• 110501阅读
  • 190回复

ethics of civilization

级别: 管理员
只看该作者 30 发表于: 2009-03-13
BECK index
Islam during the Crusades
Middle East during the Crusades
Al-Ghazali's Mystical Ethics
Ibn Tufayl, Averroes, and Al-Tusi
Maimonides' Guide for the Perplexed
Sufism of Gilani, Suhrawardi, and Ibn 'Arabi
Sufi Literature of Sana'i and 'Attar
Rumi's Masnavi and Discourses
Sa'di's Rose Garden and Orchard
This chapter has been published in the book Middle East & Africa to 1875.
For ordering information, please click here.

Middle East during the Crusades
The young Berkyaruq was proclaimed Seljuk sultan in 1094; but his reign was marred by a civil war until he was succeeded by his half-brother Muhammad Tapar in 1104. Their uncle Arslan-Arghun claimed Khurasan except for Nishapur. Berkyaruq sent his uncle Bori-Bars, who was captured and killed; but Arslan-Arghun ruled so violently that he was murdered by one of his own retainers in 1097. Berkyaruq appointed his half-brother Sanjar governor of eastern Khurasan and Tukharistan, and he ruled the east for sixty years. Muhammad ibn Sulaiman ibn Chaghri-Beg was supported by the Ghaznavids; but Sanjar's army suppressed this revolt in seven months and blinded him. The next year Sanjar did the same to Daulat-Shah in Tukharistan. Sanjar allowed his loyal vassals Qutb-al-Din (r. 1097-1127) and 'Ala' al-Din Atsiz (r. 1127-56) to rule over Khwarezm. Ghaznavid ruler Mas'ud (r. 1099-1115) married Sanjar's sister and left the Seljuks alone as he faced India. After some conflict with Sanjar during the three-year reign of Arslan-Shah in Ghazna, Bahram-Shah (r. 1118-52) became a loyal vassal of Sanjar.

The fighting between Berkyaruq and Muhammad Tapar made them unwilling to help defend Muslims against the crusading Franks. The brothers met in battle five times, beginning in 1100. After a win and a loss, Muhammad was supported by Sanjar's army from Balkh. Berkyaruq lost popularity when his cavalry plundered the Sawad in Baghdad. He retreated south to Khuzistan and purged the Isma'ilis from his army, also massacring many in Baghdad and western Iran. The third battle was indecisive and resulted in a failed compromise. Muhammad repudiated it and was defeated, fleeing to Isfahan. After a nine-month siege, Muhammad escaped. Berkyaruq chased him into Azerbaijan and won the fifth battle in 1103; but Berkyaruq was ill and made peace. Chavli was atabeg for Muhammad's infant son Chaghri; but Chavli ruled Fars tyrannically, attacking tribal chiefs of the Kurds and Kirman, which was generally peaceful and prosperous during the long reign of Arslan-Shah from 1101 to 1142.

Possibly informed by Byzantine emperor Alexius about the coming of the Franks, Egyptian vizier al-Afdal led the Fatimid army into Palestine to take control of Jerusalem by 1098 before the Franks arrived. Turks in the Seljuk province of Rum harassed the crusaders as they passed through Anatolia; but the Franks defeated Kilij Arslan at Dorylaeum in July 1097. Armenian Christians surrendered Edessa to Baldwin the following March. The crusaders besieged Antioch for eight months until it was betrayed by an Armenian Christian. Governor Yaghisiyan was killed fleeing, and the relieving army of Kerbogha from Mosul was defeated. Muslim historian Ibn al-Athir complained that after Maarat an-Numan surrendered, the crusaders killed a hundred thousand men. When the Franks conquered Jerusalem in July 1099, Jews were burned in the synagogue; Muslim historians estimated the massacre at 70,000. Many Muslims fled from Palestine. Malik-Ghazi of Danishmend captured the Norman crusader Bohemond and held him for ransom. In 1102 Mosul atabeg Kerbogha provoked a civil war in al-Jazira (Mesopotamia). In Anatolia Kilij Arslan had lost his capital at Nicaea to crusaders and retreated from Ankara; but the Seljuks held on to their fortress at Gangra and destroyed most of a crusader army at Mersivan.

When Berkyaruq died in 1104, he left his 5-year-old son as heir; but Muhammad Tapar (r. 1105-18) marched into Baghdad, blinded the boy, and became sultan over the Seljuk empire with Sanjar still governing the east from Balkh. The long civil war had ravaged the country and caused famine. Sadaqa led Arabs and Kurds and had supported Berkyaruq, and in 1108 Muhammad's forces defeated and killed him. That year Muhammad sent troops and money to his cousin Duqaq in Damascus to help relieve Tripoli from the crusaders; this did little, but Egypt's al-Afdal sent a governor for Tripoli. During Muhammad's reign corrupt viziers gained great wealth. Muhammad ibn Fakhr al-Mulk ibn Nizam al-Mulk was vizier for eleven years to 1118. When Sanjar seized him while returning from Ghazna, he was found to have one million dinars.

In 1110 Muhammad sent an army led by Mosul atabeg Sharaf ad-Din Maudud that besieged Edessa. Maudud and the Artukid Ayaz helped Tughtigin defend Damascus in 1113. Maudud was murdered in a mosque; Tughtigin immediately killed the assassin but was suspected anyway. That year Shi'i Ridvan of Aleppo died; he had closed his gates to Sunni Muslims from the east but was succeeded by his son Alp Arslan, who issued warrants for Shi'i assassins. Meanwhile Malik Shah plundered Pergamum. In 1115 Sultan Muhammad sent an army led by Hamadan governor Bursuq; but they were defeated by the Franks led by Roger of Antioch. After Jerusalem king Baldwin attacked the Egyptians at al-Farama 1117, the Fatimids stopped intervening in the Levant. In 1119 Artukid ruler Il-Ghazi of Mardin defeated Roger of Antioch in the battle of Balat (Field of Blood). In the north the Christians of Georgia nearly destroyed the army of Il-Ghazi. He was succeeded by Belek, who massacred the army of Baldwin II and captured him. After Belek died, Il-Ghazi's son Timurtash ransomed Baldwin, who broke his promise to suppress the Bedouin leader Dubais by helping him.

Muhammad Tapar was succeeded as Seljuk sultan by his son Mahmud (r. 1118-31); but his uncle Sanjar was the senior Seljuk and defeated Mahmud in 1119 in order to take over northern Iran. Mahmud then married Sanjar's daughter. Mahmud's brother Tughril also rebelled to extend his territory in northwest Iran. Another brother Mas'ud and his atabeg Juyush Beg ruled Mosul, al-Jazira, and Azerbaijan; they revolted in 1120 but were defeated by Mahmud's army. Two years later Juyush Beg helped suppress a revolt in Azerbaijan led by Tughril. These divisions among the Seljuks enabled the Abbasid caliphs al-Mustarshid (1118-35) and al-Muqtafi (1136-60) to gain more influence. Isma'ili leader Hasan ibn al-Sabba died in 1124 and was succeeded by Buzurg-Ummid (d. 1138).

Zengi became the ruler of Mosul in 1127 and took over Aleppo the next year, allying himself with Tughtigin's successor Taj al-Muluk Bori against the Franks. Bori suppressed the Assassins and executed vizier al-Mazdaghani for plotting with the Franks to surrender Damascus for Tyre. Zengi controlled Syria as far south as Homs and defeated the Franks at al-Atharib, making a treaty that would last several years while he fought caliphate rivals and the Kurds.

After Mahmud's death in 1131, his sons Da'ud and brothers Mas'ud and Seljuk-Shah each claimed the throne; so the Caliph asked Sanjar to intervene. He made the brother Tughril sultan; but after a brief and turbulent reign, Tughril died in 1134. Mas'ud quickly moved from Baghdad to Hamadan and was proclaimed sultan, although he ruled only Jibal and central Iraq. The combined forces of Seljuk-Shah and Caliph al-Mustarshid defeated Mas'ud and Zengi; but then Sanjar and the Arab Dubais supported Zengi, who forced al-Mustarshid to accept Mas'ud as sultan of Iraq. Da'ud ibn Mahmud was governing in Azerbaijan and was conciliated by marrying Mas'ud's daughter. In 1135 Caliph al-Mustarshid's army was defeated, and he was captured and murdered by Isma'ilis in the sultan's camp while Mas'ud was pursuing Da'ud in Azerbaijan. In 1137 Damascus atabeg Mahmud invaded and plundered Lebanon, while Zengi besieged Homs and the Tripoli army at Montferrand. In a treaty Zengi agreed to let the army go but kept the Montferrand castle. The next year a coalition of Christians attacked Aleppo and besieged Shaizar, but riots in Baghdad persuaded Mas'ud to send troops to help Zengi, who gained Homs as a dowry by marrying the atabeg's mother. In 1139 Zengi captured Baalbek, crucified the garrison, and sold the women as slaves.

In the east Khwarezm ruler 'Ala' al-Din Atsiz began a revolt against Sanjar in 1138. After his army was defeated, Atsiz took refuge in Gargan, came back to capture Bukhara, but submitted to Sanjar in 1141. That year the Kara-Kitai, who a generation before had been pushed out of northern China by the Jurchen, invaded Khwarezm, causing Sanjar to retreat to Balkh and Atsiz to enter Khurasan, taking the treasury at Marv and occupying Nishapur. Sanjar had spent three million dinars that year but regained Khurasan and invaded Khwarezm in 1143, forcing Atsiz to return the treasury.

Mas'ud made his treasurer Kamal al-Din vizier, because he exposed corruption, made taxes more fair, and investigated charges of injustice. This made enemies, and Qara-Sonqur of Azerbaijan used threats to get his vizier to replace Kamal al-Din. So many governors (emirs) gave themselves land grants (iqta's) that the Sultan's territory diminished. In Kirman Arslan-Shah's peaceful reign was shattered in 1142 when his son Muhammad killed him and blinded twenty of his brothers and nephews. Muhammad (r. 1142-56) took over Isfahan, but surprisingly was known for patronizing learning and never killing anyone without getting a decree (fatwa) from the religious authorities. Da'ud was assassinated by an Isma'ili in 1143 when Zengi feared he was going to be sent to take over northern Syria. In 1144 Zengi's army, which included Turks and Kurds, stormed Edessa and massacred the Christians and made the women slaves. Two years later Zengi removed rebelling Armenians from Edessa and replaced them with 300 Jewish families. Zengi was known for being a strict disciplinarian, and in September 1146 he was murdered in his sleep by a servant he had threatened to punish. Zengi was succeeded by his son Saif ad-Din Ghazi at Mosul and by Nur-ad-Din at Aleppo. Unur's Damascus army took over Baalbek, Homs, and Hama.

Nur-ad-Din took possession of Edessa and successfully defended it against the second crusade by defeating the Franks at Safar in 1149. He gained Byzantine territory in Syria; but after Unur died in 1151, Nur-ad-Din could not take Damascus because of Baldwin III. In 1153 Mujir of Damascus agreed to pay the Franks annual tribute; but the next year he surrendered the city to Nur-ad-Din, who continued the truce and the tribute. He made a treaty with the Byzantines in 1159 and with the Franks two years later. Nur-ad-Din established a house of justice in Damascus and was respected for dispensing justice twice a week. He founded colleges, convents, and a hospital. The Byzantine army defeated Seljuk sultan Kilij Arslan II (r. 1155-92), who did homage to Byzantine emperor Manuel in 1161.

Sanjar made a third expedition into Khwarezm in 1147, when Samarkand was taken over by the first Kara-Kitai Gur-Khan, 'Ala' al-Din Husain (r. 1149-61). Sultan Mas'ud got help from Khass Beg in fighting rebellious Turkish governors and defeated the army of Fars; but more emirs revolted in 1148. Baghdad was defended by the Caliph, while Mas'ud withdrew to the fortress at Takrit. The allies dispersed, and the next year Sanjar came to Ray and insisted that Mas'ud dismiss Khass Beg. Efforts to make Malik-Shah sultan continued until Mas'ud died in 1152 at Hamadan. The Ghuzz had been paying Sanjar an annual tribute of 24,000 sheep, but in 1152 they killed an obnoxious tax collector. The next year after Sanjar refused to negotiate, his army of 100,000 marched out of Marv; but they were defeated and had to evacuate the capital, as the Ghuzz captured Sanjar. Ghuzz leader Bakhtiyar plundered Marv and captured Nishapur, burning its famous library. Sanjar was put on a throne; but after he tried to escape, he was kept in an iron cage. Sanjar did finally escape in 1156, but he died the next year, appointing Qarakhanid Mahmud Khan as his successor.

After Sultan Mas'ud died in 1152, Khass Beg Arslan appointed Malik-Shah ibn Mahmud sultan, but he was replaced by his brother Muhammad the next year. Caliph al-Muqtafi asserted his authority from Baghdad and recognized the fugitive Sulaiman-Shah as sultan in 1155. After Muhammad's siege of Baghdad failed in 1157, the sultans had no authority there. None of the regional Seljuk princes were able to unify the empire. Caliph al-Mustanjid (1160-70) ruled by his viziers.

In 1161 Egypt's vizier Tala'i ibn Ruzzik was murdered and was succeeded by his son Ruzzik, who was also murdered in 1163. That year the Franks defeated Nur-ad-Din on the plain of al-Buqay'a. This experience caused Nur-ad-Din to repent and become ascetic, shedding elegant clothing for a Sufi garb. In 1164 he sent an army led by Kurdish Shirkuh to restore Shawar in Cairo. Shavar regained control but broke his promise to Nur-ad-Din, who was defeating a coalition of forces from Tripoli and Antioch on the plain of Arta. While Nur-ad-Din raided Lebanon, in 1167 Shirkuh and his nephew Saladin (Salah-ad-Din) invaded Egypt again. Shavar bribed crusader king Amalric to fight off Shirkuh. After an inconclusive battle, Shirkuh and Amalric agreed to pull out their forces; but Shavar reneged on his promise not to punish collaborators. Amalric returned to Alexandria to collect more tribute while Shirkuh and Saladin went back to Damascus. Shirkuh and Saladin returned to Egypt with 8,000 cavalry, and Amalric departed in 1169. After Shirkuh died in March, Saladin took control of Egypt. He reformed taxes according to orthodox Islamic law and founded colleges. When the Shi'i Fatimid caliph al-'Adid died in 1171, Saladin put Egypt under the Sunni caliphate in Baghdad. Nur-ad-Din had become a sultan; but he died in 1174, and Saladin married his widow.

In 1174 Saladin besieged Homs and Aleppo, whose atabeg Gumushtigin appealed to the Assassins and Franks. Saladin survived an attack by assassins the next year and again in 1185. After his army defeated an alliance of Aleppo and Mosul, Saladin declared a truce and proclaimed himself sultan of Egypt and Syria. He forgave the Assassins and made an agreement with their leader Sinan not to attack each other. Turks defeated the Byzantine army at Konya in 1176 and ruled all but the coasts of Anatolia. Saladin threatened Ascalon; but a surprise attack by Frank knights near Montisgard castle caused his army to retreat all the way to Egypt. In 1179 Saladin's nephew Farrukh-Shah ambushed the army of Baldwin IV for rustling sheep near Damascus. The next year Saladin made treaties with King Baldwin and Tripoli's Raymond III; but in 1181 Reginald raided a Muslim caravan, and so Saladin captured 1500 pilgrims. Reginald continued to attack pilgrims going to Mecca on land and sea. Saladin's brother Malik al-Adil was governing Egypt and ordered a fleet that recaptured Aila and sent Reginald's pirates to be sacrificed at Mecca or beheaded at Damascus. Saladin made a treaty with Constantinople and a four-year truce with Bohemond III before capturing Aleppo and invading Palestine and withdrawing in 1183.

Saladin sponsored madrasa schools in Jerusalem, Alexandria, and Cairo that were called Salahiyas or Nasiriyas. Many of the best physicians were Jews, and Saladin had three, including Maimonides. Surgeons were expected to know the anatomy found in Galen, and almost every large city had its own hospital with pavilions for men and women; Cairo had a third for the insane. Several histories were written. 'Umara ibn 'Ali al-Yamani wrote a history of Yemen but was executed by Saladin in 1174 for plotting with the Frank king Amalric to restore the Fatimids in Egypt. The History of Damascus by Ibn 'Asakir (d. 1176) is so long in eighty volumes that the entirety still has not been published.

Saladin complained again late in 1186 when Reginald raided a lucrative caravan, killing soldiers and imprisoning merchants. Bohemond and Raymond renewed their truces with Saladin; but Guy of Lusignan took Beirut from Raymond and attacked Tiberias. In July 1187 Saladin's large army surrounded the Frank army, depriving them of water, defeating them, and capturing many. Saladin gave Guy water but personally executed Reginald. Fanatical Muslims beheaded Templars and Hospitallers. So many prisoners were sold into slavery that the price fell to three dinars. Saladin's army moved on to take Acre, while his brother al-Adil brought the Egyptian army to besiege and storm Jaffa. The Muslims passed by fortified Tyre but accepted the capitulation of Sidon, Ascalon, and Gaza. Jerusalem had little defense. To avoid a massacre of its Muslims, Saladin offered to ransom men for ten dinars each, women for five, and children for one. He would let 20,000 poor people go for 100,000 dinars, but only 30,000 dinars was raised for 7,000 of them. Saladin waited to enter Jerusalem on October 2, the anniversary of Muhammad's night journey. He encouraged Muslims and Jews to move to Jerusalem and granted the Christian holy sites to the Orthodox Church. By the end of 1187 the Muslims had captured more than fifty cities and castles.

The third crusade to recapture Jerusalem was led by kings Friedrich of Germany, Philip II of France, and Richard of England. For nearly two years about 100,000 crusaders besieged Acre while Saladin's army surrounded them. Acre capitulated in July 1191, promising to pay 200,000 dinars and release 1500 Christian captives; Saladin had not approved but honored this. Richard complained that Saladin was not fulfilling the agreement and ordered the massacre of the Acre garrison of 2700 men and their families. Richard marched south and demanded all of Palestine. Saladin responded by destroying Jaffa and Ascalon while fortifying Jerusalem and poisoning surrounding wells and cutting down orchards. After fighting over Jaffa, Saladin and Richard signed a three-year truce in 1192, allowing both Muslims and Christians access to Palestine.

Saladin died the next year in Damascus, which was claimed by his oldest son al-Afdal, who ceded Judea to his brother al-Aziz, ruler of Egypt. Another son az-Zahr governed Aleppo and gained Latakia and Jabala for recognizing al-Afdal as sultan. Saladin's brother al-Adil tried to negotiate these arrangements and intervened in the civil war between Al-Afdal and al-Aziz, first for one and then the other, until al-Aziz became sultan in 1196. After he died falling from his horse two years later, al-Afdal failed to take control. Al-Adil started making peace treaties with the Franks in 1198, and by 1201 he had become sultan over the entire Aiyubid empire, which he would rule until 1218. He allowed Venetians to establish markets in Alexandria and the Pisans consulates.

In Afghanistan Khusrau-Malik (r. 1152-87) was the last Ghuzz ruler over Ghazna; but he was deposed and imprisoned when Ghiyath al-Din Muhammad (r. 1163-1203) annexed the Punjab. 'Ala' al-Din Husain was succeeded by his son Saif al-Din Muhammad (r. 1161-3), who expelled the Isma'ilis from Ghurr and became an orthodox Sunni. The Ghurid dynasty divided; Ghiyath maintained close relations with the 'Abbasid caliphs and ruled in Firuzkuh, while his younger brother Mu'izz al-Din Muhammad (r. 1173-1206) campaigned in the Punjab and captured Delhi in 1193. These brothers invaded Khurasan, taking over Marv, Sarakhs, Nasa, Abivard, Tus, and Nishapur, and tried to impose a Ghurid prince there in 1200. A few years after Mu'izz al-Din Muhammad died in 1206, the Ghurid empire fell apart.

Caliph an-Nasir (1180-1225) ignored the crusades in the west and focused his diplomatic efforts in the east. In 1184 he ordered all non-Muslims dismissed from the government, and he transformed fraternal societies (futuwa) into loyal orders of chivalry. Khwarezm­Shah Tokush (r. 1172-1200) became independent of Kara-Kitai domination when he captured Nishapur and Tus in 1181. He invaded the west in 1192, and two years later he defeated the last Seljuk sultan Tughril ibn Arslan outside Ray, taking his head to Baghdad. Tokush ruled Jibal from Hamadan; but after he died in 1200, the people of Jibal massacred the remaining Khwarezmians. Caliph an-Nasir divided Iran between himself and the Eldiguzids in the north. In Azerbaijan Oz-beg ibn Pahlavan patronized learning. In Khwarezm Tokush was succeeded by his son 'Ala' al-Din Muhammad, who used Isma'ili assassins to eliminate his opponents, got a fatwa to declare an-Nasir unfit, and proclaimed a Sayyid caliph. He invaded Khurasan and took it over from the unpopular Ghurids by defeating Mu'izz al-Din Ghuri after the latter returned from India in 1204. In 1211 an-Nasir persuaded the Isma'ili grand master Jalal al-Din Hasan III to become an orthodox Muslim and burn heretical books. 'Ala' al-Din Muhammad marched on Baghdad in 1218, but snowstorms and news of the Mongols stopped him.

In the north Georgia was Christian under Dmitri (r. 1124-56) and confined itself to internal affairs; but under his son Giorgi III (1156-84) they fought the Muslims. Queen Tamara (r. 1184-1212) expanded Georgia somewhat, but the country began to decline under Giorgi IV (r. 1212-23) after the Mongols arrived.

In 1218 after the Utrar governor massacred a caravan of Muslims, who were under the protection of Mongol ruler Genghis Khan, 'Ala' al-Din Muhammad aggravated the situation by killing the Mongol ambassadors. Muhammad retreated from Samarkand toward Nishapur as the Mongol army quickly conquered Transoxiana in 1219. Genghis Khan left his sons Chagatai and Ogedei to besiege Utrar, while he destroyed resisting Bukara. Mongol generals Jebe and Subedei pursued Kwarezmian shah Muhammad across Persia to Ray, where he died. Genghis Khan occupied Samarkand and devastated Tirmidh for refusing to surrender. Balkh capitulated, and Genghis Khan besieged Taliqan. His son Tolui subjugated Khurasan. Mongols stormed and massacred the city of Marv, killing according to two Muslim historians, 700,000 or 1,300,000. The Mongols invaded Georgia in 1221 and defeated Giorgi IV at Khumani. Nishapur with a force of 10,000 managed to killed Genghis Khan's son-in-law Toghachar. Because of this, Tolui ordered everyone killed there except 400 craftsmen, who were deported to Mongolia. Herat killed Tolui's envoy but was allowed to surrender except that 12,000 troops were killed. However, a later rebellion in Herat led to the extermination of 1,600,000 people. Tolui returned to help complete the siege of Taliqan.

Muhammad's heir Uzlaq-Sultan was accused of plotting against his brother Jalal al-Din but was killed in battle. Jalal al-Din left Nishapur in February 1221 to go to Ghazna, where he pulled together an army of 60,000. Operating from Parwan, he attacked the Mongol vanguard, killing a thousand men. Genghis Khan sent a Tatar army of 30,000 led by Shigi-Qutuqu, and Jalal al-Din's army gave the Mongols their only major defeat in this campaign. Jalal al-Din retreated to the Indus, and in a battle there he had to escape by jumping from a height with his horse into the river and swimming away, as Genghis Khan gallantly restrained his archers from shooting at the sultan. Genghis Khan returned to Mongolia by 1225, and he died fighting the Tangut in 1227. Jalal al-Din stayed in India for three years where 10,000 troops joined him. He learned that his brother Ghiyath al-Din was governing Iraq but that the military wanted him there. Baraq Hajib was governing Isfahan and quarreled with Ghiyath. He wanted to join Jalal al-Din but instead managed to keep Kirman for himself, founding the Qutlugh-Khan dynasty (1224-1303). Jalal al-Din found his brother Ghiyath at Ray and defeated him, taking over his army. Then Jalal al-Din drove the caliph's army back to Baghdad and massacred Daquqa for resisting.

After making a peace treaty with Muzaffar al-Din (r. 1190-1232) of Irbil, Jalal al-Din invaded Azerbaijan. The daughter of Tughril II, the last Seljuk of Iraq, agreed to marry Jalal al-Din and arranged the surrender of Tabriz in 1225. That summer Jalal al-Din met and defeated a Georgian army of 70,000 in Armenia. Strategy helped Jalal al-Din conquer the important city of Tiflis for the Muslims. However, his siege of Akhlat in Armenia was failing, and in 1227 the Georgians attacked and burned Tiflis. After his best commander Orkhan was murdered by an Isma'ili assassin, Jalal al-Din tried to hunt them down. The Mongols returned, and the next summer both sides suffered devastating losses in the battle of Isfahan. Ghiyath al-Din fled to Khuzistan, Alamut, and Kirman, where he was murdered by Baraq. Jalal al-Din finally captured Akhlat in 1230. There he made a treaty to respect the territories of the Seljuks and the Aiyubids. Mongols led by Genghis Khan's son Ogedei (r. 1229-41) invaded Persia again. In 1231 Jalal al-Din fled to Irbil, Isfahan, and then to the mountains, where he was murdered by Kurds, probably for his clothes and horse.

Aiyubid ruler al-Adil was succeeded by his son al-Kamil (r. 1218-38), who had made a trade treaty with Venice in 1208. Many Muslims protested when al-Kamil's brother al-Mu'azzam tore down the walls of Jerusalem so that it could be given to the Franks by a treaty. Crusaders conquered Damietta in Egypt by besieging them into starvation in 1219; but the next year al-Kamil's refurbished navy devastated the crusaders' fleet off Cyprus, capturing thousands. The army led by Pelagius was surrounded by the Egyptians in 1221 and had to evacuate Damietta and agree to a truce for eight years. After al-Mu'azzam died in 1227, al-Kamil invaded Palestine and took over Jerusalem; but he had to divide lands with his brother al-Ashraf, who was ruling al-Jazira, and al-Mu'azzam's son an-Nasir, who fled to Damascus. In 1229 al-Kamil made a treaty with Friedrich II, giving crusaders Jerusalem and a narrow corridor to the coast, but Muslims kept their holy places in the Temple area.

Al-Salih (r. 1240-49) was also sultan over the Aiyubid empire, although after Saladin there were six Aiyubid principalities. In Damascus 63 madrasas were founded, and building went up in al-Jazira (Mesopotamia). Rivalries between Aiyubids even caused them to give Jerusalem back to the Franks in 1243, and the next year Aiyubid sultan Najm al-Din allied with Khwarezmians in sacking Jerusalem and desecrating its Christian churches. In October 1244 the alliance of Egyptian Aiyubids and Khwarezmians fought an alliance of Syrian Aiyubids and Franks at Harbiyya. Al-Salih's widow Shajar ad-Durr ruled Egypt for eighty days before she was compelled to marry the first Mamluk sultan Aybeg in 1250.

Mongol khan Ogedei appointed Chin-Temur governor of Khurasan and Mazandaran; but he died in 1235 and was succeeded by a centenarian, who lasted four years. Then the Uighur Korguz, a Buddhist who converted to Islam, held a census and revised taxes. He rebuilt Tus and took over Azerbaijan. After the Great Khan Ogedei died in 1241, Korguz was accused of offending the widow of Chaghatai and put to death by Chaghatai's grandson Qara-Hulegu (r. 1242-46). Arghun Aqa was appointed to govern the conquered territories in the west for the Mongols. He visited Tabriz and the Mongol assembly (quriltai) that elected Ogedei's son Guyuk before returning to Khurasan in 1247. Guyuk died the next year; but news traveled slowly, and Arghun Aqa did not get to the quriltai until a year after Mongke (1251-59) had been enthroned. Arghun Aqa reported that finances in his region were a mess, and a new form of taxation was devised. 'Ata Malik Juvaini accompanied Arghun Aqa and began writing a history of the Mongol conquests. Arghun Aqa implemented the new qubchur tax in Georgia, Arran, and Azerbaijan. He was investigated for his finances but survived it, governing until he died in 1275.
级别: 管理员
只看该作者 31 发表于: 2009-03-13
Great Khan Mongke assigned his brothers Khubilai to rule China and Hulegu over western Asia. Hulegu was ordered to destroy the Isma'ilis and their castles, then suppress the Kurds and Lurs. In 1254 he was visited in Transoxiana by Herat's Shams al-Din Muhammad, founder of the Kart dynasty (1245-78), who had supported the Mongol invasion of India in 1246. Arghun Aqa accommodated Hulegu at Tus. The philosopher Nasir al-Din Tusi urged the Isma'ili grand master Rukn al-Din to submit. Scores of their castles were demolished, but Rukn al-Din never returned from his visit to the Mongol court. Mongols by order of Mongke massacred many Isma'ilis. In 1258 the Mongols attacked Baghdad, first by opening a dyke and flooding the caliph's army. After the caliph's commander went to parley and was executed, Caliph Musta'sim surrendered. The violence, looting, and burning went on for a week, as the caliph and about 800,000 people were killed. Hulegu took Aleppo after a short siege, and Damascus surrendered; but news of the death of Mongke caused Hulegu to return east in 1260, leaving Kitbogha in command of a small army. When Hulegu learned that his brother Kublai was elected, he returned to Tabriz. Hulegu went to war against the Golden Horde ruler Berke (r. 1257-66) and died in 1265.

In 1250 the Mamluk dynasty was established in Egypt. Hulegu sent envoys to Mamluk ruler Kutuz, whose general Baybars had them killed. Baybars trapped the smaller Mongol army in Galilee and defeated them at 'Ain Jalut, beheading Kitbogha. Baybars (r. 1260-77) killed Kutuz while he was hunting and became sultan. Baybars made truces with Jaffa and Beirut in 1261; but he raided Palestine two years later, and his army captured Caesarea and Haifa in 1265. Baybars made a series of treaties with Tyre, Hospitallers, Templars, and Tripoli between 1267 and 1271; but he often complained of treaty violations, and he took Acre and destroyed Antioch in 1268. Baybars had an Assassin murder Philip of Montfort in 1270. He made a ten-year truce with Edward, who was stabbed with a poison dagger by an Assassin but survived to become king of England. Baybars led 38 campaigns in Syria, but only 21 of them were against Franks.

Abagha (Abaqa) succeeded his father Hulegu as Il-Khan n 1265 and retained his vizier Shams al-Din Juvaini, brother of the historian 'Ata Malik Juvaini, who became governor of Baghdad. Abagha made Tabriz his capital and sent Yoshmut to fight off the Golden Horde's invasion led by Noqai. Abagha followed with 300,000 cavalry, defeating and killing Berke. Chaghatai khan Baraq sent Ma'sud Beg to collect revenues. In 1270 Baraq came into conflict with Abagha and conquered most of Khurasan until he was defeated by the Il-Khan in the battle of Herat that summer. Abagha regained Khurasan and sacked Bukhara. In Rum a vizier called Parvana put to death Sultan Qilich Arslan IV and appealed to Baybars, who defeated the Mongols at Abulustan in 1277. The upset Abagha ordered slaughter; but this was moderated by his vizier Shams al-Din Juvaini. Parvana was put on trial and executed. The Il-Khan's brother Mengu-Temur and his army of 40,000 did not invade Syria until 1281; but the young commander was wounded by an Egyptian officer and fled from the larger Mamluk army of Sultan Kalavun (r. 1279-90). Angry Abagha went to Baghdad, where he drank himself to death in 1282.

Abagha's eldest son Arghun yielded to Hulegu's son Teguder, who took the Islamic name Ahmad. He developed friendly relations with Egypt. Arghun was governor of Khurasan and plotted rebellion, and Teguder executed Prince Qongqurtai. Arghun was outnumbered and surrendered. The emir Buqa secretly supported Arghun, and with other princes they killed those loyal to Teguder, making Arghun sultan. Teguder tried to escape but was captured, tried, and executed in 1284 for having killed Qongqurtai. Arghun put his son Ghazan over Khurasan, Mazandaran, Qumis, and Ray. Buqa engaged in much peculation and was put to death in 1289, as the Jew Sa'd al-Daula became Arghun's financial administrator. Arghun repelled invasions by Golden Horde ruler Tole-Buqa in 1288 and 1290. Arghun imported Buddhist priests from India and eventually died from treatment by an Indian yogi. Emirs resenting Sa'd al-Daula killed him in 1291, and Arghun died five days later, resulting in pogroms against Jews in Baghdad and Tabriz.

Kalavun made a treaty with the Franks in 1283 but captured the last Hospitaller castle at al-Marqab two years later. After an earthquake in 1287, Kalavun took over damaged Latakia. Two years later his Egyptian army besieged Tripoli and forced the Venetians and Genoese to flee, killing the men and enslaving the women and children. Kalavun closed Alexandria to the Genoese traders until they made peace. He died on his way to defend Acre in 1290. His son al-Ashraf Kahlil took over Acre in another massacre. In 1291 the Mamluk army captured the remaining crusader cities of Tyre, Sidon, Beirut, and Haifa, and the Templars abandoned their castles at Tortosa and Ahlit. The Muslims had pushed the crusaders off the mainland of Asia, as the Templars and Hospitallers retreated to the island of Cyprus. Al-Ashraf was murdered in 1293 for wanting to attack the Mongols and Baghdad. In 1297 Mamluk sultan Lajin asked Ibn Taymiyya to decree a jihad against Christian Armenians in Cilicia, and three years later Taymiyya joined the sultan in a campaign against Shi'is in Lebanon accused of supporting Mongols and Christians. When traveler Ibn Battuta visited Palestine and Syria in 1326 he found nothing but ruins in Ascalon, Acre, Tyre, and Tiberias.

In 1291 Arghun's brother Geikhatu was elected Il-Khan, and he forgave his rivals. In Khurasan Arghun's son Ghazna spent five years fighting a rebellion led by Nauruz. Geikhatu made peace in 1294 with the Golden Horde's Toqta (r. 1291-1312). Depletion of the treasury led to an experiment with paper money pioneered by Khubilai Khan; but this failed after two months, though it was the first block printing outside of China. Geikhatu's clemency allowed Baidu to rebel, and the Il-Khan was strangled with a bowstring. Baidu's reign was short before he was executed by Ghazan in 1295.

Ghazan (r. 1295-1304) had been a Buddhist but converted to Islam, taking the name Mahmud and proclaiming Islam the Mongol state religion. In the first year of Ghazan's reign five princes were killed in civil war; but the rebellion ended after general Qutlugh-Shah was executed in 1296. Ghazan's army invaded Syria in 1299 and defeated the Mamluks near Homs. Damascus surrendered to the Mongols the next year; but the Mongols soon retreated from Syria. Ghazan promoted learning and was considered the greatest of the Il-Khans. He was aided by his outstanding Jewish vizier Rashid al-Din (1247-1318), who also wrote on history and theology with encyclopedic learning. The land tax was made more precise and semi-annual, and imposts on trade and crafts were cut in half or eliminated in some towns. The burdensome system of paying state officials, pensioners, and creditors was abolished. These reforms relieved the peasants and improved the Persian economy from the devastation of the Mongol conquest and the exploitation by feudal lords.

Al-Ghazali's Mystical Ethics
Abu-Hamid Muhammad al-Ghazali was born in 1058 at Tus in Persia into a family of scholars and mystics. His father was a dervish, but al-Ghazali was orphaned at an early age and influenced by Sufi friends and relations. Al-Ghazali's brother Ahmad Ghazali became a Platonist, emphasizing pure love, and lived until 1126. In 1077 al-Ghazali went to Nishapur and studied theology, philosophy, and science under al-Juwayni, the renowned Ash'ari theologian at the Nizamiya college. Al-Ghazali also practiced Sufi exercises. After al-Juwayni died, al-Ghazali was favored for six years at the Baghdad court of vizier Nizam al-Mulk, who appointed him to teach jurisprudence and philosophy at the Nizamiya academy in 1091. He wrote the influential Intentions of the Philosophers, and in The Incoherence of the Philosophers he criticized materialists who rejected God, naturalists who acknowledged God but doubted the immortality of the soul, and even theists like Aristotle for accepting the eternity of the world, making it equal to God. Al-Ghazali believed that only through faith could one come to ultimate truth, and he held that God not only had universal knowledge but knew all particulars as well. He became an extreme skeptic, challenging even sense perception, intellectual truths, causality, and the identity of the self. Noting that people do not doubt their experiences during dreams until they awake, he asked whether dying may not be awakening to a greater reality than this life. Eventually he found it a futile activity to try to establish theology based on reason.

In 1095 al-Ghazali faced a spiritual crisis in which he questioned his teaching work as motivated by the desire for an influential position and public recognition. In his autobiographical Deliverer from Error he described his philosophical and spiritual development. He wrote about the limitations of theology, philosophy, and the religion of the Batiniya (Isma'ili Shi'is) that is based on the authority of an imam (spiritual leader). Theologians tried to expose the confused doctrines of the heretics that varied from traditional orthodoxy. In ethics he learned that some philosophers accept falsehoods of those with whom they agree and reject truths of those with whom they disagree. As to the authority of the Qur'an, Hadith, and the imams, he found they could not possibly decide the infinite number of cases people face. Now he found that he had more affinity with the direct experience of ecstasy and moral change claimed by the Sufis or mystics who used intuitive understanding. He wrote that it is like the difference between knowing the definition of healthy and actually being healthy. At this point al-Ghazali felt he was caught in a thicket of attachments and was dealing with unimportant sciences instead of attaining eternal life.

It had already become clear to me that
I had no hope of the bliss of the world to come
save through a God-fearing life
and the withdrawal of myself from vain desire.
It was clear to me too that the key to all this was
to sever the attachment of the heart to worldly things
by leaving the mansion of deception and returning to that of eternity,
and to advance towards God most high with all earnestness.
It was also clear that this was only to be achieved
by turning away from wealth and position
and fleeing from all time-consuming entanglements.1

Al-Ghazali could no longer bring himself to lecture nor even to eat properly. So he left and went to Damascus for two years, living in solitude and practicing spiritual exercises to cleanse his heart and improve his character by constantly focusing on God. Then he visited Jerusalem and Egypt before going on pilgrimage to Mecca and Medina. Pleas from his children drew him home, and these anxieties of his family allowed him only occasional glimpses of pure ecstasy. So after making arrangements for his family, he gave away his wealth to become a reclusive Sufi. He found that the heart must sink completely into God and ultimately will be absorbed in God. Eventually one may perceive visions of angels and the spirits of prophets; but beyond this the higher states cannot be described by language.

In 1106 al-Ghazali was persuaded by Nizam al-Mulk's son to return to teaching at Nishapur, and he believed that now he was calling people to a knowledge that gives up worldly influence for real worth. Al-Ghazali came to believe that God sends a prophet at the beginning of each century after Muhammad and that perhaps he was the one teaching after the five centuries since Muhammad's migration that founded the Muslim calendar. He wrote his spiritual books The Revival of the Religious Learnings, The Forty Principles of Religion, and The Alchemy of Happiness. Shortly before he died in 1111, al-Ghazali returned to his native Tus, where he taught Sufism in a monastery. As one of Islam's greatest theologians and philosophers, he made Sufism more acceptable to many people.

Al-Ghazali often referred to the ethics of the Sufi Muhasibi and the philosopher Miskawayh. Al-Ghazali believed that only those purified of vices by virtues could attain mystical knowledge by intuition. Thus in his comprehensive Revival of the Religious Learnings he recognized the value of reason as well as mystical intuition in moral life. He began with the premise that whoever knows oneself knows God. Angels contemplate God and are free of animal characteristics. If we are of angelic nature, then we should realize our origin and be released from lust and anger. The first step of self-knowledge is to become aware that in the body is the heart or soul, which rules the body. He compared the body to a kingdom in which the soul is king, the senses an army, reason the prime minister, passion the tax collector, and anger the police. The soul which lets the lower faculties dominate is like turning an angel over to a dog or Muslims to the tyranny of an unbeliever. Beyond the five senses, the heart has a wonderful window into the unseen world. The first concern is to protect and nurture the soul; second is to take care of and nourish the body. Al-Ghazali described the duties of a teacher as being kind to students, following the ways of the prophet Muhammad, not withholding advice, carefully without harshness dissuading students from evil ways, not belittling other subjects of learning, teaching students according to their ability, and practicing what one teaches.

For al-Ghazali the soul is a substance, not an accident; so it exists by itself, and the body depends on the soul. Vices and virtues develop and may become stronger or change by their constant interaction. The soul knows God while its members are followers, servants, and instruments, and it uses the body the way a master uses a slave, a shepherd his sheep, or a worker his tool. Al-Ghazali described four elements of human nature that develop in stages. The first is the animal desire to eat, sleep, and copulate. The second is bestial protection of the body that includes anger. The third develops about the age of seven when discrimination allows one to use the mind for deception. The fourth to develop is the spiritual mastery of the soul that uses mature judgment. These four faculties correspond to the classical virtues of temperance, courage, wisdom, and justice.

In his ethics al-Ghazali adapted Aristotle's eudemonism to the next life by arguing that happiness in the world to come is many times longer and more valuable than happiness in this world, because the soul is eternal. Pleasure in this world is impure, though the pleasures of knowledge are less impure than sensual pleasures. Al-Ghazali did approve of pleasures from lawful sexual intercourse and the necessities of food, clothing, and shelter. One may prepare for happiness in the next world by controlling human qualities in this life. Spiritual happiness has no end, joy without sorrow, knowledge without ignorance, and is sufficient. Al-Ghazali believed that all improvement of human virtues is for the good of the soul, and in comparison to experiencing divine beauty all sensual pleasures are worthless. He categorized the means by which happiness may be attained into four groups of goods - goods of the soul, bodily goods, external goods, and goods of divine grace. The goods of the soul are knowledge of revelation and practical religion and the good character of temperance and justice. The bodily goods are health, strength, long life, and beauty. The goods external to the body are wealth, influence, family, and a good birth. The goods of divine grace are divine guidance, direction, leadership, and strengthening.

Al-Ghazali adapted Aristotle's doctrine of the mean to various vices and virtues. The virtue of wisdom is the intelligent mean between the extreme vices of stupidity and wickedness. Courage is a mean between rashness and cowardice. Temperance moderates between greed and the annihilation of desire. Al-Ghazali did not consider justice a mean although Miskawayh suggested it was a mean between doing injustice and suffering injustice. For al-Ghazali the mean is discovered by using reasoning and the Shari'a (Islamic law). Like angels, souls must be free from attachment to the world in order to be saved. Although he considered politics outside of the field of justice, al-Ghazali did write that political justice is the distribution of the government's wealth in appropriate ways.

Al-Ghazali emphasized changing character and described four levels that affect the ease of change. The ignorant are simply negligent and can be corrected rather easily. The ignorant, who have gone astray by persisting in bad deeds they enjoy, need more effort to change. Those who believe their evil dispositions are right are almost impossible to cure, and the most vicious are the corrupt who compete to gain fame by accomplishing as much evil as they can. Al-Ghazali recommended three methods of acquiring good character. First is divine generosity that bestows natural good character from birth. Second is the more common way of achieving it by mortification and self-discipline. The third way of achieving good character is by observing good people and associating with them; this is the main method for training children, who are more imitative than adults. Children especially need to be protected from evil associates. Al-Ghazali wrote that evil may be corrected in four ways. One may follow a spiritual guide, ask an honest friend, learn from an enemy, or correct in oneself the defects seen in others. One should listen to a spiritual guide just as one listens to a medical doctor for physical ailments.

Al-Ghazali recommended both knowledge and action as he believed these two were always interacting. Removing a vice by action is the practical remedy, but it requires patience to change the pattern, which also includes the disposition as well as knowledge. An especially difficult trait may be removed in steps by deflecting it with a less evil trait. For example, a miser may be encouraged to give away wealth to impress others. Once the miserliness is removed, one can then deal with the love of influence. In opposing one vice one must stop at the mean in order to avoid going to the opposite extreme. In the introduction to his treatise "On the Training of the Soul, the Refinement of Character, and the Treatment of Diseases of the Soul" al-Ghazali wrote that God incites humans by dread and cautioning to make their characters beautiful. He believed that only by the grace of God can one efface the smallest vice.

The root vices that al-Ghazali believed needed removing are gluttony, excessive sexual desire, wrong speech, strong anger, envy, rancor, love of the world, love of wealth, miserliness, love of influence, hypocrisy, pride, and conceit. Temperance is the virtue that controls immoderate eating and sex. Speech may err in cursing, making false promises, lying, slander, and finding fault. Al-Ghazali justified lying in some circumstances such as to protect someone from harm, to gain advantage in war, or to please one's wife. He also wrote that anger was needed in holy war (jihad) and to prohibit others from doing wrong; but anger that overpowers reason becomes reckless. Courage is important in struggling against one's own passions. He defined rancor as the persistence of anger, and it may be cured by justice or forgiveness.

Envy is wrong because it wants to take away another's good even though one will not gain by the removal. Humility may cure envy by removing its causes, which are pride, conceit, enmity, love of influence, and greed. For al-Ghazali love of the world also causes many vices, but these enjoyments are only found before death. Yet al-Ghazali acknowledged that many must produce worldly goods so that a few may turn away to seek the spiritual joy that comes mostly after death. He observed that enjoying superfluous things hardens the mind. Temperance also moderates the greed and extravagance that comes from the love of wealth. This is done by knowing the purpose of wealth for basic needs, not acquiring wealth in unlawful ways, preserving what one needs oneself while giving excess to those in need, being cautious in spending, and having the correct intentions in acquiring, preserving, and spending. The virtue of generosity is the mean between the miserliness of keeping wealth when it should be spent, and the extravagance of spending it when it should be kept. Al-Ghazali even went further than Aristotle in recommending altruism as the highest generosity in giving wealth despite one's own need.

Love of influence is the desire for power and fame. Ostentation is the hypocrisy of pretending to be pious when one is not; but in trying to deceive others one may deceive oneself but not God. The worst kind is to use piety to try to cover up crime. Al-Ghazali considered pride the worst of all vices, and he found dignity in humility. Conceit is similar but is so self-absorbed that one does not even need another person of less merit. The antidote to pride is prayer, and conceit may be corrected by self-knowledge.

Al-Ghazali described the main virtues that are means to an end as repentance, patience, hope, fear, poverty, and asceticism. They are supported by intention, sincerity, truthfulness, vigilance, self-examination, and meditation. Virtues that he considered ends in themselves are gratitude, faith, and love. Al-Ghazali believed that repentance should be acquired first so that one may become aware of the harm of sin. As one acquires the disposition of regret, one may act to abandon vice and atone for sin. Atonement may be accomplished by giving the poor wealth wrongly acquired or by seeking forgiveness of the one wronged. Al-Ghazali considered patience a quality that can control desires and anger. He called this a mental patience that is superior to the physical patience of enduring pain. Al-Ghazali defined legitimate hope as the expectation of a desirable thing after one has done all one could. He wrote that real hope is found in working to attain nearness to God. Fear is a virtue for al-Ghazali because it helps one to avoid what is harmful. The higher piety restrains one from whatever is doubtful.

Mystics prefer poverty to the wealth that distracts one from seeking God. Al-Ghazali described asceticism as turning away from desiring one thing for something better. The ascetic knows that this world is insignificant compared to the next, and the world's delights are much inferior to heaven's. Al-Ghazali agreed with those who defined asceticism as giving up everything that comes between a person and God. Al-Ghazali described intention, sincerity, and truthfulness as interrelated. Will or intention is guided by knowing what is most useful in this world and the next. The sincere motive is to attain nearness to God, but for this one must control desires for bodily pleasures. In truthful action one's outward behavior matches one's inner self. Al-Ghazali's conception of vigilance and self-examination included struggling, reproaching, and punishing oneself. He recommended that novices examine their day in the evening to see if they fulfilled their intentions. The ultimate means to the end for al-Ghazali is meditating on God.

According to al-Ghazali gratitude is the first of those virtues that are ends in themselves, and it is necessary for the gifts that God bestows on humans. The appropriate action in response is to do good to all people. Faith is trusting in the unity of God. The highest stage of this trust is the mystic's annihilation in God. This faith implies that God is the only agent of action, has perfect wisdom, complete power, and is merciful to everyone. Al-Ghazali believed that love is the highest virtue and the ultimate station in pursuing God. The more one loves God in this world the higher will one's happiness be in the next. Al-Ghazali argued that all love comes from the divine. Love of one's own existence leads to loving one's things and relatives. Love of doing good or receiving good is really love of goodness. Also love of the beautiful is really the love of beauty. Thus all love points to God. Al-Ghazali described the fruits of love as the consequential virtues of yearning, intimacy, and satisfaction.

Al-Ghazali related duties to rights. In a community if an individual has a right, then other individuals have a duty to fulfill that right. Since children have a right to education, parents have the duty to make sure they are taught. The golden rule of treating people as you would like to be treated was also the general principle for al-Ghazali. He suggested that its higher aspect is to respect all and make them happy by doing good, and the lower aspect is at least not to harm others. Al-Ghazali delineated the duties to relatives, neighbors, and brother Muslims. He believed that women are weaker than men both intellectually and morally, and thus men should use moderate harshness for the evil tendencies and extra kindness for the weakness. He warned men against being too jealous. Al-Ghazali also recommended religious acts of devotion to God as a way of purifying oneself. He recommended love and friendship as the best way to become near God.

Ibn Tufayl, Averroes, and Al-Tusi
Ibn Bajja (called Avempace by Western scholastics) was born late in the 11th century at Zaragoza and died in 1138 at Fez. He was a musician, physician, poet and became vizier to the Almoravid governor ibn Tifalwit, though his collaboration with these Muslim conquerors may be why he was briefly imprisoned. Later he was arrested by an Almoravid ruler for heresy, but he was released by the grandfather or father of Averroes. Ibn Bajja was vizier at Fez for twenty years under governor Abu Bakr ibn Tashfin. Ibn Bajja was influenced by Plato, Aristotle, Galen, and al-Farabi, and he emphasized the unity of the soul. In his Rule of the Solitary ibn Bajja suggested individuals needed a medicine for the soul. He believed that the ideal state could not be established by force or even by social reform but rather by people disciplining themselves and that a society needing judges and physicians is already dysfunctional. In a just society the wise rule; but in an imperfect society the wise are like weeds and must work privately by using the active intellect to discover the spiritual forms. Only by acting rationally can one be free. The enlightened may find a home by traveling to other planes.
级别: 管理员
只看该作者 32 发表于: 2009-03-13
Ibn Tufayl (Abubacer) was born early in the 12th century in Granada and died in Morocco in 1185. He studied ibn Bajja and became a mathematician, astronomer, philosopher, poet, and was court physician and perhaps a judge for the second Almohad prince Abu Ya'qub Yusuf (r. 1163-1184). Ibn Tufayl is famous for his philosophical romance Hayy the Son of Yaqzan, which is based on characters from a visionary recital by Avicenna. In the introduction he recommended the illuminative philosophy of Avicenna, and he reviewed the philosophies of ibn Bajja, al-Farabi, Avicenna, and al-Ghazali. Hayy son of Yaqzan, which means "Alive son of Awake," is born alone on an island and is raised by a gazelle until he is seven years old. He observes nature and learns how to take care of himself. When the doe dies, he learns of the spiritual principle of life found in the heart. By the time he is 35 Hayy has become absorbed in contemplating the creator and necessary being, whom he believes will lead him to eternal bliss. He recognizes that divine essence of the soul and observes in animals what relates to his body. He finds that emulating this animal element interferes with the higher vision, which begins to open when he turns to the second emulation within himself. Pure vision comes from the third emulation of the necessary being.

In analyzing food Hayy decides that fruit is the most pure, followed by early plant growth in vegetables; animals and their eggs can be eaten when the others are not available, but no species should be exterminated. He keeps his body pure by washing it and using aromatic herbs. His contemplation of the necessary being is enhanced by closing his senses and by spinning himself rapidly like the celestial bodies. Hayy falls into the error of identifying himself with God, but divine mercy helps correct this. From a nearby island Asal gives his money to the poor and comes there to be a hermit. At first Hayy communicates by gently stroking Asal, who eventually teaches him language. Hayy describes the essence of truth, and Asal tells him about the inhabited island. Hayy is surprised that people waste their time on superfluous things, but he agrees to go and teach them what he knows. However, people soon became hostile to his ideas that challenge their way of life, and they are content following the authorities. So Hayy asks to be forgiven and says he believes they are guided on the right path. Asal goes with Hayy back to the solitary island, where they worship God until they die. Ibn Tufayl concluded that he wrote this book, because others may wish to climb the heights that eyes fail to see.


Ibn Rushd, known in the West as Averroes, was born into a family of distinguished jurists at Cordoba in 1126. He knew the first Almohad ruler 'Abd al-Mu'min at Marrakesh in 1153 and wrote a book on medicine. In 1168 the court physician Ibn Tufayl introduced Averroes to that ruler's son and successor Abu Ya'qub Yusuf, who asked him to write commentaries on Aristotle. The next year Averroes was appointed a judge at Seville, and in 1171 he returned to Cordoba and later was chief judge there. In 1182 he replaced the retiring Ibn Tufayl as court physician. Averroes fell out of favor during a holy war against Spain in 1195, and all his works were burned except those that were considered scientific. After a brief exile he lived in retirement at Marrakesh until he died in 1198. Best known in Europe for his extensive commentaries on Aristotle, the writings of Averroes were translated into Hebrew and Latin and had considerable influence in bringing the ideas of Aristotle to Jews and Christians.

Averroes criticized the philosophic criticisms of al-Ghazali in his Incoherence of the Incoherent. Averroes blamed democracy for emphasizing private life and for its lack of control of people's desires, and in his commentary on Plato's Republic he concurred with the government deceiving people in order to maintain its class system. Believing that truth was not always persuasive, Averroes advised compelling people also as though they were children. Yet he regretted that women were not treated equally in Islamic society. He wrote that one of the causes of poverty in their cities is that women are not allowed to do anything except procreate and raise children. He agreed with Plato that women could be philosophical governors.

Averroes wrote The Decisive Treatise Determining the Nature of the Connection between Religion and Philosophy about 1180. He believed that everyone should follow Islamic law but that only the elite could understand philosophy. Averroes argued that the law commands the study of philosophy and that this is best done by demonstrative reasoning. Thus the religious thinker as well as the lawyer must study logic. He believed that the demonstrative and dialectical methods are superior to the rhetoric used for the common people. For Averroes demonstrative truth and scripture could not conflict. If the apparent meaning is different, then the scripture must be interpreted allegorically. This stimulates the learned to greater study, but metaphorical interpretations must never violate the Islamic consensus that is certain.

Averroes argued that al-Ghazali's criticisms of al-Farabi and Avicenna were only tentative, and he contended that the Aristotelians do believe God has an omniscient awareness that does include particulars. Averroes warned against the learned setting down allegorical interpretations in popular writings, as al-Ghazali did, because they can confuse the common people, who rely on the apparent meaning. Thus he warned that the philosophical view of scripture should not be taught to the majority. Everyone must attempt to understand the symbols by their own ability, because to tell someone the inner meaning without helping them to understand it destroys their simpler belief without replacing it with something better. Even worse is to give people allegorical interpretations that are false, and he argued that hostile sects arose in Islam because of the wrong use of allegory by the Mu'tazilis and the Ash'aris. Averroes believed that these harms could be cured by teaching people the apparent meanings, but he supported the Muwahhid policy of censoring any deviation from the consensus of Islamic law.


Khwajah Nasir al-Tusi was born February 15, 1201 in Tus; his father was a prominent Shi'i jurist. Al-Tusi studied at Nishapur, and he joined the administration of a local Isma'ili prince. Al-Tusi wrote many books on a variety of subjects. When the Mongols destroyed the Alamut fortress in 1256, he and the historian al-Juwayni helped to preserve the library and astronomical instruments. He served Hulagu when the Mongols attacked Baghdad and was stationed at the gate to protect innocent people. Although it was reported by some that he saved the lives of many Muslim scholars, others said that al-Tusi destroyed the libraries of his adversaries and persuaded Hulagu not to fear killing the last 'Abbasid caliph. After helping Hulagu consolidate his authority in Baghdad, al-Tusi went to the Shi'i center of learning at Hillah to see the Shi'i jurist Muhaqqiq-i Hilli. Tusi supervised the construction of the astronomical observatory at Maragha, which was sponsored by Hulagu and became a great center of learning. After Abaqa' Khan was wounded by a bison while hunting, al-Tusi supervised the surgery. Tusi died at Baghdad in 1274, the same year as the death of Thomas Aquinas to whom he has been compared.

The Nasirean Ethics of Tusi was written in 1235 when he was already a celebrated scholar. Tusi based his ethics on the knowledge of God, the prophet Muhammad, and the succeeding imams, and he recommended cultivating the virtues of asceticism and the fear of God. He considered injustice and tyranny the worst vices, and he denounced the material gains of the world. He believed that accumulating wealth is unnecessary, futile, and bad; greed and avarice should be avoided. He argued that poverty is better than wealth just as truth is better than a lie, being trustworthy is better than being unreliable, and silence is better than speech, because too much talk is hazardous. For Tusi the highest virtues also include being kind, patient, forgiving, and controlling anger. One should be neither envious nor hostile. Humility is a virtue, and arrogance is a vice. Being generous is better than being stingy. One should be brave and control desires. He recommended companionship with the wise and good friends while avoiding those who are ignorant and do wrong.

Tusi included ethics in practical philosophy along with social and political issues. He distinguished natural virtues which do not change from conventional virtues that do alter because they depend on community consensus. The human soul is the subject of ethics because it is the origin of good and bad acts, and humans are more noble than plants and animals. The noblest humans are prophets and saints. The ultimate goal of knowledge is serenity and certainty, while the ultimate end of action is to achieve harmony and balance in relationships and society. Al-Tusi criticized those who make enjoyment of things their purpose in life, because they have subjected the soul to ephemeral lust. The bestial and savage aspects of the soul can be controlled by the angelic admonishing soul. He believed happiness comes from wisdom, courage, piety, and justice.

Tusi wrote that correction disposition is the noblest of disciplines. He adopted the psychology and classical virtues of Socrates and the ancient Greeks. Wisdom is the virtue of the theoretical faculty, justice the virtue of the practical faculty, courage the virtue of the irascible, and continence the virtue of the appetites. Within wisdom he defined the seven virtues of wit, understanding, mental clarity, learning, intellect, retention, and recall. The eleven virtues he described as part of courage are greatness, bravery, high-mindedness, perseverance, mildness, calmness, vigor, patience, humility, honor, and compassion. The twelve species under the virtue of continence for Tusi are shame, meekness, right guidance, peace, tranquillity, fortitude, contentment, gravity, moderation, order, freedom, and liberality. He also found under liberality the eight virtues of generosity, preference, forgiveness, manliness, attainment, charity, supererogation (doing more than required), and leniency. Twelve virtues under justice are sincerity, amity, fidelity, concern, care of kin, requital, fellowship, fairness, affection, acceptance, reliance, and devotion. Tusi suggested that love is the quest for nobility, virtue, and perfection, and the more one yearns for perfection the easier it is to attain it.

Tusi believed that disposition can be changed by education and that ethics is a noble art. Justice is the most noble virtue, and as with music, it depends on balance. He suggested that justice depends on what he called mahabbat, which means "loving kindness" or "friendship." Happiness is physical, social, and spiritual. Physical happiness depends on acquiring knowledge that benefits the body's health. The knowledge that aids social happiness is political, economic, social, religious, and cultural. Spiritual diseases are healed by curing vices such as anger, envy, vanity, stubbornness, frivolity, enmity, fear of death, lust, idleness, and sadness. In domestic ethics Tusi suggested that a good wife is a partner to her husband in wealth and management of the household and his representative when he is absent. He did not recommend polygamy although he did still believe that a wife should fear her husband, should be concealed from strangers, and should not be encouraged to follow her desires.

Tusi described six stages in the path of purifying the soul. The first starts the movement and requires faith, persistence, intention, honesty, trust in God, and purification of all thoughts, words, and deeds. The second stage of overcoming barriers is achieved by repentance, asceticism, poverty, hardship, introspection, and abstinence from sin. In the third stage of progress in the spiritual quest one must master solitude, thinking, fear, hope, patience, and gratitude. In the fourth stage success depends on will, ecstasy, love, knowledge, conviction, and serenity. In the fifth stage of completing the quest the virtues are faith, contentment, surrender, monotheism, unity, and oneness. The sixth and final stage assimilates all the preceding stages and annihilates the individual in God so that there is no longer a seeker or seeking. Tusi believed that on the day of judgment all concealments would disappear, and reality will shine as good and bad acts are accurately measured. By drawing on the philosophy of the Greeks, Indians, and Persians in addition to the teachings of the Qur'an and the traditions Tusi provided a more comprehensive ethics than the theologians who depend only on the Islamic law.

Maimonides' Guide for the Perplexed
Moses Maimonides was born into a distinguished family of Jews at Cordoba on March 30, 1135 and was well educated by his father Maimon. In 1148 the fanatical Berber Almohads led by the Mahdi ibn-Tumart conquered Cordoba and gave the Jews and Christians the choice between converting to Islam, exile, or death. The Maimon family continued to practice Judaism privately but hid by outwardly appearing as Muslims. About 1159 they went to Fez in Morocco. Moses studied rabbinical Judaism, philosophy, and medicine. After his teacher Rabbi Judah ibn Shoshan was arrested for his religion and was executed in 1165, the Maimon family moved to Palestine for a few months before settling in Egypt near Cairo. There Jews could practice their religion unless they had previously submitted to Islam, in which they case they were put to death. After his father died, and his brother David, a jewelry merchant, lost his life and the family fortune in a shipwreck, Moses took up the profession of a physician. He became quite successful and even treated the famous Sultan Saladin and his son al-Afdal, to whom he dedicated a popular collection of health rules. Maimonides also taught and became the leader of the Cairo Jewish community in 1177. Ten years later he was accused of being a renegade but was acquitted, because he had never really adopted Islam. Maimonides argued that the Torah revokes all obligations made under compulsion. When Saladin conquered Palestine, Maimonides persuaded him to let Jews settle there.

Maimonides was only 16 when he began writing on logic and the calendar. He spent ten years writing, also in Arabic, his commentary on the Mishnah that was completed when he was 33. Then he began his magnum opus on the code of Jewish law called the Mishna Torah, which was written in Hebrew and took another ten years. He wrote in Arabic a shorter Book of Precepts for less sophisticated readers, and he wrote in Hebrew a digest of the Palestinian Talmud called the Laws of Jerusalem. In 1176 Maimonides began his Guide for the Perplexed, which took fifteen years and applied rational philosophy to Judaism. He wrote this in Arabic but with Hebrew letters so that it could only be read by Jews, and he supervised a Hebrew translation. The Guide for the Perplexed was translated into Latin and many other languages, becoming his most influential work. Maimonides died at Cairo in 1204. His writing often caused controversy in the Jewish community, and in 1233 The Guide for the Perplexed was burned as heretical by Rabbi Solomon of Montpellier in France. In reaction others had Solomon arrested and put to death. Maimonides became recognized by many as the greatest Jewish philosopher, and his creed was used as a part of the orthodox liturgy.

In his introduction to The Guide for the Perplexed Moses Maimonides explained that he aimed to enlighten religious people who believe in the holy law and conscientiously fulfill its moral duties, but because of philosophical studies their reason finds it difficult to accept a literal interpretation of the scripture. He hoped that his work would alleviate that perplexity and anxiety by explaining the obscure metaphors that are found in the prophetic books. To teach in these disciplines without using parables and metaphors one would have to resort to expressions so profound and transcendental that they would be no more intelligible for understanding the divine will just as one must follow the laws of nature in regard to the body. Maimonides emphasized the general principle of abstaining from excessive indulgence in bodily pleasures which Solomon compared to a married woman who is a harlot.

In the first part of his Guide for the Perplexed Maimonides gave five reasons for not beginning with the study of metaphysics. First, it is too difficult, subtle, and profound; second, human intelligence is insufficient; third, long preparatory studies are required; fourth, moral conduct and the development of character are also indispensable for intellectual progress as the passions of youth must be moderated; and fifth, responsibilities for the material needs of the body, especially for a wife and children and even more if one desires superfluities, retard such study. Influenced by Avicenna, Maimonides declared that God exists as a necessity without a cause, is intelligent and therefore incorporeal. God is really beyond human knowledge. The divine attributes of intelligence, omnipotence, wisdom, mercy, love, unity, and will are absolute when applied to God and thus have a completely different meaning than their human qualities.

In the second part of the Guide Maimonides agreed with 25 philosophical propositions; but he challenged the Aristotelian idea that the universe is eternal, because it contradicts the creation and miracles by God. He defined prophecy as an emanation sent by God through the active intellect, using both the rational and imaginative faculties, and he considered it the highest human attainment. Yet prophecy transcends the human development of the rational and imaginative faculties. In addition to perfecting the mental and imaginative faculties the wise must also achieve moral perfection by suppressing every thought of bodily pleasure and every foolish ambition. He noted that the imagination is affected by the body, because prophecy can be blocked by mourning, anger, and other emotions. The divine influences the various degrees of intelligence and enables us to think. By means of the intuitive faculty the intellect can pass over all the causes and draw inferences instantaneously, enabling some to foretell coming events. Prophets must have highly developed intuition and courage. Prophets using intuition are able to conceive ideas that reason alone cannot comprehend nor ordinary imagination envision. Maimonides described humans as social beings who naturally seek to form communities. As nature's most complex species the human race has the greatest diversity of individuals.

Maimonides takes up ethical questions in the third part of his Guide. He warned against our desire for eating, drinking, and sensuality, writing,

Intelligent persons must, as much as possible, reduce these wants,
guard against them, and feel grieved when satisfying them,
abstaining from speaking of them, discussing them,
and attending to them in company with others.
Man must have control over all these desires,
reduce them as much as possible,
and retain of them as much as is indispensable.
His aim must be the aim of man as man,
viz., the formation of ideas, and nothing else.
The best and sublimest among them is
the idea which man forms of God, angels,
and the rest of the creation according to his capacity.
Such men are always with God.2

A good constitution helps the soul rule over the body; but a bad constitution may be conquered by training. Solomon and others advised reducing the desires of the body and all the vices originating from lust and the passions. Thoughts about sin are even more dangerous than the sin itself, for one sins only by the animal nature; but thinking is the formal faculty of the nobler self that should know better. It is therefore ignoble to use this faculty in service of the lower desires.

Maimonides argued that evil is only a relative condition that implies the non-existence of a good condition. Thus all evils are negations or privations. Death is lack of life, illness lack of health, poverty lack of wealth, and ignorance lack of knowledge. God cannot create evil, because all God's works are perfectly good. God creates only the possibility of evil in the creation of the corporeal element that can be destroyed. Incorporeal beings are not subject to destruction or evil. Humans cause great evils because they lack wisdom as the blind man without a guide stumbles and does injury to himself and others. So humans in their ignorance may harm themselves and others; but knowledge of the truth removes hatred and quarrels, preventing mutual injuries. Ignorant people see much evil in the world, because they mistakenly believe that everything exists for them; but if they considered the whole universe and their small portion of it, they would find the truth and see their error. Humans are exposed to various evils, but these can be exposed as defects in the persons themselves.

We complain and seek relief from our own faults;
we suffer from the evils which we, by our own free will,
inflict on ourselves and ascribe to God.3

The first kind of evils Maimonides described results from our having a body that is subject to a beginning and destruction. The second class of evils some humans cause to others by using their strength in violence or theft. Yet these are rare occurrences except in wars, which are also not usual. The third class of evils is what one causes to oneself by one's own actions. For Maimonides this is the largest class, because they come from vices. The ignorant may constantly be in trouble and pain, because they cannot get all the superfluous things they desire. Thus they may expose themselves to great dangers and suffer the consequences. Their error is in believing the universe should satisfy all their excessive desires; but the wise and virtuous understand the wisdom of God displayed in the universe.

Those who observe the commandments of the law and know their purpose see God's mercy and truth, and they seek what the Creator intends for them which is comprehension. They preserve the body but do not strive for what is superfluous, being contented with what is indispensable. When we seek what is unnecessary, we may have difficulty in finding what we need. The more we desire the more difficulties we encounter, because our strength and resources are spent on what is unnecessary. Maimonides observed that the most necessary items to human existence are the easiest to acquire. Air is most necessary and most plentiful. Water is needed often but is easy to find, and the most basic foods are cheaper. The rarest luxuries are the most expensive to acquire. Maimonides divided human actions into those that are in vain, purposeless, unimportant, and good. An action is in vain if it's object cannot be attained because of obstacles. Sometimes people act without thinking of a purpose. He defined unimportant actions as those that seek something trivial. Useful actions are good because they serve a proper purpose.

In his commentaries on Jewish law Maimonides had carefully described 613 precepts, which in the Guide he summarized as having the following purposes:

Every one of the six hundred precepts serves
to inculcate some truth, to remove some erroneous opinion,
to establish proper relations in society, to diminish evil,
to train in good manners, or to warn against bad habits.
All this depends on three things;
opinions, morals, and social conduct.4

Another object of the law is to make humans reject, despise, and reduce desires, which may disturb the social order and the economy of the family. Lust diminishes intellectual energy, injures the body, shortens life, multiplies worries, and increases envy, hatred, and violence in taking what others possess. Maimonides believed the law also promotes politeness and sensitivity to one's neighbors. The law is intended to increase purity and holiness by reducing sensuality. Maimonides divided the 613 precepts into the following fourteen classes: fundamental principles (repentance and fasting), prohibition of idolatry, moral improvement, charity, preventing wrongs and violence, punishments and fines, business transactions, holidays, religious rites, the temple, sacrifices, ritual purity, forbidden foods, and sexual conduct.

The first class is most important because it involves learning, teaching, and prayer. Believing in the results of repentance enables us to improve. In the fifth class on damages readers are reminded that we are responsible for every damage caused by our actions or property. Maimonides condones killing a person who is about to commit either murder or rape. The rule for punishment is that it should be according to the crime except that injuries can be compensated by payment. Four conditions that affect punishment are the greatness of the crime, its frequency, the amount of temptation, and whether it was done secretly. Involuntary transgressions should not be punished. Sins committed in ignorance are blamable, because one should be more careful and considerate. For crimes committed knowingly one must pay the penalty prescribed by law. Maimonides believed that one who sins insolently seeking publicity should be put to death. He also recommended capital punishment for crimes that destroyed religious faith as well as those prescribed for many crimes in the Torah.

Maimonides advised meditating by yourself in intellectual worship of God. He emphasized that loving kindness (hesed), judgment (mishpat), and justice (zedakah) are to be practiced on the earth. Justice means giving everyone their due and showing kindness as it is deserved. When we walk in the way of virtue we act rightly toward our intellectual faculty. Judgment is the act of deciding what is right, whether merciful or punishment. Loving kindness is prompted by the moral conscience and is what enables us to attain perfection of the soul. Maimonides delineated four levels of perfection. The lowest is acquiring property. The second involves the health of the body. The third kind of perfection is the moral improvement of character. The fourth is perfecting the highest intellectual faculties and gaining the correct metaphysical beliefs about God. For Maimonides moral improvement prepares one for the highest human aim, which is knowledge of God. He concluded his treatise urging his readers to seek God, who is near to all who call in truth and turn to God. Those who go towards God without going astray will find God.

Moses Maimonides married late in life, and his son Abraham Maimonides (1186-1237) also became a religious leader of Jewish mysticism called hasidut that was strongly influenced by Sufism. Abraham's Compendium for the Servants of God was a monumental treatise on law and ethics similar to his father's Code of Laws (Mishna Torah). Abraham Maimonides argued that much of Sufism was based on the ancient traditions of Israel's prophets that had been lost in the exile, including their simple dress, solitary meditation, and the guidance of a master. Abraham's son Obadyah Maimonides (1228-1265) also carried on the tradition and wrote a mystical manual on ethics for the spiritual traveler called The Treatise of the Pool, which used many Sufi terms.

Sufism of Gilani, Suhrawardi, and Ibn 'Arabi
A Sufi master is called a pir, and 'Abd-al-Qadir Gilani (1077-1166) was one of the most popular teachers of the mystical doctrine. As a boy his mother sewed eighty gold coins into his coat and sent him to Baghdad for religious education, warning him never to speak falsely. When a robber of the caravan asked him if he had any money on him, Gilani admitted he had the hidden coins. Gilani explained to the chief robber he could not begin his religious quest by telling a lie, and the chief was converted from his life of crime. At Baghdad Gilani was severely disciplined by a syrup vendor and then practiced night worship on his own, reciting the entire Qur'an. Pir Gilani lectured at a madrasa college on the Qur'an, the traditions, and the law. When he was about fifty, he decided that marriage was a social duty. Gilani took four wives and had 49 children. Gilani preached outside the city to large crowds in a building that was constructed for him. He received large amounts of money which he distributed to the poor. He founded the first fraternal order (tariqa) that was named Qadiriya after him. These fraternal orders became the social groups for the Sufis.

Some of Gilani's sermons on practical morality were collected by one of his sons as Revelations of the Unseen. He expounded on ten virtues he believed led to spirituality even though none of them is required by Shar'ia law. First, do not swear by God, either truthfully or falsely. Second, speak no untruth, even in jest. Third, do not break a promise. Fourth, do not curse or harm anything. Fifth, do not pray for or wish for harm to anyone. Sixth, do not accuse anyone of religious infidelity. Seventh, do not attend to anything sinful. Eighth, do not impose any burden on others. Ninth, do not expect anything from human beings. Tenth, only notice in others what may be superior to oneself.


The Persian philosopher Suhrawardi (1153-1191) was called the Master of Illumination and the Martyr. He studied philosophy and psychology at Isfahan and was influenced by Zoroastrian concepts of angels. Suhrawardi traveled widely to meet Sufi masters and practiced asceticism in spiritual retreats. At Aleppo he tutored the governor Malik Zahir Shah, a son of Saladin. However, his theosophical views were disliked by the orthodox jurists. The famous judge al-Fadil advised Saladin to have Suhrawardi put to death, and by the Sultan's order the prince had him executed the year King Richard arrived at Acre.

Suhrawardi believed that mysticism and philosophy are compatible because the principles of philosophy can be validated by the experience of illumination. Suhrawardi was having difficulty understanding how humans know, but in his meditation he saw Aristotle telling him that first one has to know oneself. Suhrawardi wrote The Philosophy of Illumination for those who seek knowledge that is both mystical and discursive. He believed that those who master both philosophical reasoning and the wisdom of illumination are "vicegerents of God" (khalifat Allah). He identified the source of being as light, which is essential to all cognition, and all beings are illuminations of the Light of Lights (God). He adopted the classical psychology that is also found in Avicenna's work that distinguishes the vegetative, animal, and intellectual aspects of the soul. Suhrawardi described the five internal senses as sensory communion, fantasy, apprehension, imagination, and memory. The moral virtues of the Sufi path he emphasized are truthfulness, humility, compassion, honesty, and not being jealous of others. The degree of one's purification in this world will determine the ontological status of the soul in the next world. Suhrawardi wrote more than fifty works in his short life and had much influence on the Illuminationist tradition.


Muhyiddin Ibn 'Arabi was born in an Arab family at Murcia in Andalusia on August 7, 1165. He was educated in Seville and sought Sufi masters in Spain and North Africa. As a youth he met Averroes at Cordoba, and he was initiated into Sufism at Tunis. Ibn 'Arabi went to Mecca in 1201 and wrote love poems, Interpreter of Desires, to a young woman, whom he believed symbolized wisdom. He wrote that forgiveness is better than capital punishment. He lived an ascetic, saintly existence. When someone gave him a palace, he quickly gave it to a beggar. Ibn 'Arabi suggested that four things are needed for salvation-serving those in need, a pure and peaceful heart, good will to believers, and thinking well of everyone. He traveled to Egypt, Baghdad, and Aleppo; he spent years at Mecca but completed the 560 chapters of his Meccan Revelations at Damascus, where he died in 1240.

Ibn 'Arabi found imagination to be the link between sense perception and the intellect. He taught perpetual transformation leading to a mystical union of the self with the real. The images that manifest the deity are constantly changing, and each is valid but only for the moment. Clinging to an image leads to idolatry. The infinite is paradoxically within all and beyond all, identical and other, immanent and transcendental. This theological view that God is both in the entire universe and transcendent beyond it is called panentheism. The polished mirror of the human heart is capable of every form. Joy and sorrow are experienced as one passes away in union with the beloved. The mystic does not become one with God but rather realizes that one already is one with God. As the images change, one may participate in the perpetual co-creation, continually annihilating and re-creating. Ibn 'Arabi called Muhammad the Logos of God, and he identified all true prophets with this universal person who is cosmic, prophetic, and mystical. He believed in the essential unity of all religions, and he found that the essence of this one religion is love. Because of the unity of God, in his Divine Governance of the Human Kingdom he argued that the soul should rule in humans just as humans are kings on Earth. The theosophical ideas of ibn 'Arabi were later systematized by his followers. His ideas especially influenced Persians such as the poet Jami, Mahmud Shabistari who summarized them in his Secret Rose Garden, and the great theosophist Mulla Sadra.


Ibn 'Ata'illa was a teacher in the Shadhili Sufi tariqa (path) at Alexandria, and he wrote his Book of Wisdom before his own master died in 1288. His aphoristic sayings are designed to help Sufi students on the mystical path. He asked how the heart can be illumined while the forms of creatures are still reflected in its mirror? Or how can one journey to God while shackled by passions? How can one enter the presence of God without purifying oneself of forgetfulness? How can one understand the mysteries if one has not repented for offenses? It is better to look out for vices hidden in yourself than to look for the invisible realities that are veiled. Actually reality is not veiled from you, but you are veiled from seeing it. Ibn 'Ata'illa wrote that no action arising from a renouncing heart is small, and no action coming from an avaricious heart is fruitful. When God's justice confronts you, no sin is minor; but when God's grace faces you, no sin is major. Unless hope goes with action it is merely wishful thinking.

Sufi Literature of Sana'i and 'Attar
The Persian poet known as Sana'i was born in the middle of the 11th century in the Ghaznavid empire that ruled Afghanistan and parts of India and Iran. He wrote panegyrics to his patron, Sultan Bahram Shah. Sana'i wrote the first great Sufi poetry in the verse forms of ode (qasida), lyric (ghazal), and rhymed couplet (masnavi). His Enclosed Garden of Truth (Hadiqat al-haqiqa) contains 10,000 couplets and was written about 1131. In the first book of The Enclosed Garden of Truth Sana'i of Ghazna began by praising God and suggesting that reason is unable to attain knowledge of God. Prayer can lead to God by polishing the mirror of the heart. He told the parable of how an elephant is perceived differently in a city of the blind by those who handle its ears, trunk, and legs, which seem to be like a rug, pipe, and pillars. Because no mind knows the whole, fools are deceived by fanciful absurdities. He asked how can anyone who does not know one's own soul know the soul of another? How can the Godhead be known by the hand or foot? Sana'i suggested that the steps to heaven are many and are best attained by wisdom and work, for sloth results in impiety.

Sana'i recommended worshipping God in both worlds as if one could see God with the outward eye; though you do not see God, your Creator sees you. When you have grappled with death, you will no longer turn away from death and will come to know the world of life. Only in the annihilation of one's own existence does one enter the road to eternal life. The pious are those who give thanks for divine kindness and mercy; but unbelievers complain the world seems unjust. Sana'i advised his readers to end all imitation and speculation so that your heart may become the house of God. Your own soul distinguishes unbelief from true religion and colors your vision. Selflessness is happy, but selfishness is most miserable. In the eternal there are no unbeliefs and no religions.

Sana'i described the journey on God's road as belonging to the person with sharper vision and wisdom. To turn your face toward life you must put your foot down on outward prosperity, put out of your mind rank and reputation, and bend your back in divine service to purify yourself from evil and strengthen your soul in wisdom. By looking on divine truth cut yourself off from the false world, leave behind those who contend with words, and sit before the silent. Travel from the works of God to the divine principles, and from the principles to the knowledge of God. From knowledge one enters the secret and reaches the threshold of poverty. When you have become a friend of poverty, your soul destroys the impure self, and your self becomes the soul inside you. Ashamed of all its doings, it casts aside all its possessions and melts on the path of trial. When your self has been melted in your body, your soul by steps accomplishes its work. Then God takes away its poverty; when poverty is no more, God remains.

Sana'i believed that the phantoms of sleep are ordained so that humans may understand their hopes and fears. Then his poem proceeds to interpret the meaning of various symbols in dreams. He warned against making your understanding captive to your body in the three prisons of deceit, hatred, and envy. No one who regards the self can see God; whoever looks at the self has no faith. Sana'i recommended that if you are on the path of true religion, cease for a time contemplating yourself. He believed that anger, passion, hatred, and malice are not among the attributes of the one God, the creator, who is merciful. God draws you by kindness that may appear like the anger of a noose. So long as one seeks for love with self in view, there waits the crucible of renunciation. For those new on the way of love, renunciation is a key to the gate. Desire for a mistress brings gladness, but it is far from God. The legion of your pleasures will cast you into fire; but desiring God will keep you as safe as a virgin in paradise. To Love God says, "Fear none but me." To Reason God says, "Know yourself." God tells Love to rule as king. When the reasonable soul finds the water of life and expends it in the path of the Holy Spirit, then the Holy Spirit rejoices in the soul, and the soul becomes as pure as Primal Reason.


Farid al-Din 'Attar was born at Nishapur in northern Persia on November 12, 1119, but sources on his date of death vary from 1193 to 1234. According to legend he was killed in 1221 after he was captured by the Mongols of Genghis Khan at Mecca; he advised against accepting a ransom of gold until it was increased but then suggested accepting an offer of straw. His name indicates that he may have been a chemist or sold perfumes, and a legend tells that a dervish induced him to leave his father's profession to study Sufism. 'Attar traveled for 39 years to Egypt, Syria, Arabia, India, and Central Asia before settling in his native Nishapur. He wrote at least 45,000 rhymed couplets and many prose works, and he was greatly admired by the Sufi poet Rumi. 'Attar wrote biographies of Sufi saints, but the allegorical Conference of the Birds, completed in 1188, is considered his greatest work.
级别: 管理员
只看该作者 33 发表于: 2009-03-13
'Attar began The Conference of the Birds (Mantiq al-tair) with an invocation praising the holy Creator in which he suggested that one must live a hundred lives to know oneself; but you must know God by the deity, not by yourself, for God opens the way, not human wisdom. 'Attar believed that God is beyond all human knowledge. The soul will manifest itself when the body is laid aside. One cannot gain spiritual knowledge without dying to all things. When the birds assemble, they wonder why they have no king. The Hoopoe presents herself as a messenger from the invisible world with knowledge of God and the secrets of creation. She recommends Simurgh as their true king, saying that one of his feathers fell on China.

The Nightingale says that the love of the Rose satisfies him, and the journey is beyond his strength; but the Hoopoe warns against being a slave of passing love that interferes with seeking self-perfection. The Parrot longs for immortality, and the Hoopoe encourages the Peacock to choose the whole. The Duck is too content with water to seek the Simurgh. The Hoopoe advises the Partridge that gems are just colored stones and that love of them hardens the heart; she should seek the real jewel of sound quality. The Humay is distracted by ambition, and the Owl loves only the treasure he has found. The Hoopoe reprimands the Sparrow for taking pride in humility and recommends struggling bravely with oneself. She states that the different birds are just shadows of the Simurgh. If they succeed, they will not be God; but they will be immersed in God. If they look in their hearts, they will see the divine image. All appearances are just the shadow of the Simurgh. Those loving truly do not think about their own lives and sacrifice their desires. Those grounded in love renounce faith and religion as well as unbelief. One must hear with the ear of the mind and the heart.

A total of 22 birds speak to the Hoopoe or ask questions about the journey. Short anecdotes are told to illustrate the Hoopoe's points. The Hoopoe says that it is better to lose your life than to languish miserably. The Hoopoe says,

So long as we do not die to ourselves,
and so long as we identify with someone or something,
we shall never be free.
The spiritual way is not for those wrapped up in exterior life.5

You will enjoy happiness if you succeed in withdrawing from attachment to the world. Whoever is merciful even to the merciless is favored by the compassionate. It is better to agree to differ than to quarrel. The Hoopoe warns the sixth bird against the dog of desire that runs ahead. Each vain desire becomes a demon, and yielding to each one begets a hundred others. The world is a prison under the devil, and one should have no truck with its master. The Hoopoe also says that if you let no one benefit from your gold, you will not profit either; but by the smallest gift to the poor you both benefit. She says,

Good fortune will come to you only as you give.
If you cannot renounce life completely,
you can at least free yourself
from the love of riches and honors.6

A pupil becomes afraid in facing a choice between two roads, but a shaikh advises getting rid of fear so that either road will be good. The Hoopoe tells the eighth bird that only if death ceases to exercise power over creatures would it be wise to remain content in a golden palace. The ninth bird is told that sensual love is a game inspired by passing beauty that is fleeting. The Hoopoe asks what is uglier than a body made of flesh and bones. It is better to seek the hidden beauty of the invisible world. An anecdote about Jesus yields the following lesson:

Strive to discover the mystery before life is taken from you.
If while living you fail to find yourself, to know yourself,
how will you be able to understand
the secret of your existence when you die?7

The Hoopoe advises the eleventh bird that giving yourself over to pride or self-pity will disturb you. Since the world passes, pass it by, for whoever becomes identified with transient things has no part in the lasting things. The suffering endured is made glorious and is a treasure for the seer, for blessings will come if you make efforts on the path. The fifteenth bird is told that justice is salvation, and the just are saved from errors. Being just is better than a life of worship. Justice exercised in secret is even better than liberality; but justice professed openly may lead to hypocrisy. A story of two drunks teaches that we see faults because we do not love. When we understand real love, the faults of those near us appear as good qualities. When you see the ugliness of your own faults, you will not bother so much with the faults of others.

The journey of the birds takes them through the seven valleys of the quest, love, understanding, independence and detachment, unity, astonishment, and finally poverty and nothingness. In the valley of the quest one undergoes a hundred difficulties and trials. After one has been tested and become free, one learns in the valley of love that love has nothing to do with reason. The valley of understanding teaches that knowledge is temporary, but understanding endures. Overcoming faults and weaknesses brings the seeker closer to the goal. In the valley of independence and detachment one has no desire to possess nor any wish to discover. To cross this difficult valley one must be roused from apathy to renounce inner and outer attachments so that one can become self-sufficient. In the valley of unity the Hoopoe announces that although you may see many beings, in reality there is only one, which is complete in its unity. As long as you are separate, good and evil will arise; but when you lose yourself in the divine essence, they will be transcended by love. When unity is achieved, one forgets all and forgets oneself in the valley of astonishment and bewilderment.

The Hoopoe declares that the last valley of deprivation and death is almost impossible to describe. In the immensity of the divine ocean the pattern of the present world and the future world dissolves. As you realize that the individual self does not really exist, the drop becomes part of the great ocean forever in peace. The analogy of moths seeking the flame is used. Out of thousands of birds only thirty reach the end of the journey. When the light of lights is manifested and they are in peace, they become aware that the Simurgh is them. They begin a new life in the Simurgh and contemplate the inner world. Simurgh, it turns out, means thirty birds; but if forty or fifty had arrived, it would be the same. By annihilating themselves gloriously in the Simurgh they find themselves in joy, learn the secrets, and receive immortality. So long as you do not realize your nothingness and do not renounce your self-pride, vanity, and self-love, you will not reach the heights of immortality. 'Attar concluded the epilog with the admonition that if you wish to find the ocean of your soul, then die to all your old life and then keep silent.

In the Book of Affliction (Musibat-nama) 'Attar described forty stages in spiritual progression as a wayfarer asks different creatures how to find God until the ultimate truth is given by the prophet of Islam himself in the ocean of one's own soul. These stories reflect outwardly the mystical experiences of disciples during forty days of meditation.

In the Book of God (Ilahi-nama) 'Attar framed his mystical teachings in various stories that a caliph tells his six sons, who are kings themselves and seek worldly pleasures and power. Twenty-two discourses are preceded by a long exordium that praises God, the prophet Muhammad, and the first four caliphs. The first son is captivated by a virgin princess, and his father tells him the adventures of a beautiful and virtuous woman who attracts several men but miraculously survives their abuse and then forgives them. They acknowledge that carnal desire is necessary to propagate the race but also recognize that passionate love can lead to spiritual love, which can annihilate the soul in the beloved. One story indicates that even a homosexual may be more sacrificing than a scholar or a descendant of 'Ali. Other stories indicate the importance of respecting the lives of other creatures such as ants or dogs. One only thinks oneself better than a dog because of one's dog-like nature.

The second son tells his father that his heart craves magic; but his father warns him against the work of the devil. A monk tells a shaikh that he has chosen the job of locking up a savage dog inside himself, and he advises the shaikh to lock up anger lest he be changed into a dog. The father suggests that this son ask for something more worthy and tells an anecdote in which Jesus teaches a man the greatest name of God. The man uses it to make bones come alive into a lion, which devours him, leaving his bones. Jesus then says that when a person asks for something unworthy, God does not grant it. Birds and beasts flee from people, because people eat them. God tells Moses to watch his heart when he is alone, to be kind and watch his tongue when he is with people, the road in front when he is walking, and his gullet when he is dining. A saint tells a shaikh that love is never denied to humans, for only the lover knows the true value of the beloved. Another saint warns that unless you pray for protection from negativity (the Devil), you shall not enter the court of God.

The third son of the caliph asks for a cup that could display the whole world. 'Attar concluded a story by saying that Sufism is to rest in patience and forsake all desire for the world, and trust in God means bridling one's tongue and wishing for better things for others than for oneself. This son asks why his father seems to disparage the love of honor and the love of wealth which all seem to possess. The caliph replies that in the crazy prison of the world one can achieve greatness only by devotion. Since one speaks to God through the heart and soul, it is difficult to speak with God of worldly things. The third son asks if he can be allowed to seek power in moderation; but the father still warns that this will place screens between him and God. Each screen created by seeking power will create more screens. One must see both the good and the bad inside and outside oneself to understand how they are connected together. Saints who reach their goal see nothingness in all things, making sugar seem like poison and a rose like thorns. Ayaz advises the conquering sultan Mahmud to leave his self behind since he is better being entirely We. In the last story for his third son, the father says that thousands of arts, mysteries, definitions, commands, prohibitions, orders, and injunctions are founded on the intellect. What cup could be more revealing than this?

The fourth son seeks the water of life, and his father warns him against desire. A wise man considers Alexander the Great the slave of his slave, because the Greek conqueror has submitted to greed and desire, which this wise man controls. If the son cannot have the water of life, he asks for the knowledge that will illuminate his heart. In one story 'Attar concluded that if you are not faithful in love, you are in love only with yourself. The fifth son asks for the ring of Solomon that enables one to communicate with birds and other animals. The Way is summarized as seeing the true road, traveling light, and doing no harm. The father tells this son that he has chosen an earthly kingdom, because he has not heard of the kingdom of the next world. He advises this king that since his sovereignty will not endure not to load the whole world on his shoulders. Why take on the burden of all creation? The caliph suggests that his son practice contentment, which is an eternal kingdom that overshadows even the sun. When Joseph was thrown into a pit, the angel Gabriel counseled him that it is better to notice a single blemish in yourself than to see a hundred lights of the Unseen.

The sixth son desires to practice alchemy, but his father perceives that he is caught in the snare of greed. Gold is held more tightly by a miser than the rock grips the ore. The son observes that excessive poverty often leads to losing faith, and so he asks God for both the philosopher's stone and for gold; but his father replies that one cannot promote both faith and the world at the same time. In the epilog the poet commented that since he receives his daily bread from the Unseen, he does not have to be the slave of wretched men, and 'Attar concluded this work with the satisfaction that he has perfumed the name of God with his poetry.

Rumi's Masnavi and Discourses
Jalal al-Din Rumi was born on September 30, 1207 in Balkh (Afghanistan). His father Baha' Walad was descended from the first caliph Abu Bakr and was influenced by the ideas of Ahmad Ghazali, brother of the famous philosopher. Baha' Walad's sermons were published and still exist as Divine Sciences (Ma'arif). He fled the Mongols with his son in 1219, and it was reported that at Nishapur young Rumi met 'Attar, who gave him a copy of his Book of Mysteries (Asrar-nama). After a pilgrimage to Mecca and other travels, the family went to Rum (Anatolia). Baha' Walad was given an important teaching position in the capital at Konya (Iconium) in 1228 by Seljuk king 'Ala' al-Din Kayqubad (r. 1219-1236) and his vizier Mu'in al-Din. Rumi married and had a son, who later wrote his biography. In 1231 Rumi succeeded his late father as a religious teacher. His father's friend Burhan al-Din arrived and for nine years taught Rumi Sufism. Rumi probably met the philosopher ibn al-Arabi at Damascus.

In 1244 Rumi's life changed dramatically when he met the dervish Shams al-Din of Tabriz. Rumi spent so much time with him that his disciples became jealous until Shams was murdered in 1247. To the music of flute and drums Rumi invented the circling movements of the whirling dervishes and began writing mystical love poetry to his departed beloved; his disciples formed the dervish order called the Mevlevis. After 1249 the Seljuk governors paid tribute to the Mongol empire. As vassal of the Mongol Baiju, Mu'in al-Din governed Rum for twenty years starting in 1256, and he patronized the mystical poet. Rumi was also inspired by love for a goldsmith named Salah al-Din Zarkub until he died in 1261. His disciple Husam al-Din Hasan urged Rumi to write mystical poetry and tales called Masnavi in the style of Sana'i and 'Attar. Rumi completed six books of these before he died on December 17, 1273. Many of his talks were written down in the book Fihi ma fihi, which means "In it what is in it" and is often referred to as his Discourses.

In the prolog to the Masnavi Rumi hailed Love and its sweet madness that heals all infirmities, and he exhorted the reader to burst the bonds to silver and gold to be free. The Beloved is all in all and is only veiled by the lover. Rumi identified the first cause of all things as God and considered all second causes subordinate to that. Human minds recognize the second causes, but only prophets perceive the action of the first cause. One story tells of a clever rabbit who warned the lion about another lion and showed the lion his own image in a well, causing him to attack it and drown. After delivering his companions from the tyrannical lion, the rabbit urges them to engage in the more difficult warfare against their own inward lusts. In a debate between trusting God and human exertion, Rumi quoted the prophet Muhammad as saying, "Trust in God, yet tie the camel's leg."8 He also mentioned the adage that the worker is the friend of God; so in trusting in providence one need not neglect to use means. Exerting oneself can be giving thanks for God's blessings; but he asked if fatalism shows gratitude.

God is hidden and has no opposite, not seen by us yet seeing us. Form is born of the formless but ultimately returns to the formless. An arrow shot by God cannot remain in the air but must return to God. Rumi reconciled God's agency with human free will and found the divine voice in the inward voice. Those in close communion with God are free, but the one who does not love is fettered by compulsion. God is the agency and first cause of our actions, but human will as the second cause finds recompense in hell or with the Friend. God is like the soul, and the world is like the body. The good and evil of bodies comes from souls. When the sanctuary of true prayer is revealed to one, it is shameful to turn back to mere formal religion. Rumi confirmed Muhammad's view that women hold dominion over the wise and men of heart; but violent fools, lacking tenderness, gentleness, and friendship, try to hold the upper hand over women, because they are swayed by their animal nature. The human qualities of love and tenderness can control the animal passions. Rumi concluded that woman is a ray of God and the Creator's self.

When the Light of God illumines the inner person, one is freed from effects and has no need of signs for the assurance of love. Beauty busies itself with a mirror. Since not being is the mirror of being, the wise choose the self-abnegation of not being so that being may be displayed in that not being. The wealthy show their liberality on the poor, and the hungry are the mirror of bread. Those recognizing and confessing their defects are hastening toward perfection; but whoever considers oneself perfect already is not advancing. The poet suggested driving out this sickness of arrogance with tears from the heart. The fault of the devil (Iblis) was in thinking himself better than others, and the same weakness lurks in the soul of all creatures. Heart knowledge bears people up in friendship, but body knowledge weighs them down with burdens.

Rumi wrote how through love all things become better. Doing kindness is the game of the good, who seek to alleviate suffering in the world. Wherever there is a pain, a remedy is sent. Call on God so that the love of God may manifest. Rumi recommended the proverb that the moral way is not to find fault with others but to be admonished by their bad example. The mosque built in the hearts of the saints is the place for all worship, for God dwells there. Rumi began the third book of his Masnavi as follows:

In the Name of God the Compassionate, the Merciful.
The sciences of (Divine) Wisdom are God's armies,
wherewith He strengthens the spirits of the initiates,
and purifies their knowledge from the defilement of ignorance,
their justice from the defilement of iniquity,
their generosity from the defilement of ostentation,
and their forbearance from the defilement of foolishness;
and brings near to them whatever was far from them
in respect of the understanding of the state hereafter;
and makes easy to them whatever was hard to them
in respect of obedience (to Him) and zealous endeavor (to serve Him).9

A sage warns travelers that if they kill a baby elephant to eat, its parents will probably track them down and kill them; yet they do so, although one refrains from the killing and eating. As they sleep, a huge elephant smells their breath and kills all those who had eaten the young elephant but spares the one who had abstained. From foul breath the stench of pride, lust, and greed rises to heaven. Pain may be better than dominion in the world so that one may call on God in secret; the cries of the sorrowful come from burning hearts. Rumi also told the story of the Hindus feeling the different parts of an elephant in a dark room. He emphasized that in substance all religions are one and the same, because all praises are directed to God's light. They err only because they have mistaken opinions. Sinners and criminals betray themselves especially in times of passion and angry talk. Prophets warn you of hidden dangers the worldly cannot see. Humans have the ability to engage in any action, but for Rumi worship of God is the main object of human existence.

Rumi wrote that Sufism is to find joy in the heart whenever distress and care assail it. He believed the power of choice is like capital yielding profit, but he advised us to remember well the day of final accounting. Many of his stories are designed to show the difference between what is self-evident by experience and what is inferred through the authority of others. His philosophy of evolution of consciousness is encapsulated in the following verses:

I died as inanimate matter and arose a plant,
I died as a plant and rose again an animal.
I died as an animal and arose a man.
Why then should I fear to become less by dying?
I shall die once again as a man
To rise an angel perfect from head to foot!
Again when I suffer dissolution as an angel,
I shall become what passes the conception of man!
Let me then become non-existent, for non-existence
Sings to me in organ tones, "To him shall we return."10

When the love of God arises in your heart, without doubt God also feels love for you. The soul loves wisdom, knowledge, and exalted things; but the body desires houses, gardens, vineyards, food, and material goods. Rumi also believed that there is no absolute bad; the evils in the world are only relative. A serpent's poison protects its own life; but in relation to a person it can mean death. When what is hateful leads you to your beloved, it immediately becomes agreeable to you. Solomon built the temple by hiring workers, for humans can be controlled by money.

Men are as demons, and lust of wealth their chain,
Which drags them forth to toil in shop and field.
This chain is made of their fears and anxieties.
Deem not that these men have no chain upon them.
It causes them to engage in labor and the chase,
It forces them to toil in mines and on the sea,
It urges them towards good and towards evil.11

Rumi warned against bad friends who can be like weeds in the temple of the heart; for if a liking for bad friends grows in you, they can subvert you and your temple. He also warned against the judges who confine their view to externals and base their decisions on outward appearances; these heretics have secretly shed the blood of many believers. Partial reason cannot see beyond the grave; but true reason looks beyond to the day of judgment and thus is able to steer a better course in this world. Therefore it is better for those with partial reason to follow the guidance of the saints.

In the fifth book of the Masnavi Rumi included several stories to illustrate why one should cut down the duck of gluttony, the cock of concupiscence, the peacock of ambition and ostentation, and the crow of bad desires. The story of how Muhammad converted a glutton who drank the milk of seven goats and then made a mess after being locked in a room shows the humility of the prophet in cleaning up the mess himself. He concluded that the infidels eat with seven bellies but the faithful with one. The peacock catches people by displaying itself. Pursuing the vulgar is like hunting a pig; the fatigue is extensive, and it is unlawful to eat it. Love alone is worth pursuing, but how can God be contained in anyone's trap? The most deadly evil eye is the eye of self-approval. The greed of the gluttonous duck is limited as is the greed of the lusty snake; but the peacock's ambition to rule can be many times as great. Worldly wealth and even accomplishments can be enemies to the spiritual life. These are the human trials that create virtue. If there were no temptations, there could be no virtue. Abraham killed the crow of desire in response to the command of God so that he would not crave anything else, and he killed the cock to subjugate pernicious desires.

Rumi suggested that God uses prophets and saints as mirrors to instruct people while the divine remains hidden behind the mirrors. People hear the words from the mirrors but are ignorant that they are spoken by universal reason or the word of God. Ultimately God will place in people's hands their books of greed and generosity, of sin and piety, whatever they have practiced. When they awake on that morning, all the good and evil they have done will recur to them. After enumerating their faults, God in the end will grant them pardon as a free gift. To tell an angry person of faults, one must have a face as hard as a mirror to reflect the ugliness without fear or favor. Like 'Attar, Rumi wrote of the mystic's attaining annihilation, but he explained that the end and object of negation is to attain the subsequent affirmation just as the cardinal principle of Islam "There is no God" concludes with the affirmation "but God," and to the mystic this really means "There is nothing but God." Negation of the individual self clears the way for apprehending the existence of the One. The intoxication of life in pleasures and occupations which veil the truth should pass into the spiritual intoxication that lifts people to the beatific vision of eternal truth.

In the Discourses Rumi presented his teachings more directly. In the first chapter he suggested that the true scholar should serve God above the prince so that in their encounters the scholar will give more than take, thus making princes visitors of scholars rather than the reverse. Rumi advised stripping prejudices from one's discriminative faculty by seeing a friend in Faith, which is knowing who is one's true friend. Those who spend time with the undiscriminating have that faculty deteriorate and are unable to recognize a true friend in the Faith. Rumi taught the universal principle that if you have done evil, you have done it to yourself, for how could wickedness reach out to affect God? Yet when you become straight, all your crookedness will disappear; so beware but have hope! Those who assist an oppressor will find that God gives the oppressor power over them. God loves us by reproving us. One reproves friends, not a stranger. So long as you perceive longing and regret within yourself, that is proof that God loves and cares for you. If you perceive a fault in your brother, that fault is also within yourself. The learned are like mirrors. Get rid of that fault in yourself, for what distresses you about the other person distresses you inside yourself.

Rumi taught that all things in relation to God are good and perfect, but in relation to humans some things are considered bad. To a king prisons and gallows are part of the ornament of his kingdom; but Rumi asked if to his people they are the same as robes of honor. He argued that faith is better than prayer, because faith without prayer is beneficial, but prayer without faith is not. Rumi explained to his disciples that the desire to see the Master may prevent them from perceiving the Master without a veil. He went on,

So it is with all desires and affections, all loves and fondnesses
which people have for every variety of thing-
father, mother, heaven, earth, gardens, palaces,
branches of knowledge, acts, things to eat and drink.
The man of God realizes that all these desires are the desire for God,
and all those things are veils.
When men pass out of this world and behold that King without those veils,
then they will realize that all these things were veils and coverings,
their quest being in reality that One Thing.
All difficulties will then be resolved,
and they will hear in their hearts
the answer to all questions and all problems,
and every thing will be seen face to face.12

Rumi suggested God created these veils because if God's beauty were displayed without veils, we would not be able to endure and enjoy it just as the sun lights up the world and warms us. The sun enables trees and orchards to become fruitful, and its energy makes fruit that is unripe, bitter, and sour become mature and sweet. Yet if the sun came too near, it would not bestow benefits but destroy the whole world.

Rumi compared this world to the dream of a sleeper. It seems real while it is happening; but when one awakes, one does not benefit from the material things one had while asleep. The present then depends on what one requested while asleep. God teaches in every way. A thief hanged on the gallows is an object lesson as is the person whom the king gives a robe of honor; but you should consider the difference between those two preachers. Even suffering is a divine grace, and hell becomes a place of worship as souls turn back to God just as being in prison or suffering pain often urges one to pray for relief. Yet after people are released or healed, they often forget to seek God. Believers, however, do not need to suffer, because even in ease they are mindful that suffering is constantly present. An intelligent child that has been punished does not forget the punishment; but the stupid child forgets it and is punished again. The wickedness and vice of humans can be great, because they are what veil the better element, which is also great. These veils cannot be removed without great striving, and Rumi recommended that the best method is to mingle with friends who have turned their backs to the world and their faces to God.

Sa'di's Rose Garden and Orchard
Sa'di took his pen name from the family name of two princes he served and to whom he dedicated his two best-known works, The Orchard (Bustan) and The Rose Garden (Gulistan). He was born at Shiraz in Persia about 1213 and died in 1292. He was educated at the Nizamiya college in Baghdad. He apparently traveled widely from India and Central Asia to Egypt and North Africa. He was captured by the Franks and made to dig ditches for the fortress at Tripoli. According to his writing Sa'di was ransomed by a Muslim merchant from Aleppo but was obliged to marry his daughter; later he divorced her. In the Bustan Sa'di wrote that he once killed a Hindu priest in a temple after he was caught discovering the mechanism for the idol's miraculous movements. He spent his later years in his native Shiraz. His famous Gulistan was published during the summer of 1258 only a few months after the destruction of Baghdad by the Mongols.

In the prolog of The Rose Garden Sa'di praised the atabeg Abu Bakr ibn Sa'd ibn Zangi for bringing peace to a country that had been entangled by men shedding blood like wolves or sharp-clawed tigers. He noted that humans may do this, because within they have a good disposition like angels. The poet also praised the wisdom of the Creator for causing a servant to make the general welfare a duty. Those who live a good life will find eternal happiness. Sa'di organized his Garden of stories, poetry, and moral maxims into eight chapters.

The first and longest chapter in The Rose Garden is "The Manners of Kings." In the first story when a king condemned a man to be executed, the prisoner vented his anger in a foreign language; but the vizier told the king he was praying for forgiveness, and the king pardoned him. Then the vizier's adversary said that the man had insulted the king, who became displeased, saying that the lie of compassion was more acceptable to him than the truth motivated by malice. Sa'di wrote that whoever does not have sympathy for the troubles of others is not worthy of being called human. He noted that those with a clear conscience have nothing to fear. "Straightness is the means of acceptance with God. I saw no one lost on the straight road."13 Sa'di warned tyrants that they do not remain long in the world but suffer a curse forever. He realized that a few may have the physical strength or power of position in the government to plunder the people; but though a hard bone may pass down the throat, it will tear the stomach.

Sa'di's second chapter, "The Morals of Dervishes," exposes religious hypocrisy and explores real piety. He warned that whoever enumerates the faults of another to you will probably carry your faults to others. A king meets a holy man and asks if he remembers him so that he can get presents; he replies that he does whenever he forgets God. Sa'di recommended helping the distressed when one is prosperous, because comforting the poor averts evil from yourself. If you do not give something to a beggar, an oppressor may take it by force. Sa'di summed up the true qualities of a dervish this way:

The way of dervishes is praying, gratitude,
service, obedience, alms-giving, contentment,
professing the unity of God, trust, submission, and patience.
Whoever possesses these qualities is really a dervish,
although he may wear an elegant robe.14

The luxurious, sensual, and lazy who eat anything and speak whatever comes into their heads are profligates even if they wear the garb of a dervish.

The third chapter of The Rose Garden is on the value of contentment. Sa'di lamented the degradation of begging and believed that poverty is better than diminishing one's honor. The shortest chapter is on the advantages of silence. Those looking with enmity see virtue as a fault; Sa'di suggested that his rose is a thorn to his enemies. Two wise people do not quarrel nor does a scholar fight with someone contemptible. If an ignorant person is rude and speaks harshly, an intelligent person tenderly reconciles the heart. In his stories on love and youth Sa'di found both women and young men attractive. In the sixth chapter on weakness and old age he advised learning patience. Sa'di recalled how he shouted at his mother when he was young. As she sat weeping in a corner, she asked him if he had forgotten his infancy that he is so harsh to her.

In the seventh chapter on the effects of education a sage advises boys to learn a trade, because one cannot rely on property and riches; gold and silver may be stolen by a thief, or one may spend them slowly. Yet a profession is a living fountain of permanent wealth. Sa'di believed that the severity of a teacher is better than the love of a father, and he warned against teachers who let children run wild. He found virility in being liberal and friendly, not in the physical figure. Rather than gaining the whole world, he suggested gaining the heart of one person if you can.

Sa'di debated poverty and wealth with a quarreling man who dressed as a dervish but did not act like one. The man said that the liberal have no money and the wealthy no liberality. Sa'di argued that the wealthy can be liberal, because they have the ability to perform religious duties and the money to give to the poor. Their garments are clean, their reputations protected, and their hearts at leisure. Yet those who are hungry have little strength to give. Those preoccupied with subsistence do not have time for the happiness of piety. The destitute and bitter may engage desperately in wicked adventures regardless of the consequences; those not fearing punishment do not discriminate between right and wrong. The hungry steal bread, and poverty may drive a modest woman into profligacy. The other man argued that the wealthy are arrogant, greedy, and stingy; they look with contempt on the poor and scholars. They took their dispute to a judge, who noted that among the wealthy are the grateful and the impious and that some dervishes are tolerant and some are impatient. The greatest of the rich sympathize with the dervishes, and the best of the dervishes do not look to the rich but trust in God.

The seventh and final chapter of Sa'di's Rose Garden consists of maxims and admonitions. He began by suggesting that property is for comfort in life, not for accumulating wealth. If you want to profit by riches, be liberal to humanity as God has been liberal to you. Two means of useless trouble and striving without profit are to accumulate property without enjoying it and to learn without practicing what one has learned. He admonished us not to inflict every injury on an enemy, because one day that person may become a friend. If you reveal a secret to a friend, that friend has friends too; no one can keep your secret better than you. If an affair can be arranged with money, one should not endanger life. Excessive anger results in alienation, and untimely kindness may destroy authority; do not be so harsh as to disgust people nor embolden them by being too mild. Whoever gives advice to the self-willed is in need of advice. The wise have said that being content with poverty is better than being wealthy without abundance. Whoever does no good when one is able will be distressed when one is unable. No one is more unlucky than the one who oppresses people, because in the time of calamity the oppressor has no friend. "Whoever does not listen to advice will have occasion to hear reproof."15 To be kind to sharp-toothed tigers is to be cruel toward sheep. Sa'di warned against capital punishment.

It is quite easy to deprive a man of life.
When he is slain, he cannot be resuscitated again.
It is a condition of wisdom in the archer to be patient
Because when the arrow leaves the bow, it returns no more.16

Do not be surprised when a wise person ceases to speak in the company of vile persons since the harp cannot overcome the noise of a drum, and the perfume of ambergris is overwhelmed by the stench of rotten garlic. "Intellect may become captive to lust like a weak man in the hands of an artful woman."17 A liberal who eats and gives is better than a devotee who fasts and hoards. Whoever renounces appetites to get approval from people has fallen from licit into illicit appetites. When al-Ghazali was asked how he attained knowledge, he answered that it was by not being ashamed to ask about what he did not know. Whoever becomes noted for lying will not be believed even when telling the truth. Be advised by the misfortunes of others so that others will not be advised by yours. A beggar who comes to a good end is better than a king who comes to a bad end. Whoever has no mercy upon inferiors will suffer from the tyranny of superiors. A dervish prayed that God have mercy on the wicked, because God has already had mercy on the good by making them good. One may freely warn kings if one neither fears to lose one's life nor hopes for money. Finally Sa'di thanked God for allowing him to complete his book before his life ended.

In the exordium to his Orchard Sa'di praised God, the messenger Muhammad, and the two kings who patronized him. The ten chapters of The Orchard he described as ten doors of edification. The first gateway is on justice, management, and good judgment and begins with the advice of Nushirwan to Hurmuz that he should be the guardian of the poor, for the emperor holds his crown by virtue of the people. He must take care to treat both merchants and envoys fairly. He advised giving trust to those who fear God's justice, not to those who fear only him. "Be generous, good-natured, and forgiving: as God to you, so be you to your servants!"18 The ruler should beware of hearing an interested party's words, or he may be sorry for acting on them. Subjects should be husbanded like a tree so that friends may eat the fruit with contented hearts. A peasant advises a tyrant to reform and warns that praise gives no aid, while blame helps a ruler understand his character. In another tale a slave girl refuses to please the caliph Ma'mun because of his bad breath. The sovereign was able to correct his problem and concluded:

To tell one lost he's going well
Is utter injustice and mighty maltreatment;
Whenever none tells you frankly your faults,
In ignorance you take your faults for virtues!19

A prudent man chides a tyrant that until good management is achieved conciliating an enemy is better than conflict. Yet one may confront him if he seeks malice since kindness toward the malicious is an error. When an enemy asks for quarter, practice generosity; forgive, but beware of guile. Sa'di commended the counsel of wise elders and warned that forceful youths can overthrow foundations; yet he also cautioned against crafty elders, who can lead astray the impetuous youths.

In the chapter on beneficence Sa'di emphasized knowledge, liberality, and fear of God. The great bring good to those in need, fearing they may come to need others. Help those whose hearts are wounded, for you may be wounded in heart too. Sa'di cited Suhrawardi's counsels to look not hardly on the masses and not have self-regard for oneself. Shibli advises forgiveness, for people may be caught by kindness. Generosity, grace, and liberality can end the vileness of an enemy. Do no ill, because good fruit will not grow from evil seeds. A king is kind to a man who reviles him. Sa'di made an exception for tyrants, for mercy to such is injustice to a world. Mercy to the robber strikes at the caravan. He believed that violence to the violent is justice and fair play.

The third chapter of The Orchard is on love, intoxication, and delirium. Saints do not desire anything of God but God. To achieve union one must strip away the attachments to renown and power. In the chapter on humility Sa'di suggested,

With mildness one may turn an enemy to a friend.
But treat a friend roughly and of him an enemy you'll make;
None like an anvil looks hard-faced
Unless he's borne upon his head the hammer of correction;
Be not severe in talking to a prince:
But should you see him to be hard, then softly go to work!
In manner, with everyone you see, practice accommodation,
Whether they be subordinate or those who hold their heads aloft:
For gently the latter may retract their stiff-necked stance
At pleasant speech, the former bow their heads.
With sweetness of tongue one may bear off the ball,
Whereas the man sharp-mannered continually bears off bitterness;
Learn to be sweet of tongue from Sa'di,
And tell the sour-faced man to go and die in bitterness!20

A wise person refuses to fight with a quarrelsome drunkard; the virtuous person suffers brutality but still shows kindness. Forbearance at first may seem like poison, but when grown in the nature it turns to honey. Those of heart will bear the burden of the impudent. Bahlul suggests passing by a quarrel-seeking gnostic, for if the pretender knew the Friend, he would not engage in fighting. Junaid says that people of the way do not think themselves better than dogs, and in this they surpass the angels. A sage advises one to correct the faults pointed out by an enemy, and he considers lighting up his deficiencies as speaking well of him.

Acceptance is the theme of the fifth chapter; it is a human shield, because destiny's arrows cannot be turned aside. The sixth chapter suggests that contentment is what makes one truly wealthy. Why should one go before a prince when by putting aside desire, you are a prince yourself?

In the seventh chapter Sa'di wrote of the propriety that comes from the good management of character. Why be caught in conflict with strangers when you must first learn how the soul must conquer the lower self, the enemy that shares your house? The manly chastise themselves like a child. When you cannot even get the better of yourself, the political state of your bodily existence is full of good and bad. You are the ruler and can be the prudent minister by controlling the pride of passion and desire. Fancy and lust can be robbers and muggers too. If the ruler coddles the evil, what price in comfort must the prudent pay? If greed, hatred, and envy are nurtured, their heads will turn from purpose; but when intelligence is sharpened, burglars, rabble, and the meaner sort will not frequent areas that are watched. Sa'di warned against loose and excessive talking, recommending wise reticence. If you speak abusively, you will not hear blessings, because you only reap what you yourself have sown. A dervish advises that three kinds of people can be disparaged correctly. The first is a ruler who approves what is blameworthy, because this can cause great harm. Second are shameless persons who even rend the veil around themselves. Third, crooked people who are devious should have their evil deeds exposed.

The last three chapters of The Orchard are on gratitude, repentance, and close communion. Sa'di thanked the Friend for every gift and suggested that disappointment comes from pride. He advised people to repent while they still draw breath, to advance toward the door of reconciliation while it is still open. His book concludes with the plea of a drunkard to God for pardon.

Notes
1. Al-Ghazali, Deliverance from Error 3:4 tr. Watt, W. Montgomery in The Faith and Practice of al-Ghazali, p. 56
2. Maimonides, Moses, The Guide for the Perplexed tr. M. Friedlander, 3:8, p. 262.
3. Ibid., 3:12, p. 268.
4. Ibid., 3:31, p. 322.
5. 'Attar, The Conference of the Birds 18 tr. Garcin de Tassy and C. S. Nott, p. 50.
6. Ibid., 23, p. 60.
7. Ibid., 26, p. 68.
8. Rumi, Masnavi 1:5 in Teachings of Rumi tr. E. H. Whinfield, p. 18.
9. The Mathnawi of Jalalu'ddin Rumi Volume 2 tr. Reynold A. Nicholson, p. 3.
10. Rumi, Masnavi 3:17 in Teachings of Rumi tr. E. H. Whinfield, p. 159.
11. Ibid., 4:2, p. 186.
12. Rumi, Discourses 9 tr. A. J. Arberry, p. 46.
13. Sa'di, The Gulistan 1:16 tr. Edward Rehatsek, p. 82.
14. Ibid., 2:47, p. 136-137.
15. Ibid., Chapter 7, Maxim 30, p. 239.
16. Ibid., Admonition 18, p. 240.
17. Ibid., Maxim 39, p. 242.
18. Sa'di, The Bustan 294 tr. G. M. Wickens, p. 20.
19. Ibid., 945-946, p. 57.
20. Ibid., 2231-2237, p. 132-133.


Copyright © 2001-2004 by Sanderson Beck
This chapter has been published in the book Middle East & Africa to 1875.
For ordering information, please click here.

Introduction
Ethics
Prehistoric Cultures
Sumer, Babylon, and Hittites
Egypt
Israel
Assyrian, Babylonian, and Persian Empires
Muhammad and Islamic Conquest
Abbasid, Buyid, and Seljuk Empires 750-1095
Islamic Culture 1095-1300
Ottoman and Persian Empires 1300-1730
Ottoman and Persian Empires 1730-1875
Africa to 1500
Africa and Slavery 1500-1800
Africa and Europeans 1800-1875
Summary and Evaluation
Bibliography
ETHICS OF CIVILIZATION Index
Chronological Index
BECK index
级别: 管理员
只看该作者 34 发表于: 2009-03-13
BECK index
Ottoman and Persian Empires 1300-1730
Ottoman Empire to 1451
Ottoman Empire 1451-1520
Ottoman Empire Under Sulayman
Ottoman Empire 1566-1617
Ottoman Empire 1617-1730
Persia in the 14th Century
Timur and the Timurids
Safavid Persian Empire
This chapter has been published in the book Middle East & Africa to 1875.
For ordering information, please click here.

Ottoman Empire to 1451
The origins of the Ottomans are indicated by early tales of the Oghuz and Turks attributed to the soothsayer Dede Korkut. According to historian Rashid al-Din (d. 1318), Dede Korkut went on an embassy for Oghuz khan Inal Syr Yavkuy to the prophet Muhammad and was converted to Islam but lived to be 295 years old. The Oghuz migrated west from the Altai mountains and Lake Baikal to the Caspian Sea region. They became Muslims and helped the Seljuq family conquer Persia and Anatolia in the eleventh and twelfth centuries. The army of the early Ottoman dynasty was mostly Oghuz. The Book of Dede Korkut was finalized about 1400 but describes the primitive life of the early warriors in heroic terms. The Oghuz warriors prided themselves on telling the truth, courage in battle, and family loyalty. They were devoted to the one God of their Muslim religion and had no qualms about "cutting off heads" and taking booty from infidels. Even a princess could fight in battle or wrestle a prospective husband. The wisdom of Dede Korkut noted, "When a man has wealth as massive as the black mountain, he piles it up and gathers it in and seeks more, but he can eat no more than his portion."2

The most important Oghuz relationship was between father and son. In the story of Dirse Khan's son Boghach, forty jealous warriors slander Boghach, causing the father to shoot his son with an arrow for supposed immorality. The boy is nursed back to health by his mother and is reunited with his father. In these tales the just win their rewards, but the unjust are disgraced. The heroes often win phenomenal victories over the unbelievers or monsters, sometimes for the love of a princess. An Oghuz warrior tells the son of Ushun Koja that every noble has to win his place with his sword and bread, asking him, "Have you cut off heads and spilled blood? Have you fed the hungry and clothed the naked?"3 Young Egrek replies that if this is a clever thing to do, he would like to go on a raid. Egrek is captured by six hundred infidels, but he is rescued by his brother Segrek and is brought home to his family.


Ahmad ibn Taymiyya (1263-1328) was a religious critic in Syria and Egypt. He was arrested at various places for his decrees and writings, and he spent the last two years of his life in prison at Damascus. In his Book on Religious Law he argued that Islam is superior to Judaism and Christianity, because the religious duty of commanding right and forbidding wrong is made effective by the power and authority of a leader (imam). Yet the ruler is morally and legally obligated to consult with others, and even the executive is subordinate to Islamic law.

The founder of the Ottoman dynasty was Osman Ghazi (r. 1299-1326), son of Ertoghrul, whose band of warriors converted to Islam and grew from four hundred to four thousand. Ghazi implies a holy warrior for Islam, and Osman's army managed to defeat a Byzantine force of 2,000 men at Baphaeon in 1301. After a nine-year siege, Brusa (Bursa) was conquered the year Osman died. He was succeeded by his son Orkhan (r. 1326-60), who was chosen by Osman for his military ability over his scholarly older brother Ala-ed-Din. Traveler Ibn Battuta called Orkhan the greatest of the Turkman kings, noting that his wealth included a hundred fortresses. Orkhan defeated the Byzantine army of Andronicus III at Pelekanon in 1329 and took over Nicaea two years later. Raiding in the Aegean Sea by a Turkish navy led by Umur Bey caused the Christian nations to begin planning a crusade in 1332. Nicomedia fell to the Turks in 1337.

The Ottomans tolerated Christians, but only Muslims were obligated to serve in the military and thus could have tenure over tax-free land. While Orkhan led the military conquests, Ala-ed-Din organized the Ottoman government in a civilized way. The Ottomans drove out the Greek and Latin landlords that had oppressed the peasants, who found their taxes were lower when the Turkish sultan "owned" their lands. Bordering lands could be held by Christians if they became vassals of the sultan and paid tribute; but the Turks outlawed using the forced labor of peasants by feudal lords or monasteries. The Ottomans encouraged immigration, and many nomad Turks settled in Europe. The motive of holy war (ghaza) continually expanded their empire into Christian lands; but they needed a legal decree (fatwa) from an Islamic cleric ('ulama) to justify attacking other Muslims.

Orkhan gave John Cantacuzenus military aid and married his daughter Theodora in 1346. About 6,000 Turkish troops had crossed over into Europe the previous year and ravaged Thrace, besieging Constantinople and enabling Cantacuzenus to return there in 1347. Three years later the Ottoman cavalry helped Cantacuzenus dislodge Serbian Dushan from Salonika; but the Turks did not stay in Europe, returning to Asia Minor with their booty. In 1352 the Ottomans granted their first commercial capitulation to Genoa. The next year Orkhan's son Sulayman Pasha led an Ottoman force that captured the fortress of Tzympe near Gallipoli, which was occupied by the Turks after a devastating earthquake in 1354. The Ottomans made an alliance with the Genoese that year and also took over Ankara. Sulayman Pasha extended their conquests west and cut off Constantinople from Adrianople; but he died in a horse accident. When Theodora's son Khalil was captured by pirates in 1357, his father Orkhan ordered John V to besiege Phocaea. However, John could not persuade his Byzantine navy to maintain the siege, and in 1359 he made a treaty with Orkhan acknowledging his holdings in Thrace.

Orkhan's son Murad I (r. 1361-89) and the Turks spread terror by taking Demotika and massacring the garrison at Chorlu. Adrianople submitted and replaced Bursa as the Ottoman capital Edirne. The Turks defeated the Serbians and Hungarians at the Maritza River in 1364. Two years later Amadeo of Savoy answered a papal crusade and regained Gallipoli before sailing into the Black Sea to attack Bulgarian Christians. He also fought Greeks who would not submit to the Roman Church. However, Sultan Murad accepted thousands of Christian troops into his army and exempted them from taxation on the imperial lands allotted to them. The Turks enslaved those captured in war if they did not convert to Islam, and the Ottoman government received one-fifth of their value; many Greeks bought their freedom. Orkhan had begun the devshirme practice of training enslaved Christian boys to be Muslim soldiers called Janissaries; they were selected for their ability and were strictly disciplined to serve the sultan, not being allowed to marry, own property, or do other work. Christians criticized this system of military slavery.

By 1369 the Ottomans had taken over the Maritza valley and most of southern Bulgaria, making Shishman a vassal. The Serbian army was defeated again at the Maritza in 1371, and the Turks conquered eastern Macedonia, colonizing Drama and Serres and converting their churches into mosques. Murad was the sultan who had his son Sauci blinded and ordered the same done to the Greek rebels. In the 1380s the Ottoman empire extended into Serbia by taking several major cities; resistance in Anatolia was crushed at Konya in 1387; and they completed the conquest of Bulgaria in 1388. However, Murad was assassinated prior to the Turks' climactic victory over the Serbians at Kosovo in 1389.

Murad's son Bayezid I (r. 1389-1402) was called the Thunderbolt and began his reign by having his brother Yaqub strangled with a bowstring so that the popular commander would not challenge his rule. After killing many Serbian nobles at Kosovo, Bayezid made an alliance with Prince Lazar's son Stephen Bulcovitz, who paid tribute from Serbian silver mines and provided Serbian troops for the Ottoman army, sharing in the booty. In 1390 Bayezid got the Byzantines to help his army defeat the Karamanids and the last Greek city in Asia Minor, Philadelphia. After invading Bulgaria and blockading Constantinople, Bayezid was the first Turk to cross the Danube and raid Hungary, supporting Wallachians who wanted to revolt from Hungarian rule. King Sigismund reacted by invading Bulgaria and capturing Nicopolis, though he was soon driven from there by the Ottoman army. Not trusting his vassal Shishman, Sultan Bayezid had him executed and annexed Bulgaria to his Ottoman empire. Bayezid besieged Constantinople, and Emperor Manuel II had to accept a Muslim quarter in his capital under an Islamic tribunal; 6,000 Ottoman troops were garrisoned at Galata. The Turks then conquered Thessalonica and raided Morea. Hungarian king Sigismund's crusade of 1396 was defeated at Nicopolis after the French led a foolish advance; ten thousand were killed as Bayezid had many prisoners beheaded.

Timur the Lame (Tamerlane) was born in 1336 south of Samarqand in Transoxiana and became the leader of the Jagatai tribes, becoming sovereign at Balkh in 1369. Timur was a brilliant strategist and a ruthless warrior. In the next thirty years he led his mobile army in numerous conquests, including over the Golden Horde of Mongols who had been ruling in Russia. He conquered Persia before 1386, and his army of perhaps 800,000 men gained the attention of Bayezid in Anatolia by executing captured Ottomans at Erzinjan. In 1395 while Bayezid was in the Balkans, Timur's forces captured the city of Siwas and massacred 120,000 captives. He then defeated the Egyptian army and had the people of Aleppo slaughtered. In 1398 he crossed the Indus River, and his army sacked Delhi.

The restless Timur quickly returned to his capital at Samarqand and destroyed the rest of the Egyptian army at Damascus. Only a plague of locusts prevented Timur from conquering Jerusalem and Egypt. He conquered "impregnable" Baghdad in 1401; after sparing the lives of imams, scholars, and children, Timur ordered his 90,000 soldiers each to bring a decapitated head as the rest of the inhabitants were slaughtered. He sent messages to his fellow Muslim Bayezid about his encroachments on the western part of his empire; but Bayezid's haughty replies led in 1402 to the battle at Ankara. Bayezid was criticized for his licentiousness that set a bad example and for not paying his soldiers. After the Tatars in the Ottoman army went over to Timur's side, Bayezid was defeated and captured. Timur humiliated the former sultan by keeping him in an iron cage and making Bayezid's wife serve them naked until Bayezid died the next year, probably by suicide. Also in 1402 Timur drove the Knights of Rhodes out of Smyrna. He let his son and grandson rule Samarqand and died on his way to China in 1405.

Bayezid's son Musa was also captured in the battle of Ankara; but his other three sons escaped and began a civil war that lasted a decade. In 1405 Sulayman attacked and killed his brother 'Isa. The next year Musa attacked the combined force of Sulayman and the Byzantine emperor Manuel II in Thrace; but when Musa's Serbians and Bulgarians deserted, Sulayman occupied Edirne. Sulayman married a granddaughter of Manuel but lost the Janissaries because of his drinking and debauchery. In 1409 Musa used Turks and Wallachians to attack Sulayman, who fled and was later killed when he was found sleeping off a binge. Another brother Mehmed was ruling Bursa and was allied with Emperor Manuel. After the Janissaries deserted him, Musa's army was defeated; he was captured, and Mehmed ordered him bowstrung. The youngest brother Qasim was a hostage of Manuel.

Mehmed I (r. 1413-21) was called the Gentleman, and he made peace with envoys from Venice, Serbia, Bulgaria, and Wallachia. In 1416 he allowed the Knights of Rhodes to build a castle in Lycia for those fleeing from Muslims. That year he went to war with Venice, because their ships were plundering Turkish coasts; but the Turks were badly defeated as 27 of their vessels were captured. Mehmed had several forts erected along the Danube and brought Ottoman organization to that conquered region. When he tried to do the same for the Serbs, Hungarian king Sigismund attacked and defeated the Turks between Nish and Nicopolis in 1419. Young Mehmed had a fit and died when he fell from his horse at Edirne. He was succeeded by his son Murad.

Murad II (r. 1421-51) began his reign by besieging Constantinople in 1422; but he had to abandon this to quell a challenge to his throne by Mustafa, who had captured Gallipoli. After defeating Mustafa, Murad made a treaty with Byzantine emperor John VIII in 1423 and resided at Edirne (Adrianople). The Turks fought the Venetians for the next seven years over Salonika (Thessalonica), which was captured in 1430 as the Turks sold 7,000 of its inhabitants into slavery; a treaty allowed Venice trading rights in the Ottoman empire. Murad had signed a truce with Hungary in 1428, and the princes of Wallachia, Serbia, and Bosnia swore allegiance to the Sultan.

Hungarian king Sigismund died in 1437, and the next year Murad invaded Transylvania, capturing Semendria and driving out its despot George Brankovich. Serbia was annexed to the Ottoman empire in 1439, but Murad's siege of Belgrade failed. Further Turkish raids into Transylvania were defeated by John Hunyadi, who captured Nish and Sofia. After stopping this army, Murad agreed on a treaty with Hungary's Vladislav and Serbia's George Brankovich in June 1444; but Hunyadi refused to sign. Murad gained a fatwa from an Egyptian 'ulama in order to subdue Karaman for having collaborated with Christians. After accomplishing that, he retired and let young Mehmed II rule.

Cardinal legate Julian Cesarini declared that an oath made to an infidel was not binding, and a crusade was organized against the advice of Hunyadi. The Janissaries at Edirne revolted and gained a raise in pay. Murad's son Mehmed II was only twelve years old and ordered his father to lead the army. About 20,000 Christians met some 60,000 Turks at Varna in November 1444 and were defeated. Vladislav was killed, but Hunyadi escaped. Albanians led by Alexander Bey (Scanderbeg) fought the Turks, and Pope Nicholas V urged the Hungarians and Poles to battle the Muslims also. Hunyadi was appointed to lead an army of 24,000 but did not wait for Scanderbeg and was defeated at Kosovo in 1448 by a large army as 40,000 Turks were killed. Scanderbeg managed to defeat the Turkish army several times, defended Kroja, and fought on for two decades.

Ottoman Empire 1451-1520
After Murad II died, Mehmed II (r. 1451-81) had to choose between the advice of vizier Chandarli Kahlil Pasha, who warned him not to provoke the western Christians, and Zaganuz Pasha, who urged him to conquer Constantinople. Mehmed, who became known as the Conqueror, began his reign by having his infant brother Ahmad murdered, arguing that this was necessary for the peace and order of the world. After making a treaty with the Byzantine emperor, Mehmed went to quell a rebellion by the Karamanids. While preparing to besiege Constantinople, he made peace with Venice and Hunyadi. A fortress was built in 1452; a Turkish navy of 125 ships was built, and two large Venetian galleys were captured. The next spring a huge cannon manufactured at Edirne hurled projectiles weighing over a thousand pounds to blast the walls of the Byzantine capital. After six weeks the stockade was damaged enough for the Turks to invade the city and kill the last Byzantine emperor. Three days of pillaging ensued, but Mehmed ordered St. Sophia to be converted into a mosque. The last patriarch had fled to Italy in 1451, and Mehmed appointed the monk Gennadius, also known as the scholar George Scholarius, allowing the Christians to use the Church of the Holy Apostles. Orthodox Christians were encouraged to return to the city, now called Istanbul; within a generation the Jews also had their own millet (nation) in the Ottoman capital.

Mehmed II promulgated state laws that were enforced along with the Shari'a (Islamic law) by the local qadis (judges). He ordered a large market built in Istanbul and repaired roads, bridges, and aqueducts. Pious foundations (waqfs) were funded to provide social services in public buildings, mosques, trading facilities, lodgings for travelers, baths, schools, and hospitals. The Sultan collected large revenues by allowing private individuals to have provincial monopolies on such items as salt, soap, and candle-wax. In 1454 Mehmed granted Venice freedom of trade, and their customs duty was fixed at two percent; this was raised to four percent in 1460. Genoese colonies on the Black Sea were forced to pay tribute as the Turks occupied them; the tribal leaders cooperated, because the Turks protected them from the Genoese and the Golden Horde of Mongols in the north.

Mehmed the Conqueror was intent on eliminating any threatening king and began by subduing Serbia; but in 1456 his army of 100,000 was not able to conquer the Hungarians aided by Hunyadi and the crusading monk Capistrano at Belgrade. Serbian despot George Brankovich died in 1458, and the next year Serbia was annexed by the Ottoman empire. Moldavia also paid tribute. Mehmed tried to subjugate Morea in 1458 and returned two years later. During his second campaign the Paleologus prince Demetrius fled and then surrendered the city of Mistra. The other prince Thomas tried to resist by appealing to Venice but then also fled. Venice held onto some cities, but the Turks took over Athens. Trebizond on the Black Sea was conquered by 1461, and many captives were sold into slavery or raised as Janissaries. The remaining males of the Comnene family were massacred.

Hunyadi's son Matthias Corvinus had succeeded Ladislas V as king of Hungary in 1458, and he made an alliance with the cruel Vlad Dracul of Wallachia in 1461. Vlad was called the Impaler for torturing to death 25,000 prisoners in that manner. His forces won some surprise victories against the Ottomans but were eventually defeated and sold into slavery. Sultan Mehmed II invaded Bosnia in 1463 after King Stjepan Tomashevich was crowned by Pope Pius II and withheld tribute. Mehmed saw to it personally that Stjepan was beheaded. Albania was invaded in 1466. The Sultan also intervened on the side of Shahsuwar in a conflict with his brother Budak over the throne of Albistan in 1467. Shahsuwar resisted pressure from Egypt's Mamluk Qait Bay but was captured and executed in 1472. Budak Beg then ruled Albistan as Qait Bay's vassal until Mehmed managed to establish Budak Beg's younger brother 'Ala ad-Daula in 1480.

When Greeks surrendered the castle at Argos to the Ottomans in 1463, Venice counter-attacked, launching a war with the Ottoman empire that would last until 1479. Venetians tried to assassinate Mehmed II fourteen times. By 1468 Mehmed had annexed the Anatolian territory of Karaman, but in 1471 Persian ruler Uzun Hasan invaded Anatolia and the next year joined the alliance with Venice, Cyprus, and the Knights of Rhodes, pillaging the city of Tokat. Mehmed gathered his Turkish army of perhaps a hundred thousand and defeated the Persian forces at Bashkent, causing Uzun Hasan to make peace. After having faced the Persian threat, the Crimea became a vassal state of the Ottomans in 1475. Mehmed turned west and approached Venice, besieging the castle at Scutari in 1474 and 1478. Venice finally surrendered Scutari, Croia, and the islands of Lemnos and Negroponte (Euboea) to the Ottomans for trading rights. Venice also agreed to pay 100,000 gold ducats and 10,000 a year, but the latter was canceled in 1482 by Bayezid II. In 1480 the Turks even crossed over to the heel of Italy as they attacked Otranto. They ruined the city of Rhodes but were unable to take it from its valiant knights. Bellini painted a portrait of Mehmed while he was ill before the sultan died in 1481.

Near the end of his reign Mehmed II relied on his vizier Karamani Mehmed Pasha, who was disliked for allowing the cavalry officers (sipahi) to use land transfers to gather taxes. When the Conqueror died, the Janissaries, allied with Ishak Pasha and Gedik Ahmed Pasha in their support of prince Bayezid, managed to keep Mehmed Pasha's envoys from reaching crown prince Jem so that Bayezid could arrive at Istanbul first to become sultan. Jem gathered Turkmen tribes in Karaman and proclaimed himself sultan at Bursa. After his forces were defeated by the Janissaries led by Gedik Ahmed Pasha at Yenishehir, he fled to Mamluk sultan Qait Bay in Egypt. Then Jem joined Karaman exile Kasim Beg, who had been at the court of Uzun Hasan's son Yaqub Beg (r. 1478-90) at Tabriz, for an attack on Konya; this time Jem fled to the Knights at Rhodes. The knights sent Jem to France, where his annual pension of 45,000 ducats was paid by Bayezid II to keep him there. In 1486 Jem was transferred to Pope Innocent VIII. Borgia Pope Alexander VI in 1495 sent Jem to crusading Charles VIII of France; this concerned Bayezid; but Jem died, perhaps of poison, before he arrived there.

Muslims and Christians fought on their borders by the Sava and Danube rivers from Bosnia to the Black Sea, and Hungarian governor Pal Kinizsi of Temesvar ravaged the province of Semendria. Sultan Bayezid II had the defenses strengthened on the river Morava and took over Herzegovina; but in 1483 Hungarian king Matthias Corvinus (r. 1458-90) made a truce with Bayezid that lasted until the Ottomans invaded in 1492. Bayezid agreed to another truce with Hungary in 1495 for three years. After Bayezid took the Kilia fortress on the Danube, Moldavian prince Stephen became the vassal of Poland's Casimir IV to repel the Ottoman invaders. Since Poland was occupied fighting the Tatars of the Volga, Stephen resumed paying tribute to the Sultan in 1487. Poland made three truces with Bayezid that lasted from 1489 to 1497. The Ottoman fleet was built up to enhance trade, and in 1492 many of the Jews expelled from Spain settled in Istanbul and other cities of the Ottoman empire. An Ottoman war with Venice began in 1499, and the Turkish navy took Lepanto, Modon, Coron, and Navarino in Greece; but they made peace with Venice in 1503. At the same time the Hungarians agreed to a seven-year truce that included other Christian states so that Bayezid would not have to worry about Europe.

War between Mamluk Egypt and the Ottoman empire broke out in 1485 when the Ottoman's Karaman governor Karagoz Pasha seized Adana and Tarsus in Cilicia. Qait Bay sent Mamluk forces that defeated and captured the Ottoman's Hersekoghlu Ahmed Pasha. In 1487 Bayezid II sent grand vizier Da'ud Pasha to occupy Cilicia; but when 'Ali Pasha was defeated the next year, 'Ala ad-Daula deserted to the Mamluks. So Bayezid tried to restore exiled Budak Beg in Albistan in 1489, but he was captured and taken to Egypt. The next year 'Ala ad-Daula and a Mamluk army besieged Kaysari. A truce was called in 1491, recognizing Egypt's sovereignty over Cilicia, but the revenues from Adana and Tarsus were to be sent to the Islamic sanctuaries in Mecca and Medina.

Prince Selim in Trebizond had been raiding the Safavids since 1505, and he gained the province Kaffa in the Crimea for his son Sulayman. Selim combined these forces with Tatar cavalry and crossed the Danube in 1511 with the intention of attacking Christians. His father Bayezid II reluctantly granted him the province Semendria. Fearing the combined armies of his brother Ahmed and 'Ali Pasha, Selim marched on the capital at Edirne (Adrianople) to dethrone his father. The Janissaries liked the warlike Selim but remained loyal to the Sultan and defeated Selim's Tatars in August 1511. Nonetheless the Janissaries at Istanbul refused to accept Ahmed as the next sultan, and so Ahmed took over Karaman without his father's permission and was reported to be seeking an alliance with Isma'il. Bayezid reacted by restoring Semendria to his son Selim. Bayezid's oldest son Korkud governed Tekke but traded it for Sarukhan so that he could be closer to Istanbul; but he was also rejected by the Janissaries. In April 1512 the Janissaries made Selim sultan, and retiring Bayezid died on his way to Demotika the next month. Machiavelli commented that Bayezid II had maintained the empire peacefully because of the conquests of Mehmed II; but he asserted that a peaceful approach by Selim would have ruined the Ottoman empire.

Learning that Ahmed's son 'Ala ad-Din had seized Bursa, Sultan Selim drove Ahmed's forces from there back to Amasya and then had his five nephews in Bursa killed. Korkud was captured in Tekke and was also eliminated. Ahmed was defeated in a battle at Yenishehir, captured, and killed. Selim still feared the Safavids in Anatolia and had 40,000 of them slain or imprisoned. In 1514 Albistan prince 'Ala ad-Daula declined to provide food for the Ottoman army, and his Turkmen attacked them. Selim forced the Persians to defend Tabriz, and at Chaldiran the Ottomans with superior guns defeated the Persian army in August 1514. Prisoners in Tabriz were massacred, but a thousand skilled artisans were sent to Istanbul. The silk trade was banned, and Selim sent the Persian silk merchants from Bursa to the Balkans. He also tried to stop the Mamluk slave trade of Circassians from the Caucasus. In 1515 Janissaries led by Sinan Pasha defeated and killed 'Ala ad-Daula and four of his sons, as the nephew Shahsuwar-oghlu 'Ali was made the Ottoman vassal over Albistan. Kurdish begs asked Selim for help against the Safavids and were led by Idris, who later became an Ottoman historian. After their victories, Idris wisely allowed the independent Kurds to have 24 governments under their own chieftains.

In Egypt Mamluk sultan Qansawh al-Ghawri had lost revenues to the Portuguese, and his increased taxes and raids by soldiers were resented. Selim sent him diplomats, but Qansawh reacted to the taking of Albistan by imprisoning them. The Egyptian sultan sent word to Selim to give back Albistan and warned him not to attack the Persians. Selim replied he would invade Syria instead, intimidating Qansawh into releasing the envoys from Aleppo. In August 1516 the Ottoman army defeated and killed Qansawh at Marj Dabik as the Mamluk army fled and found the gates of Aleppo closed against them. Syria became part of the Ottoman empire as Selim appointed governors for Aleppo, Tripoli, Damascus, and Jerusalem; he installed a strong garrison at Gaza. Selim sent an ambassador to Cairo offering to let Tumar Bay govern Egypt as his vassal, but Tumar Bay had already sent 10,000 men to reconquer Gaza. They were met by 5,000 Janissaries led by Sinan Pasha, and using superior fire-power they scattered the Mamluks. Selim joined Sinan Pasha, and together they conquered Cairo and hanged Tumar Bay in 1517. The former Mamluk governor Khayr Bey was named pasha of Egypt, and on the way home to Istanbul a rebellion in Anatolia was crushed by Selim's army. In 1520 Selim's son Sulayman inherited a vastly enlarged Ottoman empire.

Ottoman Empire Under Sulayman
In an era of powerful monarchs, Sulayman came to be known as the Magnificent. Born in 1495, Sulayman began his reign by giving the expected money to the Janissaries for making him sultan; but he also freed 600 Egyptian prisoners and compensated some merchants his father had wrongly punished. Senior officers accused of cruelty were tried, convicted, and executed. Sulayman first conquered the two places Mehmed the Conqueror had failed to take-Belgrade in 1521 and Rhodes the next year. After 145 days the surviving knights capitulated and were allowed to leave Rhodes, wandering for five years until they found a home on Malta. After Pasha Khayr Bey died in Egypt in 1522, his successor Pasha Ahmed rebelled with Mamluk begs and Arab chieftains against the Janissaries to make himself independent. After this revolt was suppressed by the Ottoman forces, grand vizier Ibrahim implemented extensive administrative reforms by 1525 that established Ottoman government in Egypt that would last nearly three centuries.

After three years without a war the bored Janissaries mutinied by plundering customs, the Jewish quarter in Istanbul, and the houses of officers. Sulayman was threatened; but the rebellion was suppressed; the leaders were executed, and others lost their positions. Most of the Janissaries were appeased with gifts of money and a new military campaign. Sulayman led his Ottoman forces against the Hungarians in 1526. King Louis of Hungary was defeated on the battlefield at Mohacs and died while escaping with a head wound; 24,000 Hungarians were killed, and Sultan Sulayman ordered the 2,000 prisoners executed. Mohacs was burned, and the Akinjis ravaged the countryside. After stealing the treasures and library from Buda, the entire city was burned down except for the palace occupied by the Sultan. A bridge was constructed with boats, and the Turks also ignited the city of Pest. Hungarian nobles elected John Zapolya as their new king, and he was recognized by Sulayman. However, Germans supported Bohemian king Ferdinand, resulting in a civil war. His envoys went to Istanbul but were imprisoned there. Meanwhile Turkmen had revolted in Cilicia and were not subdued by grand vizier Ibrahim Pasha until 1528.

Ferdinand was allied with Emperor Charles V. Delayed by rains and floods, Sulayman's Ottoman army had to abandon the siege of Vienna in October 1529; about 40,000 Turks and 20,000 Christians were killed in the useless war. Sulayman led a campaign against the imperial forces in 1532 but encountered stubborn resistance by the town of Guns. The Akinjis and the Tatar allies plundered Styria in Austria as Sulayman retreated back to Belgrade. Ferdinand sent an envoy and was granted a truce in 1533.

Meanwhile Persian shah Tahmasp (r. 1524-76) was fighting off rivalries with his own brothers and Turkmen emirs. In Kurdistan the khan of Bitlis was fighting for the Shah, and the Persian governor of Baghdad was murdered before Ottoman aid could reach him. Grand vizier Ibrahim forced Shah Tahmasp to retreat, and Sulayman arrived at Tabriz in 1534, entering Baghdad amid snow in November. Thus Iraq was conquered, and the new province of Erzerum was added to the Ottoman empire. In Persia the Ottoman treasurer Chelebi hated Vizier Ibrahim and was accused by him of embezzlement. Before he was executed, Chelebi wrote a letter to Sulayman charging Ibrahim with treason for calling himself sultan. Ibrahim, a Christian, was suspected of disrespecting the Qur'an, plotting with the French, and was resented for his enormous wealth. In 1536 Sulayman invited Ibrahim to dinner, and the vizier was found murdered the next morning. For six generations Ottoman sultans had had children by women in their harem without marrying; but a year after the Sultan's mother died, Roxelana persuaded Sulayman in 1534 to marry her and exile Mustafa's mother Gulbehar. After Ibrahim was removed, Roxelana had more influence than the succeeding viziers.
级别: 管理员
只看该作者 35 发表于: 2009-03-13
The Ottoman navy used galleys that were rowed by war captives in miserable conditions. The successful pirate Khayr al-Din was given command and captured Tunis in 1534. This city was attacked by Emperor Charles and his armada led by admiral Andrea Doria the next year and sacked, as drunken Spaniards and Germans murdered, raped, and looted. Khayr al-Din, known as Barbarossa for his red beard, fled and then dressed his men as Spaniards and under that flag plundered the Balearic Islands, taking 5,700 prisoners from Port Mahon in Minorca. In 1536 the Ottomans built two hundred ships in order to invade Italy, and Otranto was taken the next year; ten thousand Italians were sold in the slave markets of Istanbul. In 1537 Venetians joined a "holy league" with the imperial forces against the Turks, but the Ottoman navy defeated them enough at Corfu and in the Gulf of Arta to enable the Turks to dominate the Mediterranean for the next third of a century. They agreed on a truce in 1540, but Venice had to give up Morea and its Aegean islands. Meanwhile ghazi soldiers were fighting a jihad in Austria, and in 1538 Sulayman had occupied Suceava, the capital of Moldavia.

Sulayman was praised by imperial envoy Busbecq for his justice and for appointing men of ability and merit to government offices. In 1535 the grand vizier Ibrahim had made a treaty with the French that enabled them to trade freely with the Ottoman empire. Sulayman's empire included twenty different ethnic groups and 21 governments; most of it was in Muslim Asia, but he treated European Christians with some tolerance after conquering them. His law code was updated by Mullah Ibrahim of Aleppo from the traditional Islamic law. Christians came under the Code of the Rayas, and their tithes and capitation taxes were so moderate that some peasants fled Christian lords in Hungary to be under Ottoman rule. Punishments were modernized with fines replacing corporal punishment, mutilation and death in many cases, although efforts to enforce honesty still could mean severing a hand for false witness, forgery, or passing bad money. Interest rates were limited to 11%. Beasts of burden were to be treated kindly.

Sulayman was fabulously rich with an annual income of about twelve million ducats; his wars were paid for by booty (including selling many as slaves) and by tribute from Christian vassals. Later in his reign he began demanding gifts from officers he appointed to higher positions. Judges (qadis and muftis) were immune from taxation and confiscation of their property, making them a privileged elite. Eight colleges met at principal mosques, and schools studied grammar, syntax, logic, metaphysics, philology, metaphors, rhetoric, geometry, astronomy, and astrology. Higher education usually emphasized Islamic law.

In 1541 Emperor Charles V failed to take Algiers, and two years later Khayr al-Din ravaged Naples and Sicily. After their landing at Marseilles, the French let the Ottoman navy go to Toulon; but the Turks' raiding of French villages caused many to flee. In 1544 an epidemic killed many galley slaves, and the Turks captured French Christians to replace them. Francis I suggested they attack Nice, which was held by the Emperor's ally, the Duke of Savoy, whose castle was sacked. Khayr al-Din died in 1546. Finally in 1554 Francis ended this alliance by bribing the Turks with gifts. Turghut, who had been captured and spent four year years as a galley slave before being ransomed, eventually became Ottoman admiral and took Tripoli from the Knights of St. John in 1551; but they got their revenge when Turghut was killed in the failed siege of Malta in 1565.

John Zapolya, urged by Hungarian nationalist Martinuzzi, married Polish princess Isabella shortly before he died in 1540. Their one-year-old son Stephen was proclaimed king of Hungary, but the Ottomans still occupied his country. After Ferdinand tried to retake Pest, Sulayman in 1543 returned to Hungary and converted a Buda cathedral into a mosque. A treaty was eventually worked out in 1547 that included France, Venice, and Pope Paul III; Ferdinand agreed to pay the Sultan 30,000 ducats annually. This enabled Sulayman to invade Persia again to recapture Tabriz and take the city of Van the next year. In 1551 the monk Martinuzzi persuaded Isabella to give Transylvania to Ferdinand as part of Austria in exchange for land in Silesia. Sulayman reacted to this by imprisoning the Austrian envoy for two years, but Martinuzzi was made an archbishop and cardinal. The Sultan sent Mehmed Sokollu with an army that took over and garrisoned Lippa in Transylvania. Ferdinand besieged Lippa and had Martinuzzi murdered for plotting with the garrison. Turkish troops invaded and defeated Ferdinand again in 1552. The next year Sulayman left on his last Persian campaign that recaptured Erzerum and devastated Persian land across the Upper Euphrates. A truce led to a treaty of peace at Amasya in 1555.

Roxelana's daughter married the Bulgarian financier Rustem Pasha, who was made grand vizier in 1543. She also lobbied for her three sons Selim, Bayezid, and Jehangir; but Sulayman preferred Gulbehar's son Mustafa, who was governing Amasya in Asia. The aging sultan sent Mustafa to lead the third Persian invasion; but intrigues and suspicion of his ambition caused Sulayman to have his own son strangled with a bowstring. Mustafa had been popular with the Janissaries, but the Sultan pacified them by dismissing Rustem and giving them a half million ducats. However, his successor Ahmed Pasha was beheaded for treason within two years. Rustem was re-appointed and had 1,700 slaves at his death. After Roxelana died, the Janissaries preferred the more capable Bayezid to the alcoholic Selim; Jehangir had died. When Sulayman gave his two sons positions away from the capital, Bayezid refused to go. In the civil war the Sultan supported Selim, and Bayezid was defeated at Konya in 1559. The prince fled to the Persian court, where Shah Tahmasp was bribed with 400,000 gold coins to have him turned over for execution in 1561. Bayezid's five sons were also strangled with bowstrings.

The Turks besieged Malta in May 1565, and 700 Knights of St. John held out until Spaniards arrived in September and forced the Turks to depart. More than 20,000 Turks died fighting and from disease, while 7,000 Maltese and Spaniards lost their lives. The aged Sulayman left in a carriage before an army of 200,000 on his last campaign to Hungary. The target was Count Nicholas Zrinyi, who had murdered the favored Muhammad of Trikala at Siklos in 1552. They besieged the fortress at Szigetvar; but before the victory Sulayman died of a heart attack on September 6, 1566.

Ottoman Empire 1566-1617
Grand vizier Sokollu Mehmed Pasha concealed the Sultan's death, executed the doctor for secrecy, and had Sulayman's body embalmed and not buried until the battle was won and Selim II could take power in Istanbul. In his last years Sulayman had restricted alcohol and became more religious; but the first edict of Selim "the Sot" was to make wine easily available. For a while Sokollu managed the government. In 1568 he made a treaty with the Habsburg emperor and sent an Ottoman army to attack Astrakhan and to dig a canal between the Don and Volga rivers to unite the Ottoman Black Sea with the Caspian Sea. Astrakhan on the mouth of the Volga on the Caspian Sea had fallen to the Muscovites in 1554 and could not be taken, as the Crimean Tatar khan Devlet Ghiray (r. 1551-77) also opposed them; thus the canal project failed. A similar project at Suez was abandoned because of a revolt in Yemen.

The Ottoman navy tried to help the Moors against Spain in North Africa. Istanbul renewed its treaty with Venice in 1567, but then the mufti Abu'l Su'ud issued a fatwa decreeing that treaties could be broken to retake lands that had once been Muslim. A Portuguese Jew and financier, Joseph Nasi, persuaded Selim to attack Cyprus for its fine wine and gold ducats, and Sokollu's objections to taking on Venice were to no avail. Sokollu's rivals Lala Mustafa commanded the army and Piala Pasha the fleet. Nicosia was taken by 50,000 Ottomans in six weeks; but Farmagusta, the second fortress on Cyprus, held out for eleven months before surrendering. Mustafa accused Bragadino of torturing Ottoman prisoners and had him tortured to death. Pope Pius V formed another holy League with Spain and Venice in 1571 for the thirteenth crusade against the Ottoman Turks with two hundred galleys including six large galleasses. The Turkish fleet was even larger and sailed out of the Gulf of Lepanto only to be badly defeated by the Christians, who had superior artillery. About 230 Ottoman galleys were sunk or captured, while the Christian alliance lost only fifteen galleys and half as many men as the Turks. Selim reacted by ordering the Spaniards and Venetians in his empire executed; but Sokollu canceled that horrendous edict.

By 1572 a new Ottoman fleet of 250 ships with eight galleasses was built and deterred the Christians from trying to retake Cyprus. Venice made a treaty, ceding the island of Cyprus. Tunis had been taken along with Cyprus but was lost the next year to the navy of the Lepanto victor, John of Austria; but now Uluz 'Ali Pasha recaptured the La Goletta fortress, and Tunis became part of the Ottoman province that included Algiers and Tripoli. In 1578 Fez was captured from the Portuguese. In 1574 Moldavia led by Ivan Ivonia revolted with help from Polish grandees and Zaporozhian Cossacks; the Ottomans suppressed this with aid from the Crimean Tatars led by 'Adil Giray.

The drunk Selim II fell and cracked his skull, dying in 1574. He was succeeded by his son Murad III, who ordered his five brothers strangled. The vices of Murad were avarice and lust. He had so many concubines that the price of girls in the slave market at Istanbul doubled, and he sired more than a hundred children. He was influenced by the Venetian sultana Safiye Baffo, who also swayed her son Mehmed III. Ottoman diplomacy renewed treaties with Poland and the Habsburgs in 1577 so that they could turn toward Persia. Corruption increased as the favorite Shemsi Pasha sold offices in revenge for the Ottomans supplanting his ancestral Seljuq dynasty. He and Mustafa Pasha hated Sokollu and led a campaign against Persia by way of the Crimea in 1578. The Sultan was concerned that Sunni travelers were finding it difficult to make pilgrimages through Safavid Persia to Mecca and Medina. Sokollu warned the Sultan that the troops would get out of hand, and increased expenses could not be met, that the peasants would be oppressed, and even if Persia was conquered, they would not become subject to Sunni rule. Sunni 'ulama issued a fatwa declaring Shi'i enemies of the faith so that those captured could be sold as slaves.

Simon Luarssab became king of Georgia in 1558; but when he refused to conform to Shi'i policies of the Persian Safavids, he was imprisoned in 1569 and replaced by his brother Davud, who converted to the Shi'i faith. Simon became a Muslim and was released in 1576. After Georgia king Davud abandoned Tiflis (Tbilisi) to the Turks in 1578, it was garrisoned by Ottoman forces under Mustafa Pasha, gaining the Shah's income from silk, salt, rice, and petroleum. Ottoman convoys and reinforcements were often harassed by Safavids and their Georgian allies. Simon with released Georgian prisoners led their struggle against the Ottomans until he was captured in 1600.

Sokollu's enemies had him murdered in his council chamber in 1579. The poet Mustafa 'Ali (1541-1600) wrote Counsel for Sultans in 1581 to promote the Ottoman empire. He urged Murad III to rule for himself and warned against tyrannical viziers and the influence of women in the harem. He suggested that the learned 'ulama could help select better officials, and he approved of the patrimonial state as the economic provider. Osman Pasha led successful victories for the Ottomans against the Persians culminating in his victory by the Samur River in 1583 that conquered Daghistan and Shirvan. He had help from the Giray family, but the Tatars refused to give up their raiding to follow the Ottoman policy of protecting the lives and property of Muslims. The next summer Murad III rewarded Osman by making him grand vizier. In 1585 Osman died after capturing Tabriz, but in the next three years the Turks took over Azerbaijan. The Persians were vulnerable, because they lacked artillery. Operating as beglerbeg of Baghdad, Chigala-zade Sinan Pasha occupied the western Persian provinces of Luristan and Hamadhan. Three years after the Turkmen chiefs deposed Shah Khudabanda, the Persians made peace with the Ottomans in 1590 and ceded them much of Azerbaijan, Shirvan, Georgia, Derbend, and Kurdistan. That year Druze leader Fakhr al-Din II took control of Lebanon.

Border raids were threatening to break the 1568 treaty with Austria. In 1591 and 1592 Bosnian beglerbeg Hasan Pasha raided Croatia and besieged Sisak, which was lost when he was killed the next year after the Ottomans went to war with Austria. The Turks now learned that the Christians had developed better handguns and cannons. The Hungarian war (1593-1606) was aggravated by the 1594 revolt of Moldavia, Wallachia, and Transylvania. The Ottomans captured the fortress of Raab, but in 1595 they lost the bulwark of Gran. The Crimean Tatars made a treaty with Moscow in 1594, and led by Gazi Giray Khan, they helped the Ottomans in their war with Hungary.

Sultan Mehmed III (r. 1595-1603), after having his nineteen brothers strangled and six pregnant concubines drowned, tried to turn the tide by campaigning himself in 1596 as they took the Hungarian fortress of Erlau, killing thirty thousand Germans and Hungarians despite mass desertion by the sipahi officers. In 1598 the Christians retook Raab, but their siege of Buda failed. Many bloody battles were stalemates, though the Christians gained Pest in 1602. Transylvania, led by Stephen Bocskai, came back over to the Ottomans in 1605, enabling them to regain Gran and other strongholds. The treaty of 1606 recognized the independence of Transylvania, and Emperor Rudolf II gave the Sultan 200,000 gulden but then was regarded as an equal with no further tribute. In thirteen years of bloody war the Turks had only gained Erlau and Kanizsa. Ahmed (r. 1603-17) was only 13 years old when he became sultan and was the first who had not served as a provincial governor; but he allowed his only brother to live, because he was insane. Ahmed spent most of his short life in his harem and was influenced by his favorites.

The Janissaries could no longer be replaced by capturing Christians as children (devshirme). Since the reign of Murad III, they were allowed to marry; they often became artisans, and positions became hereditary. English merchants had been granted commercial privileges by the Ottomans in 1580 and supplied them with tin for bronze cannons as well as iron, steel, lead, copper, arquebuses, muskets, sword-blades, brimstone, saltpeter, and gunpowder. In exchange the Levant Company received silk, mohair, cotton, wood, carpets, drugs, spices, and indigo. The Ottomans banned the export of iron, lead, copper, and grain; but contraband trading was active. In 1583 British ambassador William Harborne (1583-88) negotiated a trade treaty with the Turks that reduced taxes on English goods to 3%. He and Edward Barton (1588-98) tried to persuade the Ottoman navy to attack Spain, and Barton accompanied Mehmed on the 1596 campaign that took Erlau.

The imperial wars caused much inflation in the Ottoman empire as gold and silver imports from the new world also raised prices. Their currency was debased in 1584 to pay soldiers, and the ratio of the akche to the ducat went from 60 to 200. Officials on fixed incomes turned to corruption and malpractice, and the Janissaries rebelled in 1589 when they were paid with debased coins. The sipahi (cavalry) mutinied three years later, because they were not fully paid. In 1596 thirty thousand sipahi refused to fight at Mezo-Keresztes in Hungary and lost their lands.

This mutiny so shocked the Bosnian Hasan Kafi al-Aqhshari (1544-1616) that he resigned his position as judge and wrote Sources of Wisdom in the World Order to try to reform the government. He was the first of many to see four main classes in Ottoman society. Men of the sword included governors and soldiers, men of the pen scholars and writers, farmers both Muslims and Christians, and business people merchants and artisans. He believed government is based on justice, counsel, weapons, and piety. Yet he appealed for peace and the observance of treaties, because it is a great sin to make war on those who want peace. The Ottoman decline was explained in a treatise by the Hasan al-Kafi in 1597. Justice was no longer being administered, because less capable men were given the highest offices. The armies had lost their discipline, courage, and skill as the sultans languished in self-indulgence. Soldiers exploited subjects and failed to use the latest weapons. Viziers intrigued against each other as corruption, favoritism, greed, and negligence spread through the Ottoman government.

A revolt in the capital by the sipahi in 1603 was suppressed by grand vizier Hasan Pasha and the Janissaries. Increased population was also a factor, and in Asia Minor peasants called levendat turned to brigandage and rebellions that lasted from 1596 to 1610. It took grand vizier Murad Pasha four years to crush these Jelali rebels. Land became concentrated in fewer hands with absentee landlords. Heredity and nepotism often replaced merit. Tax collectors squeezed people and pushed them off their lands. Uncultivated soil resulted in famines, and private estates were turned into ranches for livestock. Interest rates reached 50%. Judges became corrupt and took bribes. The Dutch were given a capitulatory treaty in 1612, and they introduced tobacco into Turkey, which had first starting drinking coffee under Sulayman. Tobacco, coffee, wine, and opium were called the "four cushions of the sofa of pleasure," but to the Muslim clergy these four drugs of the devil were debauchery.

The Ottoman Turks wrote fables and poetry. A fine example is "The Rose and the Nightingale" by Fasli (d. 1563), who was a secretary to the council (Divan) of prince Mustafa. Near the end of his poem Fasli explained the deeper meaning of the story.

The Shah, the radiant monarch of the Spring,
Is intellect that bides for evermore.
The Rose, which is the daughter of the Shah,
Is genius, offspring of the intellect.
The city which is named the rose garden
Is life when spent on beds of luxury.
The Nightingale upon the rose parterre
The human heart, which after genius longs.
The heart by genius is perfected,
And therefore is of genius amorous.
The East Wind is the breath of suffering,
Which ever blows between the heart and soul,
And the clear vision which in life abides
Is the narcissus in the rose parterre.
The tulip, in a circle bends its cup,-
'Tis friendship with its tender-heartedness.
The cypress, I would fain expound to you,
Is the free symbol of integrity.
The rivulet is purity of soul,
Wherein the well-beloved is mirrored clear.
And in the dew which serves the flowers for wine
Is seen the shining tenderness of God.
What is the lily else but bravery?
The violet is loveliness of heart,
The hyacinth is bitter jealousy,
The thorn is anger which estranges all.
And that which Summer I and Winter call,
Must also have a double sense to thee.
For one brings many blessings to thy life,
The other desolates this world of ours;
And on the character of each of these
All of the year's vicissitudes depend.
The one is strong as anger in its day,
And with it carries off the strength of man;
For man when fiery ardor rules the sky
Finds all his life with flames of heat consumed.
And this is August burning like a brand,
Which desolates the city of the soul.
Thus will be clear to thee how any fire
Destroys the happiness of monarch Spring.
So soon as suffering seizes on the life
It overcomes the soul and intellect.
For intellect its office fails to fill,
So anger has with all things laid it waste.
The other source of strength is love of kind,
Which always brings a blessing in its train.
Its action is to deepen graciousness,
And give new color to the sense of life.
And so I name it Autumn: well is known
Its character as separate and distinct-
Since rage and passion then are satisfied,
And life into a mellow twilight comes.
While all the time nature in calm decay
Is like the chill of man's declining day.
And thus the king of winter seems at last
The human life and spirit to usurp.
The king who does the rose garden restore
Is but the light and health that clears man's soul.
Anger and passion both give way to him,
And God's own light at last pours blessing down.
This king brings help to heart and intellect,
And takes possession of the whole domain.
He frees the spirit from the charge of sense,
And widens out the prospect of the soul;
Then heart and spirit in a kiss unite,
The bridal of the Rose and Nightingale.4


Ottoman Empire 1617-1730
As Ottoman imperial power declined, in Anatolia and the Balkans tax farms were converted into life tenures and eventually became private property. The wealthy hired private armies, and banditry increased. Despite Ottoman prohibitions, corn (maize), rice, and animals were raised for export. Jelali rebellions by military officers seeking independent power continued throughout the 17th century.

Ahmed I (r. 1603-17) was succeeded by his brother Mustafa I, who was removed three months later for mental incompetence. Osman II (r. 1618-22) was only fourteen years old, but he aimed to reform the Ottoman government by ending the devshirme slave system of the Janissaries and replacing them with peasant soldiers (sekban) from Anatolia, Kurds, and other tribes. Against his ministers' advice, Osman went to war with his vassals, the Crimean Tatars, against the Cossacks in the Ukraine. He assembled a large army and led them himself in 1621; but after heavy losses, he withdrew and made a treaty with Poland. When Osman planned a pilgrimage to Mecca through Anatolia, the Janissaries and the sipahi officers gathered at the Hippodrome and then plundered palaces. Osman and the grand vizier Dilawar Pasha were killed. Mustafa was put back on the throne; but provincial governors refused to recognize him or send in taxes. After fifteen months the nobles deposed him again and enthroned his young nephew Murad IV (r. 1623-40). Army pay riots broke out in 1622 and 1631, and Istanbul was looted. Murad managed to find some money to pay off the Janissaries. The revolts spread to eastern Anatolia, Yemen, Crimea, Syria, Egypt, and other provinces. Erzurum governor Abaza Mehmed Pasha massacred Janissaries in eastern Anatolia, but in 1628 he was mollified by being made governor of Bosnia.

In 1621 Bakr Subashi killed his rival Muhammad Qanbar and took control of Baghdad. When he asked Istanbul to let him be pasha, Diyar Bakr governor Hafiz Ahmed was sent to restore Ottoman authority. Bakr Subashi appealed to Persian shah Abbas, who invaded Iraq. Hafiz Ahmed withdrew the Turkish troops and recognized Bakr. The Persians besieged Baghdad in 1624 with the support of Bakr's son Muhammad. Bakr Subashi was executed, and the Persians persecuted the Sunnis. The Ottoman army tried to retake Baghdad in 1625 and again in 1630 but failed.

Mustafa Kochu Bey wrote his Epistle (Risal) in 1631 advising the Sultan to take control of the government by restoring the authority of the vizier and suppressing factions. He criticized bad appointments and misallocation of military fiefs, harping on the need to reform the timar system which gave land to corrupt officials. When Murad IV was 22 years old in 1632, the sipahi officers massed again in the Hippodrome for three days, threatening to kill seventeen top officials. Murad let them execute the grand vizier, his friend Hafiz Pasha; but then he ordered their leader Rejeb Pasha beheaded. Murad thus took control of the government and began radical reforms. He had numerous governors, Janissaries, and officials arrested and executed for bribery and malfeasance. He ended the abuses of feudal landholding and made laws to protect peasants. Jelali (Celali) revolts in Anatolia were crushed, and rebels and bandits were killed by the thousands throughout the Ottoman empire. Believing that coffee and tobacco were depraved and stimulated seditious conversations, he restricted both these and alcohol. In the 1630s scholars following Kadizadi (d. 1635) protested the moral laxity of the upper class, and their well read catechism condemned these activities as well as dancing.
级别: 管理员
只看该作者 36 发表于: 2009-03-13
In his 1656 book The Balance of Truth Turkish writer Katib Chelebi (1609-57) commented on the issues. Coffee had been introduced from Yemen in 1543, but fatwas against it were ignored. The ban on coffee was removed in 1592. When tobacco came to Turkey in 1601, many clerics preached and wrote against it. Murad banned it after a fire burned down one-fifth of Istanbul in 1633; but people continued to smoke. Chelebi noted that the addict does not consider its evil consequences. Coffee houses in Istanbul were closed down, but in the rest of the country they remained open. Years before, after Murad IV had asked him to explain the public deficit, Katib wrote The Code of Action for the Rectification of Defects in which he opposed increased taxes but instead suggested balancing the budget by reducing the armed forces. He was the first official to use government records to cite statistics. Like many, he advocated removing corrupt officials.

Fakhr al-Din had been driven out of Lebanon in 1613 by the beglerbeg of Damascus, but he was allowed to return five years later. Murad sent another Damascus beglerbeg against him again in 1634; Fakhr al-Din was sent to Istanbul the next year and executed. That year Murad led his revived military, capturing Revan in Anatolia and Tabriz. In 1636 the Persian army captured the Ottoman fortress at Erivan. The devshirme system of enslaving Christian youths and training them for the military was abandoned in 1637. Murad led the retaking of Baghdad the next year; in the treaty the Ottoman empire gave up Azerbaijan to Persia while retaining Baghdad, Shahrizor, Van, and Kars. Murad drank too much and died of illness in 1640 after ordering his only surviving brother Ibrahim executed, but their mother Kosem protected Ibrahim.

Sultan Ibrahim (r. 1640-48) removed Murad's reformers, and corruption returned to the empire, depleting the central treasury. He loved furs and scents like amber, placing taxes on those items. He had the effective grand vizier Kemankes Qara Mustafa killed for not obeying his every whim, replacing him with the obsequious Sultanzade Pasha in 1644. When three ships belonging to his chief of the black eunuchs were captured by corsairs from Malta, Ibrahim put all the Christian ambassadors under house arrest. Despite Venetian naval domination, the Turks invaded Crete and managed to take Canea in 1645 and Retimo in 1646, beginning a long siege of Candia the next year. Even the Mufti joined the Janissaries and cavalry officers demanding that Ibrahim stop selling offices, remove his favorite sultanas, and dismiss his grand vizier. When he refused, Sultana Kosem enthroned her seven-year-old grandson Mehmed IV in 1648; the Mufti then approved the killing of Ibrahim. During this decade after Murad's death, the Jelalis took control over most of Anatolia. The Tatar Khans paid no tribute but defended the northern frontier with 30,000 cavalry. They raided Poland and Russia annually to capture prisoners that supplied the slave markets in Istanbul and Egypt.

Kosem Sultana was supported by the Janissaries and plotted to replace Mehmed with his brother Sulayman, but Mehmed's mother Turhan Sultana had Kosem murdered in 1651. Thus the Janissaries lost influence to Turhan and the palace eunuchs. She appointed Tarhondju Ahmed grand vizier the next year, and he tried to restore the economy and balance the budget by reducing military pay and corruption while confiscating estates of the rich. After only nine months of reform, the powerful got him dismissed and executed. Venice destroyed the Ottoman fleet in a major battle off the Dardanelles in 1656 and then took the nearby islands of Lemnos and Tenedos. In the past eight years the Ottoman empire had had ten grand viziers. Koprulu Mehmed Pasha rose from being a palace servant to a powerful official in Anatolia. He would only agree to be grand vizier in 1656 at the age of 71 if he was given complete authority. Like Murad, he purged corrupt officials and strictly enforced laws, executing in five years about 35,000 offenders. He had two fortresses constructed to guard the Straits of the Dardanelles and rebuilt the Ottoman fleet, which broke through the Venetian blockade to recapture Lemnos and Tenedos in 1657. A revolt in Anatolia led by Abaza Hasan Pasha was suppressed with difficulty in 1658. Koprulu Mehmed was criticized for having many rich people killed to confiscate their estates. He died in 1661 and was succeeded as grand vizier by his son Koprulu Ahmed.

Unlike his intolerant father, Koprulu Ahmed protected the rights of Christians and Jews. He reduced household troops, revised the tax system to help the peasants, and patronized literature. While Mehmed IV was preoccupied hunting, the Ottoman army invaded Hungary and Transylvania, taking Ujvar in Slovakia in 1663 before being defeated at the Raab River the next year. The Treaty of Vasvar with the Habsburgs recognized Transylvania as an Ottoman domain. Also in 1664 Pope Alexander VII called for a Holy League to fight the Muslims. Turkish forces stepped up their siege of Candia on Crete in 1666, but it took 27 more months to conquer it. When Russia and Poland divided the Ukraine at the Dnieper River, the Cossacks appealed to the Turks, who used the opportunity to capture Kaminiec in 1672 and advance to Lvov in Poland. Treaties that year and in 1676 gave the Ottomans Podolya and Kaminiec. Koprulu Ahmed tried to revive the system of military slavery by capturing 3,000 boys in 1675, but this policy was terminated after his death. He was considered a just administrator, but he drank excessively and died in 1676. Instead of appointing his brother Mustafa Zade, Mehmed chose Ahmed's foster brother, his own son-in-law Qara Mustafa, who had a harem of 1500 concubines attended by 700 black eunuchs. He sold offices and allowed much corruption. The Turkish army advanced on Kiev in 1678, but military losses forced them to return most of the Ukraine to Russia in the treaty of 1681.

Hungarian count Imre Thokoly revolted against the Habsburgs and appealed to the Sultan, who demanded the Austrians surrender the fort at Gyor. In 1683 Mehmet led a large army that was joined by the Hungarians. They besieged Vienna but with inferior artillery they depended on mining as they had at Candia. Poland's king John Sobieski arrived with reinforcements, supported by troops from Bavaria and Saxony. The Ottoman army was unprepared for an attack and fled as 10,000 were killed. This battle was a turning point that showed European military superiority. Seven thousand were killed or drowned crossing the Danube. Qara Mustafa executed top officers and in turn was beheaded by order of the Sultan. Pope Innocent XI proclaimed the 14th crusade, and in 1684 Austria, Poland, and Venice formed the Holy League. Venice invaded Dalmatia, Albania, Bosnia, and the Morea. In Athens the Venetians bombarded the Parthenon, which was being used as a powder magazine. The Poles failed to retake Kaminiec; but the Austrians occupied Croatia and recaptured Neuhausel.

In 1686 the Turks had to abandon Buda, and the next year they lost 20,000 men in Hungary and in 1688 Belgrade. The Grand Mufti warned the Sultan of an uprising if he did not give up hunting; but Mehmed could do without it for only one month. The army joined the opposition, and Mehmed tried to reform; but the army marched on Istanbul, and the 'ulama approved replacing Mehmed IV with his brother Sulayman II. For four months the Janissaries ruled arbitrarily and looted the seraglio until civilians regained control and executed some of the officers. After the Habsburg army took Belgrade in 1688, the Sultan led the Ottoman troops; but they lost Nish and Vidin the next year. Sulayman appointed Fazil Mustafa (Koprulu III) grand vizier, and in 1690 he led a campaign into Serbia that recaptured Nish and Belgrade. About 200,000 Serbs led by the patriarch of Pec migrated into south Hungary, and Koprulu let them build churches. The next year Koprulu led the troops up the Danube but was killed in a desperate charge. The Ottoman army fled, losing Hungary and Transylvania as Thokoly was expelled.

Sultan Sulayman II (r. 1687-91) died and was succeeded by his brother Ahmed II (r. 1691-95). Peace negotiations between the Ottomans and Habsburgs failed, and in 1694 a large Venetian fleet captured Chios; but they abandoned it the next year. Ahmed died of dropsy and was replaced by his nephew Mustafa II (r. 1695-1703), who took command of the army and won a few small victories over the Austrians. Higher taxes on coffee, tobacco, and official salaries along with confiscated estates raised funds for the constant war expenditures. The Crimean Tatars had managed to fight off the Poles and Russians, but in 1696 Russia's Peter captured Azov with his newly built fleet. Sultan Mustafa personally led a campaign to Belgrade. However, Savoy prince Eugene caught them crossing the Zenta River, killing 20,000 Turks while another 10,000 drowned. While Eugene invaded Bosnia and plundered Sarajevo, Mustafa retreated back to Belgrade and Istanbul. Koprulu Huseyn was appointed grand vizier. Finally a peace conference was held at Karlowitz in Croatia, and in 1699 all agreed to treaties for 25 years, except Peter only signed a two-year truce for Russia. For the first time the Ottoman empire lost substantial territory to Europeans. Huseyn cancelled compulsory war payments and arrears. He tried to alleviate the suffering of the Christian peasants, but he was unable to remove the illegal owners of estates. He reduced military expenditures, but the army and navy still had 196,227 men. Huseyn was opposed by Mufti Feyzulla. When Huseyn died in 1702, his successor Daltaban Mustafa followed Feyzulla, who was murdered the next year.

Mustafa II lived in Edirne, and in 1703 unpaid armorers led a military revolt that was sanctioned by the 'ulama and forced him to abdicate in favor of his brother Ahmed III (r. 1703-30). The confiscated estates of the previous regime gave the Janissaries their largest bonus ever. Chorlulu Ali had governed Syria well and served as grand vizier 1706-10. Sweden's Charles XII fled from Peter's Russian army in 1709 and took refuge in the Bender fortress on the Dniester. The Sultan refused to extradite Charles to Russia because of the tradition of hospitality. A palace intrigue removed Chorlulu but spared his life. Despite an Egyptian revolt, Istanbul declared war on Russia in 1711. Serb Christians, who had already been fighting Muslims, joined Peter's war to liberate Balkan Christians. The smaller Russian army was surrounded by the Turks and surrendered. Peter had to give back Azov, demolish his Dnieper and Taganrog fortresses, withdraw his army from Poland, and allow Charles to return to Sweden. The Ottomans also managed to buy what was left of the Russian fleet off Azov. In 1713 Peter signed a 25-year peace treaty at Edirne.

The war promoter Silahdar Ali, who had forced out Chorlulu and Baltaji Mehmed, became grand vizier in 1713 and declared war on Venice in January 1715. Several sieges in Morea were successful, but the next year Austria came to Venice's defense. Silahdar Ali led the campaign from Belgrade but was shot dead. The camp at Peterwardein was taken as the Turks retreated to Belgrade, which was then besieged by Eugene. The new grand vizier Halil Pasha ordered another retreat, and Turkish losses were even greater. In the 1718 treaty of Passarowitz the Ottoman empire gave up the rest of Hungary, most of Serbia, and part of Wallachia and Bosnia to the Habsburg empire; but lacking trade, economically devastated Venice surrendered Morea.

Damad Ibrahim was grand vizier (1718-30) in the "era of tulips" when Ahmed III settled down to enjoy music and decorative arts. In 1720 his envoy Chelebi Mehmed and his son Said visited the court of Louis XV. Chelebi reported on fortresses, factories, and French society in his book Sefaretname. Said brought back the art of printing, and in 1727 Ibrahim Muteferrika (1674-1745) began operating the first Muslim printing press in Turkey. He asked why the Christian nations were now defeating the Muslims and suggested that European methods of warfare should be studied. Five public libraries opened to encourage learning. The Ottoman empire joined with Russia's Peter to partition the northwestern part of the crumbling Safavid empire in 1724, though by 1730 Nadir Shah had pushed the Turks out of Hamadan, Kirmanshah, and Tabriz. This provoked a mutiny at Istanbul that killed the grand vizier and forced Ahmed to abdicate the throne to his nephew Mahmud. Patrona Halil and his 12,000 Albanians led the revolt; but he was summoned and murdered in the palace before the Sultan, and 7,000 of his followers were killed in three days.

Persia in the 14th Century
In 1295 the Mongol ruler Ghazan and ten thousand others had converted to Islam. He conquered Damascus in 1299 but lost it when he was defeated by the Egyptians in 1303. Ghazan represented the height of the Il-khan era with Islamic justice and financial reforms. His Jewish vizier Rashid al-Din continued to serve Ghazan's brother Uljaytu Khudabanda (r. 1304-16), who confirmed the shari'a laws; but converting Jews had to eat camel's meat soaked in milk. Uljaytu conquered Herat in 1307 and was succeeded by his only surviving son, 13-year-old Abu Sa'id. Those resenting Rashid al-Din accused him of poisoning Uljaytu, and he was put to death in 1318. A rebellion by Yasawur in Khurasan was put down by Abu Sa'id and his emir Chuban in 1319. Egyptian sultan Nasir married a Mongol princess in 1320, and a treaty was agreed upon three years later. Court intrigues led to a conflict with the Chuban family, which was eventually eliminated. Abu Sa'id had fallen in love with Chuban's married daughter Baghdad Khatun; but Ibn Battuta reported that when Abu Sa'id died of poisoning in 1335, she was executed for the deed.

Shaikh Safi al-Din (1252-1334), a descendant of 'Ali, founded the Safavi religious order in Azerbaijan about 1300, making the city of Ardabil a pilgrimage center and a refuge for the persecuted and oppressed. The Mongol rule over Persia faded after the death of Il-Khan Abu Sa'id (r. 1316-35), as a struggle for the throne resulted in several murders until Hasan-i Buzurg, who knew Safi al-Din, founded the Jalayarid dynasty at Baghdad in 1340 by defeating Jahan Temur. The Aq Quyunlu (White Sheep) and the Qara Quyunlu (Black Sheep) began to feud over the destruction of Erzerum in 1332. The last Chobanid coins were minted in 1353, the year Togha Temur, the last Chingizid ruler, was murdered by a Sarbadar. For two generations until the invasion by Timur, Iran was ruled by local chieftains, who often fought with each other.

In Fars and Isfahan the house of Inju dominated; their last ruler, Abu Ishaq, claimed Shiraz and invaded Kirman in 1347 and Yazd three years later. The Muzaffarid Mubariz al-Din Muhammad besieged Shiraz; but Abu Ishaq escaped back to Isfahan with help from the Jalayarid Hasan-i Buzurg. There he was besieged again by Mubariz, who captured and executed him in 1357. Mubariz overthrew the Golden Horde's governor in Tabriz but was forced to retreat by Jalayarid forces. His tyranny was resisted by his son Shah-i Shuja, who captured Mubariz and put his eyes out; but Shah-i Shuja was defeated by his brother Shah Mahmud, who ruled Isfahan and was assisted by Baghdad's Uvais, son of Hasan-i Buzurg. Uvais (r. 1356-74) had been a vassal of the Golden Horde but conquered Azerbaijan in 1360. Husayn (r. 1374-82), brother of Uvais, fought his Muzaffarid brother-in-law, Shah Mahmud, who marched from Isfahan to Tabriz but could not hold it. When Shah Mahmud died in 1375, Isfahan reverted to Shah-i Shuja. He occupied Tabriz but could not keep it either, because Fars was too unstable. The conflicted Muzaffarids ruled in Kirman and Yazd until they were conquered by Timur in 1393.

In the east the Sarbadar reformers were primarily Shi'a and governed from Sabzavar in Khurasan until 1381. 'Ala' al-Din Muhammad got help from Jalayarid troops but had to raise taxes to pay his soldiers. Emir 'Abd al-Razzaq killed a government official and led a rebellion in Sabzavar, taking over the city in 1337; but he was stabbed to death by his brother Vajih al-Din Ma'sud. In Khurasan Shaikh Khalifa was murdered for preaching to Shi'is, but he was replaced by his disciple Hasan Juri. Ma'sud considered Khurasan part of the Il-Khanid empire, which was Sunni; but he accepted the popular Hasan Juri into his government. Ma'sud used his 12,000 soldiers and 700 Turkish slaves along with Hasan Juri's dervishes to conquer Nishapur and expand the Sarbadar state; but in a battle at Zava in 1342 against Kartids of Herat led by Mu'izz al-Din Husayn, who was allied with Togha Temur, Hasan Juri was killed. Believing he was assassinated by Ma'sud's agent, the dervishes fled. As the Sarbadar army retreated, Ma'sud was captured and executed.

After a struggle for power, Sabzavari dervish Shams al-Din 'Ali (r. 1347-52) was praised by historian Daulatshah for reforming the tax system, living simply, and regulating prostitution, drugs, and alcohol. His successor Yahya Karavi (r. 1352-56) took some men into the Mongol winter camp and assassinated Togha Temur. Like many Sarbadar rulers in this period, Yahya was murdered; but after a civil war 'Ali-yi Mu'ayyad (r. 1361-81) drove out the dervishes. The Kartid sons of Husayn forced 'Ali-yi Mu'ayyad to retreat to Emir Vali, where in 1381 he asked for help from the powerful Timur.


'Ubayd-i-Zakani was from Qazvin but moved to Shiraz, where he wrote ribald satire during the reign of Shaikh Abu Ishaq Inju and until he died in 1371. He poked fun at the decadent morals of the time in his "Ethics of the Aristocracy," which was written in 1340. The seven chapters portrayed the upper classes rejecting the four classical virtues of wisdom, courage, chastity, and justice as well as generosity, fidelity, and mercy. Instead of recognizing the rational soul that gets wisdom from God, they believed that there is nothing beyond the body. Courage is avoided as stupid foolishness that results in being killed. Scholar E. G. Browne found the chapter on chastity too ribald to translate. Justice is considered disastrous. The aristocrats point out that Genghis Khan gained wide sovereignty by destroying millions of people, and Hulagu Khan devastated Baghdad; but when Abu Sa'id adopted justice, the Mongol dynasty soon came to an end. In 1350 'Ubayd-i-Zakani mixed good sense with satire in his "Hundred Counsels," and his "Joyous Treatise" told funny stories in Arabic and Persian. Here is an example:

A certain man claimed to be God.
He was brought before the Caliph, who said to him,
"Last year someone here claimed to be a prophet,
and he was put to death."
"It was well done," replied the man, "for I did not send him."5


Shams al-Din (1320-89) of Shiraz became known as Hafiz for having memorized the Qur'an. Hafiz worked in a bakery and fell in love with the aristocratic Shakh-i-Nibat, passing by her window every day; but the legend is that having met the angel Gabriel, the mystic Hafiz declared he wanted God. After staying awake for forty consecutive nights at the tomb of poet Baba Kuhi, Hafiz found a spiritual teacher named Muhammad Attar. Hafiz was strongly influenced by the poets 'Attar, Rumi, and Sa'di, and his verse was patronized at the court of Abu Ishaq. Hafiz lost his position teaching Qur'anic studies when Mubariz Muzaffar closed the taverns and wine-shops in 1353; but he regained it after Shah-i Shuja blinded his dictatorial father in 1358. After Shiraz was taken over by Shuja's brother Mahmud, the enemies of Hafiz forced him to go into exile to Isfahan in 1368 for four years. After studying with Attar for forty years, Hafiz became enlightened in 1381, and half of his poetry was written in his last eight years. Much of his poetry is about the joys of wine and romantic love; but many believe these are metaphors symbolic of divine intoxication and mystical love.

Hafiz wrote 569 ghazals, which were collected into his Divan. After his death these poems were used by some as an oracle. Hafiz also wrote Rubaiyat quatrains. Here are four examples:

You, Your eye: deceit and sorcery keep raining from it;
Hey, many swords, war's weaponry, keep raining from it;
Too quickly You become wearied and upset with friends;
Your heart: stones that do injury, keep raining from it.

My soul is sacrificed for that One, Who worthwhile is;
If you place my head at those feet, it a peaceful pile is.
Do you desire to understand all the truth about hell?
Truthfully, hell the society of the worthless and vile is.

If winning the hearts of the poor is what you wish to do,
Gaining respect of those who today are discreet too,
Don't criticize the Christian, the Muslim and the Jew,
And all the world will be thankful and recommend you.

Although it is the right thing to be careful of mankind,
It's best that to no one in word or action one is unkind.
Although you will not find any faithfulness in this life,
It's best to leave all the seeds of all tyranny far behind.6


In "A Mad Heart" Hafiz wrote of a man who loved God well but did not know that God was in him. In "Not All the Sum of Earthly Happiness" he warned that the sultan's precious crown is dangerous, because the conqueror's reward is not worth the army's long-drawn woes; it is better to find treasure in a mind at rest than to ask the slightest favor from the base. In his later poems Hafiz spoke of unity and his soul yearning for paradise like a homing bird. He compared pilgrims looking for God in a temple to his own direct experience of God. Because he knows God, he knows that God loves all. Here are some passages from the Ghazals:

Hafiz, don't take offense at autumn's wind over the field of the world.
Think rationally: where is the thornless rose?

The philosopher's stone that turns the black heart to gold
Is the intimacy of dervishes.

The face that kings desire and seek with prayer
is found in the mirror of their face.
From one border to the other rides the army of cruelty, but
from before creation to beyond time is the domain of dervishes.

Everyone who has a clear mind and a lovely friend
is an intimate of bliss and a companion to good fortune.

I speak frankly and that makes me happy:
I am the slave of love, I am free of both worlds.7


The following two ghazals are presented in their entirety:

Preachers who display their piety in prayer and pulpit
behave differently when they're alone.
It puzzles me. Ask the learned ones of the assembly:
"Why do those who demand repentance do so little of it?"
It's as if they don't believe in the Day of Judgment
with all this fraud and counterfeit they do in His name.
I am the slave of the tavern-master, whose dervishes,
in needing nothing, make treasure seem like dust.
O lord, put these nouveaux-riches back on their asses
because they flaunt their mules and Turkic slaves.
O angel, say praises at the door of love's tavern,
for inside they ferment the essence of Adam.
Whenever his limitless beauty kills a lover
others spring up, with love, from the invisible world.
O beggar at the cloister door, come to the monastery of the Magi,
for the water they give makes hearts rich.
Empty your house, O heart, so that it may become home to the beloved,
for the heart of the shallow ones is an army camp.
At dawn a clamor came from the throne of heaven. Reason said,
"It seems the angels are memorizing Hafiz's verse."

O ignorant one, try to become a master of knowledge.
If you are not a traveler, how can you become a guide?
In the school of truth listen carefully to the tutor of love
so that one day, O son, you can become a father.
Like those worthy of the path, wash your hands of the copper of existence
so that you can find the philosopher's stone of love, and become gold.
Sleeping and eating have kept you far from your station.
You will arrive at your self when you give up sleeping and eating.
If the light of the love of truth falls on your heart and soul,
by God, you will become lovelier than the sun in heaven.
For a moment drown yourself in the sea of God and don't believe
that the seven seas will wet a single hair.
From head to toe you will become the light of God
when you lose yourself on His glorious road.
Once God's face becomes the object of your sight,
there is no doubt that you will become a master of vision.
When the foundations of your existence become topsy-turvy,
have nothing in your heart, for you will also become topsy-turvy.
O Hafiz, if desire for union fills your head,
you must become dust in the doorway of those who see.8


Timur and the Timurids
Timur was born on April 9, 1336 near Shahrisabz and became a warrior leader during civil wars in Sistan. After the Qara'unas emir Qazaghan was murdered in 1358, Timur was appointed governor of Qashqa-Darya by Tughluq-Timur Khan. Timur soon allied himself with Emir Husayn by marrying his sister. Timur and Husayn led a wild life of raiding; but both were captured and imprisoned for two months near Marv in 1362. The next year Timur was wounded by arrows in his right arm and leg, giving him his Persian name Timur-i-lenk, meaning "the Lame," which became Tamerlane or Tamburlaine in Europe. In a 1365 battle against Mughal khan Ilyas-khoja, Husayn fled before Timur did, and their army lost ten thousand men. In Samarqand the Sarbadars had been named for their willingness to risk hanging in standing up to Mongol tyranny. They survived a siege by Ilyas-khoja's army and established their own government in 1366. Husayn and Timur treacherously invited their leaders and then charged them with crimes; but Timur defended their rights. Husayn was also disliked for being greedy and parsimonious. For the next four years Timur and Husayn were rivals and plundered Transoxiana.

In 1370 Timur met the Sayyid Shaikh Baraka, who became his spiritual advisor. Timur besieged Husayn at Balkh but allowed the chief Kay-Khusrau to kill Husayn for having murdered his brother; Husayn's men then killed Kay-Khusrau. Timur had the Chagatai khan, who had supported Husayn, killed and installed his own man in Balkh. Timur married Husayn's widow, a Chaghatayid princess descended from Genghis Khan, enabling him to take the imperial title Gurgan (son-in-law) when he was enthroned and crowned "Conqueror of the World." Timur abandoned the completely nomadic life of the Mongols by fixing his capital at Samarqand, which he fortified and enhanced over the years. He combined the nomadic asceticism of the Mongols with feudal discipline. All his warriors were assigned to units which they were not allowed to leave. He fed their predatory appetites by continually providing them with new lands to conquer and plunder. His motto was "Truth is safety," and he punished theft by requiring nine times the value or severe punishment. The Mongols had learned about gunpowder from the Chinese and used it for mining and sapping.

In 1372 Timur attacked the Sufis at Khwarazm but came to terms with them when they offered to let a Mongol princess marry his son Jahangir. In 1375 Timur invaded Mughalistan, forcing Qamar al-din to flee and marrying his daughter. When Jahangir died, his widow was married to Timur's son Miran Shah. Timur helped Tokhtamish become khan of the White Horde by 1378. Miran Shah was proclaimed Chaghatayid governor of Khurasan, which they invaded in 1381. The Kartid capital at Herat submitted, and Timur released two thousand war captives. When Khurasan revolted two years later, the city of Isfizar was destroyed with live captives cemented into its walls. The next year Sistan was ravaged, and its capital at Zaranj was destroyed; Qandahar was also taken. Sultan Ahmad Jalayir fled Azerbaijan as Timur seized Sultaniya.
级别: 管理员
只看该作者 37 发表于: 2009-03-13
Timur invaded Persia in 1386 and spent the next three years there, plundering Georgia, Armenia, and the Muzaffarids in the southwest. He offered special protection to Muslim clerics, Sufis, and others who provided him with useful intelligence. He transferred human and material resources to Transoxiana. His usual method for those surrendering was to seal off all the gates of a city but one and then send in torturers and tax collectors to confiscate valuables, including pack-animals to transport them. His plundering soldiers treated those resisting cruelly, killing or enslaving them and leaving the very young and old to die of starvation. Isfahan in 1388 made the mistake of attacking his tax collectors, and historians reported that 70,000 heads were piled up in pyramids. After that, Fars and Shiraz submitted as the Muzaffarids became his vassals. Timur returned to punish Khwarazm and Mughalistan, while Miran Shah destroyed the Kartid dynasty of Khurasan in 1389. Tokhtamish and his Golden Horde had been harassing the Chaghatayid empire from the north for several years, and so in 1391 Timur forced him to flee and then celebrated his victory on the Volga, wintering in Tashkent.

Timur began a five-year campaign to the west in 1392, attacking the Kurds in Persia. Georgia was devastated so that the Golden Horde could not use it to threaten northern Iran. Muzaffarid prince Shah Mansur was finally defeated in 1393. That year Timur caught Baghdad by surprise in August by marching there in eight days from Fars; Sultan Ahmad Jalayarid fled to Syria, where the Mamluk sultan Barquq protected him and killed Timur's envoys. Timur left the Sarbadar prince Khwaja Mas'ud to govern Baghdad, but he was driven out when Ahmad returned. Ahmad was unpopular but got some dangerous help from Qara Yusuf of the Qara Quyunlu but fled again in 1399, this time to the Ottomans. Meanwhile Timur attacked Tokhtamish several times and crushed his Qipchaq army in 1395. The next year Timur left Yazda intact after a siege in order to preserve its textile manufacturing. Timur returned to Samarqand and spent some time overseeing building.

Timur conquered India in 1398. After returning to Samarqand, the next year he ravaged Georgia. In 1400 Timur took Sivas from the Ottomans and captured Aleppo from the Mamluks in Syria. The next year Chaghatai warriors pillaged both Damascus and Baghdad. In 1402 Timur clashed with the Ottoman army near Ankara, captured Sultan Bayezid, and kept him in a cage, demanding a ransom of 9,000 gold florins. Timur then captured the Smyrna stronghold of the Knights of St. John. Having overcome the rulers of the Golden Horde, Persia, India, the Mamluks, and the Ottomans, Timur turned his ambition to China, where the Mongol dynasty had been overthrown in 1368, and now the first Ming emperor had just died. He held an assembly near Samarqand in September 1404 and then marched east in the winter cold; but after three days of drinking wine, Timur died on February 18, 1405.

'Usman Beg was the son of an Aq Quyunlu chief and a Trebizond princess; he began ruling the Aq Quyunlu in 1389 and ten years later did homage to Timur, gaining the fief of Diyarbakr after helping in the battle at Ankara in 1402. Ahmad Jalayarid came back to Baghdad again with Qara Yusuf; but they quarreled, and Yusuf expelled Ahmad. In 1403 Timur's grandson Aba Bakr drove out Yusuf, who was imprisoned with Ahmad by the Mamluks. They agreed that Ahmad should rule Baghdad while Qara Yusuf would have Azerbaijan with Tabriz. Qara Yusuf overcame Aba Bakr by 1408; but learning that Ahmad had taken Tabriz, he defeated and executed Ahmad two years later. Qara Yusuf's son Shah Muhammad took over Baghdad in 1412 and ruled it until his younger brother Aspand drove him out in 1433.

Timur had left his empire to his grandson Pir Muhammad ibn Jahangir, who governed Qandahar but was murdered by his vizier in 1407. Another grandson, Khalil Sultan ibn Miran Shah, governed Farghana and took over Samarqand. His wife Shad Mulk was resented for raising the lowly to high positions, and after a famine Khalil Sultan went back to Farghana. In 1409 Timur's son Shah Rukh, governor of Herat, occupied Samarqand, appointed his son Ulugh Beg governor of Transoxiana, captured Shad Mulk, and sent her back to Khalil Sultan, whom he made governor of Ray. When Kahlil Sultan died in 1411, his wife committed suicide. Shah Rukh moved back to Herat, from where he governed the Timurid empire until his death in 1447. Qara Yusuf fought the Aq Quyunlus in eastern Anatolia and invaded Georgia and Shirvan, conquering Sultaniya, Tarum, Qazvin, and Sava in 1419. The next year Qara Yusuf died as Shah Rukh invaded Azerbaijan and Armenia. Yusuf's son Iskander regained control until Shah Rukh returned in 1429 to install the Qara Quyunlu prince Abu Sa'id as his vassal; but two years later Iskander reoccupied Tabriz and had Abu Sa'id executed. In 1434 Shah Rukh installed Iskander's brother Jahan Shah as his Timurid governor in Tabriz. Iskander was defeated by Jahan Shah in 1436, fled, and was murdered by his own son.

Shah Rukh was succeeded by his son Ulugh Beg, who had reigned as a prince of Transoxiana in Samarqand for forty years and was known for his erudition and entertaining court. He tried to subjugate rebellious Khurasan but was shah for only two years, being defeated by his son 'Abd al-Latif in 1449. Ulugh Beg was allowed to go on a pilgrimage to Mecca but was executed along the way after a questionable trial. 'Abd al-Latif was killed by a conspiracy after ruling only six months. The Timurid Abu Sa'id, using military aid from the Uzbek Abu'l-Khair Khan, overcame his rival in 1451 and ruled until 1469. The Qara Quyunlu led by Jahan Shah's son Pir Budaq conquered most of Persia and Mesopotamia in 1452; but in the east Abu Sa'id was able to hold on to Herat and regain much of Khurasan. Yet the Timurid empire west of there was lost when Abu Sa'id was defeated and executed by the Aq Quyunlu in 1469. Abu Sa'id was influenced by the Sufi shaikh Khwaja 'Ubaid-Allah Ahrar, who persuaded him to reinstitute the religious law (shari'a) in Samarqand and Bukhara. The Timurids governed a feudal society, but Shah Rukh, Ulugh Beg, and Abu Sa'id were famous for constructing irrigation systems that improved agriculture.

Shaikh Junaid was the great great grandson of Shaikh Safi. When the Safavids developed military power, Jahan Shah banished him from Ardabil in 1449; Junaid fled to Karaman, and his teachings spread. He tried to conquer Trebizond in 1456. He was a Persian, but in 1458 he married the sister of Turkman Uzun Hasan, the Aq Quyunlu leader. Junaid was banished again by Jahan Shah in 1459 and was able to defeat the Circassians; but the next year Junaid was attacked and killed by Shirvan-Shah Khalil-Allah.

Uzun Hasan had seized Diyarbakr in 1453. He defeated the Qara Quyunlu and killed Jahan Shah in 1467, and two years later he overcame the Timurid Abu Sa'id and made Tabriz his capital. In 1471 Uzun Hasan invaded Anatolia, and the next year he allied himself with Venice, Cyprus, and the Knights of Rhodes, pillaging and destroying Tokat; but he was defeated by the Ottomans' firearms and artillery in 1473. Uzun Hasan revised the law code and protected people from arbitrary taxation. He was succeeded by his son Khalil Sultan, who was quickly overthrown by his younger brother Ya'qub (r. 1478-90). In Transoxiana Shaikh Khwaja Ahrar said that his task was not to teach but to protect the innocent from tyrants and to prevent wars; he was influential until his death in 1490. The poet Jami (1414-92) was popular and also wrote extensively on Sufism. Sultan Husayn Baiqara (r. 1469-1506) reigned over a long and peaceful era in Herat. The Uzbeks rose to power, and in 1501 Muhammad Shaybani conquered Samarqand. The Persian Kashifi (d. 1504) wrote The Royal Book of Spiritual Chivalry to spread the Sufi ideas of helping others. The idea is to keep the inner self attuned to God while directing the outer self to help humanity.

Safavid Persian Empire
Junaid's son Haidar married Uzun Hasan's daughter, and he campaigned against the Circassians from 1483 until he was killed in battle in 1488. Haidar began the custom of wearing the red hat (qizilbash) that became the name of the Turkmen who supported the Safavids. The Aq Quyunlu kept four Safavid brothers in prison for several years. Sultan 'Ali was released but was killed in 1494. His brother Isma'il managed to escape, and in 1500 without the aid of the Aq Quyunlu, he led the Safavids to a victory over the same Shirvan-Shah, Farrukh-Yasar, who had killed his father. Isma'il fought his way to the Turkmen capital at Tabriz, where at the age of fourteen in 1501 he founded the dynasty that ruled Persia for more than two centuries. He kept the Aq Quyunlus vizier Shams al-Din Zakariya Kujuji as his vizier. Isma'il combined the Turkmen warriors with Iranian civil servants as lords of the sword and the pen, winning religious devotion as a Shi'i Twelver. The Qizilbash soldiers gave the battle cry, "My spiritual leader and master, for whom I sacrifice myself."9 Though most Persians had been Sunni, Isma'il made his domain Shi'a by confiscating Sunni property and their religious endowments while executing or exiling many Sunnis. In 1502 Sultan Bayezid II reacted by ordering the Qizilbash persecuted in Anatolia.

Isma'il defeated the Aq Qunyulu at Hamadan in 1503 and ended their Turkmen dynasty in 1507. That year his Safavid army defeated 'Ala ad-Daula to conquer Kharput and Diyarbakr and occupy Kurdistan while assuring the Ottomans and Mamluks that he was not hostile to them. Baghdad was captured the next year. The death of Timurid Husayn Baiqara in 1506 had allowed the Uzbek khan Shaybani to take Herat the next year; but Isma'il defeated the Uzbeks at Marv in 1510 when Shaybani was killed. That year the Ottomans quelled a Safavid revolt in Tekke led by Shah Kuli. The next year grand vizier 'Ali Pasha with 4,000 Janissaries and prince Ahmed's forces from Amasya defeated and killed Shah Kuli near Kaysari; but 'Ali Pasha died too. The rebels fled to Isma'il. Prince Ahmed and his son Murad rebelled against the Ottoman sultan and negotiated with the Qizilbash. Bayezid abdicated and was replaced by his son Selim, who had 40,000 Qizilbash massacred in his Ottoman empire.

In 1511 Safavid forces helped Babur conquer Samarqand and Bukhara; but the Qizilbash warriors deserted Isma'il, because he chose another Iranian vakil (viceroy). Sultan Selim took advantage of this dissension by invading Persia in 1514. Isma'il considered the use of firearms and artillery cowardly, and at the battle of Chaldiran the Safavid army was decisively defeated. This shattered Isma'il's aura of invincibility; he went into mourning and never fought another battle. Selim pursued him and took Tabriz but later abandoned it. In 1516 Sultan Selim banned trade imports from Persia. Khunji had emigrated from Persia to the Shaybani court of the Uzbeks at Bukhara. After Shaybani's son 'Ubayd Allah recaptured Samarqand, Khunji wrote The Conduct of Kings in order to try to restore the Sunni faith to Persia. Shah Isma'il sent officers to fight the Uzbeks in 1521. He favored Iranian landowners and died in 1524, the year after his Iranian viceroy was assassinated.

Tahmasp (r. 1524-76) was only ten years old when he became shah, and for a decade his tutor (atabeg) and the Qizilbash emirs governed his empire, resulting in many battles between the Turkmen tribes. He continued the tradition of appointing Iranians as viceroy and bureaucrats. Al-Karaki (d. 1534) propagated the Shi'a faith in eastern Iran, promulgating that congregational prayer was now legal, because a well qualified jurist (mujtahid) was present. Claiming that the mujtahid represented the hidden imam, he persuaded other Twelvers to collaborate with Tahmasp. Wars with the Uzbeks over Khurasan were fought until 1540. Tahmasp began commanding in 1533 and won victories over the Uzbeks, Ottomans, and Mughals, overcoming his own Qizilbash as well, though Baghdad was lost to the Ottomans in 1534. Four Persian expeditions to Georgia and Armenia resulted in about 30,000 women and children being brought back as slaves; the children were raised to serve in the government and provided a new generation of leadership that lessened the influence of the Qizilbash. Tahmasp moved his capital in 1548 from the western Tabriz to Qazvin. After a second war with the Ottomans, Tahmasp made a peace treaty at Amasya in 1555. He fell ill in 1575 but recovered and died from poison the next year.

After the 52-year reign of Shah Tahmasp, an ethnic struggle in Persia was won by Isma'il II. He had been in prison since 1558, but the Qizilbash tribes, the Kurds, and the Daghistanians helped him overcome the Georgians and Persians and beheaded their candidate Haidar Mirza. Shah Isma'il tried to reinstitute the Sunni faith, and he ruthlessly killed or blinded nine of his Safavid relatives. This hated monarch was killed by poisoning his opium in 1577, and the Turkmen emirs enthroned his half-blind brother Muhammad Khudabanda (r. 1578-87). Grand vizier Mirza Salman vied for influence with the princess Pari Khan Khanum and Queen Khair al-Nisa Begum, both of whom were murdered. The Ottoman war that began in 1578 did not prevent Shah Khudabanda from subduing the rebellion by 'Ali Kuli Khan in Khurasan in 1581, but two years later Mirza Salman was executed by the Turkmen emirs. Young prince 'Abbas was groomed in Mashhad and became shah in 1587 when these emirs seized the capital at Qazvin and deposed Khudabanda. The Qizilbash left Herat to do this, and in the next two years invading Uzbeks of Transoxiana captured Herat, Mashhad, and Nishapur in Khurasan. This threat persuaded 'Abbas to make peace with the Ottomans in 1590, and he ceded them much of Azerbaijan, Shirvan, Georgia, Derbend, and Kurdistan.

Persian shah 'Abbas (r. 1587-1629) took on the Turkmen emirs by executing those who had murdered his brother Hamsa and by suppressing the conflicts between their tribes. He gathered an army of 10,000 cavalry and 20,000 infantry, using the Circassian, Armenian, and Georgian slaves. Persia purchased firearms from Moscow in 1595 and from Venice in 1613 as well as 1500 arquebuses from the English, who trained them to use muskets and improved their cannons. Persia soon had 12,000 men in the artillery using 500 bronze and brass cannons. These improvements enabled them to drive the Uzbek Turks out of Mashhad, Herat, and Khurasan by 1602, but they could not regain Transoxiana. The English navy also helped push the Portuguese out of Hurmuz. Shah 'Abbas tried to eradicate the Sunnis, and thousands of Kurds were transferred to the eastern frontier. The next year he began a new war with the Ottomans. In 1606 Sultan Ahmed sent Ferhad Pasha into Asia without adequate funds to fight the Persians, causing a mutiny among the Janissaries. In five years the Ottomans lost Tabriz, Erivan, Ganja, Derbend, Baku, Shamaki, Tiflis, and Kars to the Safavids. In 1610 Murad Pasha plundered undefended Tabriz, but in the treaty of 1612 the Ottomans had to cede the territories they had gained in the previous war with Persia.

Shah 'Abbas centralized the Persian state and made the provinces of Qazvin, Kashan, Isfahan, some of Kirman, Yazd, Qum, Mazandaran, Gilan, Astara, and Gaskar his own royal domains; their revenues did not go into the state treasury nor could they be used for enfeoffment. In 1598 'Abbas transferred the capital from Qazvin to Isfahan, which was built into a splendid city. Armenian and Jewish communities were moved into Isfahan and kept their cultural identities as the Shah tolerated Christianity and Judaism. 'Abbas promoted silk production and controlled its sale. Factories in Isfahan produced carpets, velvets, damasks, satins, and taffetas for Europe. Immigrant Chinese workers helped the Persians make porcelain china. The construction of roads and caravansaries enhanced commerce.

In 1616 the English East India Company was granted trading privileges and factories in Persia, and in 1622 the British helped the Persians push the Portuguese out of the Persian Gulf port of Hurmuz, deporting them to Muscat. The next year the Dutch East India Company arrived in Persia and built a large factory at Bandar 'Abbas; they made a trade agreement and soon became the leading importer of spices into Persia. In 1625 Dutch, English, and Portuguese ships clashed over trade. Basra prince Afrasiyab helped Portuguese merchants, and Shah 'Abbas sent Shiraz khan Imam Quli Khan to make him renounce his Ottoman allegiance. Afrasiyab died and was succeeded by his son 'Ali Pasha, who appealed to Istanbul and got five Portuguese warships. When the Persians learned that Shah 'Abbas had died in 1629, they left Basra alone. The hated Portuguese were eventually ejected from Muscat in 1650.

By combining their rule with Shi'ism, the Safavids changed religious patterns. They provided waqf (endowment) for shrines to Imam Riza at Mashhad and to his sister Fatima at Qum. Devotion to Husain and Hasan replaced village shrines to Sufi saints; instead of the pilgrimage to Mecca, people went to Karbala. The martyrdom of 'Ali's son Husain in 680 was commemorated in processions, passion plays, sermons, and recitations called consolations (ta'zias). Just as medieval European theater grew out of the passion plays about Jesus, Persian drama gradually developed from plays about Husain and his family, their journey from Medina, and their military defeat.

Theologians Mir Damad (d. 1631) and his disciple Sadr al-Din Shirazi, known as Akhund Mulla Sadra (1571-1640) to his disciples, combined Sufi mysticism with the Shi'i doctrines and loyalty to the imams. Mir Damad revived the philosophy of Avicenna and established the school of hikmat (theosophy) at Isfahan. He wrote of a spiritual vision he had on the eve of the birthday of the Twelfth Imam in 1615. He described the archetypes that connect the eternal spiritual reality to the changing world. Mir Findiriski was a friend of Mir Damad and was believed to have been able to travel great distances in a moment. He was an alchemist and wrote a commentary on the Hindu Yoga Vasistha.

Mulla Sadra retired to a village in order to practice spiritual exercises to develop his intuition, but the last thirty years of his life he taught in the Khan school of Shiraz. He wrote about fifty books; his most influential is The Supernal Wisdom concerning the Four Journeys of the Intellect, which was taught to advanced students over six years. He synthesized revelation, intuition, and reasoning, aiming to bring people back to the one spiritual reality, and he integrated the four schools of theology, philosophy, theosophy, and gnosis. He emphasized the power of creative imagination. Mulla Sadra described four stages of human development. Before birth the human sperm is like a vegetable, but by birth it has developed into an animal with human potential. The child becomes fully human by adolescence, and is then potentially an angel or a disciple of the devil. The practical faculty of humans also has four stages, moving from using religious law to purifying the soul of bad qualities to illuminating the soul with virtues and knowledge, and to annihilating the soul in the journey to God, in God, and finally with God. Mulla Sadra focused mostly on metaphysical issues and is considered by many the greatest Muslim philosopher since the 15th century.

In 1615 'Abbas had crown prince Safi Mirza stabbed to death, because he believed this son was plotting to overthrow him. 'Abbas also had two sons and one grandson blinded so that they could not replace him. Thus began a period in Persian history when the future shahs were not prepared to rule, because they were kept in the harem and not given political experience.

Shah 'Abbas was succeeded in 1629 by his 18-year-old grandson Sam Mirza, who was called Shah Safi. He cruelly had several of his male relatives blinded and other people he suspected murdered. In 1632 Fars was made a crown province after Imam Quli Khan and his sons were killed. In 1634 Mirza Taqi was appointed grand vizier and dominated the court of Isfahan. That year the town governor of Isfahan, Georgian Rustam Khan, defeated Theimuraz to rule Tiflis for the shah, overseeing peace for reconstruction until his death in 1658. Mirza Taqi demanded too much payment from Qandahar in 1638, provoking its governor 'Ali Mardan Khan to change his allegiance to Mughal emperor Shah Jahan. Baghdad had fought off an Ottoman invasion in 1630; but frontier skirmishes continued. By the end of 1638 Sultan Murad IV had reconquered Baghdad, and the Ottomans would hold it till World War I. The next year the peace treaty of Zuhab set boundaries that would last beyond the period of the Safavid empire. Shah Safi was addicted to opium and died of alcoholism in 1642.

Shah 'Abbas II (r. 1642-66) was under ten years old when he ascended the throne. Grand vizier Saru Taqi tried to limit drinking at court, but 'Abbas took after his father. Saru Taqi had a field marshal executed for disobedience and made enemies with his severity. He was murdered by five conspirators in 1645. The young shah had the murderers put to death and appointed Khalifa Sultan, who had been grand vizier for his father for a decade. He was a religious man and tried to curb artistic representations, pederasty, and prostitution. Persian forces reconquered Qandahar in 1648, and Indian efforts to regain it were repulsed. After Khalifa Sultan died in 1653, several territories were made royal estates. Persian troops quelled rebellions in Daghistan. 'Abbas patronized scholars and was an artist, but he persecuted Jews with a 1656 decree authorizing his officials to force them to convert to Islam. He had his nephews killed and his four brothers blinded. He probably died of syphilis and was succeeded by his oldest son in 1666. That year a European visitor to Isfahan counted 48 colleges, 162 mosques, and 273 public baths.

Safi Mirza was crowned Safi II; but after rising prices, an earthquake in Shirvan, and raids by Stenka Razin's Cossacks, astrologers persuaded him to adopt the name Sulaiman on March 20, 1668 at nine in the morning. He too indulged in alcohol and women, rarely even meeting with his grand vizier; his privy council in the harem was limited to women and eunuchs. Corruption weakened the Persian empire, and soldiers neglected their duties. Sulaiman did respect the peace treaty with the Turks and rejected offers to regain Mesopotamia and Basra. He also appreciated art, and three of Persia's greatest painters flourished during his reign. Before he died, Sulaiman told his advisors that if they wanted peace, they should make his oldest son Husain Mirza shah; but if they wanted to expand the empire, they should choose 'Abbas Mirza. After his death in 1694, his aunt Maryam Begum was influential in selecting Husain.

A group of influential Shi'i theologians, led by Muhammad Baqir al-Majlisi (d. 1699) and then by his grandson Muhammad Husain, dominated the court. Promoting Twelver Shi'ism, they caused suffering for Christians, Jews, Zoroastrians, and Sunnis; even Sufis were expelled from Isfahan. After Baluchis attacked Qandahar, Gurgin Khan was sent there from Kirman. When the Ghalzai revolted against the Georgians, Gurgin Khan sent their leader Mir Vais as a prisoner to Isfahan; but Mir Vais won over the Shah and made him suspect Gurgin. Mir Vais was released to visit Mecca, where he was given a fatwa by the Sunnis to overthrow the Shi'i Safavids. In 1708 Persia made a treaty with France granting them trade privileges and protection of Christian religious orders.

In 1709 while Georgian troops were away from Qandahar, Mir Vais lured Gurgin Khan into a garden by promising him his daughter in marriage and then had him murdered. A Persian army of 25,000 led by Georgia governor Khusru Khan besieged Qandahar and insisted on unconditional surrender; the Afghans would have submitted if pardoned but decided to fight. After the battle, less than a thousand Persians escaped. Mir Vais governed Afghanistan until he died in 1715. The Persian army had become so weak that it could not quell the rebellion. Maryam Begum persuaded Sultan Husain to move his court to Qazvin. While Abd al-'Aziz, brother and successor of Mir Vais, was negotiating with Sultan Husain, Mir Mahmud, the 18-year-old son of Mir Vais, with forty supporters murdered his uncle and took power in 1717. Abdali chief Asad-Allah led a Sunni revolt in Herat and plundered Khurasan with Uzbeks. A Persian army of 30,000 defeated 12,000 Uzbeks, but they lost a third of their men fighting the Abdali Afghans. When Mahmud sent the shah the head of Asad-Allah, he was appointed governor-general.

After Mahmud invaded Kirman with 11,000 Ghalzai, grand vizier Fath 'Ali Khan persuaded Sultan Husain to mobilize his army; but they stopped in Tehran. The grand vizier was a Lezgian, and his religious opponents at court persuaded the Shah to have him blinded and imprisoned. The court returned to Isfahan in 1721. Irate Lezgians besieged and took over Shamakhi, the capital of Shirvan, going over to the Ottomans. Meanwhile Mahmud was marching toward Isfahan with about 18,000 troops. The Persian army had 42,000 including 12,000 cavalry; but in March 1722 in the battle of Gulnabad conflicts between Persian commanders led to their losing 5,000 men, ten times as many as the Afghans. Mahmud took over the Farahabad castle and offered to negotiate. Sultan Husain declined his demands for independence, a princess to marry, and money; but he did not evacuate the civilians. Mahmud destroyed the crops in the area, causing the people in Isfahan to starve and die of disease while thousands were killed trying to escape. In October 1722 the Shah Husain abdicated and capitulated to Mahmud. The next year Persians revolted and drove the Afghans out of Qazvin, and Abd al-'Aziz's son Ashraf returned to Qandahar. Not getting reinforcements from there, Mahmud massacred 3,000 Persian guards at Isfahan and later 39 Safavid princes.

Crown prince Tahmasp Mirza had escaped to Qazvin and claimed to be shah for ten years. The Ottoman empire declared war in 1723 and invaded Persia through Georgia, causing Tahmasp II to flee to Mazandaran. The next year the Russians and Ottomans partitioned Transcaucasia, giving the Turks Armenia and parts of Azerbaijan, while Russia gained the provinces of Jilan, Mazandaran, and Astarabad by the Caspian Sea. In 1725 Afghan nobles elected Ashraf, and Mahmud soon died. Ashraf had Shah Husain decapitated in 1726. Nadir Quli Beg fought the Afghans and the Turks successfully in Azerbaijan, Georgia, and Armenia, enabling Tahmasp to return to Isfahan. Mirza Sayyid Ahmad ruled from 1726 in Kirman; but he was defeated and executed by the Afghans in 1728. Ashraf asked the Ottomans why they were fighting the Sunni Afghans. After a battle in which the Afghans killed 12,000 Turks, Ashraf released their prisoners and returned their property. Ahmad Pasha then recognized Ashraf as shah of Persia, because he accepted the Ottoman Sultan as Caliph. Nadir's Persians defeated the Afghans twice in 1729. Ashraf retreated to Isfahan and then fled to Shiraz, where his army surrendered. Ashraf escaped but was killed by a Baluchi in 1730.

Persia of Nadir and Zands 1730-1794
Notes
1. Quoted in Byzantium: The Decline and Fall by John Julius Norwich, p. 307.
2. The Book of Dede Korkut tr. Geoffrey Lewis, p. 190.
3. Ibid., p. 161.
4. Turkish Literature tr. Epiphanius Wilson, p. 354-355.
5. Quoted in Literary History of Persia, Volume 3: The Tartar Dominion 1265-1502 by E. G. Browne, p. 255.
6. Love's Perfect Gift: Rubaiyat of Hafiz tr. Paul Smith, p. 42, 52, 86.
7. The Green Sea of Heaven: Fifty ghazals from the Diwan of Hafiz tr. Elizabeth Gray, Jr., p. 49, 61, 87, 131.
8. Ibid., p. 103, 145.
9. Cambridge History of Iran, Volume 6, p. 214.


Copyright © 2004 by Sanderson Beck
This chapter has been published in the book Middle East & Africa to 1875.
For ordering information, please click here.

Introduction
Ethics
Prehistoric Cultures
Sumer, Babylon, and Hittites
Egypt
Israel
Assyrian, Babylonian, and Persian Empires
Muhammad and Islamic Conquest
Abbasid, Buyid, and Seljuk Empires 750-1095
Islamic Culture 1095-1300
Ottoman and Persian Empires 1300-1730
Ottoman and Persian Empires 1730-1875
Africa to 1500
Africa and Slavery 1500-1800
Africa and Europeans 1800-1875
Summary and Evaluation
Bibliography
ETHICS OF CIVILIZATION Index
BECK index
级别: 管理员
只看该作者 38 发表于: 2009-03-13
BECK index
Ottoman and Persian Empires 1730-1875
Wahhabis and Saudi Arabia
Ottoman Decline 1730-1826
Ottoman Reforms 1826-1875
Persia of Nadir and Zands 1730-1794
Persia Under Qajars 1794-1875
Bábis and Bahá'u'lláh
This chapter has been published in the book Middle East & Africa to 1875.
For ordering information, please click here.

Wahhabis and Saudi Arabia
Muhammad ibn 'Abd al-Wahhab was born at 'Uyayna in 1703, the son of a judge (qadi). The boy memorized the Qur'an by the time he was ten and studied the Hadith, the sayings of Muhammad. He was educated in Medina, traveled, and taught for four years in Basra. He married a wealthy woman in Baghdad and inherited her property. He wrote The Book of Unity (Kitab al-Tawhid) and preached a strict monotheism. When his father died in 1740, he replaced him as judge in Huraimala; but his preaching against debauchery provoked threats, and he fled to 'Uyayna.

Ibn 'Abd al-Wahhab taught that any innovation (bid'a) beyond the Qur'an or accepted hadith was the worst sin and found support for this in the Hanbali legal doctrine. He criticized magic, sorcery, fortune-telling, invocations, amulets, talismans, and even the shrines of local saints. Others called his followers Wahhabis, but they considered themselves the true Muslims or unitarians (al-muwahhidun). He taught that the zakat (alms-tax) was mandatory rather than voluntary. He denounced greed and usury, believing that the poor are blessed. Al-Wahhab taught equality and objected to servile hand-kissing. His ethical values included keeping promises, being patient, not lying, not slandering, not gossiping, not being indiscreet, and helping the blind. He particularly condemned meanness, envy, perjury, and cowardice. Al-Wahhab was rather intolerant of Muslims who did not agree with him and considered them infidels, treating them worse than Jews or Christians. His followers destroyed the gravestones and monuments to saints, cut down sacred trees, and burned the books of their adversaries. He banned all pilgrimages except to the Ka'ba in Mecca. Wahhab forbade the use of tobacco, hashish, rosaries, music, and dancing even as practiced in devotion by the Sufis. He rejected the Hanafi doctrine of the Ottoman Sunnis and promoted Arabian nationalism against the Turks.

When he arrived at 'Uyayna, Ibn 'Abd al-Wahhab won over the emir Uthman ibn Hamad to spreading his unitarian doctrine by force. They demolished local shrines, and 600 armed men destroyed the gravestone of one of the prophet's companions while many pilgrims were there. He ordered a woman stoned to death for the sin of fornication. Hearing of this, al-Hasa ruler Sulayman al-Humaidi ordered Uthman to kill al-Wahhab. Uthman made him go into exile, and al-Wahhab moved to al-Diriya in 1744. There he formed an alliance with Muhammad ibn Saud and made him stop collecting taxes. Lacking even basic provisions, they began raiding neighbors with one-fifth going to Ibn Saud and equal shares to the warriors with mounted men getting double. Property thus taken from "polytheists" went to the "real Muslims." Thirty Wahhabi 'ulama went to Mecca to ask permission to participate in the pilgrimage, but the Hijazis considered their doctrines heresy.

'Uyayna emir Uthman commanded the united forces until he was killed by Wahhabis suspecting him of plotting with al-Hasa ruler Muhammad ibn Afaliq in 1750. 'Uyayna became dependent on al-Diriya and the Saudis. Sulayman ibn 'Abd al-Wahhab opposed his brother's teachings and led a revolt at Huraimala; but Muhammad ibn Saud's son Abd al-Aziz took over Huraimala with 820 men, as Sulayman fled to Sudair. Al-Diriya soldiers built a fortress at Riyadh, and in the 1760s they invaded al-Hasa territory. In 1764 Bedouin tribes from Najram killed 500 of Abd al-Aziz's men and captured 200. Muhammad ibn 'Abd al-Wahhab quickly negotiated their release during an armistice. The next year al-Hasa's Arayar besieged al-Diriya unsuccessfully. Muhammad ibn Saud died and was succeeded by Abd al-Aziz. In 1769 Cairo ruler Ali Bey proclaimed Egypt independent and annexed Hijaz, but he fled to Acre two years later.

By 1770 most of Qasim had joined the new religion, and in 1773 Riyadh was abandoned to the Wahhabis. By then the Wahhabis had killed about 5,000 people. The next decade was spent conquering all of Najd. Sulayman and his family were taken to al-Diriya, where he was not allowed to preach. The Wahhabis expanded in all directions to Lower Iraq, Hijaz, Yemen, Oman, and Syria. Their ally Thuwaini seized Basra and sent a delegation to Istanbul asking to make him governor; but in 1787 Baghdad's independent ruler Buyuk Sulayman attacked and defeated Thuwaini, who fled. In 1788 Saud ibn Abd al-Aziz was proclaimed the crown prince. The Wahhabis raided al-Hasa annually; but after Sulayman ibn Ufaisan raided Qatar, al-Hasan was subjugated in 1792, the year Muhammad ibn 'Abd al-Wahhab died. According to The Brilliance of the Meteor he taught the people of al-Diriya how to make and use firearms. He had twenty wives and 18 children. Five of his sons and many of his grandsons became renowned 'ulama (religious scholars).

In 1791 Saud ibn Abd al-Aziz gained some 100,000 sheep and goats and thousands of camels raiding Mecca's allies Shammar and Mutair. Mecca sharif Ghalib ibn Musaid fought back in 1795, but the Wahhabis routed his force and gained twice as many livestock. Thuwaini ibn Abdallah led attacks against the Wahhabis until his black slave, a fanatical Wahhabi, murdered him in 1797. The next year Ghalib's army with Turkish, Egyptian, and Maghribi mercenaries was defeated again, and during a truce the sharif gave the Wahhabis permission to perform the hajj (pilgrimage). Ali Kahya led a force from Baghdad, but he met resistance and agreed to a truce with Saud. When Oman's Sultan ibn Ahmad attacked Bahrain in 1801, they appealed to al-Diriya. The Wahhabis defeated the Muscatis and made Bahrain a vassal state. A Wahhabi army also attacked Oman and won over the port of Ras al-Khaima. In 1802 the rulers of al-Diriya captured Karbala in Iraq, and 12,000 Wahhabis destroyed Shi'i holy places, killing about 2,000 and plundering. The Wahhabis continued to raid Iraq in the next few years but met with many defeats.

Ghalib's despotic rule in Mecca was resented, and the Wahhabis captured towns in Hijaz easily. In April 1803 the Wahhabis performed the hajj but then destroyed all the mausoleums and mosques with domes in Mecca. They appointed Ghalib's brother Abd al-Muhsin governor of Mecca and replaced the Turkish qadi with one from al-Diriya. The Baghdad pasha informed Istanbul that he was sending an army, and the Wahhabi army, suffering from disease, withdrew from Hijaz to al-Diriya, where Emir Abd al-Aziz ibn Muhammad ibn Saud was murdered by a Kurd in the Turaif mosque during prayer. His son Saud came to al-Diriya and was acclaimed as the new ruler. The Wahhabis invaded Hijaz again with a confederation of tribes and defeated Ghalib's army of 10,000, seizing 2,500 firearms. Medina surrendered, and in November 1805 the Wahhabis entered Mecca again. The Wahhabis stopped Ottoman caravans from reaching Mecca even though they offered more money.

After Oman's Sultan ibn Ahmad was killed in a battle with the Ras al-Khaim fleet in 1804, his son Said eventually won a succession struggle with his brothers. After losing men fighting the Saudis, he agreed to pay them tribute. The Saudi fleet also imposed duties on East India Company ships sailing between Bombay and Basra; but in 1809 a British squadron defeated the Saudis' Omani allies and destroyed Ras al-Khaima. The Wahhabis sent missionaries to Yemen but had little success there. In 1810 Saud led a raid into Syria but did not reach Damascus. The Saudis collected taxes in al-Hasa, and according to Ibn Bishr about a third of them were spent on maintaining their palace, the Wahhab family, and their entourage. Saud had hundreds of male and female slaves. Burckhardt reported that of the revenues collected about a quarter was sent to the al-Diriya treasury, a quarter went to help paupers and public services, and half provided for the soldiers. While promoting jihad to conquer more territory, the Saudi rulers also settled intertribal conflicts in person by punishing offenders. The Saudis took notable hostages to al-Diriya. All men between the ages of 16 and 60 were liable for military service, but only about one in ten was in the army.

After the Karbala raid of 1802 the Wahhabis were not able to capture a fortified town in Iraq or Syria. Their cruelty stimulated determined resistance, and several campaigns had to be waged every year against rebelling tribes within their state. Despite their doctrine of helping the poor, most of the spoils of war went to the nobility in central Arabia. Ending the Ottoman pilgrimages devastated the economy in Hijaz, and in 1810 commerce with Syria and Iraq was prohibited.

Ottoman sultans Mustafa IV and Mahmud II turned to Egypt's Muhammad 'Ali to reconquer the valued Hijaz. In 1811 he sent his youngest son Tusun with a well trained army. The Egyptians quickly took Yanbu, but their army of 8,000 was defeated by a Wahhabi force more than twice as large. Money helped Tusun win over local nomads, and his reinforced army the next year was able to capture Medina; he allowed its garrison of 7,000 to depart. In January 1813 the Egyptians captured Jidda, and Abdallah ibn Saud withdrew the Wahhabi garrison from Mecca. The Turks celebrated for a week in Istanbul. Muhammad 'Ali went to Jidda, seized the custom-house assets, and arrested his ally Ghalib. This caused sharifian families and Bedouin to flee to the Wahhabis, and Egyptian troops were defeated. So Muhammad 'Ali reduced taxes, distributed money to the poor, repaired holy monuments, and patronized the 'ulama. Resuming the hajj brought money from a Syrian caravan. Saud died in 1814; his son Abdallah succeeded him, while another son Faisal commanded the army. In January 1815 the Egyptians won a major battle, and Muhammad 'Ali had hundreds of prisoners executed in Mecca. Muhammad 'Ali went back to Egypt, and the Wahhabis forced Tusun's army to withdraw from Qasim. Muhammad 'Ali sent his oldest son Ibrahim, who led the conquest of Najd. He arrived at Medina in 1816, and by the end of the next year had won over Qasim. Abdallah surrendered al-Diriya in September 1818. Muhammad 'Ali ordered the Wahhabi capital destroyed, and Abdallah was executed.

Ibrahim rejected an offer of assistance from George Sadlier and ejected the British from Jidda in 1819. The Egyptian soldiers destroyed fortresses and defenses, drove off livestock, cut down palm trees, and devastated fields. Ibrahim left, and Muhammad 'Ali's nephew Ahmad Shukri became governor of Arabia. Tribal anarchy broke out, and Ibn Muammar was put in charge of Najd. He tried to rebuild al-Diriya but was driven out in 1820 by Abdallah's son Turki, who moved on to Riyadh. Muhammad 'Ali sent Husain Bey, and he captured the Riyadh garrison. As the Egyptians were treacherously killing the prisoners, Turki escaped. The next year Husain Bey offered land to al-Diriya citizens and then had his soldiers slaughter the 230 people gathered. Turki returned and raised enough forces in 1824 to besiege Riyadh and force the Egyptians to retreat to Hijaz. Turki governed the Saudi kingdom until he was assassinated in 1834. He told his soldiers he would punish them if they took things from the people, and he presided over an Islamic state emphasizing personal responsibility for oneself and to the community. He required that all agreements be respected even those with dhimmis (Jews, Christians, and Zoroastrians). Turki was succeeded by his son Faisal, whose soldiers captured and executed his father's assassin Mishari.

In 1835 Muhammad 'Ali sent more Egyptian troops to try to conquer resistant Asir, but they were defeated too. Cairo's former police chief Ismail Bey led out more troops; Faisal offered to provide 5,000 camels to prevent an invasion, but the Egyptians wanted 15,000. Ismail Bey entered Riyadh with Khalid ibn Saud, a brother of the late Abdullah. When the people of Najd realized that their submission had not stopped the violence and plunder, they rebelled. Ismail's force of 7,000 was defeated at al-Hilwa in July 1837. Faisal besieged Riyadh for two months. In 1838 the Egyptians agreed to recognize Faisal's control over eastern Arabia; but Khurshid Pasha arrived and recognized Jabal Shammar ruler Abdallah ibn Rashid. Khurshid with 4,000 soldiers besieged Dilam and captured Faisal, who was sent to Egypt. Egyptian advances toward Asir and Yemen caused the British to seize Aden in 1839. Finally the next year British power persuaded Muhammad 'Ali to withdraw Egyptian forces from Arabia.

After Khurshid's forces departed, Emir Khalil was able to govern for only a year, because he was hated as an Egyptian puppet. In 1841 Ibn Thunayyan seized Riyadh, and the last Egyptian garrison left. Ibn Thunayyan executed many adversaries and was unpopular. In 1843 Faisal escaped from Egypt and gradually won over Najd, taking Riyadh that summer; Ibn Thunayyan was arrested and died in jail. Najdi forces took over Bahrain in 1844, and it continued to pay Riyadhi tribute even after it became a British protectorate in 1861. Faisal declared his son Abdallah his heir, and by the time he was 70 in 1865 Faisal had gone blind and could no longer govern. Bedouin rebellions continued during this era, especially in Qasim.

After Faisal ibn Turki died in 1865, Abdallah was supported by his brother Muhammad but challenged by his brother Saud. In 1870 Saud appealed to the Al Khalifa family in Bahrain for an attack on Qatar. By allying with Ajman and Al Murra tribes, Saud ibn Faisal was able to conquer al-Hasa. Abdallah sent Muhammad ibn Faisal; but he was captured when the Subai nomads deserted to Saud. In 1871 Saud marched on Riyadh and defeated Abdallah; yet his Bedouin troops aroused tremendous resentment. Turks sent their navy and conquered al-Hasa, declaring that Najd was now an Ottoman possession. Abdallah fled from the Turks when he learned they were going to take him to Baghdad. He returned to Riyadh during a terrible famine and could not forge an alliance with his brother Saud against the Turks. However, the Turks gave up al-Hasa in 1874 as too expensive to govern. Saud was unable to control the tribes; he was wounded in battle but died of smallpox or was poisoned in January 1875. His brother Abd al-Rahman ibn Faisal became the ruler at Riyadh but only for one year until he was overthrown by Saud's sons. Meanwhile the state of Jabal Shammar was gaining strength.

Ottoman Decline 1730-1826
In 1730 after executing the grand vizier, the Janissaries brought Mahmud I (r. 1730-54) from the Cage and put the abdicated Ahmed III in that restricted area. Ibrahim Muteferrika continued to promote military reform and European science. In his 1731 book Rational Bases for the Polities of Nations he asked why the Europeans were surpassing the Muslim nations. He described the three forms of government as monarchy, aristocracy, and democracy. He argued that the antiquated Turkish military organization placed the Ottoman empire in peril. He criticized the tolerance of laziness and the indifference toward corruption. In the second part of the book he emphasized the importance of acquiring geographical knowledge, and in the third part he described the new methods and techniques of western military science he believed the Turks should adopt.

French ambassador Marquis de Villeneuve negotiated the remission of duties on French merchandise, and the new grand vizier Topal Osman favored French religious privileges. In a 1732 treaty the Turks ceded Tabriz and other territory to Kerman but retained Shirvan, Daghistan, and Georgia. Two years later the Russians invaded the Crimea and captured Azov. In 1737 the Habsburgs demanded that Moldavia and Wallachia be independent and that Bosnia and Serbia be ceded to them. Bosnia governor-general Hekimoglu Ali Pasha repelled the attack. When the Austrians recaptured the Serbian fortress at Nish, the Ottomans went to war for their empire by marching on Belgrade. The Austrians agreed to demolish their new fortifications and leave the original Turkish walls. In the 1739 treaty of Belgrade the Austrians gave up their claims to Serbia, Bosnia, and Wallachia. French mediation also persuaded Russia to restore their conquests in the Crimea, Moldavia, and Bessarabia while they gained a little territory in the Ukraine. Russian ships were not permitted to use the Black Sea. In 1740 the Ottomans renewed their friendship treaty with France and signed one with Sweden. In 1743 the Ottoman empire agreed to a treaty with Persia's Nadir Shah that returned to the borders of the 1639 Kasrisirin treaty. In 1742 the printing press that had printed only twenty books in Turkish was shut down for the next forty years.

Osman III succeeded his brother Mahmud in 1754 but was limited by his having been in the Cage, and he reigned for only three years. The capable grand vizier Raghib Mehmed took over governing in 1757 and implemented western improvements in harmony with existing institutions. He signed a treaty with Prussia in 1761 and modernized the army and navy. Mustafa III (r. 1757-74) did not really begin ruling until Raghib died in 1763. Russia under Empress Catherine II began fortifying a neutral zone between the Bug River and the Ukraine, and the Russian army burned down Balta near the Bessarabia frontier, killing Poles and Turks. Sultan Mustafa replaced the grand vizier with Hamza Pasha, who gave the Russian envoy Obreskov an ultimatum to withdraw from Poland. Obreskov refused and was imprisoned as the Ottomans declared war on Russia. This announcement gave Catherine time to mobilize five armies. Mehmed Emin was appointed grand vizier, but he was a man of the pen and did not understand military strategy. In 1769 the Turkish army crossed the Danube into Moldavia but suffered setbacks and retreated. The Russians moved into Moldavia and Wallachia, resisted only by the Tatars. The next year the Russian navy with English help went around Europe and invaded Greece, defeating the Ottoman fleet in the straits of Chios. The Russian siege of the Lemnos fortress was raised by the heroic efforts of the corsair Hassan from Algiers, who had collected four thousand volunteers from Istanbul.

In 1771 the Russians invaded both sides of the Crimea. By the end of the year Russia and the Turks agreed to an armistice, but the 'ulama in Istanbul opposed giving up the Crimea and threatened an insurrection. Baron de Tort instructed Ottoman forces in artillery and naval warfare. In 1773 the Turks fought back in Bulgaria, but the Russians defeated them the next year. The Treaty of Kuchuk Kainarji recognized the independence of the Tatars in the Crimea and Bessarabia though with the sultan as caliph, and it gave the Russians access to the Black Sea. The Russians agreed to withdraw their fleet from Greece, and Ottoman sovereignty over Georgia and Mingrelia in Asia and over Wallachia and Moldavia in Europe was restored. However, Christians were granted freedom of religion, and the Russians the right of protecting them. After these defeats by the Russians, the Ottoman diplomat Ahmed Resmi Efendi (1700-83) suggested that a declining empire should be content with its borders and pursue negotiation and peace instead of holy war.

Mustafa's brother Abdul Hamid (r. 1774-89) had been in the Cage 43 years when he ascended the throne. War had depleted the treasury, and he had no donative to offer the Janissaries. For the next thirteen years he ruled in peace, resisting the temptation to intervene when Russians overthrew the Tatar khan Devlet Ghitrai in 1779. Their puppet khan allowed Catherine to annex the Crimea in 1783. The khan was imprisoned and then released to the Turks, who beheaded him. Noble Tatars fought for their independence, but General Paul Potemkin's Russian army massacred 30,000 of them, while tens of thousands fled into exile. A few years later Empress Catherine and Potemkin toured this region with Habsburg emperor Joseph II, instigating revolts in the Ottoman empire. Istanbul declared war in 1787, because Austrians had tried to surprise the fortress at Belgrade. Admiral Hassan was recalled from Cairo to attack the Kinburn fortress, but Russians led by General Alexander Suvarov defeated his invading force and the Ottoman fleet. A large Ottoman army crossed the Danube, and Emperor Joseph misled his large army that accidentally killed thousands of their own troops; on the retreat tens of thousands died of disease. Yet in 1789 the Austrians joined with the Russian army of Suvarov and invaded Bosnia and Serbia, killing 25,000 civilians at Oczakov. This news made Abdul Hamid ill, and he died in May 1789.

When young Selim III (r. 1789-1807) became sultan, he sent Hassan to lead the army; but again he was defeated by Suvarov, and Selim had Hassan executed to appease the panic in Istanbul. Joseph died in 1790, and his brother Leopold II, opposed to the war, signed a treaty restoring the territory the Austrians had conquered. Russia continued the war against the Ottoman empire; but a change in policy in England created an alliance with Prussia and Holland to preserve the Ottoman empire. The Turks wanted peace, and in 1791 Catherine agreed to relinquish the conquests west of the Dniester River.

Influenced by the French revolution, Sultan Selim promulgated a "New Order" (Nizam-i-Jedid). In 1791 he sent out instructions asking for memorials from top officials. The Naval Engineering School that had been founded in 1775 was reformed, and in 1795 a new Military Engineering School opened. Most of the instructors were French officers, and students were required to learn the French language. A large library of European books included Diderot's Encyclopédie. The Ottoman empire began sending resident ambassadors to major capitals-first to London in 1793 and then in 1797 to Paris, Vienna, and Berlin. Their secretaries learned the language and studied the customs. The New Order aimed to reform the military and government administration. Local governors had terms limited to three years so that they would be more responsive to the people. Tax farms were abolished as the imperial government began collecting taxes directly. Land reform affected the timars and zeamets (large fiefs), and the incomes from vacant estates returned to the imperial treasury. The government controlled the grain trade. The grand vizier was required to consult the Divan (Council). A minister of the Divan administered a special treasury for paying infantry, and new taxes were put on alcohol, tobacco, coffee, and other commodities. A Turk named Omar Agha had been captured in the Russian war, and he persuaded the grand vizier to let him train a special corps by European methods. Their skills impressed the Sultan, but an attempt to reform the Janissaries caused a mutiny and had to be cancelled.

After Napoleon invaded Egypt in 1798, Selim III signed alliance agreements in January 1799 with Russia, England, and the Two Sicilies. Frenchmen in Turkey were imprisoned. For the first time the Russian fleet was allowed to pass through the straits into the Mediterranean Sea, and the Austrian navy helped them expel the French from the Ionian islands. Napoleon's army invaded Syria; but their siege of Acre failed, and they had to retreat back to Egypt with heavy losses. The French withdrew from Egypt, and in the 1802 treaty of Amiens the British also relinquished Egypt to the Turks. That year the East India Company excluded the French from Oman and established permanent residency at Baghdad, and the British opened a mail line via Aleppo to connect London with India. Istanbul liberated French prisoners and restored their property. Janissaries in Belgrade murdered the Ottoman governor and took over the lands of the Turkish cavalry (sipahi) in Serbia. Oppressed Christians sent mayors to Istanbul, and Sultan Selim sent the Bosnian army to support the Serbian insurrection against the Janissaries, whose four leaders were beheaded. The Serbians now wanted independence; they elected George Petrovic (Kara George) and appealed to the Russians as fellow Christians. Czar Alexander was still allied with the Turks and advised the Serbians to appeal to Istanbul; but the Divan and the Sultan rejected their demands, imprisoned the delegates, and sent three armies into Serbia. However, Kara George defeated them and expelled the Turkish garrisons from Belgrade and other fortresses.

In 1805 Selim III recognized Napoleon as Emperor, prompting Czar Alexander to ask to be recognized as the protector of Christians. Instead, Selim deposed the Phanariot hospodars from Wallachia and Moldavia, because he believed they were Russian agents. When the Russian army marched into Moldavia and Wallachia in 1806, the Ottomans declared war on Russia. In 1807 Admiral Duckworth sailed British ships into the Dardanelles and demanded that the Ottoman fleet surrender. Negotiations gave the Turks time to mount artillery and strengthen their fortifications with advice from French general Sebastiani. Duckworth retreated, and Selim, using French artillerymen, was now allied with France. He levied new troops for the war against Russia, but Janissaries at Adrianople and in the Danubian theater of war resisted the redeployment. Selim suspended the reforms and appointed a Janissary leader grand vizier; but Janissaries mutinied against the new uniforms and equipment, gathering in the Hippodrome. The new chief Mufti presided over trials of the reformers, and seventeen were beheaded. Selim tried to abolish the New Order but was deposed and went to the Cage, whence his cousin Mustafa IV emerged as the new sultan in May 1807.

A truce with the Russians enabled Bayrakdar Mustafa to lead his Bosnian and Albanian troops from the Danube to Istanbul. When they demanded to see Selim, Sultan Mustafa ordered Selim and his brother Mahmud strangled. Selim was executed, but Mahmud hid. The Albanians found him, deposed Mustafa, and enthroned Mahmud II in July 1808. Bayrakdar became grand vizier, executed the assassins and supporters of Mustafa IV, and revived the reforms that Selim had initiated. The responsibilities of local governors were more clearly defined, and the Janissaries were suppressed. After Bayrakdar sent home his Albanian and Bosnian armies, in November 1808 the Janissaries attacked his palace and burned him to death. The reforms once again were cancelled. In 1809 the Russians crossed the Danube from Wallachia and attacked the Turks' camp at Shumla; despite resistance by the Bosnian army, they captured Rustchuk. In May 1812 the Russians signed a treaty at Bucharest restoring Moldavia and Wallachia to the Ottoman empire while retaining Bessarabia and access to the mouth of the Danube. The Turks occupied Belgrade in October 1813 and made Serbia a vassal state, as thousands fled to Austria.

Many Greeks avoided the authority of the Ottoman empire and became bandits (klepts). The Turks armed Christian armatoli to restrain them; but they often joined the Greeks. They also were pirates at sea, and the British taking of the Ionian Islands from France in 1814 inspired revolt. A secret Society of Friends (Hetaireia ton Philikon) had been founded in 1770 when the Greeks first revolted against the Turks. The poet Rhigas Pheraios promoted Greek nationalism with translations; but in 1797 while the French were trying to liberate the Ionian Islands, he was captured at Trieste with twelve chests of proclamations. Rhigas was convicted in Vienna and executed by the pasha of Belgrade. Adamantios Koraés (1748-1833) designed a modern Greek language and began publishing a patriotic periodical in 1811 from Vienna. The Hetaireia was revived at Odessa in 1814.

Elite Greek families lived in the Phanar district of Istanbul. Alexander Ypsilantis was from a Phanariot Greek family that had been hospodars (governors) of Moldavia and Wallachia. He served the Czar in the Russian army and in 1820 was elected commissioner of the Hetaireia after Corfiote count John Capodistria declined the presidency. Ypsilantis crossed the Pruth and began a revolt that was supported by the hospodar of Moldavia, but he found that Romanians in Wallachia were not inspired by a Greek cause. The Czar dismissed Ypsilantis, and the Sultan had the Ecumenical Patriarch excommunicate him, sending an army to Bucharest. Ypsilantis fled to Austria, where that emperor imprisoned him. His brother Dimitri Ypsilantis led the revolt in the Peloponnese which was proclaimed on March 25, 1821 while Sultan Mahmud was trying to subjugate his vassal Ali Pasha in Epirus. This "Lion of Janina" had been recognized by Napoleon and in 1819 had taken over the Adriatic port at Parga. Ali's enemy Ismail had fled to Istanbul, and Ali sent two assassins after him, provoking the Sultan's response. Ali held out against the Ottoman attempt to suppress him for nearly two years before he and his three sons were beheaded in 1822.
级别: 管理员
只看该作者 39 发表于: 2009-03-13
Greeks began taking over Morea fortresses, and Greek privateers captured ports. Greeks attacked Muslims and massacred the town of Livadia, and more than eight thousand Turks were slaughtered at Tripolitsa. Athens was fortified by the Turks and held out for a year. Mesolonghi and Macedonia rebelled, as the monks of Mount Athos took up the cause. On Crete the Janissaries and Muslims slaughtered Christians, including six bishops at Candia. Phanariots at Istanbul were executed, and the Greek patriarch Gregory V was hanged on Easter Sunday. The Turkish navy took revenge for the loss of a flagship by destroying the island of Chios, enslaving and driving off its hundred thousand Christians. The Ottomans crushed the revolt north of the Gulf of Corinth; but Greeks in the Morea convened local assemblies. Dimitri Ypsilantis convened a national assembly near Epidaurus and proclaimed a constitution on the first day of 1822. Its main author Alexander Mavrokordatos, a Phanariot from Mesolonghi, was made president. Greek rebels led by Kolokotrones captured Nauplia; but he refused to recognize a national assembly and kidnapped four of its members; they withdrew and elected the Albanian Hydriot Koundouriotis president. The European powers met at Verona in 1822 but refused to receive Greek delegates they considered revolutionaries.

The English poet Lord Byron arrived at Cephalonia in 1823 with a large loan from a Greek committee in London, but the next year at Mesolonghi he observed the Greeks fighting each other. He had been instructed to give the money to Koundouriotis, but he gave Kolokotrones a share for surrendering Nauplia. A few months later the civil war continued, and Kolokotrones was captured. Mavrokordatos retired in disgust, and Byron died of malaria. In 1825 Sultan Mahmud appealed to Muhammad 'Ali of Egypt, offering control over Crete and the Peloponnese. Muhammad 'Ali sent his son Ibrahim with a disciplined force that reconquered most of the Peloponnese for the Ottoman empire. Kolokotrones was released, but Ibrahim defeated him twice. The next year the Egyptians helped the Turks besieging Mesolonghi, and the government of Koundouriotis soon fell. Two British officers he had recruited insisted that the two factions reconcile. The National Assembly made a new constitution and elected Capodistria president, but Athens fell to the Turks in June 1827.

Ottoman Reforms 1826-1875
Meanwhile in 1826 Britain and Russia had agreed on a compromise to let the Greeks manage their own internal affairs as long as they paid tribute to the Ottoman empire; France signed on at London in July 1827. The Greeks accepted this, but the Sultan rejected it. The armistice was to be enforced by the three European navies. After a blockade they sailed into the bay of Navarino to make Egypt's Ibrahim accept the armistice. When an Egyptian ship fired on an open boat of delegates on October 20, the French flagship retaliated. In the ensuing battle the Ottoman and Egyptian fleets were destroyed. The English persuaded Muhammad 'Ali to withdraw the Egyptian troops; a French force made them go and stayed for five years, because the Sultan would not agree to the armistice. After touring Europe, Capodistria returned to Nauplia in 1828 and appointed a governing Panhellenion under his control.

In 1826 the Russians had imposed the Convention of Ackerman on the Turks, claiming privileges for Moldavians and Wallachians, rights for Serbians, and former Turkish fortresses in Asia. The Sultan declared war on Russia the next year, and Czar Nicholas led the invasion across the Danube; but Turkish defenses caused heavy Russian casualties. The next year a larger Russian force led by Marshal Diebitsch besieged Silistria and routed a larger Turkish army outside of Shumla. Leaving that fortress behind, Diebitsch led the Russians over the Balkan mountains to surprise Edirne (Adrianople), which surrendered. He continued the march toward Istanbul, and in September 1829 the Sultan agreed to the Treaty of Adrianople. Russia gave back most of its conquests but gained part of Moldavia and the mouth of the Danube. Moldavia and Wallachia, though still under Ottoman sovereignty, gained self-government and the removal of most Muslims. Serbia was independent except for the fortresses at Belgrade and Orsova. The Russians had also won victories in Asia and annexed Georgia and part of the Caucasus. The Sultan finally agreed to the Treaty of London granting Greek autonomy, though Crete, Thessaly, and Albania remained Ottoman provinces. Capodristia rejected the appointment of Leopold of Saxe-Coburg as the Sovereign Prince of Greece; but his autocratic methods were resented, and Capodristia was assassinated by Maniots in 1831. Prince Otho of Bavaria was crowned king of Greece and reigned for a generation.

The success of the modern Egyptian army in Greece made the Turks evaluate their own incompetence. Janissaries had even burned houses in Istanbul to show they did not want to fight the Russians. In 1826 Ottoman sultan Mahmud II initiated reforms he had discussed with Selim III while they had been in the Cage for a year two decades earlier. He aimed to centralize his government over all provinces except Egypt and to remove the obstructive power of the Janissaries. With the support of the Chief Mufti and the 'ulama he ordered the Janissaries to provide 150 men for a new corps using modern methods. When they protested at the Hippodrome as expected and then stormed government buildings, a fatwa authorized killing rebel leaders. About 3,000 students and thousands of people gathered at the palace and forced the Janissaries to return to their barracks, where they refused to surrender and were bombarded by Mahmud's loyal artillery troops; 4,000 mutineers were killed. Thus on June 15, 1826 the Sultan abolished the Janissaries, and two days later he outlawed the Bektashi order of dervishes who supported them. He appointed a Serasker, who was both commander-in-chief and minister of war. New regulations called for 12,000 troops in the capital and others in the provinces serving for twelve years. Centralization gave Istanbul control over the provincial armies.

The grand mufti was given new judicial power. The 'ulama became part of the state bureaucracy, as did the vakf, the pious foundation of Muslim charities. The grand vizier became prime minister, and his functions were divided into the ministries of Foreign and Civic Affairs; the treasurer (defterdar) became the minister of Finance. The ministries of Education, Commerce, Agriculture, and Industry were combined into the Board of Useful Affairs. A land survey registered all landholdings in order to reform the tax system, as the last vestiges of feudalism were abolished. A council devised new public laws with penalties for malfeasance, bribery, and corruption. Government officials were given salaries so that they could not collect fees (bahshish), which were hard to distinguish from bribes, for their services. In 1824 Mahmud II had made primary education compulsory, though it still was under the clerics. Secondary schools were developed by the state, and starting in 1827 groups of students were sent to Paris. That year a state medical school was established to train doctors for the army, and a college of military science began in 1834. The first newspaper in Turkish was published at Istanbul in 1831; the Translation Office was opened in 1833; and the postal service began in 1834. European customs were adopted by the Sultan and his government. Offices were furnished with chairs, tables, and desks. Soldiers wore tunics, pants, and boots. The red felt fez, popular in North Africa, was adopted; having no brim, the Muslims could still touch their foreheads to the ground in prayer.

Ibrahim led an Egyptian invasion of Syria and Anatolia that took over Gaza, Jerusalem, Acre, Damascus, Aleppo, and Konya in 1832, and he was ready to march on Istanbul. Sultan Mahmud II appealed to Russia for help, which spurred the British and French to persuade Muhammad 'Ali to withdraw the Egyptian army. In the 1833 agreement he was to retain control over Egypt, Crete, Syria, Damascus, Tripoli, Aleppo, and Adana during his lifetime. The Russians promised to assist Mahmud and gained a secret agreement to use the Straits for the next eight years. In 1838 Muhammad 'Ali refused to pay tribute to Istanbul, provoking Sultan Mahmud to declare war and invade Syria. The Ottoman navy defected to Egypt, and Ibrahim again defeated the Turks in Syria. Britain, Russia, and Austria met and advised Muhammad 'Ali to withdraw his forces from Syria and return the Ottoman navy to Istanbul. When he refused, the British fleet bombarded and destroyed the forts of Beirut and Acre. The British troops were supported by Syrians revolting against Egyptian domination, causing Muhammad 'Ali to withdraw the troops from Syria and agree to the terms that recognized him as hereditary pasha of Egypt; Syria and Crete were restored to the Ottoman empire, and the Egyptian military was to be limited. Mahmud II had died in July 1839 and was succeeded by his 16-year-old son Abdul Mejid.

Young Abdul Mejid (r. 1839-61) developed a close relationship with British ambassador Stratford Canning. Foreign minister Mustafa Reshid returned from London and helped the new Sultan modernize his government along European lines. On November 3, 1839 in the Chamber of Roses in the Grand Seraglio, Abdul Mejid announced the Tanzimat or Reorganization, guaranteeing freedom and security of life, honor, and property; regular methods of taxation instead of tax farms; regular recruiting for military service with limited duration; and fair public trials according to law and no punishments without a legal sentence. The Council of Justice was organized in 1840; they could freely give their opinions, although they were all appointed by the Sultan. Distinctions between Muslims and others were to be eliminated. This meant Christians serving in the army as well as the navy, where they already served. Many Muslims disliked the new laws; clerics called the new commercial code blasphemy, because it went beyond Islamic law. So the Sultan suspended the code and dismissed Reshid, demoting him to his former job as ambassador in Paris. The reactionary Riza Pasha became Serasker, and the anti-western Izzet Mehmed became grand vizier. Riza did reform the military, recruiting troops for five years active duty, followed by seven years in the reserves. Christians were not recruited, and the force reached 250,000; non-Muslims paid an exemption tax. For five years the Gulhane (Rose Chamber) reforms were thought of as the Gulhan (Dust Hole).

The reaction to granting those of other religions equal rights in the Ottoman empire caused some persecution of Jews. In Damascus when the Christian monk Tomaso disappeared in 1840, several Jews were accused of murder and tortured; four were even beheaded. On Rhodes a ten-year-old boy hanged himself, and Christians charged Jews with murder. Persecution of Jews in Syria spread, and a synagogue near Damascus was pillaged and destroyed. Adolf Crémieux in France came to the defense of the Jews, and a tribunal in Rhodes acquitted the accused Jews. Money was raised to find the murderer of Tomaso. Nine European consuls petitioned, and Egyptian viceroy Muhammad 'Ali released the nine prisoners at Damascus. During their decade of occupation the Egyptians had tried to disarm Syria, collect new taxes, and monopolize silk, cotton, tobacco, and coal. After the Egyptians withdrew, in 1841 the Ottomans secularized the judicial system with equality for non-Muslims.

Bashir II in Lebanon had defeated the Druzes in 1825 and cooperated with the Egyptian invasion of 1831; but in 1840 the British and France intervened to evict the Egyptians from Syria and removed Bashir. Conflicts between the Druzes and the Maronite Christians caused several wars between 1838 and 1845, though Ottoman authority established a new government for Lebanon in 1843 with a Druze governor in the south and a Maronite governor in the north. The Maronites rebelled in 1858, and then the Druzes and Muslims attacked the Maronites. European powers intervened again, and in 1861 the Ottomans promulgated new regulations with a Christian as the head of the government. The Maronites benefited from European education, which their clergy got at Rome. French Jesuits had established a school as early as 1728 at Aintura, and Maronite colleges were founded at Zigharta in 1735 and Ayn Warqa in 1789. After 1839 new schools were established at Zahleh, Damascus, and Aleppo. The American University of Beirut was founded in 1866 and the French University of Joseph in 1875. Many joined the Society of Arts and Sciences that started in 1847 and the Syrian Scientific Society that was founded ten years later to promote Arabic literature.

Stratford Canning defended the rights of Christians, protesting when a young Greek and a young Armenian were executed for having reverted to Christianity after converting to Islam. Canning learned that Riza and the Finance minister were involved in peculation with two Christian capitalists, and in 1845 the Sultan dismissed Riza. Reshid became grand vizier again and renewed the reforms. An Ottoman state university was planned, but the buildings were never completed. Local councils were elected to advise governors; but the majority Muslim Turks tended to be reactionary. Canning did persuade Abdul Mejid to ban the slave traffic by Turkish ships. In 1847 mixed civil and criminal courts with an equal number of Ottoman and European judges were established, and the revised penal code was promulgated in 1851. A year earlier the new commercial code went into effect, and trade began to increase. The population of major cities multiplied in one generation with many foreigners. An Ottoman bank had been instituted in 1840, and four years later the currency was safeguarded. The expenses of the Crimean War opened up foreign loans, and the Ottoman economy became dependent on the capitalist enterprises of Europeans. However, Canning's efforts to reform prisons, improve roads, eliminate corruption, or improve imperial finances were not implemented. Abdul Mejid had a lavish new palace constructed with European elegance, increasing his debt, and he became preoccupied with rococo entertainment with European artists and musicians. In 1852 ambassador Canning returned to England.

In 1850 the new French president Louis Napoleon began insisting that the 1740 treaty on the Latin Church's grants in the holy land be enforced. Russian pilgrims and money had made the Greek Orthodox Church dominant there. A new anti-Russian grand vizier gave the French concessions. In 1852 Czar Nicholas refused to recognize Napoleon III as emperor, and he sent the combative prince Menshikov as ambassador to Istanbul. He wanted a guarantee that Russia could protect all Orthodox subjects in the Ottoman empire. France sent a fleet to Salamis, and England sent Canning (now called Lord Stratford de Redcliffe) back to Istanbul. The Turks offered to settle the dispute between the Greeks and the Latins by paying for the repair of the churches in the holy land themselves under the supervision of the Greek patriarch. Menshikov insisted that foreign minister Mehmed Fuad Pasha be removed, hoping Reshid would be better. Menshikov asked for a direct alliance between Russia and the Ottomans, but Reshid rejected the protectorate. Stratford persuaded the Austrians to try to intervene; but Menshikov rejected this and left in May 1853.

Russian troops crossed the Pruth and occupied Moldavia and Wallachia. The Sultan and Stratford sent a note to the four powers (Britain, France, Austria, and Prussia) meeting in Vienna, but they rejected this and sent their own note to Russia. In September 1853 demonstrations erupted into riots in Istanbul, and the 'ulama called for a holy war. Eventually the British told Stratford to order the British fleet into the Straits, and the Ottomans on October 4 gave the Russians a fortnight to withdraw from the Danube principalities. The Anglo-French squadron sailed into the Dardanelles on October 20, and three days later the Turkish forces crossed the Danube. Czar Nicholas announced Russia would remain on the defensive; but in the Black Sea six Russian ships appeared in the Turkish harbor of Sinope in November and demanded a Turkish flotilla and two transport ships surrender. The Turks refused and fired the first shot; but the Russians bombarded the ships, killing 3,000. The British and French immediately loaned the Ottoman empire two million pounds.

In early 1854 the allied ships sailed into the Black Sea. Britain and France demanded Russia withdraw its troops from Moldavia and Wallachia but got no reply. In the spring the Russian army crossed the Danube and besieged Silistria for five weeks. The Turks fought well and forced the Russians to withdraw to Bucharest, evacuating Moldavia and Wallachia as Austrian troops took their place. The Ottomans had won the Danube War, but the Crimean War began as Britain and France attacked the Russian stronghold at Sebastopol. The Turks played a minor role of support by defending Balaclava, Eupatoria, and Kars in Asia Minor. After the French captured Fort Malakhov in September 1855, Sebastopol fell. The treaty the next year made few territorial changes. Protection of the Rumanian principalities and the Orthodox Christians was transferred from Russia to the western powers, and the Black Sea was declared neutral and free of naval forces and arsenals.

During the Crimean War ambassador Stratford prepared a charter of reform for the Ottoman empire to extend the Tanzimat reforms, and this was incorporated into the 1856 treaty at Paris. Equal rights regardless of race, religion, or language were applied specifically to taxation, education, justice, property, public offices, and administration. However, France refused to allow enforcement of these rights into the treaty. The Reform Edict called for annual budgets, banks, employing European capital, codifying penal and commercial law, reforming the prison system, mixed courts for cases involving non-Muslims, and improving commerce, agriculture, roads, and canals. Stratford left Istanbul in 1858, succeeded by Henry Bulwer. By then the Ottoman treasury was empty; military pay was in arrears; inflation was increasing the cost of living; and the national debt was escalating. In 1859 more than forty conspirators were arrested and interrogated in the Kuleli barracks for attempting to overthrow the government; they were sent to prison or exile in the provinces, and the death sentences were commuted. 'Ali Pasha was replaced as grand vizier by the conservative Kibrisli Mehmed Emin Pasha. In 1860 thousands of Christians were killed in Lebanon by Druzes and in Damascus by Muslims. Ottoman imperial forces effectively pacified these provinces as the French landed troops in Lebanon to defend the Maronites. The next year the Porte at Istanbul agreed with the European governments to appoint a Christian governor for Lebanon.

Educational reforms took time to affect society. A plan for comprehensive state education had been formulated in 1846, and middle schools opened the next year. Schools for females began in 1858, and the year after that a school of political science helped to prepare civil servants. By 1867 the Ottoman empire of about forty million people had 11,008 primary schools with 242,017 boys and 126,454 girls; 108 rushdiye's (middle schools) were educating 7,830 students; but only 225 were studying in specialized civil schools. The non-Muslim millets operated another 2,495 schools (mostly primary) with 125,404 students. The plan for free and compulsory primary schooling was not devised until 1869. Because of the need for teachers, these would take generations to reach large numbers of people.

Abdul Mejid died in 1861 and was succeeded by his brother Abdul Aziz, who would rule until 1876. He pensioned off his brother's concubines but had even more himself, employing 3,000 eunuchs. In 1864 the provinces were organized into vilayets, and these were further subdivided into sancaks, kazas, kariye's, and nahiye's, which were groups of rural hamlets. The millets for non-Muslims were reorganized, and in 1865 the Jewish community approved a constitution; those in Istanbul elected a grand rabbi, but they had no clerical hierarchy like the Armenian and Greek millets. In 1867 moderates in Bulgaria asked for self-government under dual monarchy. Crete was rebelling; there was unrest in Montenegro and Syria; and the Turks withdrew their last garrisons from Serbia, where Prince Michael was trying to unite the Balkans against Ottoman rule. The urging of France, Britain, and Austria enabled the progressive ministers Mehmet 'Ali Pasha and Mehmed Fuad Pasha to reorganize the High Council to improve justice and education. In 1868 Midhat Pasha, who had governed Bulgaria, Iraq, and the Danube province well, was appointed president of a Council of State that included Christians to prepare a budget and promote reforms. Husain Awni Pasha worked on education in order to improve the army. Nonetheless Abdul Aziz was reactionary and autocratic.

Whereas the Tanzimat had aimed at justice, now the young Turks wanted liberty and constitutional government. The first political party in Turkish history called the Patriotic Alliance or Young Ottoman Society was formed in 1865 as a secret society based on the Carbonari in Italy. Reshid Pasha had died in 1858, but two of his protégés led the movement. Ibrahim Shinasi had been a student at Paris during the revolution of 1848; he edited a newspaper in Istanbul and wrote poems and plays. Ziya Pasha went to Paris, London, and Geneva in 1867, and he advocated a constitution and national parliament.

Namik Kemal (1840-88) came from a family of Ottoman officials, and in 1857 he began working for the Institute of Translation. After Shinasi left for Paris in 1864, he edited the newspaper. When Egyptian prince Mustafa Fazil wrote an open letter to the Sultan in French demanding a constitution, Namik Kemal translated it into Turkish and published it in the paper. Exiled to the provinces, Kemal went to London and then to Paris with Ziya Pasha and seven others. In 1867 Abdul Aziz was the first sultan to visit Paris and London, where he came across the young radicals who were being financed by Fazil. In June 1868 Kemal and Ziya Pasha began publishing their Turkish newspaper Hurriyet, which means freedom.

Kemal translated French works into Turkish, and he wrote a series of "Letters on Constitutional Regime" to expound his liberal philosophy. He believed in the political sovereignty of the people and that the rights of individuals should be based on justice. He argued that Islam is compatible with republican government, and he proposed a council of state to draft bills and administer the laws, a national assembly to legislate and control the budget, and a senate to moderate the legislative body and the executive power by protecting the liberties of the people. Kemal argued that the superiority of modern civilization could no longer be doubted, and he urged Muslims to have faith in liberty and progress. He was the first Turkish writer to point out how the West had penetrated their economy, and he criticized the current financial, administrative, and educational conditions. Although he wanted to apply Western science, technology, economy, press, and education, he criticized the Tanzimat legal reforms for undermining the Muslim community. He argued that adopting the separation of state from religion was a serious error that opened the way for European interference. He became a patriotic romantic and urged an Islamic constitution.

Kemal's patriotic drama Vatan (Fatherland) portrayed the heroic defense of Silistria and was performed at Istanbul in 1873. The audience was so moved by the play that the first three performances were followed by shouting and public demonstrations, causing Sultan Abdul Aziz to close the play, ban Kemal's newspaper, and deport him to Cyprus for three years. There he wrote his most famous play Akif Bey about the sacrifice of a Turkish marine officer. His romantic tragedy The Miserable Child advocated marriage by free choice and prohibiting of forced marriages. In 1875 his romantic comedy Gulnihal portrayed a tyrannical governor whose jealousy fails to keep two lovers apart.

The modern Turkish theater was suddenly coming alive. In 1860 the first published play was the one-act farce A Poet's Marriage by Ibrahim Shinasi that satirized the custom of arranged marriages. In 1873 Mehmet Rifat's tragicomedy The Tradition portrayed an elaborate circumcision ceremony. Following Kemal's Fatherland, Ottoman victories were glorified in Mehmet Rifat's Either a Veteran or a Martyr and Mehmet Sadettin's The Danube or Victory. Also in 1874 Nuri's Dandies of Our Time satirized Turkish imitation of European manners. In 1875 Ahmet Mithat Efendi, who had also been exiled with Kemal, exposed the bigotry of Muslim clerics in The Uncovered Head, feudal oppression in The Taking of Revenge or The Old Civilization of Europe, and showed that nobility comes from character, not from birth, in his The Command of the Heart. Akhondov (1812-78) in Azerbaijan wrote several comedies satirizing social abuses and conservatism.

Mehmed Fuad died in 1869, and after the death of Mehmet 'Ali in 1871 Sultan Abdul Aziz felt he was free from the reformers and could pursue his absolutist tendencies. He made his ministers directly responsible to him instead of to the grand vizier. He made the ambitious Mahmud Nelim grand vizier, and he dismissed ministers and rotated others. Abdul Aziz removed Nelim in 1872 and had six grand viziers in the next three years. He emulated the European luxuries he had observed and spent money building ironclad warships and railroads. In twenty years the Ottoman debt had risen from 4,000,000 pounds to 200,000,000. More than half of the empire's revenues were now going to pay its charges. In 1873 drought in Anatolia led to famine, and many taxes could no longer be collected. Tax farming, which had been declared abolished in the reforms of 1839 and 1856, was once again banned. A bad harvest and extortions for taxes erupted into insurrection in Herzegovina in June 1875 and spread to Bosnia, causing civil war between Muslims and Christians. Uprisings in Bulgaria were becoming stronger, and the latest in September 1875 at Stara Zagora was crushed. In October the government announced that creditors would only receive half the interest due. Minister Midhat Pasha was also deposed in 1875. This disorder would lead to a coup d'état and the acceptance of a constitution in 1876.

The Ottoman empire was in a very weakened and difficult situation. Their multi-ethnic empire had long been stretched to the limit of its military capacity, and now it was suffering from the competition of economic imperialism. Most of their merchants were Europeans or Ottoman Christians. The capitulations the Ottoman empire gave the Europeans prevented them from imposing comparable tariffs to protect their industries. Thus cloth manufacturing, for example, in the Ottoman empire had decreased to about a third of what it had been a generation earlier because of European mercantilism. The diverse ethnic groups with different languages called millets were greatly affected by the growing nationalism of the 19th century, and these groups often received military assistance from the western powers, as the Greeks had. Missionaries funded private universities such as Robert College in 1863, the Syrian Protestant College in 1866, and the Université Saint-Joseph in 1874. In the early 1870s the French also influenced the development of the civil code.

Persia of Nadir and Zands 1730-1794
Nadir Quli Beg dethroned the drunken Tahmasp and proclaimed his infant son 'Abbas III in 1732. The next year Nadir besieged Baghdad but was defeated by the Turks at Kirkuk, though greater numbers helped the Persians to route the Ottoman army at Topal Osman. In 1735 Nadir with 80,000 Persians won a big victory at Baghavand, gaining Tiflis, Ganja, and Erivan in the treaty of Baghdad. In 1736 he deposed 'Abbas and named himself Nadir Shah Afshar. Nadir transferred his capital to Mashhad in his Khurasan homeland. He disestablished the Shi'i institutions but aimed at reconciliation by adding the Shi'i Ja'fari as the fifth school of law, equal to the four Sunni schools. His attempted compromise did not satisfy either the Sunnis of the Ottoman empire nor the Shi'is in Persia. He did gain Persian pilgrims equal status at Mecca, and Sunnis could no longer hold Persians in slavery for not being orthodox.

The ambitious Nadir Shah emulated Timur in his quest to conquer other lands. In 1737 his army of 80,000 besieged Qandahar, which gave in a year later. Nadir left Qandahar abandoned, founded a new city called Nadirabad, and moved on to Ghazna and Kabul to invade the Mughal empire of Muhammad Shah, using the pretext that he had given refuge to fugitive Afghanis. In December 1738 Nadir learned that Lezgis in the Caucasus had assassinated his brother. He appointed Riza Quli his viceroy in Persia and headed for Lahore, where the governor gave Nadir gold and was allowed to keep his position. Muhammad Shah came to visit Nadir, who had his army surround the Mughal army outside of Delhi. Sa'adat Khan attacked the pillaging Kurds; but he was defeated and captured by Nadir's main army. Nadir claimed that 20,000 enemies were killed and even more made prisoners. Nadir and the Mughal emperor entered Delhi together in March 1739, and Nadir had coins minted in his name. Gifts and taxes brought Nadir fifteen crores of gold, and he married Emperor Aurangzeb's great granddaughter. This treasure enabled Nadir to exempt Iran from taxes for the next three years. By December Nadir was back in Kabul, where he recruited 40,000 Afghanis for his army.
描述
快速回复

您目前还是游客,请 登录注册