organize, and the Commoner’s Daily was revived. In March a meeting protested a proposed increase in the streetcar fare, and violence led to the arrest of many socialists. In 1906 more than a thousand miners protested the low wages and abuses by the Ashio copper company, and it became a riot and was followed by troubles at other mines. Workers in shipyards and arsenals also rioted for higher wages. In February 1907 Kotoku Shusui and the radicals persuaded those at the Second Japan Socialist Party Congress to take action, and the Government ordered the Socialist party dissolved. The movement split with Katayama’s faction favoring democratic methods. In 1907 compulsory education was extended from four years to six years, and in 1908 the school attendance rate was 98%.

Hayashi Tadasu had been recalled from London and became Foreign minister. When the military opposed enforcing the evacuation of Manchuria, Hayashi submitted his resignation; but the Emperor made him stay on. The Emperor commanded the army to withdraw, leaving 13,000 men as railway guards on the South Manchuria Railway. Yet the evacuation deadline of April 15, 1907 was not fully met. China in November offered a British private firm railway rights, but the Liberal Foreign secretary Edward Grey did not support the deal. Hayashi aimed to secure trade in China by making agreements with various powers. On June 10, 1907 Japan signed an agreement in Paris proclaiming the Open Door policy in China but recognizing France’s sphere of influence in Indochina and southern China while France acknowledged Japan’s presence in southern Manchuria. Three days later Russia agreed to link its railway to Japan’s at Harbin. In July 1907 Japan and Russia agreed to a line dividing Manchuria into a northern sphere for Russia and a southern one for Japan, and three years later they affirmed this status quo. Japan’s military budget was increased from 37 million yen in 1906 to 65 million yen in 1908. New regulations in 1909 drew from the Bushido code to enhance the military spirit.

The realistic novel led to naturalistic novels that were influenced by the works of Emile Zola. In 1904 Shimazaki Toson published The Broken Commandment about the outcaste Eta class. Ushimatsu’s father leaves society to be a herdsman, and his son takes a vow never to reveal his heritage. Toson had read about two teachers who had lost their positions because of their Eta origins. In 1907 Tayama Katai wrote The Quilt (Futon), and this naturalistic novel began the Japanese trend in confessional “I novels” that became especially popular in the 1920s and 1930s.

On November 17, 1904 Korea had agreed to let Japan control its foreign policy and maintain a resident in Seoul. Ito was appointed Japan’s first resident-general, but the Black Dragon boss Uchida Ryohei was put on his staff. Uchida organized the Unite Japan and Korea Society (Ilchinhoe) to promote a campaign for annexation. Ito made Uchida dissociate himself from it publicly, but Uchida arranged for the Army to contribute 100,000 yen to fund the Society’s projects. After King Kojong sent delegates to the International Peace Conference at The Hague in July 1907 to complain about Japanese imperialism, he was forced to abdicate. The Japanese Resident-General gained more authority, and the Korean army was disbanded. An Englishman observed Japanese troops burning villages in search of rebels. The rebellion grew to 70,000 in 1908, and in one year 11,962 Koreans were killed.

On October 16, 1906 Yamagata presented the Emperor with The Plan of National Defense for the Empire that proposed driving the Russians out of northern Manchuria and conquering southern China. In July 1908 by having War minister Terauchi resign, Yamagata got Saionji and Hayashi replaced by Katsura and Komura. They merged with small parties and formed the Constitutional Nationalist party.

In April 1909 Ito made a speech accusing Uchida of disloyalty. Katsura wrote to Yamagata complaining, and Ito resigned in June in order to return as president of the Privy Council, a position opened for him by Yamagata’s resignation. While traveling Ito was assassinated by a Korean at a railway station in Harbin on October 26. The assistant Sone Aresuke became the resident-general in Korea; but pressure from Katsura and Yamagata led to his nervous breakdown, and he was replaced by Terauchi on May 25, 1910. Japan sent 600 more gendarmes to Korea, and the annexation treaty was arranged. Japan gave in to Britain’s demand that the tariffs with Korea remain the same for the next ten years. The cabinet and Emperor Meiji approved the treaty, and Terauchi and the Korean prime minister signed it in Seoul on August 29. Korea had become a colony in the Japanese empire and would remain so for 35 years. Japan’s population increased from 41 million in 1891 to 52 million in 1913, and after 1900 Japan was a net importer of food, trading cotton goods for rice from Korea.

In June 1908 the Socialists met under red flags with the words “Anarchism” and “Anarchic Communism,” which resulted in many arrests. Miyashita Takichi was a factory worker who read a book on anarchism and decided to assassinate the Emperor. He asked Katayama Sen to help him, but Katayama was working for universal suffrage by legitimate means and declined. Kotoku had been studying in California, but he returned to Japan and became a syndicalist who believed in using general strikes rather than terrorism. Miyashita persuaded three of Kotoku’s followers to join his plot. In 1910 they and a total of 26 radicals were arrested between May and October. Two were sentenced to prison; twelve had their death sentences commuted to life imprisonment; and twelve, including Kotoku, were hanged on January 9, 1911. These harsh sentences for those who were remotely connected to a plot that was only in the planning stage caused protests in the literary community and abroad. The Government banned the Association for Universal Suffrage and arrested anyone advocating universal voting. These policies made Prime Minister Katsura unpopular with those favoring democracy.

After Japan’s victory over Russia, thousands of Chinese students came to Japan, and Sun Yat-sen continued his efforts to solicit support for a revolution against the Manchu dynasty. When Beijing complained in 1907, Sun was expelled; but Uchida persuaded the Japanese government to limit his banishment to four years and to contribute 60,000 yen to his cause. In February 1908 a Chinese warship intercepted a shipment of arms from Japan off Amoy that was going to the revolutionary Huang Xing. Japan stopped shipping arms to rebels, but in southern China people began boycotting Japanese goods.

Japan and Britain signed a third treaty of alliance on July 13, 1911, but the Anglo-American Arbitration Treaty initialed in Washington on August 3 was not ratified by the United States Senate. After becoming prime minister for a second time on August 30, 1911 Saionji resisted pressure by the Army and Navy for additional military expenditures. The Factory Law set safety standards for factories with twelve or more workers.

Hiratsuka Raicho started the Seiko (Blue Stocking) Society as a literary organization for women in 1911. That year the first women’s college was founded. The philosopher Nishida Kitaro taught at Kyoto University, and in 1911 he published his most popular book, Study of the Good. He was a friend of Suzuki Daisetsu and was influenced by Zen Buddhism as well as by German philosophy. Nishida emphasized pure experience and transcending the self to experience God. His idea of the good was more related to spiritual reality than to ethics, which he considered the problems of the self. He hoped that by perfecting individuality, all humanity would improve.

During the Chinese Revolution in October 1911 Saionji’s cabinet decided to ship 2.7 million yen worth of arms to the Manchu government in Beijing, which agreed to respect Japan’s interest in Manchuria. Also by private dealers Japan sent 3 million yen in arms to the Chinese rebels. Yamagata wanted to send two divisions to southern Manchuria, but the Saionji cabinet refused. In January 1912 Uchida with help from Mitsui was able to raise 3 million yen to loan to China’s new republican government. The Hanyehping Iron Company was reorganized under joint Chinese and Japanese management, and its assets were mortgaged to Japan for more loans to the new Republic. Japan and Russia began negotiating the division of Inner Mongolia, and a secret agreement was signed on July 8, 1912.

Sun Yat-sen accepted an offer of 20 million yen and promised to cede Manchuria to Japan; but his second revolution failed, and he went back to Japan on a Mitsubishi collier. After three Japanese hawkers were killed by soldiers in Nanjing, a protest rally in Hibiya Park and a hara-kiri by a Japanese official that spilled his blood on a map of Manchuria and Mongolia aroused the issue. Sun’s supporters persuaded the Japanese government to negotiate a secret agreement with the Chinese government that allowed Japan to construct five more railway lines in Manchuria and Inner Mongolia. Sun appealed to Japan for funds to fight the Yuan regime and was promised a loan of 1.5 million yen to buy 100,000 rifles in exchange for bonds in occupied territory. However, China’s President Yuan Shikai suppressed the deal by ordering anyone using notes circulated by Sun Yat-sen to be executed. Kita Ikki criticized Sun for selling out his socialist principles to Japanese capitalists.

Emperor Meiji died on July 30, 1912 after no physician was allowed to touch his body. General Nogi Maresuke had led the capture of Port Arthur in 1894 and again in 1905. He had wanted to commit hara-kiri because 56,000 Japanese soldiers had died; but Emperor Meiji dissuaded him. As head of the Peers’ School he was Prince Hirohito’s most influential mentor. Yet he did not recommend that he should be crown prince. On the day of Meiji’s funeral Nogi and his wife committed seppuku. Prince Yoshihito, who was born before his mother’s wedding, was 33 years old when he became Emperor of the Taisho era. He had suffered from meningitis as an infant, leaving him debilitated physically and perhaps mentally. Thus the ministers who were directly responsible to the Emperor tended to run the government themselves.

The resignation of Army minister Uehara caused Saionji’s cabinet to fall, and he refused to form another cabinet. Journalists, party politicians, and business leaders opposed increasing the military budget. Several leading figures declined to be prime minister, and finally on December 17, 1912 Katsura Taro offered to resign his court offices to become prime minister for the third time. Ozaki Yukio accused him of hiding behind the Emperor and using imperial rescripts as missiles. That month the League for the Protection of the Constitution was formed, and at their first meeting they called for a “Taisho restoration” to make Japan more democratic. Most newspapers and massive rallies supported the movement.

The Navy demanded new battleships and threatened to withhold their minister. Katsura showed independence from Yamagata by issuing an imperial rescript directing the Navy to provide a minister. Katsura prorogued the Diet for fifteen days in January 1913 and formed a new political party called the Constitutional Association of Friends (Rikken Doshikai). He appointed Kato Komei as Foreign minister, and Mitsubishi provided funds to try to win over followers from the other parties; but they gained only 83 members and none of the Seiyukai because Satsuma admirals used 150,000 yen from Navy funds to retain their loyalty. Admiral Yamamoto Gonnohyoe urged Katsura to resign, and crowds turned into angry mobs and destroyed the offices of pro-government newspapers and burned police boxes. Katsura prorogued the Diet a third time to save face by avoiding a vote of no confidence and resigned; he died later in the year.

Admiral Yamamoto became prime minister and proceeded to fund the Navy’s plan to build eight battleships and eight cruisers. He reduced the number of government employees by 10,000 and the 1913 budget by 11%. The ministers of the Army and Navy no longer had to be in active service. However, scandals involving Navy officers accepting bribes from the Siemens Munitions Firm of Germany and Vickers Aircraft in England led to a court martial and an order that two officers repay 410,000 yen. The House of Peers was dominated by the Army and cut the Navy budget in half; but the House of Representatives passed a motion of no confidence. Riots resulted, and Yamamoto resigned on March 23, 1914. Yamagata selected Okuma, who for the past fifteen years had been doing social work and was the founding president of Waseda University. He gained support from Doshikai leader Kato Komei and Ozaki Yukio, but the Nationalist leader Inukai Tsuyoshi declined.
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Japan in the World War 1914-19
Germany began moving their reservists from all over China to Qingdao in early August 1914, and Winston Churchill sent a note asking the Japanese Navy to destroy German ships. Foreign Minister Kato persuaded Prime Minister Okuma, his cabinet, the elder statesmen (genro), and the Emperor to enter the war. On August 15 the Imperial Council demanded that Germany surrender Qingdao by September 15. The ultimatum expired on August 23, and on that day an Imperial Rescript declared war on Germany. The Army was mobilized to attack Qingdao, and the Navy blockaded the harbor. Japanese troops landed at Longzhou on September 2. China protested this violation of neutrality and declared the Shandong peninsula a war zone. A British contingent arrived on September 24 and was put under Japanese command. The garrison of 4,000 Germans surrendered on November 7. Only 199 Germans had been killed compared to 415 Japanese and only 13 British, who were accused of being slow to advance. The Japanese also took over the German railway that ran 240 miles from Qingdao to Jinan. Meanwhile the Japanese fleet was pursuing German cruisers and occupying the Caroline, Marshall, and Mariana islands even though this area had been assigned to the Australian Navy. Kato announced that Japan would retain all the islands north of the equator in perpetuity.

On January 7, 1915 China cancelled the Shandong war zone and asked that the Japanese troops be withdrawn. One week later Ambassador Hioko Eki presented Japan’s infamous 21 Demands to China’s President Yuan Shikai with the warning that they be kept secret, but within a few days the American ambassador Paul Reinsch made them known. They included Japan taking over Germany’s rights in Shandong and being given the right to construct a railroad there, recognizing Japan’s position in eastern Inner Mongolia and extending its lease in southern Manchuria to 99 years, giving a Sino-Japanese company a mining monopoly in the Yangzi River Valley, and preventing any coastal area of China from being ceded or leased to any other power. Group Five was a wish list for the imperialists that included the Chinese government employing Japanese advisors, joint Chinese and Japanese police forces, China purchasing half its arms from Japan or establishing joint Chinese-Japanese arsenals using Japanese engineers and materials, and granting Japan the right to construct railroads in southern China. In responding to diplomatic inquiries, Japan summarized the first four groups and denied the fifth existed. After seven weeks Japan sent 7,000 more troops to Manchuria and Shandong.

After the Seiyukai majority refused to pass the budget, Okuma dissolved the Diet and called for new elections. In March 1915 he became the first prime minister to campaign actively in an election. The Doshikai spent money buying votes and increased their representation from 99 seats to 150 while Seiyukai fell from 185 to 104 seats. For the first time campaign expenditures were reported, and the total was nearly 5 million yen. The number of bribery cases reported increased from 1,338 in 1908 to 3,329 in 1912 and to 7,278 in 1915 before jumping to a peak of 22,932 in 1917. After the 1915 election the Diet approved the two new divisions for the Army. Yamagata, who wanted to support Yuan Shikai, called a meeting of the cabinet and elder statesmen in early May to complain that Japan’s 21 Demands were offending China and were not honorable. They removed most of Group Five and gave Yuan a 48-hour ultimatum on the rest. Under the threat of invasion he was forced to accept, and an agreement was signed on May 25. Japan returned Qingdao on the conditions that it be an open port with a Japanese settlement. China declared May 25 National Humiliation Day and began a national boycott of Japanese goods.

Inoue and the elder statesmen demanded that Kato resign. When it was learned in July that the Home minister Oura Kanetake had bribed officials to rig the March election, Okuma had both Oura and Kato resign. Okuma publicly refused to send German arms captured at Qingdao to the Chinese rebels, but secretly he ordered the Army to do so. Mitsui provided the ships to smuggle the arms to Manchuria. The cabinet continued to support covertly the effort to overthrow the Yuan regime. Japanese officers trained a thousand men in Qingdao and used the railway to transport them to Jinan while refusing permission for Chinese government troops to go the other way. Japan and Russia signed a fourth agreement recognizing each other’s interests on July 3, 1916. In the secret portion Japan promised to supply Russia with 300 million yen worth of weapons, including 700,000 rifles; but this was exposed after the Soviets took power and revealed all of Russia’s secret treaties.

Okuma, who had already lost a leg, was the target of another terrorist attack, and in October 1916 Yamagata and the House of Peers persuaded him to resign. Okuma wanted Kato as his successor; but Yamagata managed to select General Terauchi Masatake, who had been governing Korea. Yamagata and Terauchi believed the Germans would win the war, and they had their ambassadors talking in Stockholm since 1915. In February 1917 the intercepted Zimmerman telegram made known a shocking German-Japanese-Mexican plot to help Mexico recover the territory it had lost to the United States if the latter entered the war.

Nishihara Kamezo ran a textile importing company, and in January 1917 Terauchi sent him to Beijing, where he began by arranging to loan China three million yen for secret consideration in gaining contracts for telegraph service. Copper coins served as collateral and were shipped to Japan, where they were melted down and sold for twice their monetary value. Eventually Japan extended eight loans of 145 million yen to the warlord Duan Qirui to pay for his civil war. All this was done without informing the Foreign Ministry, and Japan was paid back only five million yen. Ishii Kikujiro was sent to Washington and on November 4 signed an agreement with US Secretary of State Robert Lansing that recognized that “Japan has special interests in China.” Also in 1917 Giichi Tanaka spent two months in China and Manchuria and wrote a report on “The Exploitation of China’s Resources.”

The Doshikai party had joined with two minor parties to become the Constitutional Association (Kenseikai), and after a no-confidence vote Terauchi dissolved the Diet. In the April 1917 election Seiyukai gained about fifty seats while the Kenseikai lost eighty seats. After the price of rice doubled between January 1917 and July 1918, rice riots began in northern Honshu and spread across Japan. The disturbances that summer involved 700,000 people. Police could not stop the rioting, and the Army arrested 25,000 people. About a thousand were injured or killed. Of the 700 who were prosecuted 71 were sentenced to ten years or more. The Government tried to suppress the newspapers.

In September 1918 Premier Terauchi was forced to resign, and the commoner Hara Kei became prime minister. For the first time the prime minister and a majority of the ministers in the cabinet were from the same party, and the era of real party government in Japan had begun. Hara promoted the military, education, industry, and communications. He reduced the voting qualification from ten yen to three yen.

Yoshino Sakuzo was a Christian who taught at Tokyo University. He developed a theory of democracy that called for “government for the people” (mimponshugi) rather than “government by the people” (minshushugi). In December 1918 Yoshino inspired students to organize the New Man Society (Shinjinkai) to work for universal male suffrage and national reforms to help the people. He gave speeches to rallies and formed the Reimeikai (Dawn) party that combined socialism with Christian and Confucian morality; but after the suffrage bill was blocked in 1920, his party collapsed. The conservative law professor Uesugi Shinkichi opposed the ideas of Yoshino and advocated imperial power. Also in 1918 the eight Special Higher Schools multiplied by four, and the University Law gave more specialty schools university status.

Japan’s economy boomed while exporting during the Great War. Japan’s national debt was 1.5 billion yen when the war began, and by the time of the armistice four years later Japan had built up a surplus of 2 billion yen. Japan’s real gross national product rose 40%, and by 1919 its manufacturing output had risen by 72%. Japan’s exports jumped to 708 million yen in 1915, and in 1918 they were 1.96 billion yen. The Japanese emphasized quantity more than quality, and their products got a reputation for being shoddy. Prices increased by 130%, but wages actually went down by 32%. Although strikes and unions were illegal, sixteen trade unions were formed in 1919 which led to 497 strikes by 63,000 workers in shipyards, railways, mines, and other industries for more pay and better working conditions. The Christian social worker Suzuki Bunji had founded the Fraternal Association (Yuaikai) in 1912, and it grew into the All Japan Federation of Labor. In 1919 they used work slow-downs to win the eight-hour workday at the Kawasaki shipyards in Kobe.

The number of Japanese in Manchuria increased from 3,800 in 1900 to 26,600 in 1910 and to 133,930 by 1920. Yamagata urged Prime Minister Terauchi to back the warlord Zhang Zuolin to govern northern China, but six princes who advised Taisho plotted against Zhang. In 1916 Prince Babojab of Mongolia invaded western Manchuria with Tatars advised by Japanese officers. They attacked the railroad between Beijing and Mukden and kept Zhang busy and unable to invade China. Prince Kanin visited Mukden on October 15. After a terrorist bomb killed five bodyguards, Zhang escaped by fleeing on a horse.

After the Russian revolution the Japanese government sent weapons and 49 Japanese advisors to the anti-Bolshevik resistance led by the Cossack Grigory Semenov in Siberia. Admiral Kato Kanji reached Vladivostok on January 12, 1918, two days before the HMS Suffolk and a month before the USS Brooklyn. Tanaka set up a secret Siberian Planning Committee on February 28 to coordinate the military expedition, and Nishihara held up loans until China agreed to let Japan deploy forces in northern China to fight the Bolsheviks. After three Japanese clerks were killed during a robbery in a Vladivostok store, the Japanese navy landed marines. Yamagata wanted them withdrawn, and on April 23 Emperor Taisho ordered them back to their ships. Two days later Vladivostok formed a Soviet government. Foreign minister Motono Ichiro resigned, and Yamagata made sure that Goto Shimpei was appointed. Nishihara forced China to accept military and naval agreements on May 19, giving Japan a free hand in Manchuria.

An army of 50,000 Czechs was stranded when Russia withdrew from the war, and they traveled east along the Trans-Siberian Railroad. A third of the Czechs reached Vladivostok by May, and Allied ships took them to Europe. England and France asked Japan to help the others. In July 1918 the United States sent 7,000 men into Siberia to help the Czechs and secure the 300,000 German, Austrian, Turkish, and Bulgarian prisoners of war. Japan sent 30,000 troops in August and eventually deployed 72,000 soldiers there. By the spring of 1919 the Japanese controlled both the railways east of Irkutsk. About a third of the 300,000 war prisoners died of starvation and disease. By 1920 the zaibatsu (conglomerates) Mitsui, Mitsubishi, and Suzuki had moved into Vladivostok, Khabarovsk, Harbin, Chita, and Nikolaevsk with about 50,000 settlers. The Japanese installed White Russian regimes in the larger towns. In May 1920 a Japanese community of 700 in Nikolaevsk was wiped out when Soviet troops raped, tortured, and murdered them. The Japanese reacted by occupying Vladivostok and invading northern Sakhalin to grab coal, oil, and timber. The Japanese troops stayed in Siberia until June 1922 when international and domestic pressure forced their withdrawal by October except from Sakhalin. The Siberian adventure had cost Japan 700 million yen.

At the Versailles peace conference the Japanese demanded racial equality, but Australian prime minister Hughes blocked a vote from being unanimous. Japan also restricted immigration, and what they really wanted was to keep Shandong. They argued that the 21 Demands had been accepted and that China signed the loan agreements. Britain and France had promised their support in the secret treaties of 1917. Italy had gained Fiume by threatening to stay out of the League of Nations, and Japan used the same tactic to persuade US President Woodrow Wilson. As a result Japan was allowed to keep its lease on Qingdao and received mandates on the Pacific islands north of the equator, and they promised to withdraw from the territories they occupied on the Shandong peninsula and in Siberia.

On March 1, 1919 an independence movement erupted in Korea, and it took the Japanese two months to suppress the revolt. Japanese officials reported only 1,962 Korean casualties and 12,000 arrests, but scholars estimate that more than 7,000 Koreans were killed and about 46,000 were arrested in 1,500 demonstrations that involved two million people. Hara appointed Admiral Saito Makoto to be governor-general. Officials and teachers no longer wore swords, but the number of police in Korea was greatly increased. Japan’s economic exploitation of its Korean colony continued with large rice imports arriving to feed Japan’s rapidly growing population.

Japanese Progress 1920-30
In 1920 the population of Japan reached 56 million. Although parties gained more political power in the 1920s, they were still dominated by the aristocrats, upper bureaucrats, conservative politicians, big business, rural landlords, and the military. The tenant farmers, industrial workers, white-collar workers, journalists, educators, and other intellectuals were generally in opposition. By 1920 about 40% of agricultural land was under tenancy, and rents were about half the yield. Many farmers depended on producing raw silk, and that year the price dropped from 4,000 yen per hundred pounds to 1,000 yen. Student demonstrations in 1919 had raised the issue of universal suffrage, which was supported by workers. In February 1920 the Kenseikai (Constitutional) and Kokuminto (Nationalist) parties submitted a bill for universal suffrage; but Premier Hara refused to allow a vote, and the Diet was dissolved. In the election the Seiyukai party won 279 seats to 108 for the Kenseikai and 29 for the Kokuminto. This enabled Hara to add funding for the navy, railroads, telephone, telegraph, and roads.

Nitobe Inazo had studied in the United States, and in 1900 he wrote in English Bushido: The Soul of Japan on samurai ethics. He was a law professor at Kyoto Imperial University and then at Tokyo Imperial University. When the League of Nations was established in 1920, Japan was one of the four nations given a permanent seat on the Council, and Nitobe was an Under-Secretary General and the first director of the International Committee on Intellectual Cooperation, which later became UNESCO. After attending the 13th World Congress of Esperanto in August 1921, he made a report to the General Assembly of the League; but a proposal for the League to use Esperanto as its working language was vetoed by the French delegate.

In 1920 Hiratsuka Raicho and Ichikawa Fusae organized the New Women’s Association to work for equal rights for women and to protect mothers and children. Their efforts led in 1922 to women being permitted to sponsor and listen to political speeches, but they still could not join a political party. Hiratsuka also advocated banning men with venereal disease from getting married. Ichikawa traveled to the United States, where she met Alice Paul. In 1924 Ichikawa founded the Women’s Suffrage League of Japan. The number of middle schools for girls rose from only 52 in 1920 to 576 in 1924.

The postwar depression put labor on the defensive. May Day demonstrations began in 1920 and called for a minimum wage law, an eight-hour workday, solving unemployment, and repealing the Police Regulation Law. The Japan Socialist Federation was formed in December, but the Government banned the organization in May 1921. At Kobe 35,000 dockyard workers went on strike in 1921. Several hundred people were arrested, but after six weeks the strike was suppressed. In September 1921 Asahi Heigo in order to encourage revolution assassinated Yasuda Zenjiro, who had founded the Yasuda conglomerate. Peasants joined the Japan Farmers Union organized by Kagawa Toyohiko and other Christians in 1922; they renounced violence and promoted mutual aid, growing to 150,000 members by 1926. The untouchable Eta class that was condemned to doing menial work formed the Equality Society. The Japan General Federation of Labor favored Bolshevist action over the strikes of the syndicalists, who failed to form an alliance in September 1922. The first Japanese Communist party was founded that year by Tokuda Kyuichi, Osugi Sakae, and Arahata Kanson; but in 1923 the police used a membership list they got from an informer to arrest the leaders.

The Government reacted by setting up the Capital-Labor Harmonization Society under a textile magnate with an endowment of ten million yen. Members of Toyama’s Ex-Ronin Society joined the ultranationalist Japan National Essence Society that Kita Ikki and Okawa Shumei had founded in 1919. Okawa had written the 8-volume Fundamental Principles for the Reconstruction of the Nation that recommended martial law, restricting capital, profit sharing between employers and employees, friendship with the Americans to develop China, and hostility to Russia and Britain. They used violent tactics to help the police crush rallies and strikes.

A young right-winger assassinated Prime Minister Hara on November 4, 1921, and Finance minister Takahashi Korekiyo succeeded him as the Seiyukai party leader. He was unpopular and resigned in June 1922. Yamagata had died, and so Saionji chose as premier the nonpartisan Admiral Kato Tomosaburo, who selected most of his cabinet from the House of Peers. Japan was represented at the Washington Naval Conference by its ambassador Shidehara Kijuro and Kato in late 1921 and early 1922, and the Seiyukai managed to push through the naval restrictions agreed upon. Japan was limited to warships with 60% of the tonnage that British and American ships were allowed. Japan shifted naval spending to submarines, naval aircraft, and torpedo boats that were not covered by the treaty, and budget cuts included the Army. The Anglo-Japanese Alliance was expanded to include France and the United States, and the Nine-Power Treaty agreed on the Open Door Policy for China. Japan promised to withdraw its troops from Shandong but retained its economic privileges. Japan also insisted on no foreign fortifications within 2,000 miles of Japan in the Pacific. No new bases were to be built in the Pacific Ocean except in Japan, Singapore, and Hawaii.

California had passed the Alien Land Law in 1920, and fifteen other states followed their lead. In 1922 the United States Supreme Court ruled the Japanese were ineligible for citizenship. Ambassador Hanihara Masanao warned the US Congress not to exclude Japanese in the Immigration Act of 1924 because there would be “grave consequences.” Senator Henry Cabot Lodge called this a “veiled threat,” and it passed easily, offending the Japanese.

On September 1, 1923 the great Kanto earthquake in Tokyo and Yokohama caused extensive fires and killed about 140,000 people while destroying more than 576,000 homes. Property damage was estimated at about five billion yen, and a quarter million people lost their jobs. Some blamed Koreans, and the immigrants were hunted down and slaughtered; the police reported that 231 Koreans were killed, but Yoshino Sakuzo calculated it was 2,613. About 1,300 socialists were arrested. Captain Amakasu Masahiko strangled the anarchist Osugi Sakae and his wife and nephew, and he was paroled after three years. Kato Tomosaburo had died on August 24, and during the three days of fires Admiral Yamamoto became premier with only the support of Inukai’s Kakushin Kurabu party. On December 27 the anarchist Namba Taisuke tried to avenge Osugi’s death and shot at Regent Hirohito; but he missed and after a trial was executed. Yamamoto took responsibility and resigned. Kiyoura Keigo was selected and also formed his cabinet from the House of Peers, making him disliked by both parties. The Diet was dissolved, and in June 1924 the opposition parties united to win the election, causing Kiyoura to resign.

Kenseikai’s Kato Komei (Takaaki) formed a coalition with Inukai’s Nationalists and became prime minister, beginning eight years of party government. He chose his cabinet from the three parties as well as experienced nonparty men such as Shidehara Kijuro for Foreign minister and General Ugaki Kazushige for War (Army) minister. The budget was cut, and they imposed tariffs on imported luxuries. On January 20, 1925 Japan agreed to withdraw from Sakhalin in exchange for oil and mineral concessions, and Shidehara established diplomatic relations with the Soviet Union despite objections by the Privy Council. After the conservatives in the House of Peers were mollified by the Peace Preservation bill that outlawed “dangerous thoughts” that advocated such things as changing the government or abolishing private property, they passed a bill granting the vote to all males over the age of 25 who were not indigent, increasing the electorate from 3.3 million to 12.5 million.

When General Tanaka Giichi became president of the Seiyukai party, the coalition broke up. Seiyukai merged with the Nationalists and challenged Kato’s cabinet. Kato cut back the Army from 21 divisions to 17 to reduce the Chosu influence. Many of the military officers moved into the schools which expanded military training, and others were transferred into a tank corps, machine-gun squads, research into new weapons, intelligence, air and anti-aircraft regiments, and military academies. Japan refused to sign the 1925 Geneva Protocol banning the use of chemical and bacteriological weapons, and they established the Narashino School of Chemical Warfare on the small Okuma-Jima island, which was left off maps. Military spending, which had been 42% of the budget in 1922, was reduced to 29% in 1925 and to 28% in 1927. The Kato ministry also passed the Factory Law, the Labor Disputes Mediation Law, and the National Health Insurance Law, and the provision used against unions was abolished. Rebuilding after the earthquake had weakened the yen and caused inflation as new bonds were issued. In December 1925 students at leading universities were arrested for “dangerous thoughts;” 37 were jailed for ten months before being tried and expelled from school.

Kato Komei died on January 30, 1926 and was succeeded by Wakatsuki Reijiro. After the conglomerate Suzuki became insolvent, its creditor, the Bank of Taiwan, was given an emergency loan of 200 million yen by the Government without the Privy Council’s approval. Bank panics ensued, and many smaller banks went out of business. The Government sponsored low-interest loans so that qualified tenants could buy land. Farmers and industrial workers tried to get together by forming the Labor-Farmer party, but Tanaka’s government banned the party in 1928. Tenant unions increased from 1,530 in 1923 to 4,582 unions with 365,322 members in 1927.

The Taisho Era ended when the Emperor died on December 25, 1926, and the Showa Era of “Enlightened Peace” was proclaimed as the regent Hirohito became emperor. After a year of mourning the enthronement ceremonies began in January 1928 and culminated in December, promoting Hirohito’s imperial image and divinity, encouraging morality, and propagandizing that the national essence of Japan (kokutai) is compatible with modern science. Newspaper editorials suggested that Japan had a global mission to command and lead the world. In the name of the Emperor the Government granted amnesty to 16,878 prisoners, commuted the sentences of 26,684, and reduced those of 32,968 criminals.

Wakatsuki’s government had to resign in April 1927. The Seiyukai party regained power, and Tanaka Giichi became prime minister. Tanaka had diverted 3 million yen from secret Army funds to his party. Takahashi Korekiyo was appointed Finance minister, and he declared a twenty-day bank moratorium. The Government issued a billion yen in currency to prop up the economy; they set higher standards for deposit reserves, and bank mergers were encouraged. Tanaka’s regime supported cartels and protected Japanese industry and agriculture by restricting imports.

Jiang Jieshi (Kai-shek) visited Japan in the fall of 1927 and renewed the deal that Sun Yat-sen had offered which promised Japan control of Manchuria north of the great wall. Prince Konoe began the Tuesday Club clique which promoted an alliance with Jiang for a united Asia under the Japanese empire. The Kenseikai party changed its name to the Democratic Constitutionalists (Rikken Minseito) party in June 1927, and 12,409,078 men voted on February 20, 1928 . The Seiyukai won 218 seats to 217 for the Minseito while the other thirty seats were divided between the splinter parties and independents. Japan agreed to the Kellogg-Briand Pact that outlawed war in August 1928, though the Privy Council president Ito Miyoji insisted that their ratification declare that Japan had not renounced its right of self defense and that they objected to the phrase “in the names of their respective peoples.” Also that year Tanaka refused to endorse an international protocol that banned chemical and biological warfare.

Tanaka’s imperialist rhetoric provoked resistance in China. To counter Jiang and the Guomindang, Tanaka offered the Manchurian warlord Zhang Zuolin a loan for building railways. When Zhang was losing, Tanaka sent troops to Shandong with the rationale of protecting the 2,000 Japanese residents in Jinan and to keep Jiang from marching north to Beijing. On May 7 the Japanese opened fire on Chinese troops, and in the next week they massacred about 7,000 Chinese while destroying much of Jinan. After 2,200 Japanese troops landed at Qingdao on May 30, both Zhang in Beijing and Jiang in Nanjing protested. The Japanese imposed martial law and did not withdraw until 1929.

Zhang Zuolin was warned to withdraw from Beijing and disarm or be caught between Jiang and the Japanese army in Manchuria, but American diplomatic pressure persuaded the Japanese to cancel the enforced disarmament. Colonel Komoto Daisaku sent a team that blew up a train, killing Zhang Zuolin, Governor Wu, and seventeen retainers on June 4, 1928. The story put out was that rogue Chinese soldiers were the assassins, but soon Minseito leaders learned the truth. Tanaka also learned the cause of Zhang’s death and made a report to the Emperor on December 24. Five days later Zhang’s son, Zhang Xueliang, the new ruler of Manchuria, united his territory with Jiang’s Nationalist government. On January 10, 1929 Zhang Xueliang murdered two officers he suspected of plotting with Tokyo. One week later Emperor Hirohito urged an investigation of the late Zhang’s assassination; but in February the Prime Minister refused to accept responsibility, and the cabinet decided to let the Army cover it up. Finally Hirohito insisted that Tanaka resign in July, and in doing so he aroused resentment in the Seiyukai party. Meanwhile Jiang’s victorious Nationalists had entered Beijing, and he announced that he would not renew their trade treaty with Japan.

In 1925 unions led by Communists broke away from the Japan Federation of Labor and formed the Labor Council. In 1926 a second Communist party called for abolishing the imperial system and the Diet, redistributing wealth, and following a Soviet foreign policy. Tanaka tried to keep Communists from winning elections, but eight socialists were elected in February 1928. He reacted by having suspected Communists and anarchists arrested. On March 15 the police conducted midnight raids and arrested 1,568 suspected radicals, including five professors from the imperial universities. In June an Imperial ordinance was promulgated that made penalties heavier, even authorizing capital punishment, for plotting against the Government. Mass arrests of Communists continued into the 1930s until most had renounced their ideology or kept quiet.

Minseito had accused Seiyukai of being a “Mitsui cabinet,” and the Seiyukai called them a “Mitsubishi cabinet.” Minseito leader Hamaguchi Osachi became premier in July 1929 and aimed to improve the economy and international cooperation. He reduced the budget but could not get approved 10% pay cuts for the military and bureaucrats. He put Japan back on the gold standard; but effects of the American stock market crash reduced Japanese exports fifty percent by 1931, and Japan’s gold reserves fell by even more. The international market for silk was devastated. In twenty years the number of Japanese factories with power machinery had increased from 9,155 to 48,555 in 1929 as the number of factory workers had more than doubled to 1,484,000. In 1930 an especially large crop caused the price of rice to fall to 10 yen per 5 bushels even though the price of production was 17 yen. By 1930 Japan had thirty universities that were graduating 15,000 students a year. Periodicals had to register under the Newspaper Law, but the number that did so rose from 3,123 in 1918 to 11,118 in 1932. The daily circulation of the Osaka Mainichi grew from 260,000 in 1912 to 1,500,000 in 1930. Most newspapers could not afford to be shut down and so were very cautious. In 1930 Japan recognized Jiang’s Nationalist government in China.

Wakatsuki persuaded the London Naval Conference in 1930 to let Japan have 69.75% of what Britain and America were allowed on heavy cruisers and 100% of their allowance on submarines. Captain Yamamoto Isoroku made sure there were no limits on naval aircraft. Japan already had four experimental aircraft carriers. Hamaguchi managed to limit the Navy budget to 374 million yen. He was severely criticized, and eighty Army officers led by Col. Hashimoto Kingoro formed the Cherry Blossom Society (Sakurakai). On November 14 Sagoya Tomeo, who objected to the treaty on Navy limits, shot the Prime Minister near the same place in the Tokyo railway station where Hara had been killed. Hamaguchi was hospitalized, and Shidehara filled in as prime minister. After several difficult surgeries Hamaguchi died on August 26, 1931. Sagoya was not kept in jail until a trial condemned him to death three years later; but three months after that, Emperor Hirohito gave him amnesty, and he was a popular speaker at right-wing gatherings.

In the 1920s Kuroshima Denji (1898-1943) wrote anti-war stories set in Siberia, and his novel Armed Streets (Buso seru Shigai) came out in 1930. Authorities immediately seized the books. Even when it was published in 1945, scenes critical of the Europeans and Americans in China had to be expurgated. Armed Streets did not become well known until it was published in its original form in 1970, but it has been recognized as an outstanding example of the proletarian literature movement of the 1920s. The Japanese force Chinese children to work in a match factory in Jinan and withhold their wages so they will not run away. The hero Kantaro feels sympathy for the Chinese workers and is hated by the other Japanese. He sells drugs to the Chinese and is addicted to heroin. When Jiang’s Nationalist forces take the city, the Japanese commanding officer has the Japanese who sympathize with the Chinese killed.

A more famous example of the proletarian literature is The Factory Ship (Kani Kosen), which young Kobayashi Takiji wrote in 1928 and published in Battle Flag the next year. He had read a news story about workers who had been brutalized on a cannery ship and then sued the captain. Kobayashi portrayed a group of workers as a collective hero. The book was banned but only after it had sold 15,000 copies. Kobayashi also wrote the autobiographical Life as a Party Member (To Seikatsusha); but he did not complete it because he was arrested by a police agent on February 20, 1933 and was tortured to death.

Japan Takes Manchuria 1931-33
Most of Japan’s million subjects in Manchuria were Korean, and Manchuria provided 40% of Japan’s trade with China. In April 1931 Hamaguchi tried to return to work as prime minister, but he was replaced by Wakatsuki Reijiro. Like Shidehara, he favored peaceful diplomacy and international trade. Emperor Hirohito and his advisor Saionji were also cautious about Manchuria while small patriotic groups were pressuring for military action. The One Evening Society (Issekikai) had been formed in 1929 and included the military officers Komoto Daisaku, Nagata Tetsuzan, Tojo Hideki, Yamashita Tomoyuki, Doihara Kenji, Itagaki Seishiro, and Ishiwara Kanji. Mori Kaku planned a coup d’état with Army activists and Okawa’s patriotic societies for March 20, 1931. They plotted to seize the Diet and appoint a new cabinet led by General Ugaki; but after a disappointing rally in early March drew only 4,000 people, Ugaki refused to approve the plan. Ugaki was sent to govern Korea. The new War minister Minami Jiro called a conference in June that produced A General Outline of a Solution of the Manchurian Problem. Godfather Toyama merged his Society for the Ultimate Solution of the Manchurian Question with others to form the Japan Production Society with Black Dragon leader Uchida as president.

In the late spring a conflict over water rights between Koreans and the Chinese led to clashes around the Manchurian border, killing 109 people. In July anti-Chinese riots in Korea resulted in 127 Chinese being killed. The Chinese reacted by starting a boycott of Japanese goods. The Tokyo General Staff sent Captain Nakamura Shintaro with an assistant and two interpreters to spy in northwestern Manchuria. In late June they were arrested carrying opium and 100,000 yen. The Chinese executed them, and the Japanese learned of it on July 20. Zhang Xueliang promised an investigation while Foreign minister Shidehara imposed a press embargo. The story leaked, and those promoting action in Manchuria called it an “outrageous provocation.”

Guandong Army chief Honjo Shigeru called a commanders conference in early August, and they planned military action in Manchuria without informing the Emperor or Chief of Staff Kanaya Kenzo or War minister Minami. On September 4 Minami told the press that the Army would act “in accordance with the wishes of the people,” whom Mori and Okawa had clamoring for action in Manchuria. That day Shidehara cabled Mukden consul-general Hayashi Kyujiro “to control these adventurers.” Hirohito asked for special precautions regarding the Guandong Army in Manchuria. The Chinese delegate in the League of Nations called for sanctions against Japan. The Guandong Army conspirators sent Amakasu Musahiko to Harbin with 30,000 yen to sponsor incidents that could provide pretexts for intervention. Zhang’s investigator arrested the commander responsible for Nakamura’s death.

War minister Minami sent Gen. Tatekawa Yoshitsugu with a letter to restrain the Guandong Army commanders; but Tatekawa told Col. Hashimoto, who sent a telegram to warn Col. Itagaki to act quickly. On September 18, 1931 at 10:20 p.m. part of the Japanese 2nd Railway Battalion blew up a yard of track north of Mukden one mile from where Zhang Zuolin had been killed. The Japanese quickly repaired the track, and an express train passed by at 10:40. They blamed it on the Chinese, and at 11 Col. Itagaki, the Guandong chief of intelligence, ordered the 2nd Battalion to attack Chinese barracks and Mukden’s fortifications. Consul-General Hayashi called and demanded the fighting be stopped, but Itagaki ignored him. Lt. Col. Ishiwara passed the false report on to Commander Honjo, who faced with unanimity among his staff, approved the action at 11:30 but in Mukden only. Using a 9.5-inch cannon, they attacked the airfield. By the next morning the Japanese had taken over towns from Port Arthur 500 miles north along the railway. The Japanese had killed 400 Chinese while losing only two men.

Hayashi Senjuro commanded the troops in Korea and sent Tokyo a telegram that he was going to move them across the border; but Chief of Staff Kanaya ordered him to wait for an Imperial order. Japanese troops were greatly outnumbered by the Chinese forces in Manchuria, but Hirohito agreed with the cabinet’s decision to limit the conflict. Although Prime Minister Wakatsuki considered it an “outrage,” the Korean Army crossed the Yalu River into Manchuria on September 21. The Chinese delegate demanded that the League of Nations take immediate action, and its Council asked the Chinese and Japanese “to withdraw troops immediately.” Foreign minister Shidehara and Finance minister Inoue Junnosuki protested Hayashi’s unauthorized action, but on September 23 the cabinet approved the necessary funds for the soldiers. The next day the Japanese government announced that its action was taken in self-defense.

The army conspirators planned to create an “autonomous” state with the four provinces of Manchuria and Jehol from Mongolia under the last Manchu emperor Puyi, and they set up “independence” leaders in each province. Doihara Kenji, who was called “Lawrence of Manchuria,” was appointed mayor of Mukden. Japanese diplomats told the League of Nations that Japan had no territorial designs on Manchuria; the Assembly was mollified by that and adjourned until October 13. On October 8 the Guandong Army dropped 75 bombs and leaflets on Jinzhou, where Zhang had his headquarters. The Chinese army fired on the planes and were bombed also. On October 13 the League Council called on Japan to withdraw its troops by November 16. Doihara managed to transport Puyi from Tianjin to Port Arthur and Mukden before that deadline. Another plot to overthrow the government by Hashimoto’s Cherry Blossom Society was discovered, and eleven young officers were arrested on October 18. Hashimoto and Cho Isamu were held under house arrest for twenty days, but the other nine conspirators were only lectured and released.

In the north the man the conspirators selected to govern Heilongjiang led an expedition on October 15, and the Chinese army led by Ma Zhanshan burned two bridges of a railway the Japanese had built. On October 30 General Honjo ordered the invasion of north Manchuria as far as the Chinese Eastern Railway (CER). On November 17 Lt. Col. Ishiwara Kanji led an attack on Ma’s army that captured Qiqihar north of the CER two days later. When the Japanese attacked Jinzhou again on November 23, United States Secretary of State Henry Stimson issued a warning. The next day Hayashi moved the Korean Army in to aid the air attack, and on the 26th the Japanese turned the town over to the puppet Manchurian army.

Prime Minister Wakatsuki had offered his resignation after Mukden was taken, but Hirohito persuaded him to stay in office until the League of Nations made a decision. Japan had proposed a Commission of Inquiry, and after Chinese acceptance the League of Nations appointed five commissioners under Lord Lytton on December 10. The entire cabinet resigned the next day, and on December 13, 1931 Inukai Tsuyoshi of the Seiyukai party became prime minister. He immediately took Japan off the gold standard, restoring the embargo on gold. Mitsui and other conglomerates quickly made a paper profit of 60 million yen, and this stimulated an export boom. Japan was the first of the world’s industrial nations to recover from the Depression that had caused severe hardships among peasants, workers, shopkeepers, and businessmen. Real wages of workers had dropped 30% in five years, and the number of labor disputes rose from 1,420 in 1929 to 2,456 in 1931. From 1926 the price of rice fell two-thirds by 1931. Northeastern Japan and Hokkaido suffered a rice crop failure in 1931. Children begged in the street; suicide and infanticide increased; girls were sold as prostitutes; and crime doubled in seven years.

Inukai had opposed the London Naval Treaty and approved the actions in Manchuria, and he asked the Emperor’s permission to send reinforcements into Manchuria. Hirohito appointed his great uncle Kanin Kotohito Army chief of staff, and two months later he appointed his wife’s cousin Fushimi Hiroyasu as Navy chief of staff. On December 21 the Japanese launched a major advance on Jinzhou. Zhang retreated behind the Great Wall, and the city fell on January 3. The Americans, British, and French complained that Japan was violating the Nine-Power Treaty on an open China, and Stimson announced that the United States would not recognize any political change in Manchuria that violated international treaties.

On January 8, 1932 Hirohito issued an imperial rescript praising the Guandong Army for its “self-defense” against Chinese bandits, and on that day a Korean tried to kill him with a grenade. The Emperor declined to accept the new cabinet’s resignation. The next day the Minkuo Daily News and other newspapers in Shanghai commented that “unfortunately the bomb had missed its mark.” Japanese residents protested this by attacking Chinese newspaper offices. Major Tanaka Ryukichi gave his mistress Eastern Jewel $6,000 to bribe Chinese laborers at a towel factory. On January 18 they attacked five Nichiren monks, and one died the next day. The Japanese held a mass meeting, and Tanaka asked Japan for a force to protect them. Admiral Shiozawa Koichi sent in marines on January 28, but they were outnumbered eight to one and were defeated by China’s 19th Route Army of 33,500 men. The next day Shiozawa sent in seventy planes from two aircraft carriers to bomb the Chinese in Chapei. They also used machine guns, and thousands of Chinese civilians were killed in the first systematic aerial bombing in history.

The Guandong Army attacked Harbin and occupied that city on February 5. The Nichiren priest Inoue Nissho gathered the Blood Brotherhood Band on January 31 and designated several assassins, two of whom accomplished their missions. The former Finance minister Inoue Junnosuke was killed on February 9 because he had enabled the Mitsui cartel to exchange yen for dollars before going off the gold standard. On February 11 Okawa organized the Jimmu Society to join the Imperial Road Association that was working to end the political parties. In the election on February 20 Inukai’s Seiyukai party won 301 seats to 147 for the Minseito party, gaining 127 seats. Also in February the Chinese general Ma accepted a check for nearly $2 million from the defeated warlord Zhang Xueliang to pay his troops. The Japanese bank agreed to cash it if Ma became war minister for Manzhouguo; but six weeks later he fled with most of the money.

Inukai got imperial permission to send two full divisions under General Shirakawa to Shanghai as reinforcements. Facing 70,000 Japanese troops, the Chinese forces retreated from Shanghai and agreed to a cease-fire mediated by the British on March 5 that also ended the Chinese boycott. On March 3 the Japanese Finance Ministry had announced they needed to borrow 22 million yen to pay for the fighting. Mitsui’s director-general Dan Takuma denied they had the cash to loan, and he was shot dead two days later by the Blood Brotherhood. Inoue Nissho was arrested on March 11, and later the assassins who had surrendered pleaded their causes in their trials. Saionji asked for the killing to stop, and Mitsui agreed to advance the loan.

On February 16 the Guandong Army command formed the Northeast Administrative Committee with leading Chinese collaborators, and on March 1 they proclaimed the new state of Manzhouguo. The Japanese cabinet was brought around to accept Henry Puyi as a chief executive but not a monarch, and he formally requested Japanese advisors, who ran the country. On March 11 the League of Nations Assembly pronounced that the new state was not recognized under international law. Japanese troops guarded the Lytton Commissioners; but in Manchuria, despite the arrest of thousands and petitions organized by the Japanese, about 1,500 letters got through to them, and only two did not oppose the new state.

Prime Minister Inukai withheld recognition of Manzhouguo and had sent a representative to negotiate directly with Jiang (Kai-shek). Inukai failed to get an Imperial rescript to restrain the Japanese army, and he was criticized for opposing large military budgets. Two naval officers assassinated Inukai in his office on May 15, 1932. On the same day Blood Brothers threw bombs or shot into the Seiyukai party headquarters, the Bank of Japan, the Tokyo police headquarters, electric power plants, and the home of Makino Nobuaki, Keeper of the Seal. The cabinet resigned, and the General Staff announced that they would not nominate a War minister to a cabinet led by a party politician. The elderly Saionji followed the Emperor’s wishes and chose Admiral Saito Makoto to be prime minister rather than the Seiyukai president Suzuki Kisaburo, thus ending the era of government by the political parties. Saito more than doubled the military budget in the first year, making it 70% of revenues, creating an annual deficit of nearly one billion yen. The value of the yen dropped from 2 to 5 against the US dollar. Saito also had the Diet pass a resolution to recognize Manzhouguo.

When the Lytton Commission visited Japan in July, Premier Saito said there would be no direct negotiations with China. The New Capitol (Xinjing) was built north of Mukden, and Puyi moved there in July. On July 27 Japanese troops ambushed 700 Chinese cavalry near the Russian border and reported that General Ma had been killed; but he escaped to Russia, traveled around the world speaking, and then joined Zhang Xueliang in Beijing. Prince Kanin had 25,000 Chinese and Manchu farm families relocated to make room for Japanese settlers. On September 15 the Saito cabinet signed the Japan-Manzhouguo Protocol by which Japan assumed responsibility for defending Manzhouguo, and a secret agreement gave Japan control over the state. The South Manchurian Railroad Company extended its tracks more than a thousand miles. The number of opium addicts tripled, and 70,000 Japanese and Korean prostitutes were brought to Manzhouguo in its first year. Every Manchurian cabinet minister was a puppet for the Japanese vice minister and his staff of Japanese secretaries. The militia had Japanese officers under the Guandong commander who reported to Prince Kanin. The commander of the secret police reported to the Tokyo secret police chief.

The Lytton Report was published on October 2 and found that Japan’s military operations were not in self-defense, that no independence movement had existed in Manchuria before September 1931, that Japan had forcibly seized Chinese territory, that all armed forces should be withdrawn, but that Japan could develop its economic interests. A committee led by War minister Araki Sadao drafted a reply which argued that China was no longer an “organized state.” General Muto Nobuyoshi was appointed commander of the Guandong Army, governor of Guandong, and ambassador plenipotentiary from Manzhouguo to Emperor Hirohito. Politicians, journalists, and intellectuals as well as the military criticized the League of Nations, international law, and the West. Some university professors were dismissed while thousands of “dangerous thinkers” were arrested, 2,200 on October 10, 1932. Torture was used. That year Sano Manabu and Nabeyama Sadachika announced their defections from Communism, and in the next month 614 of the 1,370 convicted also defected. Left-wing movements were all but eliminated as 18,000 dissidents were arrested in 1933, and many renounced their beliefs.

In early January 1933 the Guandong Army seized the town of Shanhaiguan in Jehol and slaughtered several thousand Chinese. In February the cabinet opposed the invasion of Jehol because of the League of Nations; but then they approved it as long as the army did not move south of the Great Wall. During this invasion on February 24 the League of Nations Assembly unanimously agreed to the recommendations in the Lytton Report; the votes of Japan and China did not count, and Siam, the only other East Asian nation that was not colonized, abstained. Matsuoke Yosuke walked out with the rest of the Japanese delegation. By March 4 the Japanese had taken over Jehol, where farmers were urged to rotate soy beans with poppy crops. On March 27 Japan formally withdrew from the League, deciding it could keep the mandated Pacific islands because of the secret treaties it had made with Britain and France.
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BECK index
                            Imperial Japan 1894-1937
by Sanderson Beck
Japan's Growing Military 1894-1903
Japan's Victory over Russia 1904-05
Japan Between Wars 1906-14
Japan in the World War 1914-19
Japanese Progress 1920-30
Japan Takes Manchuria 1931-33
Japan's Militarism 1933-37
This chapter has been published in the book EAST ASIA 1800-1949.
For ordering information, please click here.

Japan's Growing Military 1894-1903
Japan's Modernization 1800-1894
On March 28, 1894 two Korean agents assassinated the exiled Kim Ok-kyun in Shanghai. His body was taken back to Korea and cut into several pieces for display. Members of his family were also executed. Fukuzawa Yukichi blamed the Chinese for turning over his body and violating the Treaty of Tianjin. On June 2 the Japanese cabinet learned that Korea had asked Yuan Shikai to send Chinese reinforcements to help their government suppress the Tonghak rebellion. The Chinese sent 1,200 troops, but Japan’s General Kawakami Soroku reported that the number was 5,000. Prime Minister Ito Hirobumi approved a brigade, which was 2,000 men, but Kawakami sent a “combined brigade” of at least 7,000.

Ito proposed that after the rebellion was suppressed, Japan should send commissioners to help Korea reform their administration. Foreign Minister Mutsu Munemitsu added that Japan should act unilaterally if necessary. The Chinese minister reported on June 12 their rejection of the plan because 1) Korea had quelled the rebellion, and China and Japanese forces were not needed; 2) Korea should reform themselves; and 3) the Treaty of Tianjin called for Japan and China to withdraw their troops after the disturbance was ended. On June 26 Japan’s ambassador Otori Keisuke told King Kojong that the government of Korea must be reformed. The next day the Japanese cabinet decided to demand that Chinese troops withdraw from Korea, ending Chinese sovereignty there, and they drew up a list of reforms for Korea. On July 3 Otori was assured that Korea was independent, and he proposed reforms in an audience with Kojong. On July 16 Japan made a treaty with Britain that ended the extraterritoriality of the unequal treaties in 1899; but the tariff restrictions did not end until the United States agreed in 1911.

On July 23, 1894 Japanese troops entered the palace in Seoul and forced King Kojong to sign an order expelling the Chinese and installing a reform cabinet selected by his father, the former regent. Captain Togo Nakagori defeated two Chinese ships and then sank the Gaosheng (Kowshing), which the Chinese had chartered from the British; more than a thousand lives were lost as the Japanese even shot those in two lifeboats. Japan declared war on China on August 1, and the Diet unanimously approved a special War Budget of 150 million yen. Yamagata Aritomo took command of the First Army, and on September 16 the Japanese infantry assaulted and captured P’yongyang, killing 2,000 Chinese soldiers and taking 600 prisoners while 180 Japanese died. Private Harada Jukichi was proclaimed a hero for opening the Gembu Gate, and a play about his exploit was later performed by the Kabuki Theater. The next day the Imperial Navy destroyed half of China’s twelve warships off the mouth of the Yalu River. The First Army drove the Chinese out of Korea on October 9 and crossed the Yalu fifteen days later; Yamagata set up civil administrations in Manchuria. General Oyama Iwao led the Second Army in an invasion of the Liaodong peninsula, capturing Dairen on November 6. Fifteen days later Port Arthur was attacked. James Creelman cabled to the New York World that for three days the Japanese troops had massacred the inhabitants. On November 22 Japan and the United States signed a treaty on commerce and navigation.

In February 1895 the Japanese Second Army crossed the strait and took over Weihaiwei on the Shandong peninsula, destroying the Chinese fleet. That month the Diet passed 100 million yen in supplementary military spending. Japan recorded that in the war against China 1,000 of their men were killed, and 5,000 were wounded; but they lost nearly 17,000 men to disease, most in Manchuria because of the cold weather. The military censored the Japanese press, and Reuters and the Washington Post were paid to publish pro-Japanese articles. The Japanese people generally favored the war, but the Christian Uchimura Kanzo, who founded the non-church movement, commented that what he thought was a justified war turned out to be “piratical.” The former general Tani Kanjo had argued for a limited military and thought the territorial gains were counterproductive.

On January 8, 1895 Minister Inoue Kaoru compelled King Kojong to proclaim that Korea had become independent of China. In the next two years more than 5,000 Japanese settled in Seoul. The Japanese cabinet refused to negotiate with anyone except Li Hongzhang. After a Japanese fanatic shot him under the eye at Shimonoseki on March 24, the Meiji emperor apologized. Japan agreed to a cease-fire but only after they occupied the Pescadores Islands; they signed a treaty with Li on April 17. China agreed to recognize Korea’s independence; to cede Taiwan, the Pescadores Islands, and the Liaodong peninsula to Japan; to open seven ports to Japanese trade; and to let Japan occupy Weihaiwei until China paid an indemnity of 360 million yen. Six days later notes from Russia, France, and Germany advised Japan to relinquish the Liaodong Peninsula, and Russia put its fleet on alert. Japan agreed on May 5. Meiji decreed in June that Japan would not interfere in Korea. The Diet approved a military build-up, and in the next five years annual military spending increased from 21 million yen to 133 million yen.

When Taiwan declared its independence in May 1895, Japan landed troops to disperse the Chinese. During a guerrilla war that lasted more than a year with 60,000 Japanese troops only 396 were killed in combat; but 10,236 Japanese died of malaria and other diseases, and more than 20,000 were sent home ill. Uncounted thousands of indigenous people were killed. In 1898 Kodama Gentaro became governor-general of Taiwan, and he appointed Goto Shimpei as civil administrator. Goto reformed land tenure, health, and sanitation while establishing railroads, a postal system, telegraph, and public services. Improvements in rice and sugar production helped the economy to prosper.

After Korea’s Queen Min expelled Pak Yong-hyo, General Miura Goro planned her assassination. On October 8 about thirty Japanese swordsmen, some wearing Korean uniforms, abducted the Regent (Taewon’gun) and then entered the palace where they killed Queen Min along with at least two others mistaken for her. King Kojong was detained in his quarters as the Regent regained control. Miura and others were recalled to Japan for a trial, but they were acquitted. Foreign Minister Saionji refused to let Komura Jutaro prevent the King from taking refuge in the Russian legation in February 1896. Kojong asked Russia to protect Korea in May, and Yamagata visited St. Petersburg for the coronation of Czar Nicholas II. Japan and Russia agreed to guarantee the independence of Korea with an equal number of troops.

Kanai Noburu pioneered the field of industrial economics, and he suggested that protective tariffs could prevent unions and socialism. His disciples led by Kuwata Kumazo founded the Organization for the Study of Social Policy in 1896. These economists opposed not only unbridled competition that increased differences between rich and poor but also socialism that obliterated capitalists; they wanted to maintain the current social harmony. Kuwata noted that the 19th century had accomplished political revolutions, and he predicted that the 20th century would accomplish economic revolutions. He lectured at Tokyo University and recommended regulating working hours, conditions, and female and child labor; protecting the interests of tenants; enacting poor relief laws; requiring workers’ insurance; using credit cooperatives to help small farmers; and enacting progressive taxes to reduce the burden on those with low incomes.

Kitasato Shibasaburo (1853-1931) studied under Robert Koch in Germany from 1885 to 1891. He prepared an anti-toxin for diphtheria and worked on one for anthrax. When he returned to Japan, Fukuzawa Yukichi helped him found the Institute for the Study of Infectious Disease. In 1894 Kitasato went to Hong Kong during an epidemic of bubonic plague. He discovered the bacilli for that as well as for dysentery and tetanus. When the Institute was incorporated into Tokyo Imperial University in 1914, Kitasato resigned and founded the Kitasato Institute.

Shibusawa Eiichi used steam power in his Osaka Spinning Mill plants, and in 1896 the Spinners’ Association he led persuaded the Government to abolish the import duties on raw cotton and the export duties on cotton cloth. These exports helped Japan import rice from Korea for its growing population. The Treaty of Shimonoseki enabled Japan to get iron and other ores from China, and the indemnity helped the Government subsidize the Yawata Iron and Steel Works which were started in 1897 and began production in 1901.

By 1896 the Ashio Copper Mine had caused so much deforestation that waters it polluted flooded villages and contaminated fields of 13,000 households, provoking a protest movement. Flood damage was estimated at 14 million yen, and three hundred people had died. The Furukawa Mining Company made many private settlements, and in May 1897 the Government ordered them to make changes to reduce the pollution. More flooding led to more mass marches, and on February 13, 1900 at Kawamata fifty marchers and six police were seriously injured as more than a hundred farmers were arrested. The trial found 29 people guilty of resisting officials; but the Tokyo Court of Appeals examined the pollution problems and found all the protestors innocent but three. Finally in 1974 the Government mediated a settlement in which Furukawa agreed to pay the pollution victims 1.5 billion yen.

Ito rewarded Itagaki Taisuke by making him Home minister in April 1896, and Hoshi Toru was sent to the United States as ambassador. The Progressives formed a larger coalition called Shimpoto as Okuma Shigenobu cooperated with Matsukata Masayoshi. Ito tried to bring these two men into his cabinet; but Itagaki objected, and Ito resigned on August 31. Matsukata became prime minister and made Okuma the Foreign minister. After a while the Progressives complained that Matsukata did not keep his promises, and Okuma resigned in November 1897. Matsukata could not win Liberal support and dissolved the Diet. Ito became premier again on January 12, 1898, but he could not get support from the Progressives or the Liberals either. Those elected on March 15 voted 247-25 against his land taxes and budget with a 35-million-yen deficit. Ito dissolved the Diet again in June and resigned. Ito and Saionji formed a new commission that compiled the Meiji civil code that was enacted in 1898. Their goal was to merge Japanese institutions with the best legislative theories from European laws, thus reassuring those nations giving up their extraterritorial courts in 1899.

Okuma and Itagaki merged their opposition parties into the Constitutional (Kenseito) party. On June 30, 1898 Okuma became prime minister with Itagaki as Foreign minister in the first party cabinet, and they won 260 House seats in the August election. However, the Army minister Katsura Taro and the Navy minister Saigo Tsugumichi caused the downfall of the cabinet. Education minister Ozaki Yukio was fired for warning that the influence of big business could result in a republic led by the companies Mitsui and Mitsubishi. The fall of the cabinet caused the Constitutional party to split with Itagaki’s Liberals and become the New Constitutional party while the Progressives called themselves the Real Constitutional (Kenseihonto) party.

Yamagata became prime minister in November. In 1899 the Nationalist Association (Kokumin Kyokai) was transformed into the Imperial Party (Teikokuto). Yamagata and Katsura formed an alliance with the former Liberals but did not give them any cabinet positions. In 1900 they expanded the House of Representatives to 369 members by adding more representatives from urban areas. Lowering the voting requirement from 15 yen to 10 yen increased the number of eligible voters from 502,000 in 1898 to 982,000 in 1900, and the secret ballot was adopted. They agreed to raise the land tax from 2.5% to 3.3%. Okuma organized the Anti-Land Tax Increase League, but Yamagata banned the organization and forbade discussion of the issue. Yamagata obtained 980,000 yen secretly from the Imperial Household and used it to buy votes to get his budgets and increased taxes passed. He also decreed imperial ordinances while the Diet was not in session. Politicians were excluded from civil service examinations, and the power of the Privy Council was expanded. By requiring that the Army and Navy ministers be in active service as well as from the top two ranks the military gained a powerful veto over the cabinet.

The Police Regulation of 1900 criminalized efforts to organize a union. The first recorded strike in Japan had been in 1886 when a hundred women walked out of a cotton mill in Yamanashi prefecture. In 1897 Takano Fusataro and Katayama Sen organized the Society for the Protection of Trade Unions. This movement led to the Association of Ironworkers, the Society to Reform the Railroads, and the Printers’ Association. Katayama and others responded to the new police law by forming the Social Democratic party, but within hours the Home Ministry closed it down. The party’s manifesto recognized a general trend in the world “to abolish the gap between rich and poor” and to secure peace in the world by means of “socialism and democracy.” In 1900 the Ministry of Agriculture and Commerce commissioned a study of the conditions in factories and industrial slums that Kuwata worked on, and some regulations of mines and factories were eventually passed. Kotoku Shusui was a journalist and published Imperialism, the Monster of the Twentieth Century in 1901 and The Essence of Socialism in 1903. That year a comprehensive study of the conditions among factory workers described abuses.

Emilio Aguinaldo persuaded Chief of Staff Kawakami to ship 10,000 rifles, 6 million rounds of ammunition, and ten field guns to his Filipino independence movement, but the ship sank in a storm on July 26, 1899. During the Boxer Uprising in China the Japanese sent 8,000 troops to Tianjin while Taiwan’s Governor-General Kodama Gentaro planned to invade China at Amoy. When Japan’s cabinet believed that the Russians were going to withdraw their forces from Manchuria, they cancelled Kodama’s expedition. However, the Russians consolidated their position in Manchuria, and Yamagata resigned on September 11. Without Japanese aid Sun Yat-sen decided to disband his army of 20,000 in Guangdong. His friend Miyazaki Torazo was so disillusioned that he became a traveling minstrel and wrote the popular autobiography My Thirty-Three Years’ Dream.

After Uchida Ryohei reported on the Russians in Manchuria, Prince Konoe sponsored the People’s League to support imperialism and urge the cabinet to send troops to Korea, but ironically they were also restricted by Yamagata’s Peace Preservation Ordinance against political associations. Uchida became president of the secret Kokuryukai known in the West as the Black Dragon Society. The Japanese name refers to the Amur River as the border north of Manchuria they wanted with Russia. They circulated the pamphlet “On the Relative Merits of War and Peace Based on the Estimated War Potential of Japan and Russia.”

In September 1900 Ito formed the Seiyukai party (Friends of Constitutional Government) with the old Liberals and his bureaucrats, and the Emperor contributed 100,000 yen. Yamagata resigned the next month, and Ito became premier for the fourth time. The Seiyukai had a majority in the House of Representatives, but the House of Peers voted against Ito’s taxes. After he persuaded the Emperor to instruct them, they passed the tax bill unanimously. Hoshi was accused of financial scandals and was forced to resign from the cabinet in December, and a fanatic murdered him the next year. After financial disputes Ito resigned again in May 1901. A new era began as General Katsura became prime minister in June 1901, but Ito’s party would not pass the land tax increase to pay for naval expansion.

As early as 1895 Hayashi Tadasu had written in Jiji Shimpo that England had made alliances with Turkey and China to oppose Russia, and he suggested they would cooperate with Japan too. In May 1896 Russia and China made an alliance in case Japan attacked Russia, and they agreed to build a railroad across northern Manchuria. Japan and Russia agreed to give Korea financial aid and limit their troops there. In April 1898 the Russians and Japanese agreed to the Rosen-Nishi Convention, promising to preserve Korea’s independence. That year China leased the Liaodong peninsula and Port Arthur to Russia for 25 years. In November 1900 the secret Alexeieff-Zeng Agreement permitted Russia to keep troops in Manchuria and place a resident in Mukden, but it was reported by the London Times in January 1901.

Ito traveled to St. Petersburg hoping for reconciliation, but this only accelerated the negotiation with England. On January 30, 1902 Japan’s ambassador Hayashi signed an agreement in London to form an important alliance with the British. The treaty had six main points and was designed to make sure that no nation would join with Russia in a war against either of them. The open door to China was to be maintained, and no more acquisitions of Chinese territory were to be permitted. England recognized Japan’s freedom to act in Korea. The Anglo-German agreement on China remained, and the alliance was limited to the Far East. On April 8, 1902 Russia made a treaty promising China they would withdraw their troops from Manchuria in three stages over eighteen months.

Ito and Okuma opposed an increase in the land tax to pay for expanded naval construction. For the first time the House went four years without being dissolved and had an election in August 1902. Seiyukai won a large majority, and Katsura dissolved the Diet in December. Seiyukai won 384 of 476 seats in March 1903, but they agreed to let Katsura use loans for his navy build-up. Yamagata persuaded the Emperor to make Ito resign his party position and go back to being president of the Privy Council. Yamagata and Matsukata also joined the Privy Council, increasing their influence. The noble Saionji Kimmochi, who was president 1900-03, had studied in France for ten years and had taken up journalism with the Oriental Free Press in 1881. He succeeded Ito as party leader and was even more committed to parliamentary government. Katsura remained premier for four and a half years as the government united during the war with Russia. Konoe Atsumaro was president of the House of Peers from 1895 to 1904, and he sponsored the Common Culture Association to encourage study and contact with China. Konoe favored small military budgets and Korean independence, and he led a People’s Alliance that demanded the Russians withdraw from Manchuria.

In 1900 four years of primary schooling became compulsory and free for all children. Enrollment grew gradually until it became universal by 1905. Many of the textbooks were written by Fukuzawa. In the early 1890s more than eighty texts on ethics had been written, and in 1903 the Education Ministry published an official set of ethics textbooks.

Japan's Victory over Russia 1904-05
On April 8, 1903 Russia violated its agreement with China to withdraw troops in the second stage of evacuating Manchuria by transferring them instead to Port Arthur and the Chinese Eastern Railway. The British consul at Mukden reported that 30,000 Russian troops had become “railway guards” along the tracks. The Japanese also observed that Russian troops entered Korea to cut lumber and build barracks. In Tokyo the People’s League led by Prince Konoe and godfather Toyama Mitsuru changed its name to the Comrades Society for a Strong Foreign Policy. They urged Prime Minister Katsura to declare war, and the secret was leaked to the press. Chief of Staff Oyama put the armed forces on alert.

Foreign minister Komura Jutaro sent five proposals to St. Petersburg on August 12, but on October 3 the Russians replied that they objected to Japan using any part of Korea for strategic purposes or being in Manchuria at all. The Comrades Society became the Anti-Russia Comrades Society. They were joined by the opposition leaders Itagaki and Okuma, and at a mass meeting on October 5 they passed a resolution calling for the “last resort.” On October 30 Japan offered to recognize Russia’s interest in Manchuria in exchange for their acknowledging Japan’s interest in Korea, but Russia rejected this. On December 10 Kono Hironaka, president of the House of Representatives, replaced the Emperor’s message with his own speech censuring the cabinet, and it passed. The Government dissolved the Diet, but Kono won popular acclaim. On December 21 Katsura ordered Yamagata to prepare for war. Ito still wanted to negotiate a settlement, but he realized he was isolated. A Supreme War Council was set up on December 28.

Japan had an active military of 180,000 with about 850,000 men trained. Their navy had 7 battleships and 31 cruisers. Russia had 135,000 troops east of Lake Baikal; but because the Trans-Siberian Railroad was not completed, they could only transport 7,000 men per month to Manchuria. Japan sent an ultimatum to Russia on January 13, 1904. By the end of January the Japanese navy was prepared, and Chief of Staff Oyama urged the Emperor to strike first. On February 6 Japan broke off negotiations with Russia, warning they might take independent action to defend their threatened position.

Two days later Admiral Togo Nakagori launched a torpedo attack against the seven battleships and six cruisers of the Russian Pacific fleet anchored at Port Arthur. Russia declared war against Japan on February 10, one day before Japan’s official declaration of war against Russia. Japan’s First Army led by General Kuroki Tametomo landed at Chemulp’o and occupied Seoul. On February 23 Korea and Japan agreed to a protocol for a Japanese protectorate. Emperor Meiji moved to Hiroshima to be closer to the war as he had during the war against China ten years earlier. Japan won naval victories, and the Russian flagship hit a Japanese mine and sank on April 13. Japan’s First Army marched north and defeated the Russians guarding the Manchurian border, crossing the Yalu River on May 1. The Second, Third, and Fourth Japanese armies landed on the Liaodong peninsula and advanced toward Port Arthur, which was besieged on May 5. The Second Army suffered 3,500 casualties on May 26 when they encountered Russian machine-guns around Jinzhou, but they captured Dairen. Japan would not have machine-guns until the last months of the war.

Russia’s General A. N. Kuropatkin tried to fight defensively while waiting for reinforcements, though his 140,000 troops outnumbered the Japanese on Liaodong. On August 25 Oyama launched an offensive with 125,000 men that took ten days to drive about 158,000 Russians out of Liaoyang; but the Japanese had 5,500 killed and 18,000 wounded while the Russians suffered 16,000 casualties. The Japanese continued to attack the besieged fortress at Port Arthur for 242 days until General Anatoly Stoessel surrendered on January 2, 1905. During this long siege the Japanese suffered 57,780 casualties while the Russians lost 11,500 killed and 17,500 wounded. Kuropatkin retreated to Mukden, where the largest battle in history so far was fought in March 1905 with about 300,000 Japanese forces against 310,000 Russian troops. The Japanese took ten days to capture the city after losing 16,000 killed and 54,000 wounded compared to 89,000 Russian casualties.

The British would not let the Russian navy use the Suez Canal, and after many delays the Baltic fleet led by Admiral Rozhdestvensky arrived in the Tsushima Straits on May 27, 1905. Togo was waiting, and in 24 hours the Japanese navy sank or captured all eight Russian battleships; only three Russian ships reached Vladivostok. In this critical naval victory Japan lost only three torpedo boats and 116 lives while more than 5,000 Russian sailors were killed with 8,862 captured. This was the world’s first major sea battle with steamships and the last major naval encounter without submarines or air forces. Japan had won the war but had 60,083 men killed in battle, and 21,879 died from disease. The Russians also had about 60,000 killed. The total number of wounded has been estimated at 265,000. In this war most of the wounded survived. During the first five months not one of the wounded soldiers evacuated to Tokyo died.

Near the end of a long era with relatively few big wars, the lessons of this war were carefully studied. The torpedo-boats and battleships were found to be effective, but the destroyers had failed to make hits. The Japanese showed that team-work was important for the armies, and, contrary to some predictions, short-range fighting was still used. Hand grenades, machine-guns, and floating mines were also effective. Modern fortifications were nearly impregnable, and overcoming them depended on engineers and miners.

The defeated Russians agreed to accept the mediation offer by US President Theodore Roosevelt. The Japanese had increased their debt from 600 million yen to 2.4 billion yen, and their human and industrial resources were running behind their war needs. American bankers told the Japanese ambassador in Washington they could not support any more bond issues. Yamagata visited the front in Manchuria and found that the reinforced Russians outnumbered them three to one. At an imperial conference in Tokyo on August 28 Japan decided to withdraw its demand for an indemnity and accepted Russia’s offer to cede the southern half of Sakhalin Island. The Treaty of Portsmouth (New Hampshire) was signed on September 5. Both sides agreed to withdraw troops from Manchuria, and the railroad line was leased to Japan as far as Changchun. Japan gained the Liaodong peninsula including Port Arthur and Dairen. Russia pledged not to interfere with Japan in Korea.

The socialists Kotoku Shusui and Sakai Toshihiko had opposed the war and in 1903 had organized the Commoners’ Society and started the Commoner’s Daily (Heimin Shimbun). They were joined by activist women, and their open letter of friendship to the Russian Social Democrats was published in the Iskra newspaper. Kotoku and Sakai were imprisoned, and the Commoner’s Daily was suspended for publishing the Communist Manifesto.

Pro-war patriots had expected an indemnity and more territorial concessions. On August 31 Godfather Toyama and the Joint Council of Fellow Activists formed the Anti-Peace Society and sent a memorial to the Imperial Palace urging that they fight on. They planned a massive protest rally at Hibiya Park in Tokyo for the day of the treaty signing. The pro-government Kokumin Shimbun gave out free copies of its issue approving the treaty, but the newspaper was boycotted. The Streetcar Workers Association threatened to destroy the fleet if any car was decorated with a Japanese flag. The Government banned the rally and had the police barricade the entrances to the park. In the morning on September 5 a crowd of 30,000 gathered four hours before the speeches were to begin. The police ordered them to disperse, and fighting broke out. People stormed the offices of Kokumin Shimbun and smashed the presses. After the house of the Home Affairs minister was burned to the ground, three companies of Imperial Guards were deployed. The angry mob destroyed 250 public buildings and burned nine police stations and hundreds of police boxes. In the riot 17 demonstrators were killed, and a thousand were injured. Martial law was imposed; 2,000 people were arrested, and complaining newspapers were suppressed.

US Secretary of War William Taft had visited Tokyo in late July and persuaded Prime Minister Katsura Taro to renounce any design on the Philippines in exchange for American recognition of their control over Korea. This Taft-Katsura agreement was announced on September 21, but the details were kept secret and did not become public until 1924. On August 12 the Anglo-Japanese alliance had been extended to cover any attack by a third party, and it was renewed for ten years. An Imperial Rescript ratified the peace treaty on October 16. Imperial approval calmed down the opposition, and martial law was lifted on November 29, restoring freedom of the press. Katsura sent Komura to Beijing to obtain China’s acceptance of the treaty, and in a secret clause China promised not to build a railroad near the Port Arthur-Changchun line until Japan’s lease had expired. Japan also gained a 15-year lease on the Mukden-Andong railway line to Korea. The majority Seiyukai party had secretly agreed to support the Government’s war policy in exchange for a promise that Saionji would succeed Katsura as prime minister after the war when they expected discontent.

Japan’s military victory over Russia astounded the world and had a great psychological impact for years to come. Europeans were startled that an Asian nation could defeat a European power, and independence movements in Asian countries suffering under Western imperialism were greatly encouraged.

Japan Between Wars 1906-14
Saionji became prime minister on January 6, 1906 and kept his promise to Katsura by putting only two party men in his cabinet. The Government issued scrip and nationalized the railways to gain revenue. The Government had been investing in more than forty percent of the economy since the constitutional government of 1890 and would continue to do so for a half century. This stimulated an economic boom that faded and resulted in a recession that lasted until the European War began. The Government had begun monopolies on tobacco in 1898 and on salt in 1904. Saionji’s government allowed the Socialist party led by Katayama to organize, and the Commoner’s Daily was revived. In March a meeting protested a proposed increase in the streetcar fare, and violence led to the arrest of many socialists. In 1906 more than a thousand miners protested the low wages and abuses by the Ashio copper company, and it became a riot and was followed by troubles at other mines. Workers in shipyards and arsenals also rioted for higher wages. In February 1907 Kotoku Shusui and the radicals persuaded those at the Second Japan Socialist Party Congress to take action, and the Government ordered the Socialist party dissolved. The movement split with Katayama’s faction favoring democratic methods. In 1907 compulsory education was extended from four years to six years, and in 1908 the school attendance rate was 98%.

Hayashi Tadasu had been recalled from London and became Foreign minister. When the military opposed enforcing the evacuation of Manchuria, Hayashi submitted his resignation; but the Emperor made him stay on. The Emperor commanded the army to withdraw, leaving 13,000 men as railway guards on the South Manchuria Railway. Yet the evacuation deadline of April 15, 1907 was not fully met. China in November offered a British private firm railway rights, but the Liberal Foreign secretary Edward Grey did not support the deal. Hayashi aimed to secure trade in China by making agreements with various powers. On June 10, 1907 Japan signed an agreement in Paris proclaiming the Open Door policy in China but recognizing France’s sphere of influence in Indochina and southern China while France acknowledged Japan’s presence in southern Manchuria. Three days later Russia agreed to link its railway to Japan’s at Harbin. In July 1907 Japan and Russia agreed to a line dividing Manchuria into a northern sphere for Russia and a southern one for Japan, and three years later they affirmed this status quo. Japan’s military budget was increased from 37 million yen in 1906 to 65 million yen in 1908. New regulations in 1909 drew from the Bushido code to enhance the military spirit.

The realistic novel led to naturalistic novels that were influenced by the works of Emile Zola. In 1904 Shimazaki Toson published The Broken Commandment about the outcaste Eta class. Ushimatsu’s father leaves society to be a herdsman, and his son takes a vow never to reveal his heritage. Toson had read about two teachers who had lost their positions because of their Eta origins. In 1907 Tayama Katai wrote The Quilt (Futon), and this naturalistic novel began the Japanese trend in confessional “I novels” that became especially popular in the 1920s and 1930s.

On November 17, 1904 Korea had agreed to let Japan control its foreign policy and maintain a resident in Seoul. Ito was appointed Japan’s first resident-general, but the Black Dragon boss Uchida Ryohei was put on his staff. Uchida organized the Unite Japan and Korea Society (Ilchinhoe) to promote a campaign for annexation. Ito made Uchida dissociate himself from it publicly, but Uchida arranged for the Army to contribute 100,000 yen to fund the Society’s projects. After King Kojong sent delegates to the International Peace Conference at The Hague in July 1907 to complain about Japanese imperialism, he was forced to abdicate. The Japanese Resident-General gained more authority, and the Korean army was disbanded. An Englishman observed Japanese troops burning villages in search of rebels. The rebellion grew to 70,000 in 1908, and in one year 11,962 Koreans were killed.

On October 16, 1906 Yamagata presented the Emperor with The Plan of National Defense for the Empire that proposed driving the Russians out of northern Manchuria and conquering southern China. In July 1908 by having War minister Terauchi resign, Yamagata got Saionji and Hayashi replaced by Katsura and Komura. They merged with small parties and formed the Constitutional Nationalist party.

In April 1909 Ito made a speech accusing Uchida of disloyalty. Katsura wrote to Yamagata complaining, and Ito resigned in June in order to return as president of the Privy Council, a position opened for him by Yamagata’s resignation. While traveling Ito was assassinated by a Korean at a railway station in Harbin on October 26. The assistant Sone Aresuke became the resident-general in Korea; but pressure from Katsura and Yamagata led to his nervous breakdown, and he was replaced by Terauchi on May 25, 1910. Japan sent 600 more gendarmes to Korea, and the annexation treaty was arranged. Japan gave in to Britain’s demand that the tariffs with Korea remain the same for the next ten years. The cabinet and Emperor Meiji approved the treaty, and Terauchi and the Korean prime minister signed it in Seoul on August 29. Korea had become a colony in the Japanese empire and would remain so for 35 years. Japan’s population increased from 41 million in 1891 to 52 million in 1913, and after 1900 Japan was a net importer of food, trading cotton goods for rice from Korea.

In June 1908 the Socialists met under red flags with the words “Anarchism” and “Anarchic Communism,” which resulted in many arrests. Miyashita Takichi was a factory worker who read a book on anarchism and decided to assassinate the Emperor. He asked Katayama Sen to help him, but Katayama was working for universal suffrage by legitimate means and declined. Kotoku had been studying in California, but he returned to Japan and became a syndicalist who believed in using general strikes rather than terrorism. Miyashita persuaded three of Kotoku’s followers to join his plot. In 1910 they and a total of 26 radicals were arrested between May and October. Two were sentenced to prison; twelve had their death sentences commuted to life imprisonment; and twelve, including Kotoku, were hanged on January 9, 1911. These harsh sentences for those who were remotely connected to a plot that was only in the planning stage caused protests in the literary community and abroad. The Government banned the Association for Universal Suffrage and arrested anyone advocating universal voting. These policies made Prime Minister Katsura unpopular with those favoring democracy.

After Japan’s victory over Russia, thousands of Chinese students came to Japan, and Sun Yat-sen continued his efforts to solicit support for a revolution against the Manchu dynasty. When Beijing complained in 1907, Sun was expelled; but Uchida persuaded the Japanese government to limit his banishment to four years and to contribute 60,000 yen to his cause. In February 1908 a Chinese warship intercepted a shipment of arms from Japan off Amoy that was going to the revolutionary Huang Xing. Japan stopped shipping arms to rebels, but in southern China people began boycotting Japanese goods.

Japan and Britain signed a third treaty of alliance on July 13, 1911, but the Anglo-American Arbitration Treaty initialed in Washington on August 3 was not ratified by the United States Senate. After becoming prime minister for a second time on August 30, 1911 Saionji resisted pressure by the Army and Navy for additional military expenditures. The Factory Law set safety standards for factories with twelve or more workers.

Hiratsuka Raicho started the Seiko (Blue Stocking) Society as a literary organization for women in 1911. That year the first women’s college was founded. The philosopher Nishida Kitaro taught at Kyoto University, and in 1911 he published his most popular book, Study of the Good. He was a friend of Suzuki Daisetsu and was influenced by Zen Buddhism as well as by German philosophy. Nishida emphasized pure experience and transcending the self to experience God. His idea of the good was more related to spiritual reality than to ethics, which he considered the problems of the self. He hoped that by perfecting individuality, all humanity would improve.

During the Chinese Revolution in October 1911 Saionji’s cabinet decided to ship 2.7 million yen worth of arms to the Manchu government in Beijing, which agreed to respect Japan’s interest in Manchuria. Also by private dealers Japan sent 3 million yen in arms to the Chinese rebels. Yamagata wanted to send two divisions to southern Manchuria, but the Saionji cabinet refused. In January 1912 Uchida with help from Mitsui was able to raise 3 million yen to loan to China’s new republican government. The Hanyehping Iron Company was reorganized under joint Chinese and Japanese management, and its assets were mortgaged to Japan for more loans to the new Republic. Japan and Russia began negotiating the division of Inner Mongolia, and a secret agreement was signed on July 8, 1912.

Sun Yat-sen accepted an offer of 20 million yen and promised to cede Manchuria to Japan; but his second revolution failed, and he went back to Japan on a Mitsubishi collier. After three Japanese hawkers were killed by soldiers in Nanjing, a protest rally in Hibiya Park and a hara-kiri by a Japanese official that spilled his blood on a map of Manchuria and Mongolia aroused the issue. Sun’s supporters persuaded the Japanese government to negotiate a secret agreement with the Chinese government that allowed Japan to construct five more railway lines in Manchuria and Inner Mongolia. Sun appealed to Japan for funds to fight the Yuan regime and was promised a loan of 1.5 million yen to buy 100,000 rifles in exchange for bonds in occupied territory. However, China’s President Yuan Shikai suppressed the deal by ordering anyone using notes circulated by Sun Yat-sen to be executed. Kita Ikki criticized Sun for selling out his socialist principles to Japanese capitalists.

Emperor Meiji died on July 30, 1912 after no physician was allowed to touch his body. General Nogi Maresuke had led the capture of Port Arthur in 1894 and again in 1905. He had wanted to commit hara-kiri because 56,000 Japanese soldiers had died; but Emperor Meiji dissuaded him. As head of the Peers’ School he was Prince Hirohito’s most influential mentor. Yet he did not recommend that he should be crown prince. On the day of Meiji’s funeral Nogi and his wife committed seppuku. Prince Yoshihito, who was born before his mother’s wedding, was 33 years old when he became Emperor of the Taisho era. He had suffered from meningitis as an infant, leaving him debilitated physically and perhaps mentally. Thus the ministers who were directly responsible to the Emperor tended to run the government themselves.
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The resignation of Army minister Uehara caused Saionji’s cabinet to fall, and he refused to form another cabinet. Journalists, party politicians, and business leaders opposed increasing the military budget. Several leading figures declined to be prime minister, and finally on December 17, 1912 Katsura Taro offered to resign his court offices to become prime minister for the third time. Ozaki Yukio accused him of hiding behind the Emperor and using imperial rescripts as missiles. That month the League for the Protection of the Constitution was formed, and at their first meeting they called for a “Taisho restoration” to make Japan more democratic. Most newspapers and massive rallies supported the movement.

The Navy demanded new battleships and threatened to withhold their minister. Katsura showed independence from Yamagata by issuing an imperial rescript directing the Navy to provide a minister. Katsura prorogued the Diet for fifteen days in January 1913 and formed a new political party called the Constitutional Association of Friends (Rikken Doshikai). He appointed Kato Komei as Foreign minister, and Mitsubishi provided funds to try to win over followers from the other parties; but they gained only 83 members and none of the Seiyukai because Satsuma admirals used 150,000 yen from Navy funds to retain their loyalty. Admiral Yamamoto Gonnohyoe urged Katsura to resign, and crowds turned into angry mobs and destroyed the offices of pro-government newspapers and burned police boxes. Katsura prorogued the Diet a third time to save face by avoiding a vote of no confidence and resigned; he died later in the year.

Admiral Yamamoto became prime minister and proceeded to fund the Navy’s plan to build eight battleships and eight cruisers. He reduced the number of government employees by 10,000 and the 1913 budget by 11%. The ministers of the Army and Navy no longer had to be in active service. However, scandals involving Navy officers accepting bribes from the Siemens Munitions Firm of Germany and Vickers Aircraft in England led to a court martial and an order that two officers repay 410,000 yen. The House of Peers was dominated by the Army and cut the Navy budget in half; but the House of Representatives passed a motion of no confidence. Riots resulted, and Yamamoto resigned on March 23, 1914. Yamagata selected Okuma, who for the past fifteen years had been doing social work and was the founding president of Waseda University. He gained support from Doshikai leader Kato Komei and Ozaki Yukio, but the Nationalist leader Inukai Tsuyoshi declined.

Japan in the World War 1914-19
Germany began moving their reservists from all over China to Qingdao in early August 1914, and Winston Churchill sent a note asking the Japanese Navy to destroy German ships. Foreign Minister Kato persuaded Prime Minister Okuma, his cabinet, the elder statesmen (genro), and the Emperor to enter the war. On August 15 the Imperial Council demanded that Germany surrender Qingdao by September 15. The ultimatum expired on August 23, and on that day an Imperial Rescript declared war on Germany. The Army was mobilized to attack Qingdao, and the Navy blockaded the harbor. Japanese troops landed at Longzhou on September 2. China protested this violation of neutrality and declared the Shandong peninsula a war zone. A British contingent arrived on September 24 and was put under Japanese command. The garrison of 4,000 Germans surrendered on November 7. Only 199 Germans had been killed compared to 415 Japanese and only 13 British, who were accused of being slow to advance. The Japanese also took over the German railway that ran 240 miles from Qingdao to Jinan. Meanwhile the Japanese fleet was pursuing German cruisers and occupying the Caroline, Marshall, and Mariana islands even though this area had been assigned to the Australian Navy. Kato announced that Japan would retain all the islands north of the equator in perpetuity.

On January 7, 1915 China cancelled the Shandong war zone and asked that the Japanese troops be withdrawn. One week later Ambassador Hioko Eki presented Japan’s infamous 21 Demands to China’s President Yuan Shikai with the warning that they be kept secret, but within a few days the American ambassador Paul Reinsch made them known. They included Japan taking over Germany’s rights in Shandong and being given the right to construct a railroad there, recognizing Japan’s position in eastern Inner Mongolia and extending its lease in southern Manchuria to 99 years, giving a Sino-Japanese company a mining monopoly in the Yangzi River Valley, and preventing any coastal area of China from being ceded or leased to any other power. Group Five was a wish list for the imperialists that included the Chinese government employing Japanese advisors, joint Chinese and Japanese police forces, China purchasing half its arms from Japan or establishing joint Chinese-Japanese arsenals using Japanese engineers and materials, and granting Japan the right to construct railroads in southern China. In responding to diplomatic inquiries, Japan summarized the first four groups and denied the fifth existed. After seven weeks Japan sent 7,000 more troops to Manchuria and Shandong.

After the Seiyukai majority refused to pass the budget, Okuma dissolved the Diet and called for new elections. In March 1915 he became the first prime minister to campaign actively in an election. The Doshikai spent money buying votes and increased their representation from 99 seats to 150 while Seiyukai fell from 185 to 104 seats. For the first time campaign expenditures were reported, and the total was nearly 5 million yen. The number of bribery cases reported increased from 1,338 in 1908 to 3,329 in 1912 and to 7,278 in 1915 before jumping to a peak of 22,932 in 1917. After the 1915 election the Diet approved the two new divisions for the Army. Yamagata, who wanted to support Yuan Shikai, called a meeting of the cabinet and elder statesmen in early May to complain that Japan’s 21 Demands were offending China and were not honorable. They removed most of Group Five and gave Yuan a 48-hour ultimatum on the rest. Under the threat of invasion he was forced to accept, and an agreement was signed on May 25. Japan returned Qingdao on the conditions that it be an open port with a Japanese settlement. China declared May 25 National Humiliation Day and began a national boycott of Japanese goods.

Inoue and the elder statesmen demanded that Kato resign. When it was learned in July that the Home minister Oura Kanetake had bribed officials to rig the March election, Okuma had both Oura and Kato resign. Okuma publicly refused to send German arms captured at Qingdao to the Chinese rebels, but secretly he ordered the Army to do so. Mitsui provided the ships to smuggle the arms to Manchuria. The cabinet continued to support covertly the effort to overthrow the Yuan regime. Japanese officers trained a thousand men in Qingdao and used the railway to transport them to Jinan while refusing permission for Chinese government troops to go the other way. Japan and Russia signed a fourth agreement recognizing each other’s interests on July 3, 1916. In the secret portion Japan promised to supply Russia with 300 million yen worth of weapons, including 700,000 rifles; but this was exposed after the Soviets took power and revealed all of Russia’s secret treaties.

Okuma, who had already lost a leg, was the target of another terrorist attack, and in October 1916 Yamagata and the House of Peers persuaded him to resign. Okuma wanted Kato as his successor; but Yamagata managed to select General Terauchi Masatake, who had been governing Korea. Yamagata and Terauchi believed the Germans would win the war, and they had their ambassadors talking in Stockholm since 1915. In February 1917 the intercepted Zimmerman telegram made known a shocking German-Japanese-Mexican plot to help Mexico recover the territory it had lost to the United States if the latter entered the war.

Nishihara Kamezo ran a textile importing company, and in January 1917 Terauchi sent him to Beijing, where he began by arranging to loan China three million yen for secret consideration in gaining contracts for telegraph service. Copper coins served as collateral and were shipped to Japan, where they were melted down and sold for twice their monetary value. Eventually Japan extended eight loans of 145 million yen to the warlord Duan Qirui to pay for his civil war. All this was done without informing the Foreign Ministry, and Japan was paid back only five million yen. Ishii Kikujiro was sent to Washington and on November 4 signed an agreement with US Secretary of State Robert Lansing that recognized that “Japan has special interests in China.” Also in 1917 Giichi Tanaka spent two months in China and Manchuria and wrote a report on “The Exploitation of China’s Resources.”

The Doshikai party had joined with two minor parties to become the Constitutional Association (Kenseikai), and after a no-confidence vote Terauchi dissolved the Diet. In the April 1917 election Seiyukai gained about fifty seats while the Kenseikai lost eighty seats. After the price of rice doubled between January 1917 and July 1918, rice riots began in northern Honshu and spread across Japan. The disturbances that summer involved 700,000 people. Police could not stop the rioting, and the Army arrested 25,000 people. About a thousand were injured or killed. Of the 700 who were prosecuted 71 were sentenced to ten years or more. The Government tried to suppress the newspapers.

In September 1918 Premier Terauchi was forced to resign, and the commoner Hara Kei became prime minister. For the first time the prime minister and a majority of the ministers in the cabinet were from the same party, and the era of real party government in Japan had begun. Hara promoted the military, education, industry, and communications. He reduced the voting qualification from ten yen to three yen.

Yoshino Sakuzo was a Christian who taught at Tokyo University. He developed a theory of democracy that called for “government for the people” (mimponshugi) rather than “government by the people” (minshushugi). In December 1918 Yoshino inspired students to organize the New Man Society (Shinjinkai) to work for universal male suffrage and national reforms to help the people. He gave speeches to rallies and formed the Reimeikai (Dawn) party that combined socialism with Christian and Confucian morality; but after the suffrage bill was blocked in 1920, his party collapsed. The conservative law professor Uesugi Shinkichi opposed the ideas of Yoshino and advocated imperial power. Also in 1918 the eight Special Higher Schools multiplied by four, and the University Law gave more specialty schools university status.

Japan’s economy boomed while exporting during the Great War. Japan’s national debt was 1.5 billion yen when the war began, and by the time of the armistice four years later Japan had built up a surplus of 2 billion yen. Japan’s real gross national product rose 40%, and by 1919 its manufacturing output had risen by 72%. Japan’s exports jumped to 708 million yen in 1915, and in 1918 they were 1.96 billion yen. The Japanese emphasized quantity more than quality, and their products got a reputation for being shoddy. Prices increased by 130%, but wages actually went down by 32%. Although strikes and unions were illegal, sixteen trade unions were formed in 1919 which led to 497 strikes by 63,000 workers in shipyards, railways, mines, and other industries for more pay and better working conditions. The Christian social worker Suzuki Bunji had founded the Fraternal Association (Yuaikai) in 1912, and it grew into the All Japan Federation of Labor. In 1919 they used work slow-downs to win the eight-hour workday at the Kawasaki shipyards in Kobe.

The number of Japanese in Manchuria increased from 3,800 in 1900 to 26,600 in 1910 and to 133,930 by 1920. Yamagata urged Prime Minister Terauchi to back the warlord Zhang Zuolin to govern northern China, but six princes who advised Taisho plotted against Zhang. In 1916 Prince Babojab of Mongolia invaded western Manchuria with Tatars advised by Japanese officers. They attacked the railroad between Beijing and Mukden and kept Zhang busy and unable to invade China. Prince Kanin visited Mukden on October 15. After a terrorist bomb killed five bodyguards, Zhang escaped by fleeing on a horse.

After the Russian revolution the Japanese government sent weapons and 49 Japanese advisors to the anti-Bolshevik resistance led by the Cossack Grigory Semenov in Siberia. Admiral Kato Kanji reached Vladivostok on January 12, 1918, two days before the HMS Suffolk and a month before the USS Brooklyn. Tanaka set up a secret Siberian Planning Committee on February 28 to coordinate the military expedition, and Nishihara held up loans until China agreed to let Japan deploy forces in northern China to fight the Bolsheviks. After three Japanese clerks were killed during a robbery in a Vladivostok store, the Japanese navy landed marines. Yamagata wanted them withdrawn, and on April 23 Emperor Taisho ordered them back to their ships. Two days later Vladivostok formed a Soviet government. Foreign minister Motono Ichiro resigned, and Yamagata made sure that Goto Shimpei was appointed. Nishihara forced China to accept military and naval agreements on May 19, giving Japan a free hand in Manchuria.

An army of 50,000 Czechs was stranded when Russia withdrew from the war, and they traveled east along the Trans-Siberian Railroad. A third of the Czechs reached Vladivostok by May, and Allied ships took them to Europe. England and France asked Japan to help the others. In July 1918 the United States sent 7,000 men into Siberia to help the Czechs and secure the 300,000 German, Austrian, Turkish, and Bulgarian prisoners of war. Japan sent 30,000 troops in August and eventually deployed 72,000 soldiers there. By the spring of 1919 the Japanese controlled both the railways east of Irkutsk. About a third of the 300,000 war prisoners died of starvation and disease. By 1920 the zaibatsu (conglomerates) Mitsui, Mitsubishi, and Suzuki had moved into Vladivostok, Khabarovsk, Harbin, Chita, and Nikolaevsk with about 50,000 settlers. The Japanese installed White Russian regimes in the larger towns. In May 1920 a Japanese community of 700 in Nikolaevsk was wiped out when Soviet troops raped, tortured, and murdered them. The Japanese reacted by occupying Vladivostok and invading northern Sakhalin to grab coal, oil, and timber. The Japanese troops stayed in Siberia until June 1922 when international and domestic pressure forced their withdrawal by October except from Sakhalin. The Siberian adventure had cost Japan 700 million yen.

At the Versailles peace conference the Japanese demanded racial equality, but Australian prime minister Hughes blocked a vote from being unanimous. Japan also restricted immigration, and what they really wanted was to keep Shandong. They argued that the 21 Demands had been accepted and that China signed the loan agreements. Britain and France had promised their support in the secret treaties of 1917. Italy had gained Fiume by threatening to stay out of the League of Nations, and Japan used the same tactic to persuade US President Woodrow Wilson. As a result Japan was allowed to keep its lease on Qingdao and received mandates on the Pacific islands north of the equator, and they promised to withdraw from the territories they occupied on the Shandong peninsula and in Siberia.

On March 1, 1919 an independence movement erupted in Korea, and it took the Japanese two months to suppress the revolt. Japanese officials reported only 1,962 Korean casualties and 12,000 arrests, but scholars estimate that more than 7,000 Koreans were killed and about 46,000 were arrested in 1,500 demonstrations that involved two million people. Hara appointed Admiral Saito Makoto to be governor-general. Officials and teachers no longer wore swords, but the number of police in Korea was greatly increased. Japan’s economic exploitation of its Korean colony continued with large rice imports arriving to feed Japan’s rapidly growing population.

Japanese Progress 1920-30
In 1920 the population of Japan reached 56 million. Although parties gained more political power in the 1920s, they were still dominated by the aristocrats, upper bureaucrats, conservative politicians, big business, rural landlords, and the military. The tenant farmers, industrial workers, white-collar workers, journalists, educators, and other intellectuals were generally in opposition. By 1920 about 40% of agricultural land was under tenancy, and rents were about half the yield. Many farmers depended on producing raw silk, and that year the price dropped from 4,000 yen per hundred pounds to 1,000 yen. Student demonstrations in 1919 had raised the issue of universal suffrage, which was supported by workers. In February 1920 the Kenseikai (Constitutional) and Kokuminto (Nationalist) parties submitted a bill for universal suffrage; but Premier Hara refused to allow a vote, and the Diet was dissolved. In the election the Seiyukai party won 279 seats to 108 for the Kenseikai and 29 for the Kokuminto. This enabled Hara to add funding for the navy, railroads, telephone, telegraph, and roads.

Nitobe Inazo had studied in the United States, and in 1900 he wrote in English Bushido: The Soul of Japan on samurai ethics. He was a law professor at Kyoto Imperial University and then at Tokyo Imperial University. When the League of Nations was established in 1920, Japan was one of the four nations given a permanent seat on the Council, and Nitobe was an Under-Secretary General and the first director of the International Committee on Intellectual Cooperation, which later became UNESCO. After attending the 13th World Congress of Esperanto in August 1921, he made a report to the General Assembly of the League; but a proposal for the League to use Esperanto as its working language was vetoed by the French delegate.

In 1920 Hiratsuka Raicho and Ichikawa Fusae organized the New Women’s Association to work for equal rights for women and to protect mothers and children. Their efforts led in 1922 to women being permitted to sponsor and listen to political speeches, but they still could not join a political party. Hiratsuka also advocated banning men with venereal disease from getting married. Ichikawa traveled to the United States, where she met Alice Paul. In 1924 Ichikawa founded the Women’s Suffrage League of Japan. The number of middle schools for girls rose from only 52 in 1920 to 576 in 1924.

The postwar depression put labor on the defensive. May Day demonstrations began in 1920 and called for a minimum wage law, an eight-hour workday, solving unemployment, and repealing the Police Regulation Law. The Japan Socialist Federation was formed in December, but the Government banned the organization in May 1921. At Kobe 35,000 dockyard workers went on strike in 1921. Several hundred people were arrested, but after six weeks the strike was suppressed. In September 1921 Asahi Heigo in order to encourage revolution assassinated Yasuda Zenjiro, who had founded the Yasuda conglomerate. Peasants joined the Japan Farmers Union organized by Kagawa Toyohiko and other Christians in 1922; they renounced violence and promoted mutual aid, growing to 150,000 members by 1926. The untouchable Eta class that was condemned to doing menial work formed the Equality Society. The Japan General Federation of Labor favored Bolshevist action over the strikes of the syndicalists, who failed to form an alliance in September 1922. The first Japanese Communist party was founded that year by Tokuda Kyuichi, Osugi Sakae, and Arahata Kanson; but in 1923 the police used a membership list they got from an informer to arrest the leaders.

The Government reacted by setting up the Capital-Labor Harmonization Society under a textile magnate with an endowment of ten million yen. Members of Toyama’s Ex-Ronin Society joined the ultranationalist Japan National Essence Society that Kita Ikki and Okawa Shumei had founded in 1919. Okawa had written the 8-volume Fundamental Principles for the Reconstruction of the Nation that recommended martial law, restricting capital, profit sharing between employers and employees, friendship with the Americans to develop China, and hostility to Russia and Britain. They used violent tactics to help the police crush rallies and strikes.

A young right-winger assassinated Prime Minister Hara on November 4, 1921, and Finance minister Takahashi Korekiyo succeeded him as the Seiyukai party leader. He was unpopular and resigned in June 1922. Yamagata had died, and so Saionji chose as premier the nonpartisan Admiral Kato Tomosaburo, who selected most of his cabinet from the House of Peers. Japan was represented at the Washington Naval Conference by its ambassador Shidehara Kijuro and Kato in late 1921 and early 1922, and the Seiyukai managed to push through the naval restrictions agreed upon. Japan was limited to warships with 60% of the tonnage that British and American ships were allowed. Japan shifted naval spending to submarines, naval aircraft, and torpedo boats that were not covered by the treaty, and budget cuts included the Army. The Anglo-Japanese Alliance was expanded to include France and the United States, and the Nine-Power Treaty agreed on the Open Door Policy for China. Japan promised to withdraw its troops from Shandong but retained its economic privileges. Japan also insisted on no foreign fortifications within 2,000 miles of Japan in the Pacific. No new bases were to be built in the Pacific Ocean except in Japan, Singapore, and Hawaii.

California had passed the Alien Land Law in 1920, and fifteen other states followed their lead. In 1922 the United States Supreme Court ruled the Japanese were ineligible for citizenship. Ambassador Hanihara Masanao warned the US Congress not to exclude Japanese in the Immigration Act of 1924 because there would be “grave consequences.” Senator Henry Cabot Lodge called this a “veiled threat,” and it passed easily, offending the Japanese.
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