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ethics of civilization

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只看该作者 130 发表于: 2009-03-15
Mongols and Yuan China
Genghis Khan and the Mongol Empire
Khubilai Khan in China
Yuan Dynasty 1294-1368
Chinese Theater in the Yuan Era
This chapter has been published in the book CHINA, KOREA & JAPAN to 1800. For ordering information please click here.

Genghis Khan and the Mongol Empire
China 7 BC to 1279
Throughout its history the Chinese faced the northern danger of nomadic horsemen raiding or invading their territory, and for centuries they fought off the Xiongnu. Not farming, these grassland "barbarians" relied on animal products and were often driven to make raids to gain grain, arms, and other supplies. Having no written language and remaining illiterate until the 13th century, little is known of their history before then except through the Chinese and other literate people. About 400 CE the iron stirrup enabled these skilled horsemen to shoot arrows standing up, giving them a military advantage that would last a millennium until the use of gunpowder was developed. The Toba people, who founded the Northern Wei dynasty (386-534), were mostly Mongolian, as were the Khitans, who were also in north China and founded the Liao dynasty (947-1125).

Temujin was the first child of Hoelun and was born by the Onon River of Mongolia in the spring of 1162. His father Yesugei was a local chief but was poisoned by the Tatars. To maintain his prominence in the family, Temujin and his brother Khasar killed their half-brother Begter with arrows. Young Temujin fled to the mountains but was captured by the Tayichiud and may have spent a few years as a slave before he escaped. Upon his wedding to Borte, he received a black sable coat, which he gave to his father's ally Ong Khan, the Christian ruler of the Kereyids. After his wife was abducted, Temujin prayed on the Burkhan Khaldun mountain and then asked Ong Khan to help him raid the Merkids. Temujin split with his boyhood friend Jamukha at the age of 19.

Temujin and Ong Khan with their Mongol followers raided the Tatars in 1196. The Jurkin did not support them and killed ten of Temujin's followers. So the next year Temujin defeated them and executed their aristocratic leaders; others were taken into his tribe as regular members instead of as slaves. Jamuka summoned a council (khuriltai) of Tayichiuds and was proclaimed Gurkhan (chief of chiefs), but the Kereyids had more warriors and shamans. In 1201 Temujin was shot in the neck by an arrow, but the Mongols prevailed. The next year Temujin led another campaign against the Tatars and ordered no looting until the battle was over; then the goods were divided, and the widows and orphans of soldiers killed also received a share. Aristocrats who disliked his distribution deserted to Jamukha, but many others joined. Temujin called a khuriltai and gained approval for his policy of killing the aristocratic enemies, though he took two aristocratic Tatars as wives.

In 1203 Temujin asked to marry the daughter of Ong Khan, who was offended and set a trap for him. Temujin learned of the plot and retreated to Lake Baljuna with his brother Khasar and eighteen loyal friends from nine tribes. They were Christians, Muslims, and Buddhists, but Temujin worshipped the Eternal Sky and was advised by shamans. As they marched back toward Ong Khan, they were joined by many; the Kereyids retreated and fled west to the Naimans. There Temujin's Mongols used hit-and-run attacks. Jamukha was turned over to Temujin and asked to be killed. Temujin organized his army into squads of ten, companies of a hundred, battalions of a thousand, and tumen (armies) of ten thousand. He had about 90,000 warriors, and all were mounted on horses. Everyone in the tribe had to serve in the army or do public service.

In 1206 Temujin ruled one million people of the Great Mongol Nation and was proclaimed Genghis (Chinggis) Khan, Universal Ruler. He promulgated the Great Law that authorized capital punishment for abducting women, adultery (beyond the family and household), rustling animals, spying, false witness, sorcery, "infamous vices," and claiming an office without an election. Selling women into marriage was prohibited. He granted complete freedom of religion and gave tax exemptions to religious leaders, doctors, lawyers, teachers, scholars, and undertakers. The khan must be elected, and everyone, including the khan, was subject to the law. Hunting of animals was forbidden from March to October during their breeding season. A writing system was developed using the Uighur language and the Syriac alphabet, but most Mongols learned their laws by singing them. Commanders of battalions had to send their sons to the tumen of Genghis Khan, and he used them to replace incompetent and disloyal officials. Mongol warriors were forbidden to speak of death, injury, or defeat. The shaman Teg Tengeri tried to get Genghis Khan to move against Khasar, but their mother persuaded him to have the shaman killed. Genghis Khan married his daughter to the Uighur khan.

Four Khitan officials deserted to the Mongols and urged an attack on the Jurchen. Genghis Khan needed trade goods and called a khuriltai. First the Mongols conquered the Tanguts by 1209. Moving east, in 1212 Genghis Khan restored the Khitan monarchy that had been overthrown by the Jurchen. The Mongols conscripted local labor and assigned ten men to each warrior. Refugees in this highly populated area fled before their army into the cities, where they starved and resorted to cannibalism. Peasants rebelled against Jurchen rule. The Mongols adopted the catapults, gunpowder, siege engines, and other weapons of their enemies, recruiting their engineers and artisans. In 1214 the Jin khan in besieged Zhongdu (Beijing) offered 500 young men and women, 3,000 horses, and massive wealth, and Genghis Khan agreed to go home. When the Jin khan fled to Kaifeng, Genghis Khan felt betrayed and returned. The farms of Inner Mongolia were trampled to make them grazing land for the carnivorous Mongols' animals. The Mongols had always lived in tents with few possessions, but now they had extraordinary wealth. Genghis Khan continued to live frugally because he believed that God punished civilizations for their arrogance and extravagant luxuries.

In Siberia the female chief Botohuitarhun had Mongol envoys killed in 1219 but was eventually defeated. Guchlug married a Black Khitan princess and persecuted Muslims. Genghis Khan sent an army of 20,000 led by Jebe to kill him and end the persecution at Kashgar in Central Asia. The sultan of Khwarezm refused to punish a governor who killed merchants and then killed envoys. This provoked Genghis Khan to lead the invasion that captured the following cities: Bukhara, Samarqand, Otrar, Urgench, Balkh, Banakat, Khojend, Merv, Nisa, Nishapur, Termez, Herat, Bamiyan, Ghazni, Peshawar, Qazvin, Hamadan, Ardabil, Maragheh, Tabriz, Tblisi, Derbent, and Astrakan. The Mongols slaughtered the rich and powerful, but they did not use torture or mutilation. One exception was after the husband of Genghis Khan's daughter was killed at Nishapur in 1221; she ordered the death of all in the city, and the skulls of men, women, and children were piled in pyramids. Persian estimates of the millions killed in some cities are probably exaggerations, but scholars have estimated that the Mongols killed fifteen million people in Central Asia over five years. Some cities were destroyed so that commerce would follow routes easier to control.

Because Jochi was born soon after Borte returned from being abducted, the second son Chaghatai suspected that Jochi was not the son of Genghis Khan. They agreed to let the third son Ogodei be the successor, but personal lands were given to each son. Jochi and Chaghatai quarreled during the conquest of Urgench. Genghis Khan tried to teach them to control their pride and anger. He wanted unity in the Mongol empire and division among his subject peoples. When Jochi died, some suspected that Genghis Khan killed him. After a fall from a horse, Genghis Khan died during the siege of the Xia capital at Xingzhongfu in 1227.

Ogodei gave away pearls, gems, and silk, feasting and drinking during the entire summer of 1229 at Avarga. The next year he sent armies back to northern China and Central Asia to reaffirm Mongol control. A building was constructed at Karakorum for the ruler and to store the wealth. Buddhists, Muslims, Daoists, and Christians were given houses of worship. From 1229 Mongol administration was run by the Khitan prince Yelu Quzai (1190-1243), collecting taxes in Chinese fashion. Weights and measures were standardized. The Song Chinese, attempting to regain northern territory, allied themselves with the Mongols for a siege of Kaifeng in 1232; the Qin emperor was driven out and committed suicide two years later. Because coins were too heavy to transport, in 1236 paper money was devised based on reserves of precious metals and silk. Paper money was followed by civil service examinations and an imperial library at Beijing. A Mongol army led by Ogodei's son Koden attacked Tibet in 1239, but the Tibetans negotiated instead of resisting. Lamas healed Koden's ailments in 1247, showing the superiority of their magic.

By 1235 Ogodei had squandered the wealth. Subodei had conquered as far as Georgia in 1221 and fought Russians in 1224; he recommended a campaign against Europeans. When Genghis Khan's youngest son Tolui died of drinking too much, his oldest son Mongke took his place. Jochi had been succeeded by his son Batu. The Mongols decided to invade both the Song dynasty of China and go west to Europe.

In 1236 Subodei led an army of 50,000 Mongols and 100,000 allies north up the Volga River to Bulgaria. Mongke led a force south to take on the Kipchak Turks. Cities that did not agree to hand over ten percent of their wealth as tribute were attacked, and aristocratic rulers were put to death. Captives were enslaved and forced to fight at the front of the Mongol army and were killed if they did not. Kiev was taken in December 1240, looted, and then burned down. Mongol armies swept across Poland to Germany and through Hungary up to Vienna. A major battle was fought at Liegnitz on April 9, 1241 as the clever Mongols by retreating lured the German knights into swamps, where 25,000 were killed or captured. Prisoners were sold or put to work; miners helped develop the mineral resources in Dzungaria of western Mongolia. Hungarian king Bela IV retreated from the army of Subodei. The Mongols used burning oil and gun powder to cause panic, forcing the Hungarians to flee toward Pest. There Christian priests marched with bone relics, which offended the Mongols' religion; two archbishops, a bishop, and many Templar knights were killed. In this war the Europeans lost nearly a hundred thousand knights.

Ogodei died of excessive drinking in December 1241, and the next year the Mongols withdrew from Europe to Russia. They sold their prisoners to Venetian and Genoese merchants, who distributed them in Mediterranean markets; most ended up in Egypt's slave army. Tolui's widow Sorkhokhtani ruled northern China and eastern Mongolia, but Ogodei's widow Toregene became regent. Ogodei had chosen a grandson as his successor, but Toregene called a khuriltai to elect her son Guyuk. This was not well attended, but in 1246 she got him selected. That year the Franciscan friar Plano Carpini visited their court on behalf of Pope Innocent IV. Guyuk pointed out that the Mongols, not the Pope, controlled most of the world. Guyuk accused his mother's advisor, Fatima Khatun, and got away with torturing her because she was not a Mongol. After Toregene died, Fatima and those connected with her were executed. Sorkhokhtani had refused to marry Guyuk, and he took over her territory. After ruling tyrannically for a year and a half, Guyuk died, probably poisoned.

Sorkhokhtani organized a khuriltai in the Mongolian homeland, and her son Mongke was elected in 1251. Relatives of Ogodei and Guyuk arrived late, and Mongke had 77 put to death. He made his younger brothers, Khubilai and Hulegu, khans of north China and west Asia respectively. Mongke also regularized tax collection throughout the empire and ordered killing and destruction kept to a minimum. Changing leadership and other conquests, such as over Nanzhao in the southwest in 1253, kept the Mongols out of southern Song China for a while. Mongke and his brothers ruled over an immense empire that was symbolized by a Silver Tree with four serpents that provided drinks-airak (fermented mare's milk) for the Mongolian north, mead from honey for the European west, grape wine for the south, and rice wine for the east. In 1253 William of Rubruck arrived from France. Mongke held a debate between Christians, Muslims, and Buddhists, but the participants gradually got drunk. Mongke believed in one God but said that God had different religions like fingers on one hand. He observed that Christians did not follow their scriptures and sent Rubruck home. Mongke took on the debts of Guyuk and stabilized the economy. A central agency prevented the issuing of too much paper currency.

Mongke sent his brother Hulegu to attack Baghdad, his brother Khubilai to invade China, and left his youngest brother Arik Boke at home as Prince of the Hearth. With Chinese engineers and European artisans, Hulegu advanced the machinery of war. The Grand Master of the Assassins had sent spies to murder Mongke. This was prevented, and Hulegu's army attacked the Assassins' fortress. The drunk Grand Master was killed by his own followers, and in November 1256 the Ismaili imam surrendered to the Mongols; Mongke had him put to death. Hulegu supplemented his army with Armenians, Georgians, and Turks. By employing iron tubes instead of bamboo, the Mongols used gunpowder to expel metal projectiles and ceramic balls filled with gunpowder that exploded on contact. Their innovations included explosives to undermine walls, smoke bombs, grenades, mortars, and incendiary rockets. Thus Baghdad was struck from a distance and then stormed; in February 1258 for the first time in its five centuries the capital of the Abbasid caliphs surrendered to non-Muslims. The looting went on for 17 days, and then the city was set on fire. Many Christians in Baghdad supported the Mongols. Damascus surrendered before it was attacked. Mongke Khan died in 1259, and the following September the Mamluks of Egypt stopped the Mongol advance and defeated them in Galilee. Hulegu still had the largest portion of the Mongol empire and took Azerbaijan from his cousins. These descendants of Jochi declined to abandon their remaining territory in Russia to attend the khuriltai and became known as the Golden Horde. Hulegu's descendants in the vast Persian empire from Afghanistan to Turkey became known as the Ilkhans or vassal emperors.
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Khubilai Khan in China
Meanwhile Khubilai Khan, who was more of a scholar than a warrior, was advancing slowly into China. When his three envoys to Dali in the southwest were killed in 1253, he sent a punitive expedition. Dali surrendered, and Khubilai limited the executions to the killers of the envoys. In 1257 Mongke sent investigators who executed revenue administrators for corruption. Mongke came and ordered Khubilai to settle the conflicts between the Daoists and Buddhists while he took over the military campaign, crossing the Yellow River in May 1258. Khubilai listened to the debate and decided that the Daoist claims in the Huahu Jing were erroneous; so he ordered seventeen Daoists to convert to Buddhism. After Mongke died, Arik Boke and Khubilai held separate Khuriltais in 1260. Khubilai Khan sent his army to attack Karakorum. After several battles and three years of civil war, Arik Boke went to Shangdu and surrendered to Khubilai in 1264. Arik Boke was put on trial, banned from court, and died mysteriously two years later. Khaidu ruled in Bukhara, but Khubilai Khan ruled eastern Mongolia, China, Tibet, Manchuria, and Korea. Starting in 1261, Khubilai pardoned and released many Song merchants. Trade increased as Muslims became intermediaries between China and Central Asia. He also waived taxes on regions suffering economically. He created an office to promote agriculture and support peasants, and he prohibited the animals of the nomadic Mongols from wandering in farmlands. Skirmishes with Song troops led to a major battle in Sichuan in 1265; Khubilai's troops won and captured 146 ships.

As early as 1263 Khubilai Khan ordered an ancestral temple for his family in the Chinese tradition. The Forbidden City, where only Mongols were allowed, was constructed within Beijing, and other sections were designated for foreigners as well. He appointed pacification commissioners to restore war damage and foster good relations with the Han Chinese. The Mongols did not usually impose their religion on others, but eventually the Tibetan lama Phagspa persuaded Khubilai to proclaim Lamaism the national religion of the Mongols. Song prime minister Jia Sidao tried to prepare for a military attack by confiscating land from the wealthy; several resentful Song generals would eventually surrender without fighting. The Mongol attack came in 1268, and the siege of Xiangyang lasted five years. In 1271 Khubilai adopted the dynastic name Yuan meaning "origin." He sent an envoy to Japan in 1268, demanding tribute. From 1264 to 1294 Khubilai received 36 tribute missions from Korea. By 1274 the Mongols had assembled ships built in Korea to invade Japan; but after winning a battle on land, a storm destroyed the fleet, and 13,000 invaders were lost.

Mongol society in China had four classes. A small number of Mongols was the privileged group, followed by the special status of Turks, Muslims, and other non-Chinese; northern Chinese ranked third, and the multitudinous southern Chinese were fourth, above only a considerable number of slaves. Mongols and other foreigners (mostly from Persia) replaced most of the Confucian aristocrats in government, and the civil service exams were abolished. Many Chinese intellectuals had been made slaves until the Mongols realized they could be useful in their administration. The Mongols then decided to staff each office with quotas of northern Chinese, southern Chinese, and foreigners. In 1260 the Yuan government was the first to make paper money the only legal currency throughout an empire, but eventually inflation got out of control. Those with excessive debts could declare bankruptcy twice, but to do so a third time was a capital crime. Khubilai founded the Mongolian Language School in 1269, and that year Phagspa presented an alphabet of forty-one letters derived from the Tibetan. Two years later the Mongolian National University opened in the capital. In 1275 the Mongol army presented a ceremonial drama portraying their military history. Khubilai also patronized a massive history-writing project that took eighty years to complete. He ordered farm households of fifty to one hundred grouped into communes for mutual help. Local councils were encouraged to settle their own disputes. Each commune had an elementary school to teach children reading and writing when they were not needed in the fields. Mongol records indicate they created 20,166 public schools.

Meanwhile in 1273 Khubilai had appointed the Turk Bayan to command the invasion of Song, and in January 1275 the Mongols crossed the Yangzi River. By 1276 Mongol forces had taken Hangzhou (Linan), and the next year they took Canton. The powerful Song navy was surrendered to the Mongols by capitalist Pu Shougeng, who said, "Continuous warfare is bad for business."1 The last Song emperor was drowned in the sea in 1279. The young heir was sent to study in Tibet and became a monk in 1296. Khubilai released tens of thousands of captured Song soldiers and civilians, and he ordered the Mongols to treat the Chinese and their property with respect. However, when a large rebellion erupted in Jiangnan in 1279, the Mongol army crushed it in 1281 and beheaded 20,000 rebels, according to Chinese historians. Resistance continued in Jiangnan, and in 1289 Khubilai prohibited its people from possessing bows and arrows. Khubilai sent more envoys to Japan, but they were beheaded. In 1281 a Korean fleet invaded Japan again and was to be joined by a Chinese fleet, which arrived late; but again a storm destroyed them, drowning about a hundred thousand. Southern Chinese merchants complained about building 500 more boats for a third invasion, and Khubilai cancelled the campaign in 1286.

Even on land the Mongol army had difficulty invading the tropical regions of Southeast Asia. In 1281 a campaign led by Khubilai's son Toghon aimed at Champa had to pass through Annam, whose leader Tran Thanh-Ton objected. In 1285 Toghon withdrew, leaving Sodu and his forces to be killed by the army of Prince Tran Nhat-Canh. Toghon led another invasion in 1287 and occupied Hanoi but had to withdraw because of the heat. Khubilai sent an army to invade Burma in 1283, and in 1287 they occupied Pagan for a few months. In 1289 Java's Kertanagara branded the Mongol envoy on his face. A naval expedition with a thousand boats led by Gao Xing went to Java in 1293, but despite the current civil war in Java they fell into an ambush and retreated.

When Phagspa died in 1280 at the age of 45, poisoning was suspected. The Tibetan official chosen by the Mongols to administer Tibet was arrested and executed; but Khubilai paid for the lama's burial and the building of a stupa to honor him. Khubilai appointed as imperial preceptor Phagspa's 13-year-old nephew Dharmapalaraksita, who had been brought up at the Mongol court. The Brigung sect attacked his Saskya sect and the Mongols in 1285. Khubilai sent his son Temur Bukha with an army that destroyed the Brigung monastery and killed 10,000 men in 1290.

After 1279 Khubilai Khan suffered from gout and drank more. His favorite wife, Chabi, died in 1281, and his designated successor, Zhenjin, died five years later. Ahmad directed the financial administration for twenty years until his death in 1282. He had all taxpayers registered and imposed state monopolies on salt, tea, liquor, vinegar, gold, silver, and copper tools to increase revenues. Tax registers listed 1,418,499 households in northern China in 1261 and 1,967,898 in 1274. Taxes in silver on merchants increased a hundredfold from 1271 to 1286 as southern China was added. Also in those fifteen years the salt monopoly revenues increased sixfold. After the offensive Ahmad was punished in 1282, Lu Shirong was promoted and extorted money from people until he was arrested and executed in 1285. Next Sangha gained control until 1291. He allowed the Buddhist monk Yang Lianzhenjia to plunder treasures from Daoist temples and Song royal tombs in order to renovate and construct Buddhist temples. The registry for 1291 counted 42,318 Buddhist temples and 213,418 monks and nuns.

In 1285 the pirates Zhu and Zhang were given a lucrative contract to transport grain from the south to the north. Two and a half million laborers in 1289 completed the northern portion of the Grand Canal that eventually ran 1100 miles from Hangzhou to Beijing. Khubilai's government guaranteed property rights, reduced taxes, and improved roads. The number of capital offenses was reduced, and less than 2,500 criminals were executed during his reign. Fines often replaced physical punishment. In the Mongol legal code of 1291 reason was recommended, and torture was banned in most cases. Tattooing criminals was a Chinese tradition, but the Mongols prohibited it on the forehead. To get food to the Beijing region, Chinese entrepreneurs were given concessions to ship grain by sea; but these were withdrawn in the early 14th century because of treason and piracy, after they had made huge fortunes. The Mongols facilitated commerce and the spreading of many Chinese technologies to Europe; Francis Bacon considered the most important of these gunpowder, printing, and the compass. The Chinese had begun using moveable type in the 12th century, and the Mongols applied this to their new alphabet, greatly reducing the cost of books. Physicians from Persia and India shared knowledge with the Chinese, improving the skills of all. Persian doctors and translators were imported, and 10,000 Russians colonized the region north of the capital.

Italian traveler Marco Polo served Khubilai Khan from 1275 to 1291; he claimed that he governed the commercial city of Yangzhou for three years, but scholars disagree. He explained the success of Genghis Khan's conquests from his not harming the inhabitants or despoiling their goods, but leading them on to further conquests. However, he wrote that anyone encountered by the funeral procession of a Khan was killed, claiming that 20,000 were put to death when Mongke Khan died in 1259. Marco Polo described how the powerful Saracen Ahmad abused his power so much by collecting wealth, taking women, and executing innocent people that a palace revolt eventually got rid of him. In 1287 Marco Polo witnessed a huge army mobilizing to fight the rebellion led by the Mongol Nayan, who had tried to capture Bayan. Even after Nayan was put to death, Khaidu continue to attack Khubilai's troops in the northwest. Khubilai celebrated the religious feasts of all major religions, revering Jesus, Muhammad, Moses, and Sakyamuni (Buddha). He thought the Christian faith was best, because he found its teachings only good and holy. However, with so few Christians in his empire Khubilai would not accept baptism unless the Pope sent him a hundred religious scholars to teach the religion; but his repeated requests for this were ignored.

Marco Polo also described the incredible wealth and luxuries of Khubilai's court and the speed of his postal messengers, who covered over 200 miles per day on horseback. Marco Polo praised the comfort of stations on the trade routes every twenty or thirty miles. Where possible Khubilai had trees planted along these roads, because his advisors told him those who plant trees live long. In addition to providing food and clothing for the poor, he also supported about 5,000 astrologers and soothsayers. Although the Mongols obviously dominated by using violent warfare, they contributed to world culture by promoting free trade, allowing open communication, sharing knowledge and technology, tolerating religious diversity under a secular state, and encouraging diplomatic immunity. Khubilai died in 1294 and was succeeded by his grandson Temur.
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Yuan Dynasty 1294-1368
Rebellions by Chinese against Mongol rule and the privileges of the rich increased after 1300 because of corruption. Temur (r. 1294-1307) had officials investigated in 1303, and 18,473 were convicted. Mongol control weakened as succession struggles and seven young rulers occupied the throne in the next 26 years. The Franciscan papal missionary Giovanni of Monte Corvino was allowed by the Great Khan to preach, taught 150 choirboys Gregorian chant, and baptized 6,000 converts in 1304. Giovanni was appointed archbishop of Daidu (Beijing) by Pope Clement V in 1307, but after his death in 1328 Christianity gradually faded away in China by the end of the Yuan dynasty. Ayurbarwada, known as Emperor Renzong (r. 1312-20), had been tutored by Confucian scholar Li Meng. Upon taking the throne, he abolished the Department of State Affairs and had its five chief ministers executed for what he considered to be corruption. He announced that candidates for office must pass a test on a classic and a historical work, and in 1313 he instituted the examination system based on the classics and Zhu Xi's version of the four Confucian books. The exams started in 1315; but one quarter of the 300 appointments were reserved for Mongols, and one quarter went to foreigners. That year the leveling of tombs in fields in order to add to cultivation caused riots. The Mongols valued merchants much more highly than the Chinese did and increased commerce from 3,000 tons to 210,000 tons in 1329.

Guan Yunshi was a Uighur born into a prominent military family in 1286 in Yongzhou. By 1303 he was a police commissioner in Jiangxi, and three years later he succeeded his father as garrison commander at Yongzhou. He wrote a vernacular exegesis of the Filial Piety classic in 1308, and that year he became tutor to the heir apparent Shidebala. In 1314 he was the principal architect of the reinstated examination system for civil service. The next year he submitted a memorial for the following six Confucian reforms that were inscribed on a stele:

1. Disband the frontier guards so that they may cultivate civil virtues.
2. Educate the heir apparent in order that the foundations of the state may be rectified.
3. Appoint remonstrators to assist his majesty.
4. Publicly honor people by proper surname so as to distinguish the descendants of meritorious officials.
5. Standardize dress so as to transform public morality.
6. Promote the worthy and the talented so as to enlarge the most excellent way.2

When Guan Yunshi was offered a high position at the imperial academy in 1317, he did not want people to think he was ambitious; so he resigned to travel and write poetry in seclusion. He died at the age of 38 in 1324.

Ayurbarwada ordered the law codes systematized and promulgated the Comprehensive Institutions of the Great Yuan (Da Yuan Tongzhi) in 1323. Prime minister Temuder tried to root out opposition by executing his political enemies; but after his death in 1322 he and his partisans were criticized by the Censorate for misappropriating public funds and accepting bribes. Shidebala (r. 1321-24) was killed in a coup d'état involving five princes. Yesun Temur (r. 1324-28) tried to stop the revolt of the princes by enfeoffing 24 of them. A coup organized by Confucians in 1328 placed on the throne the two sons of the former emperor Haishan (r. 1308-12). This began the decline of Mongol imperial rule in China as the failure of the candidate for the Chaghatai Khanate of Central Asia ended their influence in China. The partisans of one brother Togh Temur assassinated the other Qoshila after four months. He was known as Emperor Wenzong until he was succeeded in 1332 by his younger son, who died after two months, leaving his 13-year-old brother Toghon Temur to become Emperor Huizong in 1333.

Though cultured in Chinese ways, Huizong became absorbed in Lamaist superstitions and court debauchery. Bayan had been administrator of the Henan province and allied with the Confucians until he sided with the empress dowager and annihilated El Temur's sons and daughter, Toghon Temur's empress. Then prime minister Bayan repudiated the Confucians and canceled the popular examination system in 1335. At first the Mongols accepted Chan (Zen) Buddhism, but soon their shamanistic affinity with the indigenous customs of the Tibetans caused them to prefer Lama Buddhism. Secret societies of peasants devoted to the Amitabha Buddha grew; some of these vegetarians refused to pay taxes or do compulsory labor. Those in the White Lotus Society expecting Maitreya, the Buddhist Messiah, rose up in Henan in 1335, in Hunan in 1337, and the next years in Guangdong and Sichuan. The Buddhist monk Peng Yingyu led the uprising in Yuanzhou; but the rebel leader who was proclaimed emperor was quickly executed by regional authorities.

Emperor Toghon Temur and his nephew Toghto had Bayan banished in March 1340, and he died a month later. After Bayan was overthrown, Confucianism came into even greater influence. Pending prosecutions were dismissed; back taxes were canceled; salt quotas were lowered; the examination system was restored; and many Confucians were appointed. Toghto began construction on a forty-mile canal in 1342, but protests soon caused it to be shut down. Uprisings broke out in the southern frontiers of the Yuan empire, and bandits ravaged Shandong and Hebei. Reformer Toghto controlled the bureaucracy until 1344 when conservative Confucians became the leaders. The Yellow River flooding of 1344 led to famine, pestilence, migration of refugees, and banditry.

However, in 1349 Toghto regained power and threw out the conservatives. In 1351 engineer Jia Lu was put in charge of 150,000 laborers and 20,000 soldiers for the immense hydraulic project of rerouting the Yellow River. Eleven days after the workers were assembled, a rebellion was instigated by the White Lotus Society. Other rebels joined and took the city of Yingzhou. Toghto sent troops, but imperial forces did better at quelling revolts in the north than in the south. Toghto's army had the rebel leader Zhang Shicheng besieged in Gaoyu when suddenly in December 1354 Toghto was banished by the Yuan Emperor because of conservative opposition. The internal dissension was destroying the Mongol government, and conflicts between regional warlords would eventually allow the rebels to triumph.

Ibn Battuta claimed that he visited China in 1346; he said he arrived by sea and made his way from Guangzhou (Canton) north using the canals. He reported the prosperous use of silk, porcelain, coal, and paper money. He felt he could travel without fear even with money, but he only felt kinship with the Muslims. Ibn Battuta wrote that he met fellow Moroccan al-Bushri, who had become rich in China and gave him two white slaves and two slave-girls. In Hangzhou, probably the largest city in the world, he claimed he lived in the Muslim quarter. From there the Grand Canal took him to Daidu; he had come as the envoy of Delhi sultan Muhammad bin Tughluq but had lost his gifts at sea. Toghon Temur was still ruling. The veracity of Ibn Battuta's account is questioned, because he reported that he attended the funeral of this Emperor, who actually was the last Mongol emperor of China, reigning until he was driven out in 1368.

Zhu Yuanzhang was born on October 21, 1328 in a family of impoverished farmers. After flooding of the lower Yellow River broke the dikes in 1344, famine and an epidemic caused the death of most of his family. Zhu wandered as a mendicant monk for three years and then returned to the temple, where he studied Buddhist scriptures for four years. Peasants called Red Turbans revolted in 1351 when 150,000 workers were assigned to rechannel the Yellow River and reopen the Grand Canal. Another rebel emperor was captured and killed, but his political advisor Liu Futong took custody of young Prince Han Liner and established his headquarters at Yingzhou on the Hunan border. After the temple was burned and plundered during the fighting in 1352, Zhu joined the rebel band of Guo Zixing and married his adopted daughter Ma. After saving Guo's life, Zhu was given an independent command. Another Red Turban leader, Chen Yuliang, occupied the Han valley while a rebel army led by Ming Yuzhen took over Sichuan.

After the capture and death of Liu Futong, Zhu Yuanzhang took over custody of the Prince Han Liner. Guo had died in 1355, and that summer Zhu's army crossed the Yangzi River to attack Nanjing. Zhu respected his opponents and after defeating them incorporated them into his service as he established administrative government by local scholars and officials. By disciplining his troops he was able to win over local populations, granting tax remissions to devastated regions, punishing looters among his troops, and rewarding good service by Mongols as well as Chinese. Zhu denounced Red Turban ideas as a foolish heresy that deluded people, and he proclaimed a new dynasty. Paper money had become worthless and ceased to circulate by 1356. Miserable labor conditions in the salt works led to many escapes and rebellions, and the remaining workers were quick to support the insurrections of 1357. The next year Zhu appointed the former Yuan official Kang Maocai superintendent of hydraulic works and agriculture.

Many people suffered during these civil wars and rebellions; those supporting rebel leaders were punished when Mongols regained their region. Some of the rebels operated as bandits. Zhang Shicheng began smuggling salt; but when rich families refused to pay, he burned down their houses. In 1353 his group of eighteen ruffians soon grew to a rebellion with more than ten thousand followers. Taking the prefectural city of Gaoyu on the Grand Canal, they could intercept grain and supplies. A southern Red Turban leader had been named emperor. In 1354 the Yuan court sent Toghto to attack Zhang's rebels and were defeating them until an imperial edict sent Toghto into exile, causing the imperial army to disperse as many became bandits. Zhang was given amnesty, but in 1356 a rebel persuaded him to begin capturing cities. Zhang's brother Zhang Shide even took Hangzhou but had to withdraw. Zhang Shide came into conflict with Zhu Yuanzhang. Zhang Shide was captured and taken to Nanjing, where he refused to cooperate and starved himself to death in 1357. That year Red Turbans invaded Henan and captured Kaifeng. Chaghan Temur and Li Siqi defeated rebels in Shaanxi; but in 1359 they became independent of the Yuan emperor. Yet that summer Chaghan defeated the Red Turbans in the north by taking Kaifeng, but the next year Chaghan fought Bolod Temur.

By 1360 Zhu Yuanzhang was taxing wine and vinegar while managing the salt monopoly. He minted coins the next year, and in 1363 his mints turned out 38 million coins. Customs offices had been set up in 1362, and tea was also monopolized. The Mongols gave regional leader Chaghan Temur authority over Henan and other provinces, but two of his generals surrendered to Shandong rebels in 1361. Chaghan gave them amnesty, but the next year they assassinated Chaghan and fled to the rebels at Idu. Chaghan's nephew Koko Temur besieged the rebels at Idu but came into conflict with the Mongol Bolod Temur, who was plotting to remove the heir apparent, Prince Ayushiridara. They fought over Shanxi, and Bolod fled to the capital; but Ayushiridara took refuge with Koko in 1364. Bolod's tyranny at court led the Yuan emperor to have him assassinated the next summer. Koko was named prince of Henan and commanded north China; but another civil war broke out when four Shaanxi warlords turned against him.

Zhang Shicheng returned to Yuan loyalty and promised to send grain to Daidu (Beijing). However, in 1363 he repudiated the Yuan government and called himself Prince of Wu, taking Hangzhou. He attacked Zhu Yuanzhang, who was fighting the central Yangzi Red Turbans led by Chen Yuliang. Zhu defeated Chen and challenged Zhang but was not able to defeat him until 1367, when Zhang hanged himself. The old Red Turban capital of Anfeng had been captured the previous year. Prince Han Liner drowned crossing the Yangzi just as Zhu Yuanzhang declared a new calendar for the year 1367. Civil service examinations and the Hanlin Academy were revived. Zhu sent his armies to invade northern China and conquer the south. The next year he named his new dynasty Ming, meaning "radiant." As the Yuan emperor fled to Mongolia, Daidu was taken by Zhu's general Xu Da in September 1368 and renamed Beijing, meaning "the north is pacified." Zhu ordered his Ming armies to deliberately secure the territories conquered in Shanxi and Shaanxi; but this enabled Koko to unite his army with the fleeing Yuan emperor in Mongolia.

The racial discrimination that the Mongols imposed on China is detailed by Tao Zongyi in his Interrupted Labors, which described the popular revolts in southeastern China in mid-century. The three main groups were the Mongols, the various non-Mongols and non-Chinese, and the Chinese. The various races included 13 groups, and 72 nomadic tribes were distinguished. Although Mongols were only about three percent of China, they held about thirty percent of the positions in the bureaucracy. The southern Chinese had the lowest status. Punishments of the Chinese were much more severe; only they were tattooed for theft. They were executed for murdering a Mongol; but Mongols were only fined for homicide if the victim was Chinese. The Mongols introduced slow death for hardened criminals. Only Mongols were allowed to carry weapons. Craftsmen were not allowed to change their profession and were guarded in buildings. The salt-works were so miserable that many escaped to rebel; in 1342 their numbers were reduced to less than half. Most were taxed in grain or cloth; these were so onerous in the south that they provoked widespread rebellion from 1351 to 1368. The large estates in the south had been maintained under the Mongols, and hatred of the rich also fueled revolt.

The Mongols favored the merchants from central Asia and the Middle East. Since only paper money was used in China, it is believed that much silver was exported to the west. Such trade helped spread Chinese inventions such as gunpowder, printing, paper money, porcelain, silk, playing cards, and medical techniques. In turn Mongol China was strongly influenced by Islam and Arab-Turkish culture.
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只看该作者 133 发表于: 2009-03-15
Ming Dynasty Founded by Hongwu 1368-98
Chinese Theater in the Yuan Era
The Chinese theater, probably influenced by Indian drama, emerged rapidly in the 13th century during the conquest of the Mongols. By the end of the Yuan dynasty in 1368 at least 700 plays were written, of which 160 are still extant. The Mongols degraded Confucian scholars to the eighth class just below prostitutes and above only beggars. Apparently this removed Confucian restraints from play production, and the dramas and comedies also offered the Chinese expressive outlet under Mongol domination. The Ming emperors instituted rigorous censorship of plays with laws threatening to execute anyone performing, printing, or even possessing forbidden plays. As plays in the Mongol era had often been performed by prostitutes, the Ming dynasty considered actors and actresses as low as prostitutes; like them their sons were not allowed to take imperial examinations. The plays called Yuan Songs combine all the theatrical elements of drama, comedy, song, dance, acrobatics, and mime. Men and boys might play female roles, and in prostitute productions females often played men.

Zhang Boils the Sea by Li Haogu is from the early 13th century. In this mythic drama the immortal Dong Hua explains how two immortals fell in love during a festival and were banished to mortal earth as Zhang, a Confucian scholar, and Qionglien, daughter of the divine dragon-king of the eastern sea. Zhang joins a Buddhist monastery where he can study in quiet. The two young people meet walking on the seashore and instantly fall in love and decide to marry. At the same time his servant wants to marry her maid. To gain the permission of her dragon father, an immortal tells Zhang to boil water with a piece of gold in a silver pan, which causes the sea-level to go down as the water boils away. As soon as the dragon king agrees to the marriage, Dong Hua explains that the divine lovers have fulfilled their punishment and are to return to the Jasper Pool of the immortals.

The Orphan of Zhao by Ji Junxiang from the late 13th century is a dramatic revenge play set back in the late 7th century BC when a tyrannical king tried to annihilate the Zhao family that had offended him. His commanding general, Duan Gu, describes how having killed 300 Zhaos he is now trying the kill the last one, Zhao Shuo, who has married the Emperor's daughter, by forging an imperial order that he must commit suicide. Zhao Shuo stabs himself to death, but his wife gives birth to their son. Duan Gu orders death not only to the orphan child but to anyone who helps him. The princess gives her child to her physician Cheng Ying to smuggle out of the palace and then hangs herself. At the gate the child is discovered by General Han Jue, who, giving up the honors and wealth he could have for turning over the child, heroically kills himself instead. Duan Gu forges another decree to collect all the young babies, whom he threatens to kill if the orphan is not found. Cheng Ying goes to Gungsun Chujiu, a friend of the Zhaos and offers to die himself with his own child to save the orphan; but Gungsun Chujiu, being much older, offers his own life instead.

Cheng Ying takes the orphan to his home and brings his own child to Gungsun's house. Then he tells Duan Gu the orphan is at Gungsun's house, explaining his motivation as saving his own child from Duan Gu's threat. In a poignant scene Duan Gu makes Cheng beat Gungsun, not allowing him to use a thin rod that would not hurt nor a large one that would kill him fast. The ruse works, as Cheng's child is killed, and Gungsun dashes his head against the steps and dies. Twenty years later Cheng explains to his "son" Cheng Bo the whole story and tells him he is the orphan of Zhao. Having been raised in honor by Duan Gu, Cheng Bo is able to meet him without his bodyguards and capture the cruel general. An official announces that he will be put to death slowly, and Cheng Bo has his family titles and name restored as Zhao Wu. Watching plays like this, the suffering Chinese could dream of overthrowing their Mongol oppressors.

In Zheng Dehui's The Soul of Qiannu Leaves Her Body Mrs. Zhang promises her daughter Qiannu in marriage to Wang Wenju if he passes the examination and is appointed to an official position; after their tender parting, her soul leaves her body and follows him. Since she is willing to live with him even if he fails the exam, he lets her stay with him. After passing the exam and getting appointed to office, Wang sends a messenger to Mrs. Zhang. Meanwhile the rest of Qiannu is pining away in her mother's house, saying, "Love is the most fatal sickness of all."3 She dreams she sees Wang, and her jealous fears are confirmed when the messenger tells her Wang is returning with his mistress. Wang arrives and tells Mrs. Zhang he should not have taken her daughter to the capital; but she tells him that she has fallen ill and not left the house. When she sees her daughter's soul, she calls it a demon, and Wang threatens to cut it in two. Then the soul returns, and the body of Qiannu wakes up. After she explains how she had become two women for a while, they all celebrate with a feast.

The extant text of Qiu Hu Tries to Seduce His Own Wife by Shi Junbao (1192-1276) probably was edited in the Ming era but is based on very old stories. The poor scholar Qiu Hu marries the beautiful Plum-Blossom Beauty; but on the third day of the wedding celebrations he is conscripted into the army. His wife lives with his parents; but after ten years the wealthy Squire Li says that her husband is dead and arranges to marry her. When Qiu Hu returns, he does not recognize his wife and tries to seduce her in a mulberry grove by offering her gold he was given for his mother. Plum-Blossom Beauty defends her honor and runs off. When Qiu Hu gets home, Plum-Blossom Beauty says she proved her chastity by refusing his gold and demands a divorce. Qiu Hu has Squire Li arrested for trying to abduct her. Qiu Hu realizes that he tried to seduce his own wife; but after Qiu's mother threatens to commit suicide, Plum-Blossom Beauty agrees to be reunited with her husband.


Guan Hanqing was from Daidu (Beijing), and it was said he wrote sixty plays in the late 13th century. In his Injustice Done to Dou Ngo Dou Tianzhang sends his daughter Dou Ngo to Mother Zai to marry her son so that she will forgive his debt and give him money for the journey to take his examination. Thirteen years later young Dou Ngo's husband has died. Also owing Mother Zai money, Dr. Lu tries to strangle her; but Old Zhang and his son Donkey Zhang save her. They both want to marry the two widows, and in gratitude Mother Zai invites them to live with them, though her daughter Dou Ngo refuses to marry again. So Donkey Zhang buys some poison from Dr. Lu by threatening to turn him in for the attempted strangling. Donkey Zhang puts the poison in soup for Mother Zai; she declines it, but Old Zhang drinks it and dies.

Donkey Zhang threatens to charge Dou Ngo with the murder unless she marries him, but she still refuses. His accusation is made before the prefect Evilbrute, who lives off bribes. He has Dou Ngo beaten, but she does not confess until he orders her mother-in-law beaten too. He sentences Dou Ngo to death, and she cries out to heaven and earth for justice, lamenting that so often right and wrong are not distinguished as the good suffer poverty and short life while the wicked enjoy wealth and live long. Before she is beheaded, Dou Ngo prophesies that her blood will not touch the ground, that it will snow then even though it is summer, and that a drought will last three years, all of which come to pass.

Three years later her father returns to this town as Inspector General and with the help of her ghost finds his daughter's case. He orders Donkey Zhang, Dr. Lu, and Mother Zai brought to court, and again the ghost helps reveal the truth. He sentences Donkey Zhang to death, Prefect Evilbrute and his police chief to be whipped and dismissed, and Dr. Lu to be exiled. Once again the Chinese playgoers could hope for justice while suffering the wrongs of Mongol rulers.

In Guan Hanqing's play The Wife-Snatcher the powerful bully Lu Zhailang takes the wife of silversmith Li Si. He soon tires of her and so orders the clerk Zhang Gui to send his wife to him. Zhang's wife has the maiden name Li and adopts Li Si as her brother before she is turned over to Lu, who then sends Li Si's wife to Zhang to help take care of his two children. Li Si comes to visit and is reunited with his wife, causing Zhang to go off to be a hermit. In the fourth act the prefect Bao Zheng has the criminal Lu Zhailang executed and manages to reunite the families with a double wedding: Li Si's son marries Zhang's daughter, and Li Si's daughter weds Zhang's son. This drama clearly protests the vile practice of Mongol officials in the country abducting wives and seizing property; but to deflect danger from himself the author places the story in the Song era. Bao Zheng lived in the eleventh century and was so renowned for his wise judgments that he became a legendary figure and also appears in ten other extant Yuan plays that emphasize the theme of social justice.

Bao Zheng also dispenses justice in The Butterfly Dream by Guan Hanqing. Wang is murdered by the local bully Ge Biao; but he has three sons, and they quickly kill Ge Biao to avenge their father. Wang's wife says he suffered just violence for his violence. The three sons and their mother are all arrested. Wang's wife offers her own life but must face the terrible choice of which son must be executed to pay for the death of Ge Biao. The oldest is a good son and takes care of her; the second son has business skill and will provide for her; so she offers her third son. Bao assumes he must be adopted; but the reverse is true. Wang's wife is only the natural mother of the third son; but she does not want to be a cruel stepmother to her two oldest sons. At the last moment the wise Bao has a horse thief executed instead of the youngest son, and all are given amnesty.

In Guan Hanqing's Rescued by a Coquette the profligate son of an official, Zhou She, marries sing-song girl Song Yinzhang even though her sing-song sister Zhao Paner advises her to marry the scholar An Xiushi; but as soon as they crossed the threshold, Zhou gave Yinzhang fifty strokes. So Yinzhang's mother Song sends Paner to rescue her. Paner seduces Zhou, and without accepting any gifts from him she promises to marry him after he divorces Yinzhang. Zhou tries to chew up the divorce certificate, but Paner gave him a copy. Paner says she is not obligated to marry Zhou, because singsong girls live by such broken promises made by men. Finally the prefect sentences Zhou to sixty strokes, and Yinzhang marries the scholar An. In this comedy an exploited sing-song girl turns the tables on the abusive gentleman.

Guan Hanqing's play The Riverside Pavilion begins with Abbess Bai warning the young widow Tan Jier not to become a nun, because the nights are so lonely. After three years of mourning, Abbess Bai tricks Tan into marrying her nephew Bai Shizhong, who is magistrate of Tanzhou. Tan makes Bai promise to govern justly according to heaven so that the people may have peace. Powerful Lord Yang wants Tan for a concubine and tells the Emperor that Bai neglects his duty for wine and women, and he is given a gold tally authorizing him to execute Bai. When Bai gets a letter warning him, Tan suspects he has another wife. Bai explains, and Tan goes as a fishwife to seduce Yang, making him write poetry. After Yang and his servants are drunk, she takes the gold tally, his sword, and the edict. When Yang goes to arrest Bai, he has no edict but only poems. Tan explains Yang's evil plan, and the investigating prefect declares that Yang will lose his official position. The characters often share their thoughts by talking to the audience, and this comedy is hilarious. In Hanqing's The Jade Mirror-Stand an older scholar marries a young woman, who is not persuaded to love him until he writes a poem to gain a reward and so that her face will not be painted black. These plays affirm the value of these odd marriages in an era when polygamy was allowed.

In Lord Guan Goes to the Feast Guan Hanqing portrayed the fearsome general Lord Guan, who was loyal to the popular king Liu Bei during the time of the three kingdoms. The Wu kingdom minister Lu Su thinks he can get Lord Guan to give back the Jingzhou territory by luring him to a feast and capturing him. Lu's advisor Qiao Gong and the reclusive Sima Hui warn him that his plan will not work. Lord Guan is supported by his sons, and Lu in meeting him is too overawed by the heroic general to try to implement his trap. In Guan Hanqing's The Double Dream the ghosts of Lord Guan and Zhang Fei go to their living brother Xuande (Liu Bei), who avenges their deaths by executing four men.

Death of the Winged-Tiger General by Guan Hanqing is another historical drama; this one is set in the early tenth century at the end of the Tang dynasty. The Tatar prince Li Keyong has helped the Tang empire with the skill of his adopted son Li Cunxian by defeating rebellious peasants; but two other adopted sons of Li Keyong please him with singing and dancing, and they intrigue against Li Cunxian to gain his rewarded province and even to have him executed. When Li Keyong's wife Liu explains to him how they tricked the drunk ruler, he has these two adopted sons executed also. This miserable tragedy reminded audiences that such abuses occur when the Mongols rule.


Autumn in Han Palace by Ma Zhiyuan is based on a story about Earlier Han emperor Yuan in the first century BC. Emperor Yuan has his counselor Mao Yanshou select the most beautiful women in the empire to be his wives and concubines. To choose from so many he has their portraits painted. The most beautiful Wang Zhaozhun has not seen the Emperor in ten years because she refuses to bribe the portrait painters. One day they meet by accident in the palace; she explains, and he orders Mao Yanshou arrested and beheaded. Mao Yanshou escapes and takes her portrait to the Xiongnu emperor Huhanya, who requests her in marriage as a price for peace. The Xiongnu envoy threatens that they have an army of one million ready to invade. Wang Zhaozhun is willing to go in order to appease the barbarian emperor and avert war. Emperor Yuan is very reluctant to part with his favorite concubine, but eventually he does so. While crossing the bordering river Wang Zhaozhun jumps into the water and drowns herself. Emperor Huhanya orders Mao Yanshou arrested and returned to Emperor Yuan for punishment in order to resolve the situation, and he is beheaded as a sacrifice to the brilliant imperial concubine. Chinese audiences of this play could take consolation in this patriotic woman's refusal to give in to the northern barbarian ruler.

Ma Zhiyuan also wrote Daoist plays. In The Dream of Yellow Millet, which is based on Shen Jiqi's "Story of the Pillow" from the Tang era, the scholar Lu Dongbin is going to take the state exam and meets an immortal at an inn. As the millet cooks, the scholar dreams he passes his examination and becomes a general and a wealthy father; but after he gets treasure from rebels without suppressing them, his adulterous wife accuses him of treason. Lu and his children are banished. They are taken in by an old woman; but her son kills Lu's son and daughter and is about to kill him when he wakes up in terror. The millet is still cooking, and Lu decides to give up worldly ambitions and follow the immortal. In Ma Zhiyuan's play Ren Fengzi, a butcher by that name is destined to be an immortal. Instead of asking him to stop killing animals, the immortal Ma Danyang gets all the people in the town to stop eating meat. The angry butcher goes to the immortal and seems to have had his head cut off; but he finds it is still connected, and he becomes a disciple of the immortal, freeing himself from desire for wine, sex, money, and all worldly things. After ten years he becomes an immortal. In Ma Zhiyuan's Chen Duan Stays Aloof, a recluse predicts the good fortune of Zhao, who becomes the founding emperor of the Song dynasty; but Chen refuses an official position because he is happy living in the mountains. Several other Yuan plays also show people becoming recluses or attaining enlightenment by Daoist or Buddhist practices.


The best known and longest of the Yuan plays is The Romance of the Western Chamber attributed to Wang Shifu about 1300. A century earlier Dong Jieyuan adapted Yuan Zhen's short story into a long poem with a newly devised happy ending. Instead of the usual four acts, the play consists of four four-act plays plus a four-act continuation that some scholars suspect was written by someone else. In this very romantic play the young scholar Zhang Junrui meets Cui Yingying at a monastery while this daughter of a late prime minister is there mourning with her mother. When the Flying Tiger bandit Sun with five thousand men demands Yingying in marriage, she lists five reasons why it is better she give herself up; but Madam Cui offers to give her daughter in marriage to anyone who can drive off the rebels. Zhang writes to his close friend General Du, who immediately brings a force to chase away the bandits. However, upon meeting their savior Zhang, Madam Cui tells her daughter to greet him as an elder brother, because her late husband had already promised Yingying to her nephew Zheng Heng.

Yingying's clever maid Hung Niang helps Zhang to woo Yingying with a lute and by exchanging poetry, although their first assignation is delayed by Zhang's disappointment and lovesickness. Eventually they meet in the western chamber and consummate their love. After a month of these meetings, her mother learns of them; but Hung Niang boldly admits what she encouraged and chides Madam Cui for her breach of good faith while leaving them nearby each other. When Yingying says she is ashamed to see her mother, Hung Niang tells her that then she should not have acted as she did. Madam Cui agrees to let them marry if Zhang passes his examination and gains public office. In their tender parting Yingying realizes that the sorrow of separation is ten times worse than the bitterness of the earlier lovesickness; she is afraid Zhang will find another wife. In the continuation play a messenger tells Yingying that Zhang has obtained an official post; but Zheng Heng tries to claim his bride by telling Madam Cui that Zhang has married a daughter of President Wei at the capital. In criticizing Zheng, Hung Niang affirms the Chinese values of education and social mobility over inherited social status as follows:

He, following the teachings of his master and friends,
Is a gentleman who is devoted to the foundations of life.
You, depending on your forebears and elders,
Use your influence to oppress people.
He lived on the humblest fare for days and months without grumbling at his poverty,
And gained new fame and renown by his own efforts.
You wretch, your views are entirely false.
And you know not the difference between right and wrong.
You say that only official families are worthy of being official,
And you readily utter such nonsense
Which is opposed to the true facts.
You say the poor always remain poor,
Instead of that prime ministers and generals are produced from the homes of the poor.4

When Zhang returns, in the presence of General Du, Zheng has to admit his story of Zhang's marriage to the Wei family is false; giving up the marriage, Zheng commits suicide. Finally Zhang and Yingying are able to marry, and with his new position a prosperous life is expected.


An anonymous play from the early 14th century called A Stratagem of Interlocking Rings shows a minister using the seductive charms of his daughter to weave a trap and capture the cruel prime minister Dong Zhuo, who had been plotting to overthrow the last Han emperor in the late 2nd century CE; this was another play to inspire subversion of the Mongol regime. Several Yuan plays use characters from the stories that were made into the novel Outlaws of the Marsh to show that sometimes outlaws are more just than those in the government. The popularity of the Yuan theater at this time is indicated by an anonymous nanxi play that claims it was written by a genius from Hangzhou. The play, A Grandee's Son Takes the Wrong Career, is about the son of a prefect who gives up studying in order to run off with an actress and become an actor in a touring company. This comedy mentions the titles of numerous other Yuan plays.

In The Chalk Circle by Li Xingdao from the Yuan era Mrs. Zhang has been supported by the prostitution of her daughter Haitang, and her son Zhanglin resents this. Haitang persuades her mother to let her become the second wife of Lord Ma, who gives Mrs. Zhang a hundred ounces of silver. The first wife, Mrs. Ma, is in love with the clerk of the court, Zhao, who gives her poison to murder her husband. Impoverished Zhanglin begs his sister Haitang for help; she says she has only her clothes and jewels, but they belong to Mrs. Ma, who hands them to Zhanglin as her own gift. Then Mrs. Ma tells her husband that Haitang gave her things to her lover, and she puts poison in the soup that Haitang hands to Lord Ma, who dies from it. Haitang has a son and refuses to leave without him; so Mrs. Ma claims the son is hers to gain the estate, accuses Haitang of murdering her husband, and gets Zhao to bribe witnesses to say she is the boy's mother. The governor Zhengzhou is a very corrupt judge and lets his clerk Zhao question Haitang. He exposes her life as a prostitute and accuses her of killing her husband and stealing from Mrs. Ma because of her own lover. The midwives have been suborned by money and testify falsely that Mrs. Ma is the mother of the boy. Haitang is questioned and tortured with blows until she confesses.

Two constables are taking Haitang to Gaifengfu and stop at a tavern. They have been paid by Zhao to kill her; but her brother Zhanglin finds Haitang and learns the truth from her. He sees Mrs. Ma with Zhao and makes them all go to the court of the Gaifengfu governor Bao Zheng. Afraid his sister is too intimidated to testify, Zhanglin tries to tell what happened; but he is disciplined for talking out of turn. Bao Zheng questions Haitang and orders a circle drawn with chalk. The two women are to pull on the arms of the boy to see who is the real mother. Each time Haitang lets go so that the boy's arms will not be injured. Bao Zheng concludes that the cruel Mrs. Ma stole the child and gets Zhao to tell the whole story, hoping he will not get the death penalty. The judge Zhengzhou is removed from office and degraded. The perjuring midwives are to get eighty lashes and the corrupt constables a hundred lashes. Mrs. Ma and Zhao are to be executed in the public square by Zhanglin, and Haitang is reunited with her son. This drama, which is obviously similar to a story about Solomon, confirms Governor Bao Zheng's belief that a person cannot hide once you have witnessed one's actions, examined the reasons for the conduct, and understood the motives.

Gao Ming did not earn his doctoral degree until 1344 when he was about forty. The Yuan government recruited him to be a naval advisor in 1348; but Gao did not like this service and soon retired to write his great play, The Lute. This long play in 42 scenes is filled with quotes and allusions to the Chinese literary heritage while exploring the Confucian theme of filial piety. The Lute is considered one of the first chuanqi plays that became the southern style. The first Ming emperor Hongwu admired it and invited Gao Ming to work on the history of the Yuan dynasty; but Gao Ming died about that time. The Lute thus represents the transition from the Yuan drama to the Ming plays.

In The Lute Cai Bojie is an excellent scholar during the Han dynasty but stays at home in Chenliu to serve his elderly parents with his wife Wuniang. Cai's father and neighbor Zhang Dakong persuade him to go take the examination at the capital by accusing him of not wanting to leave his wife and mother. Cai promises Wuniang he will not take a second wife and leaves her and Zhang to take care of his parents. In the capital Luoyang prime minister Niu tells matchmakers he will only wed his daughter to the top winner on the exams. Cai places first but feels guilty about having left his parents. They are now suffering from a famine, and Wuniang says she will pawn her jewels. Prime minister Niu sends a matchmaker to Cai to propose a marriage. Cai declines because he has a wife. The prime minister uses his power to insist, though Miss Niu feels such a forced marriage would not work. Cai petitions the Emperor to return home and decline the marriage; but serving one's ruler is considered a higher filial duty, and marrying Miss Niu a great honor. At Chenliu, Wuniang has her share of grain stolen by the village headman and attempts suicide; Cai's father stops her but is so overcome, he tries to kill himself too. However, Zhang gives them half his grain.

Grieving Cai reluctantly weds Miss Niu in splendor. At home Wuniang secretly eats only husks; when Cai's suspicious parents discover this, the mother is so appalled that she dies. In the prime minister's mansion Cai's wife gets her grieving husband to make love to her, and Cai sends a messenger to his family. Father Cai becomes ill and dies, and Wuniang cuts her hair to pay for the funeral. A swindler tells Cai his family is well in order to get a gift to them and messenger pay he can steal. At Chenliu, Wuniang has to dig the grave herself; she falls asleep, and a dream guides her to go to the capital. There Cai's new wife has learned the cause of his sorrow and suggests they go to Chenliu, but her father forbids her to leave. Instead, the prime minister sends Li Wang to bring the Cai family to the capital. Wuniang plays her lute and sings at a monastery, where she learns of Cai. Wuniang goes to Miss Niu as a nun and is hired to be a maid. Wuniang writes poems about filial piety that Cai keeps discovering. Miss Niu learns who Wuniang is and eventually reunites her with her husband. The prime minister allows the three to return to Chenliu for the mourning period and even gets Cai an imperial commendation for his filial piety. This highly literate drama contrasts the poverty of a family in the country to the extreme wealth of officials in the Yuan empire but resolves the conflict by strongly affirming the Confucian value of filial piety.
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                                      Ming Empire 1368-1644
Ming Dynasty Founded by Hongwu
Ming Empire 1398-1464
Ming Empire 1464-1566
Ming Decline 1567-1644
Wang Yangming and Ming Confucians
Ming Era Short Stories
Novels of the Ming Era
Theater in the Ming Era
This chapter has been published in the book CHINA, KOREA & JAPAN to 1800. For ordering information please click here.

Ming Dynasty Founded by Hongwu
Having overthrown the oppressive Mongol rulers, Zhu Yuanzhang founded the dynasty he called "enlightened" (Ming) and ruled (1368-98) as Emperor Hongwu. His general Xu Da invaded and secured Shanxi and Shaanxi in 1369. Then the Ming army attacked the fleeing Mongols. Yuan emperor Toghon Temur died in 1370 and was succeeded by his son Ayushiridara; but as he fled to Outer Mongolia, 50,000 Mongol warriors were captured along with the Empress and his son Maidiribala. After putting a Ming commander in chains for a defeat, Xu Da overcame Koko's army, which lost a reported 84,000 soldiers as Koko fled. Emperor Hongwu gave hereditary titles to 34 generals, nine of whom were enemy generals who had surrendered. His oldest son was heir apparent, and his next nine sons were given princely estates. Sichuan refused to surrender in 1369 and was conquered in 1371. However, the next year Koko Temur's army ambushed Xu Da's large cavalry force of 100,000, inflicting a disastrous defeat. Tribute came from Korea, Annam, Champa, Japan, Cambodia, and Siam by 1371 and even as far away as from Borneo, Java, Sumatra, the Malay peninsula, and the southeast coast of India in the next few years. Ming armies invaded Mongolia, took over northwestern and southwestern territory, fighting Koko until he died in 1375.

In 1370 civil service examinations began again; discourses and political analysis were added along with tests on archery, horsemanship, calligraphy, arithmetic, and the law code. Grain was distributed to the impoverished region of Shanxi. During a drought the Emperor exposed himself to the sun, and five days later it rained. Although and perhaps because secret Buddhist societies, like the White Lotus, had enabled him to overthrow the previous regime, Hongwu banned them by decree. Only the Emperor was permitted to make sacrifices to Heaven and Earth; but religion was encouraged. In 1373 he ruled that those ordained as Buddhist priests had to pass an examination on the scriptures, and 96,328 Buddhist and Daoist monks and nuns were ordained. The Emperor restricted the roles of the empress and other palace women. To educate his heir he had officials give their memorials to him for decisions; but Hongwu disliked the results and soon canceled the policy. In 1373 he abolished the examination system and had officials appointed based on recommendations. Hongwu promulgated the Ancestral Injunctions outlining the powers and responsibilities of the princes; although nobles were not punished for taking land unfairly the first time, by the fourth violation the penalty was death. An imperial school system was established in 1375 for qualified students. During the 30-year reign of Hongwu 871 degrees were awarded, 472 of them in 1385.

Emperor Hongwu wrote a commentary on Lao-zi's Dao De Jing in 1375, and he thought maybe he should not put to death so many people; but the next year he had hundreds of officials executed for pre-stamping fiscal documents as a convenience. The minister Yeh Bozhu, who criticized the enfeoffment of princes, harsh punishments, and arbitrary rule, was imprisoned and died of starvation. Yet Yeh's prediction that the Prince of Yan would usurp power eventually came true. Maidiribala had been sent back to the Mongol court in 1374; but when Ayushiridara died in 1378, he was succeeded by his younger son Toghus Temur. The Ming army had invaded Tibet in 1377, killing thousands and capturing more than a hundred thousand animals. Two years later Mu Ying led the Ming army into Tibet, capturing 30,000 people and 200,000 domestic animals. Hongwu named five more of his sons princes in 1378, and he would name ten more in 1391.

Hu Weiyong was prime minister from 1373; but when he failed to inform the Emperor about tributary envoys from Champa arriving at the capital of Nanjing in late 1379, Hongwu took power into his own hands by putting Hu Weiyong on trial for treason in 1380. Hu Weiyong and 15,000 people were executed, and the position of prime minister was eliminated. Eight years later Hongwu published his account of the conspiracy he believed threatened to overthrow him with military power and Japanese assistance. The Ming emperor threatened to invade Japan in letters he sent in 1374, 1376, 1380, and 1381. In 1381 the Emperor sent Fu Yude with 300,000 troops to conquer Yunnan in the southwest, killing or capturing 100,000 men before they capitulated the next year.

In 1380 Hongwu abolished the office of prime minister and created a grand secretariat that distributed and departmentalized power under the direct control of the Emperor into the six ministries of Personnel, Revenue, Rites, War, Justice, and Works. Rites included regulation of Buddhist and Daoist priests as well as imperial entertainment. The Works ministry had bureaus of construction, forestry and crafts, irrigation and transportation, and state farms. Additional service agencies were the directorates of astronomy (overseeing the calendar and weather forecasts), imperial parks, and education. Counties were the basic units of administration with magistrates responsible for tax collection, labor services, care of the aged and indigent, local ceremonies, keeping peace, and administering justice. Taxes were low and only took about three percent of the total produce and usually were collected in grain. The administrative community (lijia) system was promulgated in 1381. A li contained 110 households-ten jia of ten households plus the ten leading (usually the wealthiest) families, who provided the headmen responsible for collecting the taxes and service labor while providing services such as education. The first land survey was done in 1387.

In 1382 the central authority of Emperor Hongwu organized a secret police force. Censors were organized into new agencies in each of the twelve provinces and investigated. This surveillance bureau was the only department that was given unified central control. Also in 1382 the examinations were held again after being suspended for a decade. An edict was issued defining three kinds of Buddhist monks as devoted to meditation, scriptural exposition, and ritual Buddhism, which meant teaching or yoga. When Li Shilu complained that Hongwu favored Buddhism and Daoism, the Emperor had him beaten to death on the palace steps.

Hongwu banned eunuchs from politics in 1384 though they still served in the bureaucracy. Scholars criticized the Emperor for harsh methods; but in 1385 Hongwu had his vice-minister of revenue and hundreds of others executed for embezzling, and the minister of personnel was accused of slandering the head of the National University and was put to death. In 1387 the Emperor had a change of heart and ordered his bodyguards to burn their instruments of torture. That year Feng Shang was sent with an army of 100,000 to suppress the Lolo revolt in Yunnan. The Eastern Mongol leader Naghachu surrendered to him; but Feng Shang was dismissed and lost his estate in Henan. In 1388 General Lan Yu led an army of 150,000 across the Gobi Desert to attack the Mongols; 77,000 people were captured including 3,000 princes and one hundred from the ruling family and its entourage along with 150,000 animals. Hongwu had reunified all of China.

From 1385 to 1387 Hongwu promulgated three Grand Pronouncements. In the first village elders were given the right to appeal to the Emperor when local officials were corrupt or incompetent. Bribery was the biggest problem, and both parties were to be punished severely. Schools were to teach the laws, and defendants who could recite them were to get reduced punishments. The second proclamation concerned corruption of security forces and government officials; the Emperor lamented that if he is lenient, the law is ruined; but if he is harsh, he is called a tyrant. In the third proclamation he gave the death penalty to 68 metropolitan degree holders and 53 students and said he would put to death any talented man who refused to serve the government. This put scholars in a terrible dilemma and led to further purges.

In 1390 Prince Zhu Zi committed suicide as the Hu Weiyong purge claimed more victims from trumped-up charges. The Emperor's heir Zhu Biao died of illness in 1392. Koreans let Emperor Hongwu choose the old Chinese name of Choson for its new state. Hongwu merged the tributary gifts with the trading system and required government supervision of trade. After Lan Yu's victory over Orlug Temur, the Emperor assigned him, Feng Sheng, and Fu Yude to the staff of the young crown prince Zhu Jianwen, Zhu Biao's son. Hongwu had established the succession principle of primogeniture. In 1393 four more princes were given fiefs in the north. Lan Yu was tried for mutiny and publicly dismembered. The Emperor granted an amnesty in September 1393 but acknowledged that 15,000 had been executed in this purge. Ten princes were called to the capital for consultation, and the generals Fu Yude, Wang Bi, and Feng Sheng died in the next two years. The Emperor tried to restrict the princes' recruiting, but they gained control of their military forces. Contrary to Confucian tradition, Hongwu began the custom of inflicting corporal punishment on government officials; some were beaten to death, though this did discourage bribery and corruption. Between 1378 and 1395 Hongwu sent seventeen of his sons to princely fiefs.

The Ming code of laws of Hongwu was developed over thirty years and was completed in 1397. The young scholar Xie Jin criticized the Emperor for changing the laws too often. He wrote that this causes doubt and cynicism, and he recommended ending extralegal punishments and collective responsibility for criminal acts. Punishment had five levels of severity-beating with a light stick (10 to 50 strokes), beating with a heavy stick (60-100 strokes), penal servitude (1-3 years with 60-100 blows), banishment (to varying distances with 100 blows), and death (by strangulation or decapitation). The Ming code allowed for the paying of fines in place of any of these punishments, especially for nominal capital crimes. Women were remanded to the custody of their husbands, except in sexual and capital crimes, because of the danger of rape in prison. Killing for adultery was justified if done by the husband when the couple was caught in the act. If the wife survived, the husband could sell her as a concubine. In the Ming code the man's family was no longer exempt from punishment for breaking a marriage agreement. Driving a person to commit suicide was punished by a hundred blows or by death if aggravated by other crimes. Economic reconstruction of land, dikes, and canals revived the economy. A rational and comprehensive system of taxation and labor service was instituted. Paper money was issued; but after it was no longer convertible to metal currency, it had to be abandoned by the mid-15th century.

In 1392 families in Anhui were directed to plant 200 mulberry trees, 200 jujube trees, and 200 persimmon trees. Scholars estimate that in this decade about one billion trees were planted in China. In 1395 they repaired or built 40,987 reservoirs in China. That year Emperor Hongwu issued a list of regions not to be invaded by the Ming, and tributary relations were limited to Ryuku Island (Japan), Cambodia, and Siam. Imperial commands posted in all villages urged the "six injunctions" which were to be filial to parents, respect elders and superiors, maintain harmonious relations with neighbors, teach and discipline their sons, peacefully pursue their livelihoods, and do not commit wrongful actions. Tax captains were responsible for registering property and collecting taxes and labor services. Crimes were prosecuted locally, but serious offenders were sent to the capital. In 1395 the Emperor decreed that all Buddhist and Daoist monks must go to the capital and pass an examination, and those failing were to return to a lay life. After learning that no one from the north had passed the examinations in 1397, Hongwu read the papers himself and awarded degrees to 61 northerners.

Although the Emperor hated Mongol customs that violated Chinese ethics, after his death on June 24, 1398 all but two of his forty concubines took their lives in the traditional Mongol way. The empress of his successor complied in 1405, encouraging self-immolation, and thirty concubines committed suicide at Yongle's death in 1424. Also ten concubines were buried with Emperor Xuande in 1436. However, the practice of suicide by imperial concubines was curtailed after 1464. During the Ming era widows were encouraged to be faithful and not marry a second husband.

Ming Empire 1398-1464
The second Ming emperor Zhu Jianwen was twenty years old when he succeeded his grandfather Hongwu. He proclaimed a general amnesty, put three Confucian tutors in influential positions, and tried to make Ming government more benevolent. The six chief ministers were elevated in rank over the military commissioners. Hanlin scholars instructed the princes in Confucian policies, and the princes were also ordered not to interfere in civil and military matters. Jianwen canceled many of the harsh pronouncements and notices that had been made by Hongwu. Excessive land taxes in the Jiangnan region were reduced, and restrictions were put on the tax-exempt lands of the Buddhists and Daoists. Failing to control the princes, Jianwen decided to abolish their fiefdoms, and five of them were eliminated.

Zhu Di of Yan was Hongwu's fourth son; his mother was probably a lesser consort, but he later claimed he was the son of Empress Ma. He was born on May 2, 1360 and married the daughter of General Xu Da in 1376. He did not take up his Yan fiefdom at Beijing until 1380. Zhu Di was ordered to patrol Daning in 1396 and captured Bolin Temur. By 1398 he had become the dominant power in the north. After the five strategic princedoms were abolished, Zhu Di feared he was the next target; but his three sons were hostages at the court in Nanjing until Jianwen consented to their return in June 1399. After two of his officials were executed for sedition the next month, Zhu Di attacked neighboring counties. The Prince of Yan claimed that he was upholding the laws of Hongwu and blamed the three Confucian advisors for persecuting the princes.

In the civil war Emperor Jianwen began with larger forces, but his army of 130,000 sent to attack Beijing was defeated. A siege of Beijing also failed. In May 1400 about 600,000 men fought near Baoding. The southern army used explosive weapons but suffered heavy losses and retreated. Prince Zhu Di was nearly captured but was relieved by reinforcements. He attacked again at Dezhou; but in 1401 after losing tens of thousands of troops, he decided to use guerrilla tactics in a war of attrition. By 1402 the Prince of Yan was able to attack the capital at Nanjing. He refused to negotiate, and Jianwen's generals opened the city gates. The imperial palace was set on fire, and burned bodies were claimed to be those of Jianwen, Empress Ma, and Jianwen's eldest son. On July 17, 1402 Zhu Di claimed that he was succeeding Hongwu and proclaimed himself Emperor Yongle. The three Confucian advisors refused to serve the new Emperor and were executed with many others. Eventually tens of thousands were executed, incarcerated, or banished. Military power of an autocratic prince had overcome the civil government of Confucian liberalism. Legends were passed on that Jianwen had escaped and continued to live as a monk, and this tragic hero became a popular literary motif.

Emperor Yongle (r. 1403-24) awarded noble titles to officers who helped him, establishing a hereditary military aristocracy; but he also appointed seven scholars to the Hanlin Academy and used them as his principal advisors, even taking some of them on his military expeditions. Examinations were revived but were postponed for five years during Yongle's Mongolian campaigns. After 1412 they were held regularly, and 1,833 metropolitan degrees were awarded during his reign. The Emperor made use of eunuchs, who served him with complete loyalty, and they were given a palace school. Yongle's first academic project was to have scholars revise the historical records to his advantage while portraying Jianwen as a corrupt usurper. By 1407 the Yongle Encyclopedia of 11,095 volumes on all subjects was compiled by 2,169 scholars, but it was too long to be printed. In 1409 the Emperor published a treatise on how mind and heart learn according to the wisdom of the Neo-Confucian sages. The ruler should exemplify and encourage the learning of virtues such as conforming to principle, restraining desires, practicing reverence, and rectifying the mind. Ministers were to advise the Emperor, but loyalty was most important. The Song dynasty commentaries on the five classics and four Confucian books were published in 1415, and the examinations were based on these.

Yongle's empress Xu (1362-1407) had received a sutra in a visionary dream in 1398 that instructed her to chant in times of trouble which helped her during the civil war. The sutra declared that the mind and nature of the Buddha is possessed by all sentient beings and that purity could be found in true emptiness. The number of Buddhist and Daoist clergy that could be ordained was limited to twenty per district in 1418. Two years later a visionary claiming to be the mother of the Buddha led an insurrection in Shandong.

During a struggle for power in Annam (northern Vietnam) a Ming army of 215,000 invaded in 1406, and it was declared a Chinese province; but a liberation movement began in 1408, accelerated in 1418, and was a problem Yongle left to his successors. Korea sent horses and oxen occasionally as tribute starting in 1403, but the heaviest burden was the 150 ounces of gold and 700 ounces of silver sent annually. Breeding and purchases as well as tribute made the number of horses in China go from only 38,000 in 1403 to more than 1,500,000 in 1423. China reopened trade relations in 1403 with Japan's Shogun Yoshimitsu; his successor Yoshimochi refused to have official trade relations with the Ming court, though private trade continued.

Yongle sent an army against the Mongols in 1409 to retaliate for Eastern Mongol khan Bunyashiri killing a Chinese envoy. After the Mongol chief minister Arughtai defeated the Ming army, Yongle led 300,000 (some say 500,000) men in 1410 and drove Arughtai east and defeated him. The Oirat Mongol chief Mahmud had been invested as a Ming prince in 1409 and killed Bunyashiri in 1412 while retreating from the Chinese. The Ming made Arughtai prince of Honing, but he warned them Mahmud's forces were coming. Emperor Yongle launched his second campaign in 1414, using cannons to force Mahmud to flee, and his death two years later ended the Oirat Mongol threat. Arughtai stopped sending tribute in 1421 and let Mongols raid across the border. Two officials, who argued against Yongle's next campaign, were imprisoned and committed suicide. Arughtai retreated in 1422; but Yongle launched campaigns in 1423 and 1424, and he died of illness while returning from the north. These northern campaigns strained the economy of the Chinese empire and damaged military morale.

In 1405 the Muslim eunuch Zheng He (Cheng Ho) commanded a fleet of 62 ships and 27,870 men on an expedition to seek treasure that visited Champa, Java, Sumatra, Malacca, Sri Lanka, and even reached Calicut on the west coast of India; at Palembang on Sumatra they killed 5,000 men of the pirate Chen Ziyi, who was taken back to Nanjing and executed. On the second voyage in 1408 Zheng He intervened in a war between Siam and Java. On his third voyage they were attacked by the Sinhalese of Sri Lanka in 1411, and Zheng He brought back their king Alaghkkonara (Vira Alakasvera) as a prisoner. The fourth expedition reached the Persian Gulf in 1414, and the fifth visited east Africa before returning in 1419. The fleet divided up to explore many areas (some possibly in America) on the sixth voyage that returned in 1422. After Yongle died, Zheng He became garrison commander at Nanjing for seven years. These voyages brought back many spices and exotic animals to the capital and for a time demonstrated the glory of Chinese culture; but long-term trade links were not established.

Preparations for moving the Ming capital from Nanjing to Beijing went on for years but little was accomplished until completion of the Grand Canal in 1415 allowed large shipments of grain and building supplies. Yongle left Nanjing for the last time in 1417, and Beijing was officially designated the Ming capital in 1420. After a fire destroyed three halls in the forbidden city, the Emperor had to listen to criticism; but this evaporated after a secretary complaining about the move was executed. The costs of moving the capital had increased land taxes about ten percent. Knowing how he came to power, Yongle disbanded princely guards and removed the military commands from his sons. A large military establishment of more than two million was maintained and put a strain on the imperial economy. Firearms were improved after they captured an Annamese expert on muskets and artillery. Yongle suffered ill health and took an elixir that contained arsenic, lead, and other metals, which may partially account for erratic behavior and his death in 1424.

Yongle's eldest son Zhu Gaozhi was born August 16, 1378 and was educated by prominent Confucian tutors. He often acted as regent at Nanjing or at Beijing during his father's northern military campaigns. As soon as he became Emperor Hongxi in September 1424, he canceled Zheng He's maritime expeditions and abolished frontier trade of tea for horses as well as missions for gold and pearls to Yunnan and Annam. He restored disgraced Confucian officials and reorganized the administration to give high ranks to his close advisors. Hanlin academicians became grand secretaries, and they dismantled his father's unpopular militaristic policies to restore civil government. Hongxi improved finances by canceling requisitions for lumber, gold, and silver. Taxes were remitted so that vagrant farmers could return home, especially in the overburdened Yangzi delta. Hongxi appointed a commission to investigate taxes. He overruled his secretaries by ordering grain sent immediately to relieve areas of disaster. He ordered the capital be moved back to Nanjing; but Emperor Hongxi died, probably of a heart attack, a month later in May 1425. His son had been declared heir apparent and became Emperor Xuande at age 26. Although Hongxi had a short reign, he is credited with reforms that made lasting improvements, and his liberal policies were carried on by his son.

Emperor Xuande (r. 1426-35) decided to keep Beijing as the capital. His uncle Zhu Gaoxu had been a favorite of Yongle for his military successes; but he disobeyed imperial instructions and in 1417 had been exiled to the small fief of Loan in Shandong. When Zhu Gaoxu revolted, the new emperor Xuande took 20,000 soldiers and attacked him at Loan. Zhu Gaoxu was reduced to a commoner and died from torture. Six hundred rebelling officials were executed, and 2200 were banished.

Emperor Xuande wanted to withdraw his troops from Annam, but some of his advisors disagreed. After Chinese garrisons suffered heavy casualties, the Emperor sent Liu Sheng with an army; but they were badly defeated by the Annamese, losing 70,000 men in 1427. The Chinese forces withdrew, and Xuande eventually recognized the independence of Annam. In the north Xuande was inspecting the border with 3,000 cavalry in 1428 and was able to punish a raid by Uriyangkhad Mongols. The Chinese let Arughtai's Eastern Mongols battle with Toghon's Oirat tribes of the west. Beijing received horses annually from Arughtai; but he was defeated by the Oirats in 1431 and was killed in 1434 when Toghon took over eastern Mongolia. The Ming court then maintained friendly relations with the Oirats. China's diplomatic relations with Japan improved in 1432. Relations with Korea were good except they resented having to send virgins occasionally to the Ming court's harem. Xuande allowed Zheng He to make one more voyage; but such maritime expeditions by eunuch captains ended in 1434.

A privy council of eunuchs strengthened centralized power by controlling the secret police, and their influence would continue to grow. In 1428 the notorious censor Liu Guan was sentenced to penal servitude and replaced by the incorruptible Gu Zuo (d. 1446), who dismissed 43 members of the Beijing and Nanjing censorates for incompetence. Some censors were demoted, imprisoned, and banished, but none were executed. Replacements were put on probation as the censorate investigated the entire Ming administration including the military. The same year the Emperor reformed the rules governing military conscription and the treatment of deserters. Yet the hereditary military continued to be inefficient with poor morale. Huge inequalities in tax burdens had caused most in some areas to leave their farms in the past forty years. In 1430 Emperor Xuande ordered tax reductions on all imperial lands and sent out "touring pacifiers" to coordinate provincial administration, exercising civilian control over the military. They attempted to eliminate the irregularities and the corruption of the revenue collectors. Xuande often ordered retrials that allowed thousands of innocent people to be released. Xuande died of illness after ruling ten years; but his reign has been considered the Ming dynasty's golden era.

Since Xuande's successor Yingzong (r. 1435-49) was only eight years old, the government was supervised by the grand Empress dowager Lady Zhang. After she died in 1442, the young Emperor's eunuch tutor Wang Zhen dominated him and the government; he intimidated the highest officials by jailing some and executing others. Numerous famines and epidemics caused by droughts and floods from 1434 to 1448 stimulated a rebellion led by former regional official Ye Zongliu supported by silver miners resenting rich landowners in Fujian and Zhejiang which began in 1444 and broke into open insurrection three years later. Non-Chinese people, such as the Thais, Tibeto-Burmese, Miao, and Yao, had rebelled occasionally in the southwest, and a big rebellion of Maoqi joined the miners; but they were severely defeated at Jianyang in 1449, though some mining reforms were achieved in the next few years. Rural people were exempted from corvée labor for three years; output quotas were lowered, and the death penalty for stealing silver was abolished. In the southwest General Wang Zhi made a treaty with the Shan chiefs making the Irrawaddy River the border. Wang Zhen has been criticized by some historians for instigating the war in the southwest for his own personal aggrandizement.

Great walls had been built in the north between 1403 and 1435, but gaps remained. After Oirat chief Toghon died, his son Esen began invading Ming territory; by 1448 he controlled Hami. Increasing numbers of Mongols came to the border markets to barter horses for tea, grain, iron, and other goods. In 1448 they demanded too much, and Wang Zhen refused to pay. So Esen invaded China with three armies the next summer. Because of desertions and corruption, Ming armies had deteriorated to half their size, though the empire still had about 1,250,000 soldiers. Because of the incursions the buffer zone on the frontier had been abandoned; but the walls around Beijing had been completed in 1445. Wang Zhen persuaded Emperor Yingzong to lead the Ming army to Datong about 270 kilometers west of Beijing; but on their return Mongol cavalry wiped out their rearguard, and at Tumu the Ming army was surrounded. A Mongol attack on September 3, 1449 panicked the Chinese troops, and the army was destroyed, losing half its men and most of its arms and equipment. Wang Zhen, whose advice had allowed the trap, was reported killed by his own men, and Emperor Yingzong was captured.

The Emperor's mother and wife sent jewels for his ransom. His younger brother Zhu Qiyu, the Prince of Cheng, was made regent, and officials beat some of Wang Zhen's associates to death. Esen planned to marry Yingzong to his sister and put him on the throne in Beijing. So the Prince of Cheng was proclaimed Emperor Jingtai on September 23, 1449. War minister Yuqian defended Beijing with cannons and 220,000 troops, and Esen's army of 70,000 had to withdraw. The next year when Esen sent his Chinese advisor Xi Ning as an envoy, he was executed for treason. Esen agreed to release Yingzong for the resumption of trade, and Yingzong returned to Beijing in September 1450; but Jingtai remained Emperor. Esen proclaimed himself khan of the Mongols in 1453 but was opposed and killed two years later.

Damage from the great flood of 1448 was repaired, and new sections were added to the Grand Canal so that by 1456 a major flood did little damage. During the reign (1449-57) of Jingtai several uprisings around the empire had to be suppressed. Jingtai appointed his son heir apparent; but he died. Some officials suggested the previous heir apparent be named, but Jingtai had them flogged. When Emperor Jingtai fell ill in 1457, a conspiracy of eunuchs and high officials "forced the palace gate" and restored Yingzong to the throne. Jingtai died; some reports indicated he was strangled by a palace eunuch. The leadership of the previous reign was purged; even Yuqian, who had saved the capital, was beheaded along with four chief eunuchs and several top officials. Even the leaders of the coup had been replaced by 1461 as Emperor Yingzong worked to establish a stable administration of the empire. Yingzong died in 1464 and was succeeded by his son.

The Chinese had been manufacturing guns since the 13th century, about fifty years before the Europeans did. The Chinese had also been casting iron many centuries before Europe, and they invented cannons. Gun carriages were made to make the cannons mobile, and in 1462 the Ming made 1200 carriages. In 1465 they manufactured 300 cannons and 500 gun carriages. At this time a Chinese battalion was supplied with forty cannon batteries, 160 general cannons, 528 continuous bullet cannons, 624 hand guns, 300 grenades, seven tons of gunpowder, and more than a million bullets.

Ming Empire 1464-1566
Emperor Xianzong (r. 1464-87) was born on December 9, 1447. He was dominated by his favorite consort Lady Wan, who was 35 years old when he became Emperor. He married Empress Wu, and she had Lady Wan flogged; but within a month Xianzong deposed Empress Wu. Empress Wang was installed but deferred to Lady Wan, who gave favors and bypassed the usual administration. Lady Wan's son died within a year, and she did not become pregnant again. She sent eunuchs to make sure other pregnancies by Xianzong were aborted; but Empress Wu helped the son born in 1470 to the aborigine Lady Zhi to survive, and in 1475 Xianzong learned he had a son. Lady Wan caused lands to be confiscated and farmers to become tenants on imperial estates. She also had officers appointed without the usual procedures; many offices, ranks, and privileges were gained by bribery. About 10,000 eunuchs served in the bureaucracy, though officially they could not hold the highest ranks. Officials futilely submitted memorials to punish abetting castration, often imposed by parents hoping for tax exemptions and money from the palace jobs.

In 1464 special examinations for selecting military officers were devised. Rewards and advancements in the army were often based on how many men were killed, and heads were collected as proof. Confucians criticized this policy because innocent civilians were killed to increase the numbers. Heads of enemies usually had more value than those of Chinese bandits and rebels. A large uprising of Guangxi rebels was suppressed by a Ming army in 1467; thousands of Miao were killed. They rebelled again in 1475, and thousands more were killed in 1476. The junior minister of rites, Zhou Hongmo, suggested that they establish native chiefs to govern their own tribes under Chinese authority. He argued that great resentment had been caused when 270 native chiefs had been treacherously executed in 1473. His advice was ignored. The next year Zhou Hongmo commented on the largest rebellion of the era when he suggested that refugees be given land in the Jing-Xiang region. In fact in 1476 Yuan Qie had allowed 113,000 households to claim vacant lands with tax reductions until the land produced. Additions were made to the Great Wall to keep the Ordos in the north and to protect the Shaanxi and Shanxi borders in the northwest.

Corruption entered Buddhist ordinations when 10,000 blank certificates were sold for grain in 1484 to relieve a famine, and two months later 60,000 ordination certificates were sold for silver in all thirteen provinces. Emperor Xianzong ignored his secretaries and relied on the eunuchs Wang Zhi and Liang Fang and others patronized by Lady Wan. She died in 1487, and Emperor Xianzong passed away from illness six months later.

When Xianzong's son Xiaozong (r. 1487-1505) became Emperor, Lady Wan's eunuch collaborators were dismissed from office; but only a few of the worst criminals were executed. Two thousand improperly appointed officials were dismissed along with nearly a thousand Buddhist and Daoist clerics. Xiaozong married Lady Zhang and was the only Ming Emperor who was monogamous without any other consorts. He was dedicated to Confucian ethics and sponsored work on the law code and precedents. He reduced court luxuries and eliminated eunuch procurements. However, many Zhang relatives were given court opportunities for corruption. In 1493 Liu Daxia was appointed to oversee the work of 120,000 men, who altered the course of the Yellow River south of the Shandong peninsula into the Huai River, a change that lasted until the 19th century. Liu Daxia was the Emperor's closest advisor and became minister of war in 1501. The Chinese used an embargo of the silk road in 1497 to restrain the Turfanese. Most foreign trade was usually managed by the eunuchs for their private benefit. A Lolo rebellion on the border of Yunnan lasted three years and was led by a woman but was suppressed by an imperial army from four provinces in 1502. The Li tribe on the island of Hainan also rebelled for three years, and Chinese and Mongol soldiers killed many of them in 1503.

Xiaozong was succeeded by his 13-year-old son, who became Emperor Zhengde or Wuzong (r. 1505-21). He had been raised by eunuchs and liked to cavort with them, often getting drunk. Zhengde ignored the elderly grand secretaries and let the eunuch Liu Qin raise money for his personal extravagances. In 1506 the revenue minister Han Wen submitted a petition that the eight powerful eunuchs be executed, instead of just Liu Qin; but they persuaded the Emperor to get rid of their enemies instead, and all the grand secretaries but one resigned. Complaining officials were beaten and reduced to commoners. In 1507 Liu Qin spent 350,000 ounces of silver on the Emperor's favorite lantern festival. Zhengde also ordered expensive building for a private palace and an imperial park. In 1508 silver mine quotas were increased even though the ore was diminishing; Liu Qin's agents sold salt beyond the quotas of the government monopoly; Liu Qin began selling military commissions for grain; and heavy fines were imposed on officials displeasing Liu Qin. Resisting eunuchs were investigated and banished to Nanjing. Hundreds of border officials were fined in 1509 as were salt administrators.

In 1510 the Prince of Anhua revolted against Liu Qin and was taken to the capital by supreme commander Yang Yiqing and the eunuch army inspector Zhang Yong. Yang had been previously forced out of office by Liu Qin and persuaded Zhang that Liu Qin was plotting to assassinate the Emperor. The drunk Zhengde found Liu Qin's hoard of gold and silver and had Liu Qin killed by slicing over three days. His partisans were executed or dismissed, and confiscation of his wealth temporarily supplied the Emperor's treasury. Liu Qin's vile policies had caused desertions and banditry. By 1511 they were numerous enough to be attacking administrative cities, and more than a thousand imperial grain barges were burned that year; but in 1512 they were surrounded by imperial armies and slaughtered. A heroic archer named Jiang Bin became Emperor Zhengde's boon companion and was put in charge of the capital garrisons. During an extravagant lantern festival in 1514 gunpowder accidentally exploded and burned the palaces and audience halls. Rebuilding would cost a million ounces of silver, and a 20% surtax was charged for five years. Imperial business was carried on by eunuchs. A costly trip to bring back a "living Buddha" from Tibet ended in disaster. The Portuguese reached the China coast in 1514; but after the Emperor died in 1521, they were ordered to leave China.

Emperor Zhengde began traveling in 1517, neglecting his ceremonial duties. He loved hunting and military adventures, and he fought against the Mongol chief Batu Mongke while demanding more silver than was in the treasury. In 1518 officials were not allowed to leave Beijing except when they had to wait for him in the mud. The Emperor called himself General Zhu Shou and issued orders as military commands. When he intended to visit Nanjing, protesting officials were beaten; twelve died. Then the Emperor changed his mind. Zhu Chenhao, the Prince of Ning, had been plotting to increase his power and maybe take over the throne since 1514. He protected brigands and used them for his own purposes while driving others to become outlaws because of his expropriating property and interfering in commerce. In 1517 the Prince of Ning sent spies to Beijing, and the next year bandits attacked the Prince's nemesis Fei Hong. The Prince of Ning got Qian Ning to let the Prince's son participate in the sacrifices at the Ancestral Temple. Qian Ning was a rival of Jiang Bin, who finally in 1519 made Emperor Zhengde aware of the danger. The actual uprising by the Prince of Ning only lasted 43 days, as the philosopher Wang Yangming (Wang Shouren) led an imperial army that ambushed the rebels and defeated them at Nanchang in August 1519.

This gave Zhengde an excuse to tour the south the next month, and the Emperor spent eight months at Nanjing in 1520. For three years the Emperor had been outraging many by taking women from private households for his harem and redeeming some for high prices or accepting bribes to leave them alone. Hundreds of women ended up at the palace laundry in Beijing, where women from the palace were disciplined or retired. So many were there now that officials complained they were dying of starvation. Jiang Bin wanted to let the Emperor pretend to capture the Prince of Ning in a mock battle; but Wang Yangming, who had captured the Prince, refused to agree to this and brought him to Nanjing. Wang warned that border troops would make the situation in Jiangxi worse; but Jiang Bin invaded with imperial troops anyway to wipe out the rest of the Prince's rebels. Wang returned to Jiangxi as governor and gained such respect that Jiang Bin soon returned to Nanjing. Yet the Emperor forced Wang to report that Jiang Bin had captured the Prince. Wang Yangming destroyed evidence so that not so many would be purged by the Emperor. Qian Ning was executed by slicing, but the Prince of Ning was allowed to commit suicide.

After nearly drowning in a boating accident, Emperor Zhengde became very ill but did not name an heir. When he died in April 1521, the chief grand secretary Yang Tinghe got the Empress dowager to approve an edict naming the grandson of Emperor Xianzong to succeed. Yang Tinghe governed for 35 days removing from court those appointed by the late Emperor.

The new Emperor had been born on September 16, 1507 but had succeeded his father as prince at Anlu in 1519. A delegation hailed him as Emperor, and he traveled to Beijing and entered the palace as Emperor Jiajing or Shizong (r. 1521-66). He sent for his mother and refused to refer to her as his aunt to please his adopting mother, the Empress dowager, who issued an edict giving imperial titles to his natural parents. Yang Tinghe tried to correct the recent abuses by returning property to the tax registers that had been seized as imperial estates, dismissing unnecessary imperial bodyguards, suppressing unorthodox teaching from imperial schools, and curbing the influence of eunuchs. However, the Emperor brought his own eunuchs and disagreed with Yang on rituals and respect for his grandmother when she died in December 1522. Emperor Jiajing gained support for his position from a governor's memorial and philosopher Wang Yangming. Having lost influence, Yang Tinghe retired in May 1524. A bitter debate ensued over whether Emperor Jiajing owed his primary reverence to the late Emperor or his natural parents. He ordered protesting officials put in prison, and 180 leaders were beaten at court; 17 died, and those recovering were banished. The next day the Emperor gave his father an imperial title.

Emperor Jiajing had approved a hostile policy toward Mansur, the Mongol sultan of Turfan, killing his agent Sayyid Husain in 1521 and detaining his envoys in Beijing. Raids and battles with the Ming army went on from 1524 until the Ming court acknowledged Mansur's control of Hami in 1528. In August 1524 garrison soldiers, rejecting a transfer of troops, murdered the Datong governor and set fire to official buildings. When imperial troops in the area were suspected of a punitive expedition, the mutineers took over the city. Rebel leaders were trapped and executed the next year; but soldiers were placated with a pardon and three ounces of silver. A force of 60,000 Mongol cavalry raided the region in 1531, and two years later the Datong garrison revolted again. In 1535 several garrisons in the northeast rebelled. Once again leaders were executed, and the rest were pardoned.

A treason case in 1527 was used to purge the officials associated with Yang Tinghe and his Hanlin Academy clique. Zhang Cong replaced Fei Hong as grand secretary. A group of officials was dismissed for falsely claiming that Mansur had been killed, and Guei O, who accused them, became a grand secretary in 1529. He and Zhang Cong were dismissed but won a struggle for power against Yang Yiching. In 1531 Zhang refused to carry out the changes the Emperor demanded in court ceremony and lost influence to Xia Yan. Like his English contemporary Henry VIII, Emperor Jiajing had trouble producing an heir and had a series of wives; in 1531 he chose nine special consorts. Only two of the Emperor's sons reached maturity. After the influential philosopher Wang Yangming died in 1529, his teachings spread as new academies were founded. In 1534 a lecture hall was built in honor of Wang Yangming. Xia Yan and Yan Song were opposed to this faction, and in 1537 many academies were prohibited.
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After 1534 the Emperor rarely had court audiences but relied on close advisors. In 1540 Jiajing announced he was going into seclusion to pursue immortality with Daoist aphrodisiacs and elixirs; an official who warned that they were dangerous was tortured to death. In 1542 the drunk Jiajing was nearly strangled to death by women in his harem; but he survived and had all the women involved executed. That year Xia Yan refused to wear a Daoist cap and gown and was pushed into retirement as Yan Song gained control of the grand secretariat. He got a censor beaten to death who had previously accused him of taking bribes. Building programs and military expenditures strained the treasury, but in 1543 the Emperor agreed to give up some of his private revenues to pay for defense.

During a famine in 1541 Mongol Prince Altan was denied trading because of annual raiding, and grain was sent to the garrisons at Datong and Xuanfu. After Altan learned that a Ming subject he sent as an envoy had been executed as a traitor, he invaded Shanxi. About 30,000 Ming cavalry could not stop them. In one month in 1542 Altan's Mongols killed or captured 200,000 men and took a million head of cattle and horses, burning thousands of dwellings and devastating farmland. Under Weng Wanda from 1542 to 1550 the Datong region was well defended by the building of walls, military discipline, and spying among the Mongols to gain intelligence, though there was raiding. In 1548 the Mongols attacked and defeated the imperial army at Xuanfu, and that year in a controversy on whether to invade the Ordos region Yan Song got Xia Yan put to death for insubordination.

In October 1550 Altan's Mongols besieged Beijing and looted the suburbs. Emperor Jiajing held his first audience since 1539, and the minister of war was executed. In April 1551 Prince Altan sent his adopted son Toghto, and they agreed to stop raiding for two annual horse fairs; but later when they were not allowed to trade cattle and sheep for beans and grain, the raiding resumed. Chinese rebels helped Altan take part of Shanxi in 1552. Construction of a wall to protect the suburbs of Beijing was begun in 1553. For the next two decades raids were made annually along the northern border. Altan Khan invaded Zinghai in 1559, but he made a peace treaty with the Ming court in 1570 that was effective after 1573. Altan conquered the Kirghis and Kazakhs in 1572, and he invaded Tibet for five years beginning in 1573. The third Grand Lama of the Yellow Sect visited Altan Khan in 1578 and called upon the Mongols to give up their shamanism for Lamaism, and Altan Khan was the one who gave him the title Dalai Lama from the Mongol word dalai meaning "ocean."

In 1549 influence had been concentrated in the director of ceremonial, and in 1552 a palace army was established under his jurisdiction. The Emperor's Daoist advisor, Tao Zhongwen, kept him from dismissing Yan Song. In 1552 Emperor Jiajing had 800 girls under the age of fourteen selected so that he could have intercourse with them at the first instance of menses in order to absorb the yang (male energy) from their yin (female energy). In 1555 he selected another 180 under the age of ten to experiment with the elixir. These experiments were practiced by other wealthy men, especially in the south, but not on this scale.

The Ming court officially allowed Japanese tribute (trade) only once per decade; but after Wang Zhi led a major mission to Japan in 1545, illicit private trade became common. In 1547 Zhu Wan was sent to stop overseas trade as the cause of piracy, and in 1549 he attacked a large merchant fleet off Fujian and executed 96 captives but was dismissed that year. In 1551 even fishing boats were forbidden to go out to sea. The next year Shandong governor Wang Yu was put in charge and released Zhu Wan's imprisoned commanders; but his army was often defeated as raiders took over twenty cities and garrisons. In 1555 Hangzhou was attacked, and thousands were massacred in the countryside while Nanjing minister of war Zhang Jing was raising an army of aborigines. That May, Zhang's imperial army took 1900 heads of marauders. Zhao Wenhua opposed this policy, and Yan Song got the Emperor to behead Zhang Jing in November 1555.

Wang Zhi offered to wipe out the pirates in exchange for a pardon and permission to trade; but he was ignored. The aborigines, which Zhang had recruited, pillaged and attacked imperial troops. Hu Zongxian was given supreme command and promised the rebel Xu Hai a pardon for surrendering, and Xu Hai's forces began campaigning against pirates. Zhao Wenhua repudiated Hu's policy of appeasement and forced Xu Hai to surrender; Xu Hai escaped but drowned in a battle. Yan Song got Zhao dismissed but could not get Wang Zhi pardoned even after Wang surrendered to Hu. The Emperor had Wang executed in 1559. The war against the pirates receded when their last base on the Fujian coast was taken in 1563.

A fiscal deficit caused Emperor Jiajing in 1552 to impose a surtax of two million ounces of silver on the wealthy prefectures of the Yangzi delta. The next year drought and flooding caused thousands of people to flock to Beijing for food; but the price of rice had doubled, and decaying bodies of starved people in the streets caused an epidemic in 1554. When ceremonial buildings in the Forbidden City burned down in 1557, much money was used to rebuild them. This construction had not yet been completed when the drunken Emperor carelessly caused his own palace to burn down in 1561. The price of rice had risen so high in Nanjing that soldiers learning their supplemental rations had been cut in 1560 rioted. Stipends for imperial clansmen fell behind, and in 1564 the Emperor solved the problem by reducing them all to commoners. Yan Song turned eighty in 1560 and became so feeble that he was dismissed in 1562. Emperor Jiajing suffered insomnia and varying moods because of the poisons in the elixirs he took. His mental abilities decreased in 1565, and after a long decline he finally died in January 1567. His banning of maritime trade had caused piracy and rebellions, and the failure to obtain revenue from commercial taxes strained the economy of the empire, placing extra burdens on the farmers and resulting in famines.

Ming Decline 1567-1644
Emperor Longqing (r. 1567-72) presided over a tranquil period and was more concerned with spectacular ceremonies than politics. His young son Emperor Wanli or Shenzong (r. 1572-1620) was influenced by his Buddhist mother not to inflict the death penalty except in extreme cases. For a decade his tutor and grand secretary, Zhang Juzheng, governed with great skill, increasing the imperial treasury and maintaining an armed peace on the borders. Unnecessary government programs were suspended, and provincial officials were ordered to reduce greatly their labor service requirements. Back taxes were collected as tax delinquents were prosecuted. A variety of separate taxes were combined together into a single tax. Magistrates, wanting to be promoted, had to make sure taxes were collected and bandits were caught.

When Zhang Juzheng's father died in 1577, Confucian tradition called for him to take off 27 months for mourning; but he got the 14-year-old Emperor to give him leave from this mourning. This caused a storm of protest over this religious issue. Zhang hated philosophical discussions; in 1579 after a local prefect collected money wrongfully for an independent academy, he had many academies closed down. In the next two years 64 academies in the south had been reported changed or abolished, but five remained. In 1580 Zhang ordered an imperial land survey, but he died before it was completed. After his death, Zhang was accused of living in luxury, taking bribes, granting his sons favors, silencing public opinion, deceiving the Emperor, and even conspiring with eunuch Feng Bao to take over the throne. All this made Wanli become cynical about politicians' hypocrisy.

The Ming court did end the ban on foreign trade in 1567. The Portuguese had been at Macao since 1557; China tried to keep them insulated by building a wall there in 1574. The Portuguese were allowed to buy goods at Guangzhou (Canton) after 1578. In 1582 Liu Ting led a punitive campaign into Burma and defeated them again two years later; but in the next decade the Burmans would invade Yunnan. In 1592 a small revolt led by the Mongol Pubei and his son, a Chinese officer, resulted in their deaths. The Jesuit missionary Matteo Ricci (1552-1610) arrived at Zhaoqing in the Guangdong province in 1583, made it to Nanjing by 1595, and in 1601 settled at Beijing. He learned Chinese and dressed like a Buddhist monk but then changed to the habit of a Confucian scholar. In his journal Ricci observed that upper class Chinese sought enlightenment rather than faith, while the peasants worshiped idols and were superstitious. Ricci taught the Chinese the latest discoveries in world geography and astronomy. He wrote books in Chinese, and in 1603 he published his Christian explanation of God as The True Meaning of the Lord of Heaven. He became the Chinese tutelary deity for the clocks the Jesuits introduced. Ricci opposed the Buddhist theory of reincarnation and disagreed with Zhuhong's vegetarianism, arguing that animals were created for the benefit of humans.

In 1592 the Japanese invaded the Korean peninsula and marching north took Seoul and Pyongyang. A small Chinese force of 5,000 was sent and was defeated but gained a truce. The next year a Ming army of 43,000 crossed the Yalu River and drove the Japanese army out of Pyongyang but was defeated outside of Seoul. They agreed upon another truce, and the Chinese left a force of 16,000 men. In 1597 the Japanese army pushed forward, and China sent a force of perhaps 100,000. Once again the battlefront stabilized before the Japanese retreated south for the winter. The Koreans and Chinese had raised powerful navies, and in 1598 the Japanese withdrew except for some fierce Satsuma warriors. When Emperor Wanli learned that Shogun Hideyoshi Toyotomi had died, both sides withdrew from the war that cost China 10,000,000 taels (tael = 1.75 ounces of silver). In 1603 eunuch envoys went searching for gold in the Philippines; but after they left, fears of an invasion led to armed conflict in which Spaniards and Filipino natives massacred 23,000 Chinese. Silver taken by the Spaniards from mines in America had become so plentiful in China that it became the main currency.

Criticized after 1585 for his negligence and impropriety, Emperor Wanli had the protesting and informing officials beaten. About 2,000 eunuchs and 3,000 women served on the palace staff, and the imperial civil service had about 16,000 eunuchs. In 1587 some 3,000 peasants in Shandong had become bandits. Bureaucrats were further alienated when Wanli sent out eunuchs in 1596 as tax collectors and mining commissioners. Rioters killed a eunuch superintendent of mining in Yunnan province in 1606; though they lost good will, the mining revenues supplied the treasury. The Emperor usually responded to criticism by not cooperating. He left many departments understaffed, except those for collecting revenue. By 1604 about half the magistracies and ministerial positions were vacant. Wanli also managed to increase his private treasury at the expense of the government. He spent 12,000,000 taels supporting princes and 9,000,000 taels rebuilding palaces. Wanli's marriage ceremony alone cost 90,000 taels. Wanli's tomb took six years to build and was completed in 1590, costing about 3,000,000 taels. The Jia canal project was begun in 1593 but was not completed until 1609. Eunuch tax collectors used hoodlums to shake down people in Suzhou so badly that the silk workers formed two groups and went around beating tax collectors to death in July 1601. Ge Xian volunteered to take responsibility for starting the riot and after a trial was sent to prison.

The disregard of the Emperor allowed factionalism to increase in the Ming court. A group of former officials and scholars not in offices concerned about moral Confucian traditions founded the Donglin Academy in 1604. They believed that the techniques of bureaucratic tinkering could no longer bring the needed improvements that they hoped fresh moral evaluations could. Evaluations of officials took place every six years, and by 1611 many of the anti-Donglin advocates were being removed.

The Buddhist Yuan Liaofan (1533-1606) popularized the Daoist idea of merits and demerits in his book Record of Silent Recompense, published in 1602. Based on the principle of karma, this was intended to encourage people to be loving, respectful, sympathetic, helpful, charitable, self-sacrificing to help others, and to set a good example. The Buddhist monk Zhuhong (1535-1615) analyzed all deeds with a system of merits and demerits into categories with points. For example, under altruistic and compassionate deeds rescuing a person from the death penalty was worth 100 merits; helping a sick person on the road return home or saving the life of a domesticated animal was 20; rescuing one from bambooing was 15; helping one recover from a serious illness was 10, from a slight illness 5; and offering medicine or saving a small animal was one merit. Not helping a sick person was 2 demerits, and killing a person was 100 demerits. The idea that the children would suffer if a person's demerits were more than their merits was a Daoist concept, because the Buddhist idea of karma only affects oneself. Some believed that if their merits reached 10,000, their wishes would be fulfilled. Other Buddhists criticized that this mechanical system went against the bodhisattva ideal of helping for its own sake.

Zhuhong was also a leader in harmonizing the different Buddhist schools, especially the popular Pure Land and Chan (Zen), and he helped to develop the lay movement in Buddhism that encouraged many people to practice Buddhist teachings without becoming priests or monks. During the Ming era many Confucians were influenced by Buddhism and Daoism as people became more eclectic in their spirituality. Zhuhong was the friend and teacher of the poet Yuan Hongdao and his brothers. Their clubs for releasing life would purchase animals from butchers and free them to gain merit.

The population of China was counted at about 60 million in 1393 but grew to about 230 million in 1600 as prosperity gradually increased. More families had joined the middle class as industry and commerce developed along with agriculture. Their sons could be educated and hope to pass examinations for civil service employment, which became the usual path to a political career. One could work up from the lower ranks of the civil service; but this became less likely as education spread after 1440. Yet this growing landed class tended to manipulate the complicated tax system to their advantage, leaving the heaviest burdens on the poor peasants, who became increasingly subservient to the landlords. Often people just moved to avoid the heavy taxes, and much of the population shifted from the south to the north, which became so deforested that wood had to be imported from other regions. The north was also dependent on the south for food transported up the Grand Canal. Large industries developed in cotton and silk weaving and in iron and steel production. The Ming dynasty is famous for the high quality of its porcelain. By the end of the 16th century Jiangxi alone had thirty paper factories with 50,000 workers. Tea was another important export that helped the balance of trade.


The Manchu leader Nurhaci was born in 1559 in the Jianzhou tribe among the Jurchens. His father and grandfather secretly cooperated with the Chinese before the invasion of Atai in 1582, but they were mistakenly killed during the assault. To gain revenge Nurhaci championed the Manchu cause and was attacked by the Liaodong governor in 1587. Nurhaci made alliances with other Jurchens by marrying two of their princesses. After he rescued some kidnapped Chinese and returned them in 1589, Emperor Wanli granted him a title. He took tribute to Beijing four times. Nurhaci gained a monopoly over the Chinese trade of pearls, sable, and ginseng. By the time of the campaign against Japan in 1592, he led an army of about 35,000 cavalry and 45,000 infantry. In 1599 he had scholars replace the Mongolian script with the Jurchen alphabet. Nurhaci organized the Jurchen people into companies of three hundred households and four banners of fifty companies. Eventually there would be eight Manchu banners, eight Mongol banners, and eight Chinese banners. He made an agreement with Ming generals in Liaodong on their boundaries in 1603, and Manchu territory was closed to Chinese immigration. Nurhaci executed his brother Surhaci in 1611 and his son Cuyen in 1613.

Nurhaci sent his last tribute payment to Beijing in 1615. He annexed all the Manchu tribes except the Yehe and Haixi, and in 1618 he announced his seven grievances, which included his father's death, Ming aid to his tribal rivals, and encroachment by Chinese settlers. He demanded that territory be ceded and annual tribute be paid in gold, silver, and silk. The Ming court could not accept this and appointed Yang Hao as supreme commander of a campaign in 1619. The Chinese army was larger but was divided into four parts. Du Song led 25,000 men through the Fushun Pass, but they were ambushed and defeated by 30,000 Mongols. Nurhaci won a series of victories, captured Kaiyuan, and killed Ma Lin. He entered Tieling and annexed the remaining Jurchen tribes. By 1621 he was ruling a million Chinese, but two years later they started fires, tried to poison Manchu water and food, and then revolted. This caused the Manchus to stop treating the Chinese as equals. The Chinese got cannons from the Portuguese to defend their garrisons outside the Great Wall, while the Manchus lacked firearms. In 1625 the Chinese revolted again, and the Manchus raised taxes on the Chinese from 13 percent of the harvest to 20 percent. Manchus were required to carry weapons, and the Chinese were forbidden to do so. Using cannons, the Ming army inflicted a major defeat on the Manchus in 1626; Nurhaci was wounded in battle and died at Shenyang, which he had renamed Mukden and made his capital. Economic hardship resulted in famine for the next two years.

In 1620 thousands deserted the Chinese army, and the Ming court raised taxes. The influx of silver from Japan and the Philippines' trade with Mexico and Peru had enabled them to collect taxes in silver instead of by land taxes and labor service, but Ming spending increased even more. While the Manchus were raiding Chinese settlements in Liaodong, Wanli died in August 1620. Zhu Changle became emperor for the brief Taichang era and released two million taels for border defense. In September he appointed several reformers from the Donglin Academy movement, but he soon fell ill and died from suspicious medical treatment.

In October 1620 Zhu Yuzhao became Emperor Tianqi, though his reign did not officially begin until January. This young Emperor was obsessed by his hobby of carpentry and let others run the government. His nurse, the Lady Ko, got the eunuch Wei Zhongxian appointed to the office of rites, and in 1621 censor Wang Xini protested the gifts and honors the Emperor conferred upon these two. That summer the eunuch Wang An, a Donglin supporter, was murdered, and others close to him were dismissed. Wei Zhongxian needed to pay gambling debts and accepted bribes. He extorted taxes from the provinces and dismissed patriotic generals. In 1622 the Emperor closed the Donglin Academy; even the moderate Zuo Yuanbiao had to resign because he had promoted philosophical discussions. This led to conflicts between the extremes of both factions. In 1624 Donglin leader Yang Lian accused Wei of murders, usurping imperial authority, intriguing against ministers, and forcing the Empress to have an abortion. Wei reacted by proscribing seven hundred in the Donglin movement, and some were imprisoned, tortured, and executed, including Yang Lian and five others who became known as heroic martyrs.

A decrease in silver imports from America reduced Chinese trade with Manila and depressed Fujian's economy. A White Lotus uprising began in 1622 and was led by Xu Hongru. He blocked the Grand Canal and captured fifty imperial grain barges headed toward Beijing, but by November the imperial forces had regained the cities taken by the rebels; Xu Hongru and other leaders were executed. Also in 1622 a Dutch fleet of eight ships attacked the Portuguese colony at Macao and then withdrew to the Pescadores Islands in the Taiwan Strait. The Dutch sent an envoy to ask for trading privileges and threatened to disrupt Chinese trade with the Spaniards and Portuguese, but the Fujian governor ordered them to dismantle their fort and leave. The Chinese attacked them in 1624, and the Dutch retreated to Taiwan.

After Tianqi died in 1627, his 16-year-old brother became Emperor Chongzhen. The eunuch Wei Zhongxian was denounced and demoted. Learning he was to be arrested and investigated, Wei hanged himself. Two dozen people, including Lady Ko and her relatives, were executed or committed suicide. Han Kuang returned as chief grand secretary, and other Donglin ministers published a blacklist of Wei's associates. In 1628 the leading smuggler, Zheng Zhilong surrendered and helped rid the Fujian and Zhejiang coasts of pirates. Trade resumed, and in 1632 the silver coming into China from Manila surpassed two million pesos. In the northwest the Shaanxi province suffered famine in 1628, and three years later Li Zicheng joined the bandits and began raiding the Henan and Sichuan provinces.

Surhaci's son Amin led the Manchu invasion of Korea in 1627 and allowed his forces to pillage the countryside despite the decision of the other leaders. Nurhaci was succeeded by his eighth son, Abahai (Hong Taiji), in December 1629, and the next month the Manchus took over Guan near Beijing. Amin disobeyed the khan by massacring the population of Yongping, for which he was imprisoned. In 1631 Abahai's forces surrounded the Dalinghe fort, which was starved into surrendering. Abahai imitated Ming administration and recruited Chinese officials, and in 1632 he abolished the law that required people to report misconduct by their own family. After the Wuqiao revolt, Kong Youde's regiment surrendered to the Manchus, who gained the firearms and experts that they turned to their advantage. In 1633 Abahai allowed Chinese, Manchus, and Mongols to take civil service examinations in their own languages. By 1635 the Manchus had made the tribes of Inner Mongolia their vassals under Mongol banners.

Ming military defeats caused turmoil at court, and Zhou Yenru and Wen Tiren removed some of the Donglin partisans. Once again unpopular eunuchs were sent out to inspect the provinces. Drought and famine led to rebellions in northern and central China. Increased military costs brought higher taxes, and many farmers could not pay in silver. Spain sharply reduced the silver exports from America. The influence of Wen Tiren grew until 1637 when he tried to arrest Qian Qiani on false charges; but the Donglin faction got him dismissed. Ming commander Yang He had been removed in 1631 and died four years later. After the mourning period, in 1637 his son Yang Sichang became minister of war. In 1636 Abahai had overcome his political rivals and at Mukden named the Manchu dynasty Qing, meaning "pure." He invaded Korea, which capitulated to the Manchus in early 1637. The next year the Manchu armies ravaged Bei Zhili and Shandong, attacking sixty cities and returning with 400,000 captives. Abahai founded Office of Border Affairs for dealing with other nations. Chinese troops in the Manchu army were organized under their first banner in 1630; by 1639 they had four banners and reached eight in 1642 when one out of three Chinese was a soldier. Devastating war destroyed grain and prevented Korea from being able to send its tribute; by 1640 it could only pay one-tenth its quota.

After the Henan drought in 1639, scholars helped Li Zicheng spread songs and stories, distribute food to the hungry, and appoint officials to run a government. Li's rival Zhang Xianzhong had been raiding in northern China since 1630, and in 1638 he negotiated with the Ming commander Xiong Wencan; but the next year Zhang repudiated his agreement and defeated imperial forces. Famine brought more recruits to Li Zicheng, who captured Luoyang in 1641. Meanwhile Zhang defeated Yang Sichang, who committed suicide. Factions at court agreed on the return of Zhou Yenru as chief grand secretary. In the 1640s China's trade with the Philippines stopped, and 20,000 Chinese died in violent conflicts there. Rice was for sale in southeastern China; but many starved because it was too expensive. Li Zicheng besieged Kaifeng three times, and in 1642 starvation, disease, and a flood killed several hundred thousand people. That year Ming defenses north of the Great Wall collapsed. In 1643 Li made Xiangyang his capital and governed much of Hubei, Henan, and Shaanxi. After Abahai died in 1643, a Manchu succession struggle resulted in his five-year-old son becoming emperor with the boy's uncles Dorgon and Jirgalang as regents.

Zhou Yenru left Beijing and claimed he drove away the Manchus, who had withdrawn north of the Great Wall; Zhou Yenru was arrested, charged with corruption, and committed suicide in January 1644. Li Zicheng invaded Shanxi and in April occupied Beijing, as the last Ming emperor Chongzhen hanged himself. The Ming army had not been paid for five months, and the granaries were nearly empty. Li disciplined his troops by executing looters. However, Ming officials were tortured until Li stopped this. Eventually his soldiers went after the merchants and looted shops and homes. The Chinese general Wu Sangui joined the Manchus and helped them defeat the forces of Li on May 29. Li proclaimed himself Shun emperor on June 3 but left before Dorgon's Manchu army entered Beijing two days later. The new Qing dynasty immediately announced a general amnesty for former officials and scholars. Li Zicheng fled and was killed by peasants a year later. In 1644 Zhang Xianzhong invaded Sichuan with about 100,000 men, taking Zhongging and Chengdu and establishing a government under military authority. His plundering caused a slave uprising. However, his army slaughtered so many people that they lost support, and the Manchus killed Zhang in 1647.
级别: 管理员
只看该作者 136 发表于: 2009-03-15
Qing Conquest of Ming China 1644-61
Wang Yangming and Ming Confucians
Some Confucians during the Yuan dynasty disdained serving the Mongol empire and retired to reclusive lives of scholarship and private teaching. In the early Ming period Neo-Confucians served the administration, and they were still strongly influenced by the great Song Confucians Cheng Yi and Zhu Xi. Xue Xuan (1389-1464) won the highest degree in 1421 and became an official; he was almost executed by a eunuch in 1443. Xue Xuan promoted the teachings of Zhu Xi because he believed that all that was necessary now was to put those teachings into practice. Wu Yubi (1391-1469) refused to serve the imperial administration even though he was asked to tutor the crown prince. Wu Yubi wanted to spend the rest of his life studying the Book of Changes (Yi Jing). Hu Juren (1434-84) considered Cheng's emphasis on reverence most important. He believed that reverence purified and illuminated the mind, helping it to exercise control and that it included both movement and stillness, the inner and the outer.

Zhan Ruoshui (1463-1557) followed the line of teaching that came from Zhu Xi through Wu Yubi. He served as an official from 1505 to 1540 and attained high positions in the ministries of rites, military, and personnel. He opened a school in 1517 and taught by the methods of reading the classics, group study, and sitting meditation. He wrote that the conditioned mind could be melted away, because its habits are only the result of external circumstances. As gold is smelted a hundred times before it is pure, so the mind must be refined a hundred times before it is illuminated. Liu Nan (1479-1542) took first place in the highest exams of 1501. He was removed from office three times because of his moral stands, but he was able to keep his mentor Zhan Ruoshui from being persecuted and stopped attempts to ban the writings of Wang Yangming. He wrote that people may lose their minds because of wealth and profit or food and drink or fine clothing or luxurious houses or power and position. To regain their minds they must go back to where they lost them. Xia Shangpu attained the highest degree in 1511 and rose to a high position in the government. Yet he warned that craving high rank and wealth could separate one from humanity. He complained that too many people sought only profit and made fun of humanity and justice; but he argued that being devoted to humanity and justice instead of profit is most advantageous.


The philosopher Wang Yangming, whose private name was Wang Shouren, was born in 1472. His father was a scholar and minister of civil personnel in Nanjing. When the boy was eleven, they moved to Beijing and lived there five years. Wang's mother died when he was 13. He married when he was 17, though he considered going to a Daoist retreat to seek immortality. Wang passed the second degree exams when he was 21; but he tried twice and failed to attain the highest degree before he ranked second in the exams of 1499. He was employed in the public works department. Wang wrote a memorial suggesting eight means of defense against nomadic aggression in the northwest. His memo began as follows:

I respectfully submit eight emergency measures
for your consideration, namely:
building up a reservoir of personnel for emergency use,
overlooking defects and utilizing excellences,
reducing the army to save expenses,
carrying on military farming to provide sufficient food,
enforcing the law to inspire awe toward the government,
showing imperial kindness
to arouse indignation against the enemy,
sacrificing the small in order to preserve the great,
and using a strong defense
in order to take advantage of the enemy's defects.1

Wang's ideas made him well known, and he was appointed to the department of justice in Yunnan, where he investigated and reversed many convictions. Practical experience made him realize the folly of his previous flowery rhetoric and of some errors in Buddhism, Daoism, and Confucianism. When the eunuch Liu Qin usurped power in 1506 and put protesting officials in prison, Wang wrote a memo in their defense. For this he was given forty strokes and banished to Longchang, where Miao tribes lived. On the way there Wang visited his father and had to throw away his clothes to suggest suicide in order to escape Liu Qin's assassins.

In exile in 1509, Wang Yangming declared his doctrine of the unity of knowledge and action. The next year he was transferred to be a magistrate and was promoted to the justice department in Nanjing and from there to higher positions in personnel at Beijing. In 1512 he went back to Nanjing as junior lord of imperial stables, and two years later he was made senior lord of ceremonies. Wang's fame spread, and he gained disciples. In 1516 Wang was named senior censor and was assigned to govern the region bordering Guangdong, Jiangxi, and Fujian, where bandits and rebels were flourishing. He implemented a detailed ten-family registration system so that outlaws could not hide in people's homes. He reorganized the armed forces and restored social order, putting down the rebellions so that he could establish primary schools in Jiangxi by 1518. He exhorted people to do good and help each other, and he warned against the troubles of litigation. The elders should teach the young, and he sent gifts of cloth to elders and leaders. In one area he petitioned to form a new county.

Wang wrote a detailed plan for a community compact to help people become united in harmony. They were to elect a chief and assistants. A record book should display good deeds, and in another book bad deeds could be reported but in obscure and gentle language. Violators should be urged to reform; only when they fail to reform should they be punished. Poor debtors who cannot repay should be treated liberally, and interest should not be compounded.

Wang Yangming was promoted to right assistant censor and instituted his community compact. On his way to suppress a rebellion in Fujian in the summer of 1519, Prince Ning rebelled. Wang managed to capture the Prince after ten days of fighting, and he was made governor of Jiangxi, where he implemented more reforms. Wang's earlier registration system may not have been effective, because in 1520 he issued instructions that emphasized persuasion more than restrictions. He was unpopular at the court of Emperor Zhengde, because they wanted credit for capturing the Prince. When Jiajing became Emperor, Wang was appointed minister of military affairs at Nanjing, though he still had enemies. He was given honors and titles but actually lived in retirement and was used only for advice and planning. His father died in 1522, and he stayed home mourning. His philosophy of extending innate knowledge won over many followers, though his teachings were sometimes prohibited. In 1527 Wang was summoned as left censor to help suppress rebellions in Guangxi. In 1528 he restored order and established schools. His health was declining, and Wang Yangming died on January 10, 1529.

After his death Wang Yangming's hereditary privileges were revoked, and he was condemned for not respecting ancient traditions and for putting forth strange ideas, particularly for opposing Zhu Xi's theory on investigating things. Some scholars who protested were dismissed or banished. Only when the next Emperor came to power in 1567 were his titles and honors reinstated, and in 1584 imperial decree allowed the rare honor of sacrifices to Wang Yangming in the Confucian temple. His followers spread all over China, and his philosophy was the most influential until the end of the Ming dynasty.

The longest work of Wang Yangming's teachings, Instructions for Practical Living, was published in 1524 and presents dialogs between his students and Wang, the teacher. Wang Yangming's philosophy is idealistic. He taught that the highest good is the original substance of the mind which manifests clear character by refinement and singleness of mind. As an idealist he did not separate the mind from events and things. The mind is principle, and there is nothing in the world that is outside of the mind. When the mind is freed of selfish desires, then it embodies the principle of heaven (nature). From this comes ethical action.

When the mind is free from the obscuration of selfish desires,
it is the embodiment of the principle of nature (heaven),
which requires not an iota added from the outside.
When this mind, which has become
completely identical with the principle of nature (heaven),
is applied and arises to serve parents, there is filial piety;
when it arises to serve the ruler, there is loyalty;
when it arises to deal with friends or to govern the people,
there are faithfulness and humanity.
The main thing is for the mind to make an effort
to get rid of selfish human desires
and preserve the principle of nature (heaven).2

Wang Yangming accepted that knowledge could be separated from action by selfish desires; but there have never been those who truly know and do not act, for those who think they know and do not act do not really know. He argued that knowledge is the direction of action, and action is the effort of knowledge. Knowledge is the beginning, and action is the completion. Those who act blindly or erroneously obviously do not know, while those with vague theories often are not willing to practice them. Wang believed that our nature is the basis of the mind, and heaven is the source of our nature. We develop our nature by exerting our mind. Unlike Zhu Xi, Wang Yangming believed that sincerity of will is more important than investigating things, because the sincerity of will is what corrects the investigation of things. Wang taught that to investigate is to rectify. He found that disorder in the world is the result of popular literature and the declining practice of moral values. He taught that the principle of history is to distinguish good from evil so that instructions can be given for doing good and warnings for avoiding evil. Wang found activity and tranquility both useful. The actual affairs of life are what train and polish us so that we can stand firm and remain calm.

To eliminate selfish desires Wang Yangming recommended sitting in meditation to stop those thoughts and practicing self-examination and self-mastery to cast them out. Too much sitting in meditation he found made his students too fond of tranquility and disgusted with action and so lifeless. He developed the idea of extending innate knowledge to apply to both tranquility and action. When evil desires are eradicated, there is nothing to think about; the mind becomes clear, and the will sincere. If you eliminate all thoughts of sex, wealth, fame, and so on, there will be nothing but the original substance of the mind in equilibrium and impartial. When these selfish desires are cleaned up and wiped out, one identifies with the principle of heaven with a broad and balanced mind that is the foundation of virtue.

The mind of the sage considers heaven, earth, and all things as one body and all people of the world as brothers and children. The sage wants to secure, preserve, educate, and nourish all as forming one body with all things. This is the original nature of the mind; but it becomes obstructed by selfishness and blocked by material desires, making it small. Wang believed that the poison of success and profit has infected human minds for thousands of years and has become a second nature. People have boasted, crushed each other with power, competed for profit, and striven for superiority with skill. Those who follow this doctrine of selfishness consider sages and innate knowledge as useless. Yet the principle of heaven in the human mind can never be destroyed, and the intelligence of innate knowledge shines forever.

Wang Yangming believed that to nourish life one must have a pure heart and that the original substance of the mind is joyful. In educating the young he recommended teaching filial piety, brotherly respect, loyalty, faithfulness, propriety, justice, integrity, and a sense of shame. Children love to play and dislike restriction; they should be allowed to sprout and grow like plants so that they can develop. He complained that those emphasizing intelligence more than nourishing goodness tend to beat the students and treat them like prisoners so that pupils come to think of their school as a prison and their teachers as enemies. Thus they avoid education, deceive, and cheat to indulge in mischief. To avoid these evil results, Wang put forward his program of school regulations. Every day teachers should ask students if they have been negligent in loving their parents or respecting elders or whether their words have been deceitful and disrespectful. They must answer honestly and correct their mistakes. After examining their moral conduct, they may study their lessons. Wang recommended singing and practicing courtesy in their demeanor. Reading should emphasize learning well, not quantity. It is better to investigate every phrase thoroughly than to try to do too much.

Wang believed that all people have innate knowledge, but only the sage preserves it completely and keeps free from obscuration by being careful continuously. Wang came to think of innate knowledge as the spirit of creation. He warned against the defect of pride and believed that the selfless are naturally humble. Thus he considered humility the basis of virtue, and pride the chief vice. He criticized Buddhists for not caring about the relationships between father and son, ruler and minister, or husband and wife. Yet Confucians must learn not to be attached to these relations. Sometimes Wang noted that concepts of good and evil can perturb the mind; for things change, and sometimes a plant one thought was a weed can become useful and good. Thus one should not be attached to particular distinctions of good and evil. Yet his primary philosophy is that the principle of the highest good is what guides the mind to rectify things and benefit people. His disciples divided and formed several different sects. Some, like Wang Ji, argued that their teacher held to no distinction between good and evil, and this one-sided interpretation caused many to criticize the philosophy of Wang Yangming as corrupted by Buddhism. Wang Yangming's ideas were summarized as follows:

In the original substance of the mind
there is no distinction between good and evil.
When the will becomes active, however, such distinction exists.
The faculty of innate knowledge is to know good and evil.
The investigation of things is to do good and remove evil.3

Some consider Wang Yangming's short "Inquiry on the Great Learning" his most important work. The title of the short Confucian classic Da Xue can also be translated as Higher Education or Learning of the Great. Wang's "Inquiry" was published in 1527 before he left on his last campaign to suppress a rebellion. It summarizes his teachings. The great consider all things one body, the world one family, the country one person. Those who divide oneself from others are small persons. The functioning of the state as one body is put into operation by loving the people. Wang wrote,

The highest good is the ultimate principle
of manifesting character and loving people.
The nature endowed in us by heaven is pure and perfect.
The fact that it is intelligent, clear, and not beclouded
is evidence of the emanation and revelation of the highest good.
It is the original substance of the clear character
which is called innate knowledge of the good.
As the highest good emanates and reveals itself,
we will consider right as right and wrong as wrong.
Things of greater or less importance
and situations of grave or light character
will be responded to as they act upon us.
In all our changes and movements,
we will stick to no particular point,
but possess in ourselves the mean that is perfectly natural.4

Wang Yangming criticized some Buddhists and Daoists for not living in the highest good but being lost in illusions of emptiness and quietness and not participating in the work of the family, the state, and the world. Others are not living in the highest good because their minds sink to base and trifling things; they are lost in scheming strategies and cunning techniques and lack sincere humanity. People fail to realize that the highest good is within but seek it outside in individual things. This fragments and isolates the mind in confusion without definite direction. Wang's concept of innate knowledge of the good is similar to the view of Mencius that the sense of right and wrong is common to all humans. The extension of knowledge comes from investigating things, but for Wang this means correcting things with the sincere will. Like modern physicists, Wang believed that the only real things are events, but he also held that the sincere will can shape events for the highest good.


Li Zhi (1527-1602) passed the provincial exams in 1552 but declined to take the metropolitan exam and entered the civil service at a low rank. All but one of his seven children died young, two of his daughters from malnutrition probably during the rebellions and pirate wars of the 1550s when the price of grain was very high. When his father died in 1560, he resigned to mourn; he withdrew from the Imperial College in 1564 after his grandfather died. Two years later he became a secretary in the ministry of rites at Beijing. He studied Buddhism and the teachings of Wang Yangming, and during the 1570s at Nanjing he met Wang Ji. After three years as prefect of Yunnan he retired in 1580. After being a typical civil servant, Li Zhi began an extraordinary career as an eccentric writer. He lived for four years with the Geng brothers, but he criticized them and moved on. He sent his wife to her former home and moved into a Buddhist community in 1585 at Macheng. He shaved his head and dressed like a monk; but he was not ordained and kept his beard like a Confucian. He denounced the hypocrisy of Confucian bureaucrats and espoused an extreme moral relativism that encouraged every individual to follow one's own ideas of good and evil no matter how bizarre.

In 1590 Li Zhi published his letters, poems, and other writings under the title A Book to Burn, and in 1599 he published A Book to Conceal. His writings were very popular and controversial. He suggested that each person should determine one's own values and not be dependent on any outside authorities. He wrote,

Yesterday's right is today's wrong.
Today's wrong is right again tomorrow.
Even if Confucius reappeared today,
there is no means of knowing
how he would judge right and wrong,
so how can we arbitrarily judge everything
as if there were a fixed standard?"5

Li Zhi went against most Chinese philosophers when he urged individuals to follow their own desires instead of conventional moral judgments. He denied that women are inferior to men in intelligence, and he encouraged everyone to express their own ideas. He praised the courage of the reformer Zhang Juzheng, and he was upset by his downfall. Yet he accepted that if Emperor Wanli was oppressive, the people have to bear it. Li argued that ethics was only connected to food and clothing; he dismissed talk about virtue as hypocritical, and he thought devotion to ritual was a waste. The Buddhist community at Macheng was attacked in 1596, but Li was able to defend the hall as a licensed religious establishment. Then he traveled for four years before returning to Macheng.

Some have argued that Li Zhi took Wang Yangming's idea of innate moral knowing to an extreme, and he was criticized for opposing Yangming in suggesting that alcohol, sex, wealth, and anger do not block enlightenment. In 1600 a mob, angry over his radical ideas about sexuality and social mores, destroyed the Buddhist refuge where Li Zhi was staying. He fled to the north near Beijing and was taken in by a retired censor. Li was accused of slandering Confucius and of shameful personal behavior. To keep from contaminating the capital and having his books burned, Li Zhi fled again toward Fujian; but he was arrested. He was allowed to read and write, and he was going to be sent back to Fujian; but one day he requested a razor and cut his own throat, asking what else could a man over seventy do. He died two days later.

Ming Era Short Stories
The poet Gao Qi was born at Suzhou in 1336. He became the leader of ten friends he wrote about; but during the rebellions in 1360 he apparently served Zhang Shicheng, who was grand marshal for the Mongols in Suzhou. His poetry mocked those without talent who curry favor with the powerful but fall into disgrace. However, in 1363 Zhang Shicheng declared himself a rebel. Gao Qi wrote an essay based on the ideas of Sun-zi on how to discipline and use military forces. He described four kinds of ministers who are indispensable to the state, namely, loyal officials who deter enemy states from attacking, perceptive officials who understand the secrets of cosmic balance and know appropriate policies, remonstrating officials who dare to inform the ruler of errors without fear of sycophants or a tyrannical ruler, and officials who uphold the law without serving special interests or bowing to pressure. Yet Gao Qi thought he lacked the ability for politics and took up the humble calling of a country teacher. In 1365 he moved back into the city of Suzhou, and for the next two years he could rarely leave because of Zhang Shicheng being besieged there.

As Emperor Hongwu founded the Ming dynasty, most of Gao Qi's friends were banished. He faced heavy taxes, but Gao Qi stayed in Suzhou and escaped punishment. In 1369 he was appointed by the Emperor to serve on the committee at Nanjing writing the Yuan History. Eight months later the sixteen scholars presented the 120 volumes of the Yuan dynasty history up to but not including its last emperor. Gao Qi wrote poems for such formal occasions but soon decided to resign. He declined a very high promotion to the Board of Revenue by telling the Emperor it was beyond his abilities. The poet and his family returned to Suzhou in 1370. There he read and wrote poetry, taking Lao-zi's advice to be satisfied with a humble status; but two years later he was drawn again to the heroic life and served the governor Wei Guan in rebuilding the government of Suzhou. Gao Qi wrote a poem commemorating restoration of the prefectural hall. Emperor Hongwu became suspicious of the growing power of Wei Guan and had him executed for sedition. Because of his poem, Gao Qi was charged with revealing palace secrets and was cut in half at the waist in 1374. So ended the short life of the poet considered by some the best of the Ming dynasty.

Gao Qi wrote a story about a gambler who loves cockfights. He is a bully, and neighbors follow his orders. During the Zhi Zheng period the prefect of Yuan is serving the people well and enjoying their affection. The intendant Zhang is sent on an inspection tour. When the prefect sneers at him as the pampered son of the Zhang family, the intendant looks for a way to prosecute him. A wealthy man, who resents a flogging, falsely accuses the prefect of accepting bribes. When the prefect is discharged, the people appeal to the gambler. With a group of rowdies he captures the wealthy man while he is riding his horse, strips off his rich gown, ties his arms, and parades him through town, making him confess that he falsely accused the prefect. The son raises a band of followers but can do nothing, because his father is held hostage. The gambler warns the rich man he will destroy his house and family if the rich man does not mend his ways; then he releases him. The people still complain that the prefect is out of office. So the gambler makes a banner saying "Unjust" and complains to the censor in Nanjing. After they march in protest every day, the censor finally lets the prefect resume his office and has the intendant Zhang dismissed. Gao Qi wrote this story to show how the Yuan government was confused and weak, causing social unrest among the lower classes.

The astrologer Liu Ji (1311-75) helped Zhu Yuanzhang become the first Ming emperor, and he was rewarded with an earldom; but he was falsely accused by prime minister Hu Weiyong and was poisoned. Liu Ji wrote satirical parables that criticized the Yuan government and other follies. In one an ancient nobleman turns to divination; but the augur suggests that he consider the past and wisdom within rather than yarrow stalks and a tortoise shell. Liu Ji satirized corruption in a story about a man who can keep his oranges looking good on the outside for a year, while on the inside they dry up. When asked about this, the man asks if his questioner is the only honest man and he the only cheat. Do ministers have the ancient wisdom? Wrong-doers arise, and no one subdues them; the people's misery is unrelieved; clerks are corrupt; laws decay; officials live in luxury without shame; they are gold and gems outside but dried up within. Why does this man pay no attention to these things while he is so particular about the oranges?

Liu Ji wrote how Gong Zhiqiao crafts a beautiful lute; but it is not considered precious, because it is not ancient. So Gong has artists paint it to look old and inscribe it with ancient writing. After burying it in a box for a year, he sells it to a nobleman for a hundred taels of gold. Realizing that this happens with other things also, Gong decides to flee to the mountains. When a long drought afflicts the east capital of Han emperor Min Di, a sorcerer suggests they appeal to the divine creature in the south mountain; but an elder warns that this spirit is a flood dragon that will bring future troubles. The suffering people do not care about tomorrow and have the sorcerer appeal to the flood dragon. A thunderstorm lasts three days; rivers flood, and the east capital is inundated. Then the people regret that they did not listen to the elder. Liu Ji also told how a deer escapes hunters by picking out its coveted naval; but he notes that the wealthy often die with their families.

Liu Ji told how those without virtue may also lead their friends astray, like the man who falls into a pit of manure but lets his two friends fall in too, because he does not want them laughing at him. Yet Liu Ji had Confucius commend the priest who saves a tiger from drowning even though the tiger later attacks him. The son of a beekeeper finds that his father's bees gradually leave him without this income, because he has not taken care of their hives. A merchant in a sinking boat promises a fisherman a hundred taels if he will save him; but when he does, he only gives him ten. The next time the fishermen let the merchant drown. Yu Li Zi comments that merchants care more about their profits than their lives. A monkey master trains monkeys to collect nuts in the forest and give him ten percent as tax; those not giving the tenth are beaten; but the monkeys realize they do not need to be manipulated, steal the nuts in the storeroom, and escape to the forest. Yu Li Zi points out that humans are rarely killed by stronger tigers, because they know how to work together to become a hundred times more powerful; but the man who does not use wisdom or weapons is eaten by the tiger. Thus it is said that a man who uses only his own strength and no wisdom is like a tiger.

Qu Yu (c. 1341-1427) wrote "The Spirit Land," telling how the starving Yuan decides not to kill the man who cheated him, because it would harm that man's wife and children. A Daoist explains to him that in a previous existence he was conceited in high office and did not honor the talents of others; so in this life he had to be uneducated and poor. In "The Peony Lantern" by Qu Yu a man falls in love with a seductive ghost who draws him to her coffin and death. A Daoist from the mountains is called in and gets the ghosts to confess their evil deeds. He explains that destructive ghosts can be scourges that bring about suffering, which is why in the heavenly regions messengers are sent, and courts are set up in the underworld to punish wrong-doers. Since then, cleanliness, order, peace, and contentment have reigned.

A similar theme of spiritual justice is found in Qu Yu's story of "The Donor of Riches and Honors" about a poor scholar who prays for knowledge of the future. He witnesses divine officials of the City God judging cases. A man who opened his storehouse of rice to the starving without looking for profit is granted 36 more years of life. A woman who gave her own flesh to heal her mother-in-law is blessed with two successful sons. A judge corrupted by bribery will have catastrophe fall on his family, and a district superintendent who cheated a farmer out of his land will be reborn as a bull and suffer on that very farm. The scholar is then told that the sun will bring security, the moon success, clouds decline, and lightning death, which all come to pass because of the armed rebellion that began in 1351 and killed at least 300,000. The author concluded that those who use tricks to find out their future may bring about their own downfall.

"Kingfisher" by Qu Yu tells of a poor man who marries a wealthy and educated young woman his same age named Kingfisher. They write charming poems to each other. During the fighting before the founding of the Ming dynasty a general abducts Kingfisher. After years of searching and then pretending to be her brother, they are briefly reunited before they both die and are buried together. Her father goes there and finds them living happily together but awakes to discover that this had been a dream.

Li Chang Ji (1376-1452) also wrote several stories of the struggles of romantic couples to get together including one in which the wife throws herself onto her husband's funeral pyre. About 1592 Shao Jingzhan wrote the story "Young Mr. Yao," who likes to hunt and gradually spends all his wealth on his friends until he is reduced to dire poverty. In Shao's "Priest Wu Falls into a Trance" this mystic says people create their own destinies by the law of reason, and he predicts how the adulterous Hu will be punished in hell.

Song Maocheng heard and wrote a story in 1600 that was developed into The Courtesan's Jewel Box by the writer Feng Menglong (1574-1646). A scholar named Li from eastern Zhejiang falls in love with the beautiful Du Shiniang. Li is poor, but she contributes half the 300 taels needed to pay off her "mother" in the courtesan business so that they can leave. He raises a hundred, and her courtesan sisters provide the rest. The young lovers travel, are very happy, and plan to marry. When they run out of money, she unravels her sleeves to pay expenses and rent a boat to cross the Yangzi River. A champion heartbreaker persuades Li to turn over Shiniang for one thousand taels he can take home to his father. After another night of love, Li explains to Shiniang the proposal, and she says she will go with the other young man. On the boat they count the money. Then Shiniang opens the drawers of her jewel box and throws the precious gems into the river. Finally she curses both men and jumps into the river, drowning. This short story is a powerful protest of the way Chinese men exploited women and failed to appreciate their true value.
级别: 管理员
只看该作者 137 发表于: 2009-03-15
Novels of the Ming Era
The first major Chinese novel is The Three Kingdoms by Luo Guanzhong from the late 14th century. Based on histories of the third century CE when wars between forces led by Cao Cao, Liu Bei, and Sun Quan resulted in the breakup of Han China into three kingdoms, the long novel developed over several generations and was not published until 1522. The Three Kingdoms portrays four hundred characters in 120 chapters and is packed with stories of intriguing diplomacy, clever military strategies, and exciting battles. The story goes from the declining Han dynasty, starting in 168 CE and ending in 220, through the existence of the three kingdoms until they each have fallen to the Jin dynasty by 280, when even Wei succumbed.

The first chapter moves quickly to the yellow scarves rebellion of 184, when Liu Bei, Guan Yu, and Zhang Fei in a peach garden swear to help each other, serve their country, and save the people without turning away from justice or forgetting kindness. They soon come into conflict with Cao Cao, who believes he will restore peace after the Han dynasty falls. Cao Cao, whose motto is preferring to injure others rather than have them injure him, is portrayed as despotically attempting to take over the Han empire himself. Liu Bei is shown as more humane and just, and he gains loyalty because of his claim to be restoring the Han dynasty. Thanks to the genius of his advisor Zhuge Liang and the heroic Guan Yu, his forces make a successful alliance with Sun Quan's realm in the southeast in order to defeat the greater numbers garnered in the north by Cao Cao.

Chapters 43-50 on the battle of Red Cliff in 208 CE give one an idea of the clever intrigues, plot twists, and references to historical exemplars as the main characters attempt to outsmart each other. Cao Cao with one million men has written to Sun Quan, asking him to join forces to punish Liu Bei. Sun Quan's civil counselors recommend submission, while the military advisors want to fight. Liu Bei's advisor Zhuge Liang is in Sun Quan's camp and argues brilliantly for joining forces against Cao Cao, whose army is tired and unfamiliar with naval warfare. At first Sun Quan's commander Zhou Yu says that surrender is better; but when Zhuge Liang agrees that all they have to do is turn over the two daughters of Lord Qiao to Cao Cao, Zhou Yu suddenly wants to fight because one of them is his wife. Although they are allies, Zhou Yu wants to kill Zhuge Liang for being too clever; but the latter always manages to outwit the general and Cao Cao as well. Zhou Yu also plots to assassinate Liu Bei, but he is guarded by the brave Guan Yu.

Zhou Yu violates the rules of war by killing an envoy from Cao Cao. Both sides send spies in the guise of deserters; but Cao Cao is duped by letters a spy finds into killing his two best admirals, fearing they are traitors. Zhuge Liang is able to collect a hundred thousand arrows by sending ships with bales of hay in the fog that Cao Cao's archers attack. Cao Cao shows his bad character by killing the worthy prefect of Yangzhou for merely speaking a bad omen at a drunken feast. Cao Cao is also lured into chaining his ships together, because he does not expect an eastern wind in winter; but a fire ritual by Zhuge Liang invokes the needed wind that allows fire to burn the ships and give Zhou Yu's forces victory. Yet Zhuge Liang allows Cao Cao to escape capture by assigning Guan Yu to trap him, knowing that the good treatment Guan Yu received when he was captured by Cao Cao before would cause him to let Cao Cao go. The Three Kingdoms became very influential in literature and in military strategy, particularly during the rebellions that led to the founding of the Ming dynasty but also in the peasant revolt that ended the Ming dynasty in the 17th century and in the Taiping revolution. Many believe that this textbook on feudal life taught wisdom while Outlaws of the Marsh taught courage.


Luo Guanzhong (c. 1330-c. 1400) is also credited with writing or editing Shi Naian's (1290-1365) stories of sympathetic outlaws in Shandong who join together after suffering government abuses during the reign of Huizong (r. 1100-25). Pearl Buck retitled the epic novel with its theme, All Men Are Brothers, in her translation of an early version in 70 chapters. Later versions of Outlaws of the Marsh extend the story to 100, 115, or 120 chapters. The 36 major robbers and 72 minor ones do live by violence and take the law into their own hands; but even though they are outlaws, they usually respect the rights of the just while punishing wrong-doers, taking from the undeserving wealthy, much like contemporary English Robin Hood stories. Because of its challenge to law and government authorities, this book was occasionally banned, and officials caught with it could lose their positions and pay heavy fines.

A young swordsman defends his town against robbers, who ask to use the road because all men are brothers; they claim they have no other way to live because they are persecuted by officials. Lu Da kills a pig butcher, who had bullied a mother and daughter; then he causes havoc in a Buddhist monastery he entered to escape. Ling Chong joins the band after he is falsely convicted of murder and branded, because commander Gao's son lusted for his wife. After plotting to steal gifts, Chao Gai is made chief. Song Jiang is captured and welcomed by the robbers. General Ching Ming, who attacks the robbers, is won over by them. Song Jiang is branded for murder, writes revolutionary verses on the wall, and is freed by the robbers. From their lair at Liangshan Marsh the robbers plan warfare against the village of Zhu, while Li Kui breaks their pact by slaughtering the Hu household. Zhu Tong is forced to join the robbers when they kill a magistrate's little boy he is attending. A campaign against the robbers by Commander Gao results in numerous defections of captured officers. Chief Chao Gai is killed, and he is avenged primarily by Lu Zhun Yi, who declines Song Jiang's offer to be chief. Leadership is determined by a simultaneous attack on two cities led by these two men; Song Jiang succeeds and then aids Lu Zhun Yi. The first version ends with all 108 robbers swearing undying loyalty to their leader Song Jiang.

In the longer version of 100 chapters published during the reign of Emperor Jiajing (r. 1521-66), the rebels defeat government forces three times. They are given amnesty so that they can fight the Liao Tatars, and in doing so they win a pardon. Apparently in history the rebellion of 1120 ended the next year with the mass slaughter of the entire robber band. As the Song dynasty was reduced to paying tribute from southern China, stories of the rebels became popular, resulting eventually in this influential novel. At the end of the extended novel 81 of the 108 have died one way or another; of those surviving, ten chiefs are made imperial prefects, and fifteen are given commands of Song army units. Song Jiang and Li Kui loyally drink poisoned wine sent by the Emperor and die. After their spirits appear to Wu Yong in a dream, he and Hua Rong hang themselves. Instead of concluding with the rebels at their peak of power, these later versions have restored the imperial order. The 120-chapter version was not published until the decline of the Ming dynasty between 1621 and 1644. However, the version in 100 chapters from the middle of the Ming dynasty became the most popular.


Wu Chengen lived from about 1500 to 1582. From childhood he loved strange stories. He never passed the government examinations and did not have an official position until he was over sixty when he was appointed an assistant magistrate. After writing more traditional works, Wu Chengen finally created what he loved-fantastic stories; but he was too ashamed to put his name on the novel, The Journey to the West, and it was circulated anonymously. This long novel, also translated in an abridged version by Arthur Waley as Monkey, is about the historical Buddhist monk Xuanzang (596-664), who in 627 without Emperor Taizong's permission joined a merchant caravan and made it to the Magadha kingdom in India four years later. He studied with Silabhadra at the famous monastery at Nalanda for five years between traveling around. Xuanzang was considered one of the greatest of many Chinese pilgrims to India for his preaching and winning debates against scholastics. He left India in 643 and returned to the western capital of Chang'an two years later with 657 Buddhist scriptures. He impressed the Emperor with his knowledge of foreign cultures but refused an official appointment. Supported by imperial grants and a large staff in nearby monasteries, he was able to translate 74 works in 1,355 volumes. Xuanzang also wrote treatises on the Consciousness-Only school of Vasubandhu. Stories about Xuanzang grew into written legends, and Wu Chengen's masterpiece, The Journey to the West, was finally published in 1592.

The first seven chapters tell about the Monkey, who is born from a divine embryo in a stone egg and is called Stone Monkey. His inward shape is concealed, because it has no form. Other monkeys proclaim him king; but after three or four centuries he becomes sad at a feast and wants to know about Yama (Death). He learns there are Buddhas, immortals, and sages who can avoid the wheel of reincarnation, and he declares his intention to find them. However, he notices that people in the world are all seeking profit and fame without concerning themselves about their end. He learns that the Daoist immortals are hiding in the Yellow Court. After ten years of searching, in a cave marked by a stone "Mountain of Heart and Mind," the Handsome Monkey King finds Patriarch Subodhi, who gives him the name Wukong, meaning "Wake-to-Vacuity." After six or seven years the Patriarch lectures on Dao and Zen, harmonizing these with the Confucian school. After learning the oral formulas, the Monkey King masters 72 transformations and shows the Patriarch he can fly. The Patriarch fears Monkey will end up doing evil and forbids him ever to mention he was his disciple.

Accomplished in the Great Art, the Monkey King can change his shape into whatever he desires. So from the hairs on his body he creates thousands of monkey warriors to attack and kill the Monstrous King. Monkey King's army of 47,000 monkeys impresses all the wild beasts of the mountain who do him homage and bring annual tributes. From the Dragon King in the Water-Crystal Palace the Monkey King gets a suit of golden armor and cloud-treading shoes, and he makes alliances with other kings as well. In the Region of Darkness he meets the Ten Kings of the Underworld. Old Monkey has acquired the Dao (Way) and attained immortality, and so he erases his name and others from Death's ledger. He awakes from this dream and tells other monkeys he erased their names in the Underworld.

In the Heavenly realm the Gold Star of Venus, the spirit of that planet, is sent by the Jade Emperor to make peace with the Monkey King. The Jade Emperor says that Sun Wukung has only recently become a human being, and so he sends him to work in the imperial stables. When Monkey learns his rank is so low that it is unclassified, he demands the rank of Great Sage, Equal to Heaven. The Mighty-Spirit God is sent, but the Monkey King fights him and spares him. Young Nata uses six arms to fight Monkey, who matches him. So the Jade Emperor recognizes him as Great Sage and says he has neither duties nor a salary; but he warns Monkey not to indulge in preposterous conduct. After Monkey steals heavenly peaches and wine and robs Lao-zi of his immortal elixir, the Jade Emperor sends an army of 100,000 celestial soldiers against him; but Monkey uses his magical powers to multiply himself, and neither side wins. Finally the Bodhisattva Guanyin intervenes, and the Four Great Devarajas capture Monkey. He is placed in the brazier of Eight Trigrams. After 49 days Monkey escapes. The Buddhist Patriarch Tathagata follows him and wins a bet that Monkey cannot leap out of his hand. Monkey does penance and learns the teachings of Buddhism.

The Tathagata Buddha declares that he has three baskets of scriptures on Heaven, Earth, and redeeming the damned. Guanyin says that she will go to the East to find a scripture pilgrim. Chen Guangrui in Chang'an wins the top prize in the examinations, marries, and is appointed a governor; but the boatman Liu Hong kills him and takes his wife Lady Yin by force to become governor. A Dragon King preserves Guangrui's body, and Lady Yin gives birth to a son and floats him on the river with a letter in blood. The boy is raised by an abbot and is given the spiritual name Xuanzang. When he is eighteen, he finds his mother and grandmother. Emperor Tang is told, and the Dragon King brings Guangrui back to life. Lady Yin commits suicide out of shame. In the underworld the Dragon King complains that the Emperor had him executed after promising to save him; but the judge Wei Zheng had sentenced him for a mortal offense. Emperor Taizong is allowed to return from the Underworld for twenty more years. The judge tells him to explain the six-fold path of transmigration. Those doing good ascend to be immortals; the patriotic become noble; the filial pious are blessed; the just and honest become humans; the virtuous become rich; but the vicious and violent fall back to being demons. The Tang emperor sighs and says,

Ah, how truly good is goodness!
To do good will never bring illness!
Let kindness always be your aim.
On charity don't shut your door.
Allow no evil thoughts to rise.
Be certain to cut down mischief.
Don't say there's no retribution,
For gods have their disposition.6

The judge warns him that only when there are no cries for vengeance in the region of darkness will the world of light have the prosperity of peace. He must change his wicked ways one by one and teach his subjects to do good so that his empire will be established firmly. When he returns to Earth, the Emperor proclaims,

The world, though immense,
Approves not villains in Heaven nor on Earth.
If your intent is trickery,
Even this life will bring retribution;
If your giving exceeds receiving,
There's blessing not only in the life hereafter.
A thousand clever designs
Are not as living according to one's duties;
Ten thousand men of violence
Cannot compare with one frugal and content.
If you're bent on good works and mercy,
Need you read the sutras with diligence?
If you intend to harm others,
Even the learning of Buddha is vain!7

Meanwhile Guanyin has been searching for a scripture pilgrim and offers a cassock for 5,000 taels but gives it to the Emperor for Xuanzang, who has performed a grand mass and volunteers to go to India for the Buddhist scriptures. The Emperor gives him the byname Tripitaka, meaning "three baskets." He understands that the mind is easily tempted, and that is why the Buddha pointed to the heart, not the head. The Tang pilgrim survives many dangers and by a prayer releases Monkey from five hundred years imprisonment. Monkey and two other monsters, Bajie and Sha monk, are instructed by Guanyin to serve the pilgrim on his journey. Both Bajie and Sha monk had been marshals in heaven but were banished. A dragon destroys Tripitaka's horse; but realizing it was a mistake, he changes into a horse to serve the pilgrimage. Thus the horse of the will is reined. Bajie indulges his large appetites and is jealous of Monkey's power. When Monkey Mind becomes obstreperous, pilgrim priest restrains him by means of a golden fillet around his neck he can tighten.

During their western journey the four pilgrims experience 81 calamities; but Monkey overcomes many monsters and demons, and they learn their Buddhist lessons along the way. In the Cart-slow kingdom Daoists are persecuting Buddhists; but Monkey overcomes three Daoist magicians in dangerous ordeals. Occasionally Guanyin intervenes to save them, and the Tathagata reveals the true master. Mind Monkey devises a way of avoiding a nation of women. Washing off filth is cleaning the mind, and binding demons is self-cultivation. The four pilgrims arrive in India, meet the king, and are given a feast in the imperial garden. They receive thousands of Buddhist scriptures. Tripitaka forgets his promise to mention to the Buddha the big turtle's quest to be human, and while crossing a river on his back they are all dumped in the water. Some of the scriptures are lost in this last calamity. Finally the Buddha notes that the sage monk had failed to listen to him in his previous lifetime; but he succeeds in this incarnation and becomes a Buddha. Victorious in strife, Monkey also becomes a Buddha and has the fillet removed. Bajie has not yet extinguished his desires and so is made a janitor of the altars. Sha monk for his service is declared a golden-bodied arhat (saint), and the horse is promoted to be a supernatural dragon. Finally everyone at the Tang court chants their submission to the Buddha.

In 1640 Dong Yue (1620-89) wrote the novel Tower of Myriad Mirrors based on the Monkey character and meant to extend Journey to the West and fit in after chapter 61. In Dong Yue's story Monkey mind experiences fantasy and dreams. In a preface Dong Yue explained the main point of his novel.

For men, desire is a demon without form, without sound-
a man may not be conscious of it or know about it.
It may enter by way of grief, indulgence,
a single doubtful or vacillating thought, or the sensory perceptions.
It seems as if the desire that enters the sphere of your thought
cannot be stopped or changed or ignored;
as if once it enters it can in no way be expelled.
But to recognize desire for the demon is to achieve success.
Therefore, when the Great Sage was in the belly of the Qing Fish,
he didn't know it was the Qing Fish.
Moreover, he didn't know when he leapt out of the Qing Fish
that he who shortly would kill the Qing Fish
was none other than the Great Sage himself.
The deluded man and the enlightened man were not two men.8

The fourth great novel of the Ming era, The Plum in the Golden Vase (Jin Ping Mei), is also very long in a hundred chapters. It was written anonymously in the late 16th century and circulated privately until it was published about 1618. Shen Defu wrote that he had a copy of it and could have made much money by giving it to a printer; but he was afraid it would lower the moral tone of the community and cause him to go to hell. He said the copy that was printed lacked chapters 53-57, and these were replaced clumsily by someone else's writing. Jin Ping Mei is frankly erotic but did not attract the attention of censors until the edicts of 1687 and 1725; the latter calling for strict punishments for anyone selling, buying, or reading the book was in effect until 1912, and the full text is still restricted in China. A preface published in 1695 suggested the book expressed filial piety and recounts an elaborate legend of how the author wrote the book and gave it to the murderer of his father with poison on the pages so that by the time he had finished the book exposing his vile character the poison killed him.

Arthur Waley has speculated that the author was probably Xu Wei (1520-93) or perhaps someone in his circle that believed literature should reflect real life. David Tod Roy is doing a complete translation in five volumes of an earlier manuscript that was only rediscovered in 1932. He has suggested that the preface naming the author as the "scoffing scholar of Lanling" refers to the ancient Confucian scholar Xun-zi, who taught a realistic philosophy of learning how to overcome our evil nature. Roy has selected the playwright Tang Xianzi (1550-1616) as the most likely author, and he has determined that the preface to the earlier edition is very likely by the original author or someone who knew him well. The preface mentions that of the seven human feelings (joy, anger, sadness, fear, love, disliking, and liking), melancholy (sadness) is the hardest to dispel. The scoffing scholar has poured a lifetime of wisdom into this immense novel that may beguile readers into forgetting their melancholy, because it is

designed to illuminate the cardinal human relationships,
to discourage sexual promiscuity,
to distinguish between the pure and the impure,
to edify both the good and the ungood,
and to expound the secrets of flourishing and decay,
failure and success,
through the inexorable working of karmic cause and effect,
in such a way that
they lie utterly revealed before the reader's eyes.9

The preface admits that the language is vulgar but notes that even Confucius said that pleasure not extending to wantonness is not harmful and that few are able to attain wealth and distinction without resorting to such indulgence. The preface reminds readers that joy after reaching its zenith gives birth to sorrow, that disruptions from calamitous missteps are inescapable, that the world of light has imperial law while the world of darkness has ghosts and spirits, and that calamity results from accumulated wrong-doing while good fortune is the reward for virtue. Thus heaven has its seasons, and humans have their joys and sorrows. An introductory song also warns of the four vices of drunkenness, lust, avarice, and anger.

The novel Jin Ping Mei is set in Shandong during the reign of Huizong (r. 1100-25) in the last part of the Song dynasty before the north was conquered by the Jin dynasty. Corruption and decay are proverbial during the decline of a dynasty, though this reign is named "harmonious." The main character Ximen is thirty years old and has inherited a prosperous pharmacy business from his father. He lives in a large house with many servants. He has business ability but spends most of his time seeking pleasure. His first wife has died, and Ximen has recently married a governor's daughter. In addition he has two secondary wives and is also granted favors by three or four pretty maidservants. Ximen spends much time cavorting with a group of nine friends, who swear loyal brotherhood in a Daoist temple. Hundreds of characters appear in the novel, and in the first half Ximen finds great success and indulges in innumerable pleasures. His lavish gifts and corrupt ways gain him appointments in the judiciary. The widow of one of his sworn brothers bears him a son and heir, although his attention to her alienates many in his household.

At the halfway point in the novel, Ximen is given an aphrodisiac by an Indian monk and violates propriety by using it as instructed during his favorite wife's menstrual period. This begins a gradual decline. His son and his favorite wife die, and in chapter 79 Ximen himself succumbs at age 33 to an overdose of the aphrodisiac. His household eventually disintegrates. As Ximen is dying, a son is born to his legitimate wife; but he eventually decides to become a celibate Buddhist monk, thus failing in his filial duty to perpetuate the family line. Ximen's wife ends up dependent on a servant as wanton as his master had been. The decadence of the family is meant to mirror the decline of a dynasty, and a Daoist theme is indicated in the erotic imagery, suggesting that the continual wasting of semen uses up vital energies and eventually causes the source to dry up at the base, symbolizing the extravagant expenditures by the Emperor at the capital draining the prosperity of the empire.

Influenced by Jin Ping Mei, Li Yu (1611-80) wrote the erotic novel Jou Pu Tuan in 1635 to entertain young men but also to warn them of the consequences from a life of sensuality and moral corruption. A young scholar visits the hermit Lonely Summit, who learns the youth wants a "prayer mat of flesh" (jou pu tuan). The youth marries the girl Noble Scent, who is protected by her father. The Before Midnight Scholar teaches her erotic techniques from illustrated books and then leaves to seek teachers so he can pass the examination. Instead, he pursues beautiful woman. After having an operation to enlarge his instrument, he has numerous encounters with wives and their cousins. The husband of Aroma gets revenge by seducing Noble Scent. She ends up being sold into a brothel and committing suicide, but Before Midnight Scholar castrates himself to live ascetically as Stupid Pebble. In the last chapter the author preaches his sermon, explaining that without the erotic literature no one would ever read his message.

Theater in the Ming Era
An example of the southern drama early in the Ming era is the play Record of a Dog Slain by Xu Ji. The plot is based on a northern Yuan drama, but it is lengthened to 36 scenes. Wealthy young Sun Hua of Luoyang indulges in drinking and women and is reprimanded by his younger brother Sun Yong, who is expelled from the family and attempts suicide. One day the brothers meet in a snowstorm, and Sun Yong saves the life of his intoxicated older brother by carrying him home. To teach her drunken husband, Yang Yuezhen has a large dog killed and dressed in a man's clothes near their home. She asks the intoxicated Sun Hua to get rid of the corpse, and he asks his two drinking companions to bury it; but they do not help. So she suggests he ask his brother to help, and Sun Yong buries the body by himself, reconciling the brothers. When the two companions next ask Sun Hua for a drinking feast, he declines. So they decide to expose his crime by digging up the body; but the carcass of a dog proves there was no crime, and they are punished for attempted blackmail.

Zhu Chuan wrote about drama in the Yuan and early Ming eras, and his nephew Zhu Yudun (1379-1439) wrote 31 plays, of which 25 are extant, about Daoists, prostitutes, and other subjects. The shorter northern plays had only four acts, but he expanded that. While the hero sang in the northern style, the heroine sang southern melodies. In his Tragedy of the Fragrant Bag the Kaifeng prostitute Liu Banchun is not permitted by her parents to marry the poor scholar Zhou Gong since a rich salt merchant wants to marry her. She chides Zhou for being a cold-hearted scholar, because he did not come to see her; but she is so moved by the love poem he wrote to her that she puts it in her fragrant bag, singing she will treasure it more than her life. After being forced to marry the merchant, Liu commits suicide. Her body is cremated, but Zhou finds the bag with the poem and vows to remain a bachelor. In other plays prostitutes reform or are transformed into fairies, but in Descending to Be a Prostitute the courtesans do not reform. Zhu Yudun portrayed prostitutes with sympathy and exposed the cruel procuress.

The dramatist Kang Hai (1475-1540) went to the corrupt premier Liu Qin and persuaded him that the talent of the imprisoned official Li Xianji would be wasted if he were executed; but years later after Liu Qin was gone, the powerful Li Xianji allowed Kang Hai to be dismissed. So Hai wrote The Wolf of Mount Zhong to satirize his ungrateful friend, using the northern zaju style in four acts. Wang Jiusi (1468-1551) had written a zaju play with the same title to show that the universal love of Mo-zi is not as discriminating as Confucian humanism. Master Dongguo, a philosopher of the Mo school, helps a wolf escape from the king's hunt by hiding him in his trunk he had been using to transport books. When the hungry wolf wants to eat him, Dongguo asks three witnesses their opinions. An old apricot tree and an old ox agree the wolf should eat him; but a local deity disguised as an old man has the wolf put back in the trunk to verify his story and advises Dongguo to kill him. Dongguo realizes that he failed to recognize treachery and laments that human hearts are often like the wolf's.

Xu Wei (1521-73) was a painter as well as a writer. His ideas may have helped General Hu Zongxian defeat the Japanese; when Hu was unjustly imprisoned, Xu attempted suicide. Xu was then imprisoned for having murdered his wife out of jealousy but was released. He traveled, drank, and suffered extreme poverty; yet he would not accept financial assistance. Xu studied Daoist and Buddhist books and was admired for his calligraphy and paintings.

Xu Wei is most famous for the four plays he called The Four Shrieks of the Ape, because folklore held that an ape who lost a baby would shriek four times and die. The Drummer's Scorn is about a scholar in the declining Han dynasty, who is insulted by the cruel Cao Cao and is made a drummer; so he beats the drum with hatred as if he were beating Cao Cao. The second play is called The Monk's Dream. The third play in the series, The Lady General, tells the famous story of Hua Mulan, who lived in the eighth century when women were forbidden to appear in public. Disguised as a man, she becomes a great general and is appointed chief of staff by the Emperor. However, Mulan declines the honor, because in twelve years of fighting she has accomplished her purpose. The fourth play, The Lady Scholar, is a romantic comedy based on a folk tale of the tenth century. The learned Huang Conghu also dresses as a man and is imprisoned for arson. The magistrate admires the writing of his prisoner but cannot make her his son-in-law when he learns she is a woman. So he lets her continue her disguise as his secretary, and she even passes the government exam with the highest honors, demonstrating Xu's theme that women are not inferior to men.

Liang Chenyu (1520-80) is best known for his play The Beauty Trap that popularized the new chuanqi style started by Wei Liangfu. The play has 45 scenes with twelve characters and ten songs; it is set during the declining Zhou dynasty of the third century BC. Yue premier Fan Li falls in love with beautiful Xi Shi. When Yue is attacked by Wu king Fu Chai, Fan Li persuades his king Gou Jian to surrender; they are exiled to tend horses. After two years Gou Jian meets the Wu king while he is hunting and predicts his recovery from illness. Gou Jian is allowed to return to his Yue people. Fan Li suggests they train the beautiful Xi Shi to seduce King Fu Chai, who ignores the warning of his premier Wu Zixu, falls into the beauty trap, and even has Wu put to death. Before he is killed, Wu asks that his eyes be put on the gate to see the conquest of the Wu kingdom by the King of Yue. While Fu Chai is distracted by Xi Shi, the state of Qi attacks. Fu Chai leaves his son in charge and leads the campaign against Qi, allowing the Yue to attack. Led by Fan Li, they capture and behead the Yue prince. When Fu Chai returns to Wu, he is executed by Yue king Gou Jian. Fan Li finds Xi Shi, and they sail away on the five lakes to a life of love and peace.

Zheng Royong was a contemporary of Liang Chenyu and is renowned for his tragicomedy The Broken Jade Ring. During the southern Song dynasty the wife of Wang Shang persuades him to go to Nanjing for the examinations and gives him a jade ring as a reminder to return to her. When Wang fails the exam, he is so ashamed that he stays and falls in love with the courtesan Ji Zhuannu. Wang Shang's wife is captured by the invading northern Jin army; but she cuts off her hair and threatens suicide to escape the desires of the rebel Zhang Anguo. Intoxicated by Ji Zhuannu, Wang Shang breaks the jade ring and throws it into a temple; but after all his money is gone, the prostitute abandons him. Helped by a Daoist priest, Wang studies hard and passes the examinations with high honors. The Emperor makes him a judge, and he condemns the ungrateful Ji Zhuannu to death for murdering a rich merchant. When the Jin army and the rebels are subdued, the fleeing Anguo leaves behind the captives. Wang Shang is reunited with his wife; later he is made minister of state, and she is ennobled. This play criticizes a greedy procuress and commends the wife's loyal chastity while showing Wang Shang's melodramatic changes.

Wang Shizhen wrote a book on dramatic criticism. His play The Singing Phoenix is significant, because it portrays living people. The corrupt prime minister Yan Song had unjustly condemned Shizhen's father to death. The tyrannical prime minister imprisons those opposing his policies even though the Mongols are invading; but the result is the fall of the Yan house.

Li Kaixian wrote short northern plays. The Magic Sword is adapted from a conflict between heroes of the novel Outlaws of the Marsh, and in Cutting Off Her Hair, the heroine Fei Shuying does that and goes on a hunger strike to keep from being married again while her husband is away.


Tang Xianzu (1550-1617) passed his civil examination in 1583; but he criticized the unfairness of the exams and was banished to Guangdong province in 1590. He was a county magistrate in Zhejiang but was dismissed in 1598. Tang Xianzu was from Linchuan and founded that school of drama which emphasized diction and romance rather than form and rhythm. He wrote that the four essentials of good drama are theme, vivid presentation, style, and beauty. Later he lived in poverty and was influenced by a Buddhist priest; his last two plays are more mystical.

Tang Xianzu wrote two plays that adapted a Tang dynasty story. The later Purple Hairpin is considered the better play. When bandits raid a lantern festival, beautiful Huo Xiaoyu drops her jade hairpin, and the prominent Li Yi finds it. He refuses to return it unless she marries him; but she refuses until her mother consents. Shortly after their wedding, Li Yi goes away to take the exams and leaves a promise written on silk that he will not forget her love. After passing the exam, he hurries to return but offends the army commander Lu, who sends him to fight on the frontier, where Li Yi conquers two tribes. After three years, Lu wants Li Yi to marry his daughter and sends word to Xiaoyu he has already done so. Poor and in bad health, she finally sends her maid to sell the purple hairpin. Lu buys it and shows it to Li Yi as proof she is no longer faithful. When Li Yi is told about this at a temple, bandits abduct him and take him home to his wife Xiaoyu. He gives her wine, and she is so weak that she faints. She is revived; they realize how Lu came between them; and they are reunited. The play gives a happy ending; but in the original story Xiaoyu dies and haunts Li Yi so that he suspects all his wives. During the stable Ming dynasty happy endings were most common.

Tang Xianzu's most famous play, The Peony Pavilion, was written in 1598. In the southern Song era Liu is a scholar and dreams of a beautiful maiden standing by an apricot tree; so he adopts the name Mengmei, meaning "apricot dream." Prefect Du Bao is descended from the great poet Du Fu, and he hires the old scholar Chen Zuiliang to tutor his daughter Bridal Du along with her rambunctious maid Spring Fragrance. The comic scene in which the maid teases the tutor is still often performed in Chinese opera. Du Bao inspects the farmers and invites them to a feast. Bridal Du makes herself beautiful and goes to the back garden on a spring day and dances with her maid. Left alone, Bridal Du falls asleep and dreams she meets Liu, who makes love to her in the peony pavilion; this famous scene is also performed in Chinese opera. Awake, Bridal Du goes back to the pavilion looking for Liu but finds only the apricot tree and asks to be buried under it. Before she dies, she paints her own portrait. Bridal Du even goes to the Daoist nun Sister Stone to drive away her evil spirits, but she faints and dies.

After three years Liu is on his way to the capital to take his exams when he collapses and is taken to the Apricot Shrine by the tutor Chen. Meanwhile Bridal Du's spirit is put on trial in the underworld but is successfully defended by Flower Spirit so that she can return to life. Liu recovers and on a walk in the garden sees the portrait of Bridal Du. He puts it in his room and gazes at it day and night. On the third anniversary of her death Bridal Du appears to Liu, and they begin to spend every night together. One night she explains who she is and tells Liu to open her grave. So Liu goes to Sister Stone, and they open the Apricot Shrine grave. Bridal Du comes forth alive and elopes with him to the capital so that Liu can take his government examination.

Chen discovers the body of Bridal Du is gone; but Commissioner Du Bao has been besieged in Huaian by the Jin army, and the old tutor is captured by Jin troops. Chen lies that Du's wife and family were killed; Du Bao fights on in Huaian while the tutor negotiates a treaty between the Jin commander and the Song government. Madame Du is reunited with her daughter at the capital. Liu passes the metropolitan examination and takes Bridal Du's portrait to her father in Huaian; but Du Bao suspects that Liu robbed his daughter's grave and puts him in prison. Du Bao learns from reports that Liu won the highest prize in the examination, and Bridal Du arrives to explain her resurrection so that Liu can be released as the happy family is reunited. This romantic play was such a sensation that it was reported some girls even died from having these romantic feelings. The Peony Pavilion became so popular that the price for The Western Chamber was reduced.

Tang Xianzu's The Nanke Story is also a romantic dream play. While drinking, the soldier Shun Yufeng offends the Huaian commander and is dismissed. He lives in retirement outside of Yangzhou. At a festival he meets Huaian princess Golden Twig but cannot find out who she is. Getting drunk, Shun Yufeng dreams the Big Ash-tree king orders him to marry Princess Golden Twig and to defend the state as Nanke prefect against the Danlo. He does so for twenty years, but his wife avoids the heat by living alone in Yao Citadel. The fourth Yanlo prince tries to take her, but Yufeng saves his wife. However, she becomes ill, dies, and is buried on Turtle Hill. Yufeng starts drinking again and is banished by the king; but he falls out of a cart and wakes to learn it was a dream. His servants explain it as the spirit of the big ash-tree; but the abbot says it was love sickness. When Yufeng vows to give up love, heaven opens; his friends, family, and the king and queen all ascend to heaven. Golden Twig arrives as a spirit, and Yufeng forces her to be his wife; but he must let her spirit go, and he cannot do so until the abbot separates them with his magic sword. She ascends to heaven, and Yufeng disciplines himself to become an immortal. This Daoist ending thus substitutes a spiritual fulfillment for the romantic one.

Tang Xianzu wrote The Handan Story in 1613, the year of Shakespeare's last play, The Tempest. Also based on Shen Jiqi's "Story of the Pillow," it is very similar to Ma Zhiyuan's The Dream of Yellow Millet. The immortal Lu Dangbin is guided to a restaurant, where he meets farming inspector Lu Sheng. Dangbin puts his porcelain pillow under the head of sleepy Lu Sheng, who dreams he can crawl in one end. He meets the beautiful daughter of a millionaire and marries her. She urges him to take the examinations, and he goes to the capital and takes her advice to bribe an official to win the highest prize; but the chief examiner Yu Wenyong knows of this and blackmails Lu Sheng to open a difficult road to the Yellow River. The Emperor is pleased, but Yu Wenyong next sends Lu Sheng to command the army on the western frontier. He uses a clever stratagem to cause dissension among the enemy leaders and triumphs.

Finally Yu Wenyong tries to get the Emperor to execute Lu Sheng for bribery; but his wife's plea keeps Lu from losing his head. Yet she is condemned to weave, and he is imprisoned. She makes a tapestry depicting the wrongs her husband has suffered, and it is presented at court to a foreign envoy, who alerts the Emperor to its story. Yu Wenyong is the only official who does not testify to the integrity of Lu Sheng; so the Emperor punishes Yu and releases Lu Sheng. He becomes prime minister and prince of Zhao; his four sons become officials. Lu Sheng dies at age eighty, happy he had a successful life; but then he awakes and realizes it was a dream. After discussing his dream with Lu Dangbin, Lu Sheng understands how futile it is to strive for wealth, fame, and honor. So he wanders with the immortal, and they live as carefree and harmoniously as the clouds in the sky.


The Kunshan play Fifteen Strings of Cash by Shi Wu Guan was based on a story published in a collection in 1627 and was performed in the 17th century. A drunk butcher brings home fifteen strings of coins a relative has loaned him so that he can restart his pork business. As a joke before he falls asleep, he tells his stepdaughter that he has sold her into slavery. That night she flees to another town. A thief called Lou the Rat takes the money from under the pillow. When the butcher wakes up, Lou murders him with a meat cleaver. The next morning neighbors find the dead body, and Lou says the missing daughter is suspect. She is found on the highway with a merchant's apprentice, who happens to have fifteen strings of cash to purchase goods. Both are arrested and convicted of the murder on circumstantial evidence by a rather stupid judge. They appeal to a fair prefect, who is in charge of the execution but manages to get permission from the governor to investigate. Disguised as a fortune-teller he learns the truth from Lou the Rat, who is arrested and brought to trial. This satire and near tragedy exposes how people can easily jump to conclusions and convict innocent people, and it shows the importance of investigation and judicial safeguards.

Meng Chengshun (1599-1684) is best known for his romantic tragedy Jiaohongji, which is a chuanqi play written in 1638. The complete title is The Story of Jiaoniang and Feihong and of Chastity and Integrity in the Mandarin-duck Tomb, sometimes shortened to The Mandarin-duck Tomb or Jiao and Hong. Cyril Birch has translated it into English as Mistress & Maid. Jiaoniang means "charming girl," and Feihong is her maid. The story is taken from a novella by Song Yuan of the Yuan era. The play in fifty scenes is long and was probably performed over at least two days. Shen Chun is the devoted suitor of Jiaoniang, but he also flirts with her maid. Shen Chun romantically makes marriage more important than his career. He keeps his red-stained sleeve as a remembrance of their first night together. A matchmaker informs Shen and his family that his proposal has been refused, but they get another chance by staging a Daoist exorcism. In the last part of the play a ghost impersonates Jiaoniang. She is not willing to obey her father and marry Governor Shuai; so she takes her own life. Shen Chun tells his family and dies also to be with her. In the final scene the maid Feihong sees Jiaoniang and Shen in their immortal forms.
级别: 管理员
只看该作者 138 发表于: 2009-03-15
                                   Qing Empire 1644-1799
Qing Conquest of Ming China 1644-61
Kangxi's Consolidation 1661-1722
Yongzheng's Reforms 1723-35
Qianlong's Expansion 1736-99
Confucian Intellectuals in the Qing Era
Theater in the Qing Era
Wu Jingzi's Novel The Scholars
Cao Xueqin's Dream of the Red Chamber
This chapter has been published in the book CHINA, KOREA & JAPAN to 1800. For ordering information please click here.

Qing Conquest of Ming China 1644-61
Ming Decline 1567-1644
When Dorgon entered Beijing in June 1644, the new Qing dynasty proclaimed a general amnesty, enforced regulations against rape and enslavement, and abolished the Ming military surtaxes that people had been resisting. Areas where the Manchus campaigned had their taxes cut in half, and others who surrendered got one-third off theirs. This strategy won over most of Zhili and Shandong in northern China. In 1645 the Manchus expelled all Chinese with smallpox or skin diseases from Beijing.

After the Ming emperor Chongzhen committed suicide at Beijing in April 1644, the Ming administration attempted to carry on in the south at Nanjing amid urban riots, strikes, raids, and insurrections. The Prince of Fu was next in line to rule, and Fengyang viceroy Ma Shiying had him brought to Nanjing in June 1644 and proclaimed Emperor Hongguang. Shi Kefa had 30,000 troops. Nanjing expected six million taels annual revenue but needed more than that just for military expenses. Court expenses and plans for an imperial wedding soon bankrupted the ministries. Appointments were made by bribery. Ming forces hoped to stop Qing advances at the Yellow River, but the threat of Li Zicheng's fleeing army invading the Yangzi River valley provoked a mutiny in the Ming army. In January 1645 Dorgon's younger brother Dodo led a Manchu invasion that crossed the Yellow River and captured Luoyang, while Dorgon's older brother Ajige chased Li Zicheng's army of 60,000 into Huguang. Dodo added 138,000 surrendering Ming troops to his army and besieged Yangzhou, which surrendered 100,000 troops in June, the month Li Zicheng was probably killed. Qing general Li Chengdong lost his brother and many troops besieging Jiading and then massacred 20,000 people. The siege of Jiangyin began in August 1645 and lasted 81 days. The 60,000 people refused to surrender and were slaughtered by the Qing army of 240,000 that lost 67,000 men during the siege and another 7,000 in the street fighting. In the next generation five million acres of land around Beijing were given to Manchus, many of whom did not know how to farm and hired Chinese tenants. In 1646 the Complete Text of Land and Labor specified the taxes on cultivated land.

Ming regional commander Xuzhou invited General Gao Jie to a feast, had him murdered, and then went over to the Qing side. Shi Kefa tried to defend Yangzhou, but Dodo's army massacred them and killed Shi Kefa. The Prince of Fu fled Nanjing before the Qing army arrived in June 1645; but he was captured, sent to Beijing, and died the next year. The Manchus offered leniency to rebels who surrendered and gave them comparable administrative positions. All non-clerical men had to show loyalty with a shaven pate, long queue, and Manchu dress. Recalcitrant communities suffered massive loss of life and property. The rebel Zhang Xianzhong ruled Sichuan tyrannically. He beheaded and maimed thousands of scholars and their families and even executed many of his own troops. In late 1646 he abandoned Chengdu and set it on fire, moving east on a scorched-earth campaign until the Qing defeated and killed him in January 1647.

Ming efforts in the lower Yangzi region slowed the Manchu advance. Lu became regent for cities on the east coast from 1645 until 1651 and had an army of about 200,000. In the winter of 1645-46 starvation caused many of Lu's troops to go home or turn to looting and extortion. Even paying only 40,000 troops to defend Fujian would cost 862,000 taels a year. Huang Daozhou led a campaign but was defeated by the Qing army in February 1646; he was executed in Nanjing two months later. Ganzhou tried to hold out with 40,000 Ming troops while Regent Lu fled to the Zhoushan Islands in July. The Prince of Tang was the Longwu regent in Yenping and Fuzhou of Fujian, but he was captured and executed in October 1646.

The Ming regent Yongming was proclaimed Emperor Yongli in December 1646 and struggled against the Shaowu challenger. Dorgon squelched an alleged conspiracy and asserted dictatorial control over the Qing regime. He sent Meng Qiaofang to defeat a hundred thousand Muslim rebels who had occupied Lanzhou in Gansu. In 1648 ten thousand Muslims were killed in one battle. When the leaders were captured in Suzhou, 8,000 Muslims were beheaded. In February 1650 Manchu forces invaded Guangdong. Canton (Guangzhou) was captured, and many were massacred in November, including Shaowu and several Ming princes. Meanwhile the Yongli court was retreating southwest and reached Yunnan in 1651, alienating the people of Guangdong. Many communities defended themselves against any intruders-Manchus, Ming troops, loyalist bands, rebels, or bandits. The Confucian historian Wang Fuzhi remained loyal to the Ming dynasty and struggled with intrigues in the Yongli court. He wrote,

In a world in which disaster has reached its climax
and one stands alone,
trying to bring the country back to moral consciousness,
one must not grieve over one's loneliness.
In the future there will arise those who will carry on the task.1

Dorgon reversed Qing policy by imposing 2,490,000 taels in surtaxes on nine provinces to pay for his summer palace in Jehol. He went hunting in winter and died on the last day of 1650. A month later Ajige was imprisoned for plotting a coup and was forced to take his own life later in 1651. Dorgon's academic advisor Ganglin was dismissed and executed. Young Emperor Shunzhi began ruling for himself and issued an edict in April 1651 to eliminate corruption. Grand academician Feng Chuan was accused and replaced by Chen Mingxia, who was then also charged with corruption. Tantai went along with the first but not the latter, but he was put to death for arrogant abuse of power while serving Dorgon. Chen was executed for moral insensitivity and being loyal to the Ming dynasty. A Manchu linguist tutored eunuchs, who were given positions in the imperial household. The Fifth Dalai Lama was accompanied by 3,000 Tibetans in 1652 when he visited Beijing.

In 1652 Ming general Li Dingguo led campaigns in southern Huguang and eastern Guangxi, using elephants and native warriors. As they entered the city of Guilin, Qing's chief general Kong Youde committed suicide. Li Dingguo led his forces in Guangdong, but in January 1655 he suffered a major defeat by Qing reinforcements. Ming general Hong Chengchou had been captured by the Manchus in 1642 and commanded their southern operation. He attacked the Ming loyalists in Hunan, Sichuan, and Guangdong, driving them into Guizhou and Yunnan, where he did not pursue them for three years. He implemented relief programs to rebuild the economies and win back the people. He forbade his soldiers to harass the people and even beheaded a general who had allowed his men to pillage and rape. Li Dingguo had helped the Yongli emperor to exterminate a rival faction from Anlang that supported Sun Kowang, and then in 1656 Li moved the court from there to Yunnanfu. Sun's generals turned against him in the battle against Li Dingguo in eastern Yunnan, and in December 1657 Sun surrendered to Qing authorities. Three well fed Qing armies led by Wu Sangui, Doni, and Robdei defeated Li Dingguo's weakened army in January 1659 while Emperor Yongli fled from Yunnanfu to Burma. Only Yongli and a few followers made it to the Burman capital at Ava. Burman king Pindale gave him asylum, but the Burman council deposed and executed Pindale in June 1661. His brother Pye Min succeeded him and fought the Chinese. Finally Yongli was turned over to Wu Sangui's officers and killed in May 1662. Wu Sangui was appointed military governor of devastated Yunnan; Geng Jimao was transferred to Fujian, where his father had been prince; and Shang Kexi governed Guangdong.

Another effort of Ming resistance was led by the powerful maritime trader, Zheng Chenggong (Koxinga). Beginning in 1647 he gained control over his Zheng clan by 1651, and by 1654 he controlled the Zhangzhou prefecture and negotiated with Qing officials for eight months. He organized a force of 250,000 men with 2,300 ships, and in 1656 assaulted Quemoy and defeated the Qing fleet. In 1657 Zheng moved up the coast to Zhejiang, and by 1659 he was attacking the lower Yangzi region. He besieged Nanjing in August, but Qing cavalry and infantry destroyed his army in September. Zheng Chenggong retreated to Taiwan and persuaded the Dutch to depart in 1662. Family intrigues and a disease seems to have caused his insanity and death in June 1662. His son Zheng Jing held on to his position in Taiwan even after Fujian was taken over by the Qing in 1664.

The Manchus established an aristocratic hierarchy of nine ranks for its nobles; but as each incumbent noble died, the family dropped one rank. Unless the emperor rewarded someone for conspicuous merit, the family after a few generations would return to being commoners. In 1658 Emperor Shunzhi revived the Hanlin Academy and the grand secretariat according to Ming traditions. The Hanlin Academy under one Manchu chancellor and one Chinese chancellor only admitted graduates of the highest metropolitan exam. They did research, wrote memorials, and recommended lecturers. The next year they published the Complete Book of Land Tax and Services, and magistrates had to list all those in arrears. A bribery scandal tarnished the Beijing provincial examination in 1657, but the metropolitan examination was given in 1659 to celebrate the victories over the Ming remnants in the southwest. Emperor Shunzhi became depressed after his favorite consort died in September 1660; he got smallpox and died in February 1661.

Kangxi's Consolidation 1661-1722
The will produced by the Manchu regents after Emperor Shunzhi died in February 1661 has been generally recognized as a forgery, because he accused himself of various faults including laziness, extravagance, neglecting military issues, favoring eunuchs, and distrusting Manchu advisors. The document also named the four Manchus who were to govern as regents (Soni, Oboi, Ebilun, and Suksaha) for his seven-year-old smallpox-immune son Xuanye, who became Emperor Kangxi (r. 1661-1722). The new government abolished the Thirteen Offices that had been controlled by eunuchs, executed officials favored by the late emperor, reduced the influence of censors and the Hanlin Academy, and after a trial beheaded eighteen Han Chinese for tax delinquency. An edict banned binding the feet of female children, and disobeying families were punished. In 1662 the entire eastern coast from Shandong to Guangdong was ordered evacuated so that they would not supply the Zheng regime on Taiwan.

In 1665 Kangxi was married to Soni's granddaughter over Oboi's objection. Soon after Soni died in August 1667, Kangxi began to rule for himself. Suksaha was investigated and executed along with several of his relatives; other families involved were enslaved. Meanwhile Emperor Kangxi had been secretly tutored in Chinese by two eunuchs. Most Manchus learned the Chinese language, and by 1670 translators were being dismissed. In 1668 the Manchus banned the Han Chinese from Manchuria. Mixed marriages were prohibited, and Beijing became a segregated city. In 1669 Soni's son Songgotu helped the Emperor remove the last two regents. Kangxi accused Oboi of manipulating appointments, blocking memorials from getting to the Emperor, and using a clique to make government decisions. After a short trial, Kangxi had nine in Oboi's clique executed and others lashed. Oboi died in prison, but Ebilun was granted a reprieve. Kangxi equalized the ranks and salaries of Manchus and Chinese officials, and he increased the pay of soldiers. He reversed the policy of Oboi that had removed inhabitants from the southeast coast.

In the south Wu Sangui had increased his jurisdiction from Yunnan to include Guizhou and much of Hunan and Sichuan. Shang Kexi from Canton governed Guangdong and part of Guangxi, and a third Chinese general, Geng Jimao, governed Fujian. To keep their loyalty, the Qing capital was sending them ten million taels a year. Their sons married daughters of Manchu nobles. In 1671 Shang Kexi became ill and turned Guangdong over to his son, Shang Zhixin. Geng Jimao died that year and was succeeded by his son Geng Jingzhong. When Shang Kexi asked permission to retire to Manchuria in 1673, Kangxi agreed to his transfer and then to similar requests by Wu Sangui and Geng Jingzhong. Kangxi's order for them to give up their domains in the south led to the War of the Three Feudatories.

Wu Sangui rebelled in December; he proclaimed a new Zhou dynasty, and hundreds of officials in the south defected to his side. Geng Jingzhong revolted in 1674 and invaded Zhejiang. In 1675 Mongols led by Burni rebelled in Manchuria and marched on Mukden. The Emperor sent an army but also offered him amnesty. Burni was defeated by the Qing army and killed by Korchin Mongols. In 1676 Shang Zhixin imprisoned his father, who remained loyal to the Qing, and rebelled in Guangdong, but that year Geng Jingzhong surrendered to the Qing. The next year the cruel Shang Zhixin surrendered, and Wang Fuchen, governor of Shaanxi and Gansu, returned to Manchu loyalty. The arrogant Wu Sangui could not hold his forces together and died of dysentery in 1678. The Qing army won back Jiangxi in 1679, Sichuan in 1680, and Guizhou in 1681 as besieged Wu Shifan, Wu Sangui's grandson, committed suicide. Hundreds were beheaded, and even the leaders who surrendered were executed by the Qing armies. Emperor Kangxi did order the release of women, children, and refugees who had been forced into the rebel camps. Bannermen were appointed to govern the southern provinces, and revenues began flowing back to Beijing. Exams were resumed, but very few scholars came north from this distrusted region.

Zheng Jing retreated to Taiwan and died there. Shi Lang, whose relatives had been arrested and executed by Zheng Chenggong in the 1640s, led the Qing assault in 1683 on Taiwan, which was captured and became a prefecture of Fujian. After 1685 the Banners were no longer allowed to confiscate new land, and customs houses opened up trade in Canton, Zhangzhou, Ningbo, and Yuntaishan. China suffered an economic depression in the second half of the 17th century because of the depopulation and devastation caused by the Ming-Manchu war. In 1688 more than ten thousand soldiers mutinied in Wuchang.

In 1679 a special examination was held in Beijing, and Kangxi invited 188 scholars to work on an official history of the Ming dynasty; only 36 declined. After Songgotu lost favor in 1683, the Xu brothers joined with others to oppose the wealthy Mingju, who in 1688 was removed for corruption. The Xu family used a gang of men to assault people, disrupt trials, and kidnap children into slavery, but Mingju's relatives ousted them in 1690. The Emperor usually only dismissed officials guilty of corruption, but those who were involved with the heir apparent were executed. Factional struggles at court caused Kangxi to fear a plot to replace him with Yinreng, his only son by the Empress, who died when he was born in 1674. For siding with the crown prince, Songgotu was imprisoned in 1703 and died there. After Yinreng had an affair with one of his concubines, the Emperor would no longer let any his concubines spend the entire night with him. Kangxi was offended by Yinreng's procuring of young boys, and in 1708 he had him arrested. The same year he disgraced those who suggested that his eighth son Yinsi be chosen as his successor. In 1712 Yinreng was pronounced insane and deposed.

Adam Schall von Bell had begun teaching Chinese officials how to make guns in 1642, and he wrote a book on the subject. The Jesuits continued to be influential in the Manchu court. In 1650 he was authorized to construct the first Catholic church in Beijing, but in 1665 Yang Guangxian published a book criticizing Christianity and the calendar that Schall had devised. In 1675 Ferdinand Verbiest arranged for the casting of cannons for the campaign against Wu Sangui. The Portuguese presented the Emperor with an African lion in 1678 and were allowed to retain their trading base at Macao. Emperor Kangxi listened to the advice of Jesuits on science and mathematics, especially after Verbiest had been proven correct on the calendar in 1689. They cured him of malaria by using quinine, and in 1692 he issued an edict of toleration that allowed Christians to preach in China. Joachim Bouvet returned to France and brought back more Jesuits in 1698, hoping that their knowledge of science would open the way for the conversion of the Emperor and China. However, Pope Clement XI sent Bishop Maillard de Tournon, who arrived in 1705 and clashed with the Emperor over accommodating Christian practices to Chinese rites. Kangxi believed that giving the papal legate authority over the other Jesuits would cause serious difficulties. He expected them to continue to do homage to Confucius, because he considered it a civil rather than a religious ceremony. Most of the Jesuits agreed to sign the Emperor's agreement, but several Franciscan, Dominican, and other missionaries refused to do so and were deported. Kangxi noted that the Jesuits were more concerned about a world they had not entered than the one in which they were living. Yet their work helped produce an imperial atlas in 1718 that was superior to its European counterparts.

In the north Russians had begun moving east in 1581. They founded Tobolsk in 1587, Tomsk in 1604, Yenisseisk in 1619, Yakutsk in 1632, Okhotsk in 1638, and by 1648 had reached the Kamchatka coast. They founded Irkutsk by Lake Baikal in 1651, Nerchinsk in 1658, and built a fort at Albazin in 1665. Emperor Kangxi sent a force that seized Albazin in 1685; but the next year he began negotiating, and in 1689 Russian and Chinese envoys agreed upon a treaty at Nerchinsk. Its six articles established the border between Siberia and Manchuria, dismantled the Albazin fort, allowed trade with passports, extradited fugitives and deserters, allowed foreign citizens to remain, and forgave all past incidents.

In the late 1670s the Dzungars had conquered western Xinjiang. Olod leader Galdan had been trained by the Fifth Dalai Lama and attacked Outer Mongolia in 1686. After they came south to Jehol and threatened Beijing, in 1690 Kangxi sent a force led by his two half-brothers; but Galdan held them off. In 1696 Kangxi himself led an army of 80,000, leaving as regent Yinreng. They crossed the Gobi Desert and drove the Dzungars north of the Kerulen River, defeating Galdan in the battle of Jao Modo; he fled into the Altai mountains and died in 1697. The Dzungars turned back a 1705 Qing incursion into Tibet. In 1715 Olods led by Zewang Araptan attacked Hami, and two years later his cousin Chereng Dondub invaded Tibet with 6,000 Dzungars. After they killed the Dalai Lama and replaced him, Kangxi felt justified in taking over Lhasa with the Qing army in 1720.

Emperor Kangxi worked hard, eating only two meals a day and commenting on about fifty memorials each day. He also had a system by which some memorials could be sent directly to him so that he would not be controlled by the Grand Secretariat. In 1670 he promulgated the following Sacred Edict of sixteen moral maxims and commanded they be read twice each month.

1. Stress filial piety and brother love to exalt human relations.
2. Be sincere to your kindred to manifest the virtue of harmony.
3. Maintain peace in your local communities
to absolve quarrels and litigations.
4. Emphasize agriculture and sericulture
to insure a full supply of food and clothing.
5. Promote thrift to save expenditures.
6. Expand schools to rectify the behavior of scholars.
7. Reject heterodox doctrines to honor the orthodox learning.
8. Make known the laws to warn the foolish and obstinate.
9. Manifest propriety and righteousness to cultivate good customs.
10. Accept your own calling
to the end that the minds of all may be stabilized.
11. Admonish your children and youngsters against evil-doing.
12. Eliminate false accusations to preserve the good and innocent.
13. Refrain from protecting fugitives
to avoid collective punishment.
14. Complete tax payments to dispense with official prompting.
15. Cooperate with the baojia neighborhood organizations
to forestall burglary and thievery.
16. Resolve vengeance and animosities to guard your own lives.2

More than twenty times Kangxi expressed his policy that Manchus and Chinese were to be treated equally. Each of the six ministries was headed by three Manchus and three Chinese. In the provinces the governor-generals were usually Manchus, but most of the administrators were Chinese. If the governor-general was Chinese, then the governors under him were Manchus. Senior officials were not allowed to serve in their home provinces so that they would be less likely to abuse their authority. He sought to prevent trouble and warned officials against causing trouble.

Between 1684 and 1707 Kangxi made six tours of the southern provinces to inspect water systems and visit academies. Although taxes were difficult to collect, he refused to raise them. In 1711 he froze the ding tax, which was a kind of poll tax on persons, even though population was growing fast. This edict prevented officials from making adjustments for growth, migration, and agricultural changes. In 1713 his imperial decree converted the corvée labor quota to a head tax on men; but since the number of men in each district had been frozen, these essentially became a land tax. Kangxi supported literature by sponsoring the publishing of the Complete Tang Poems, the translation of Chinese classics into Manchu, work on an immense encyclopedia, and the publication of a dictionary. He also patronized painters. Usually tolerant, he was sensitive to the Ming threat to the Qing dynasty, and in 1713 he had Dai Mingshi executed for his interest in the southern Ming regimes after 1644. In his Valedictory Edict issued upon his death on December 20, 1722, Kangxi had written,

To be sincere in reverence for Heaven and ancestors
entails the following:
Be kind to men from afar and keep the able ones near,
nourish the people,
think of the profit of all as being the real profit
and the mind of the whole country as being the real mind,
be considerate to officials and act as a father to the people,
protect the state before danger comes
and govern well before there is any disturbance,
be always diligent and always careful,
and maintain the balance between leniency and strictness,
between principle and expediency,
so that long-range plans can be made for the country.

Yongzheng's Reforms 1723-35
Because of the conspiracies involving his second son Yinreng, Kangxi refused to proclaim the name of his successor. In recent years he had trusted his fourth son, Yinzhen, with fifteen special assignments. Yinzhen claimed that Kangxi had named him verbally and in his will, and at the age of 44 he became Emperor Yongzheng. Kangxi's third son Yinzhi was a top-level prince and had been made editor of the imperial encyclopedia, and the fourteenth son Yinti led the campaign against the Khoshote Mongols in Tibet. Yongzheng had Yinzhi arrested for having conspired against the late Emperor, and he removed Yinti from command, assigning him to oversee Kangxi's mausoleum. Yinsi was made a top-level prince and was appointed to the Emperor's new advisory council. Yintang was sent to the northwest and was later convicted of conspiring to take over the government. In 1726 Yinsi was arrested, and both Yintang and Yinsi died in prison the next year.

Yongzheng put Sichuan's governor-general, Nian Gengyao, in command of the army fighting the Koshotes led by Lobjang Danjin. After being transferred to Hangzhou, Nian was accused of 92 crimes. Instead of being beheaded, Yongzheng allowed him to commit suicide in 1726. Imperial advisor Longgedo was tried for 47 crimes and died in prison in 1728. Zeng Jing read the writings of Lu Liuliang (1629-83), who criticized the Manchu rulers. After natural disasters in the southern provinces in 1728, Zeng sent his disciple Zhang Xi to the Shaanxi-Sichuan governor-general, Yue Zhongqi. Zeng accused Yongzheng of murdering his father, brothers, and loyal officials. Yue Zhongqi informed the Emperor, and he proscribed Lu's writings and punished his descendants and disciples. After Zeng and Zhang confessed to sedition and rebellion, they were allowed to return to Hunan. Yongzheng suspected Catholic missionaries of using the Roman alphabet as a code, and he criticized the factional influence of the church. However, he tolerated them, stating in 1726, "The distant barbarians come here attracted by our culture. We must show them generosity and virtue."4 Emperor Yongzheng ordered a documentary account of the Zeng conspiracy published, and he argued against Lu Liuliang's racist theory that the Manchus should not rule China. The Emperor noted how the Qing regime had rescued the Ming dynasty from rebels and fostered peace and prosperity by controlling crime while expanding territory, population, and cultivated land.

Yongzheng was strongly influenced by Confucian philosophy and was interested in Chan Buddhism. In 1724 he wrote an essay amplifying the instructions in the Sacred Edict of Kangxi. On strengthening clans he suggested that clan members are like parts of one body. If one part hurts, the whole body hurts, making necessary filial piety, brotherly love, harmony, willingness to endure for others, and charity. He observed that the orthodoxy of Buddhism is being concerned with the heart, not the talk about fasts, processions, temples, and idles that lazy monks and priests use to swindle people. Individuals should control themselves so as not to break the law and also to admonish others. Yongzheng prepared lectures that were given by local scholars twice a month. The Emperor wrote another essay on the dangers of factions, which he warned lead to corruption and bad judgment by erecting a barrier between ruler and minister. The encyclopedic Gujin tushu jicheng (Complete Collection of Illustrations and Writings from the Earliest to Current Times) was completed in the Kangxi reign and was published in 1728, totaling 800,000 pages with more than a hundred million Chinese characters.

Like his father, Yongzheng worked hard and spent many hours selecting officials and evaluating them. He formed a council in the inner court to control the outer bureaucrats during the transition but disbanded it in 1725. He relied on his brother Yinxiang until he died in the Dzungar war in 1730. By then the Emperor had formed the grand council of top advisors. Yongzheng sent Oertai to govern Yunnan and made Li Wei minister of revenue to remove corruption. After Tian Wenjing supervised famine relief in Shanxi, he was used to improve finances in Henan and Shandong. Tian proposed sending officials to the provinces to learn their craft, and the Emperor eventually implemented this. Yongzheng continued his father's policy of getting secret memorials directly, and these gave him many ideas for reforms.

Kangxi's reluctance to enforce taxation had left the treasury depleted, and much corruption and embezzlement in the provinces meant that the poor were overtaxed while landowners avoided taxes. Surtaxes had been added to pay for the cost of melting down the silver into ingots for the central government, but these had been greatly increased to provide the needed revenues for local use and were exploited by greedy officials. Yongzheng wrote in an edict in 1725, "When the flesh and blood of the common people is used to rectify the deficits of the officials, how can there not be hardship in the countryside?"5 He approved a fixed meltage fee and increased salaries from 45 taels a year to at least 600 so that officials could be honest. The meltage fees also enabled provincial officials to redistribute taxes from the wealthy regions to the needs of the poor. At the end of Yongzheng's twelve-year reign he left the treasury with sixty million taels of silver. In 1723 and again in 1729 Suzhou textile workers went on strike for better wages and the right to build a hospital, an orphanage, and a meeting-hall. Yongzheng was concerned about rebellion but commended the governor for only arresting and interrogating 22 workers.

Yongzheng implemented land reclamation by waiving taxes for a time on newly opened land, by rewarding officials who promoted resettling of previously wasted lands, and by giving loans to the poor so they could migrate to the frontiers and buy seed, cattle, tools, and food. Yongzheng curtailed the privileges of the scholars by limiting their tax exemptions, by making sure they paid their taxes, and by prosecuting those who abused tenants. The Chinese had been discriminating against some musicians, ethnic minorities, and certain occupations that had become hereditary. Such "mean people" had not been allowed to take the examinations. Yongzheng abolished this discrimination in 1723 and enforced it with a series of edicts through 1731. Guizhou suffered from poverty and raids by Miao. After the battle for Dingguang in 1726, Oertai offered amnesty and free land to encourage people to return to the land. Others lost their farms to Qing soldiers, and native chiefs were replaced by Qing administrators. Mining was encouraged in Yunnan, and the state ended its monopoly. Within a few years copper production more than quadrupled. Smoking tobacco had become popular in China during the 17th century, and soldiers sent to repress the rebellion on Taiwan in 1721 brought back the custom of smoking opium. As addiction spread in China, Yongzheng punished severely growing, selling, and smoking of opium. However, he came to recognize the right to sell medicinal opium for health reasons.

Yongzheng cancelled the independent commands of the banner chiefs, bringing them under his imperial control. He ordered the Qing troops to withdraw from Lhasa, because he had good communication with Tibet. However, he had to send 3,000 troops to put down the Khoshote rebellion led by Lobjang Danjin in 1724. Five years later eastern Tibet became the Yazhou prefecture, but native chiefs governed. A supplementary treaty with Russia made at Kyakhta in 1727 established a longer boundary between Mongolia and Siberia, and trade was allowed at Kyakhta as well as at Nerchinsk. A Russian caravan was allowed to trade with Beijing every third year, and a Russian Orthodox church was also maintained in the Qing capital. Two years later Yue Zhongqi led a campaign into the Gansu corridor, but they were badly defeated in 1731 and made a truce with the Dzungars the next year. On Taiwan aborigines rebelled; in 1732 they were joined by five tribes, but Qing forces crushed the revolt by the end of the year.
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Qianlong's Expansion 1736-99
Emperor Yongzheng had written the name of his successor and locked it in a casket, enabling his fourth son to become Emperor Qianlong in 1736 without controversy at the age of 24. He also inherited his father's advisors, Oertai and Zhang Tingyu. A faction criticized Oertai for forcing defeudalization and Sinicization on the Miao people in the southwest, causing devastation and misery. In the mid-1730s Chen Hongmou (1696-1771) helped organize 650 charitable schools for the Miao in Yunnan. He also compiled a critical anthology of educational writings called Bequeathed Guidelines of Five Kinds that began appearing in 1739 and became very influential. In 1737 Qianlong tried to ban making liquor from grain in northern China, but this was ineffective and not enforced. He reduced the influence of eunuchs by decreeing in 1742 that they could not rise above the fourth grade in the civil service. Oertai continued to dominate policy until he died in 1745. After the Miao rebellion supported by the Hmong and Yao peoples was put down in 1740, Chinese moneylenders invaded and with usury managed to take over much land. Soldier colonists used Miao and Yao as slaves to work the abandoned or confiscated lands. Qianlong had Zhang Guangsi executed in 1749 for having suppressed the Miao. The examinations had minority quotas, but many Chinese claimed to be Miao or Yao in order to pass. Competition became stiffer with increased population, as the total number of positions for magistrates in the empire was surpassed by the number of Zhuren degrees earned every third year. Another Miao rebellion would erupt at the end of Qianlong's reign in 1795 to try to expel the intruders and recover their land.

During Qianlong's long reign the Qing empire nearly doubled both in territory and population. Chinese partible inheritance meant that land was equally divided between sons, and the average farm decreased to about 2.5 acres. Peanuts, corn (maize), and sweet potatoes were introduced from America and could grow on hillsides. Rice production increased, but the price increased fivefold in the second half of the 18th century, as did the price of cotton cloth. Cultivating land on the military frontiers allowed the reduction of taxes. Qianlong continued the Qing policy of relying on Manchu governors in the provinces with mostly Han Chinese as prefect administrators and county magistrates. He instructed the governors to prosecute corrupt prefects and magistrates and arrest provincial students who bully people or cause trouble. Hang Shizhun criticized the Emperor's favoring of Manchus and frontier Chinese over qualified Chinese scholars, but he was dismissed in 1743. Qianlong wanted to leave a literary legacy and composed more than 42,000 poems and many prose works. He collected paintings and imposed his calligraphy on them. Missionaries helped design a summer palace for Qianlong that was completed in 1747 and was embellished with paintings by Guiseppe Castiglione and Jean-Denis Attiret. In 1747 he tried to stop the selling of Miao children by Sichuan racketeers. Qianlong was deeply upset by the death of a son and his empress in 1748, and he punished more than a hundred senior officials for not mourning the empress properly. He also punished military officers who failed in battle. After two years of war the Qing were defeated by the Golden Stream (Jin Chuan) people in Sichuan in 1749, and he had two grand secretaries and an imperial commissioner put to death.

Just as the Chinese empire was ruled by the edicts of the emperor without a legislature, the local counties were under the jurisdiction of the magistrates, who acted as investigators, judges, and juries. Suspects were harshly treated in jails and were often tortured into confessing. For the convicted with money, small amounts of silver could be paid to avoid flogging; 720 taels covered banishment, and 1,200 taels got one a reprieve from beheading or strangulation. Sometimes allowances were made based on the ability to pay. A gentleman who had passed the examinations could not be prosecuted by a magistrate until he had been stripped of that status, and such gentlemen were also exempt from corvée labor service and the poll tax. The baojia system organized ten jia of one hundred households each into a bao. The headman was responsible for registering everyone and maintaining law and order. The baojia concept made everyone in the community responsible for all, and friends and neighbors might be penalized for the illegal acts of others. This community process also helped relieve those in need.

In the late 1750s the Manchu bannerman Zhaohui led the Qing army in the conquest of extensive western territory that was named Xinjiang, meaning "new territories." When the cities of Kashgar and Yarkand were captured in 1759, many Dzungars were slaughtered. The name Dzungars was wiped out, and those left were called Oloths. The Qing government paid about 20,000 troops more than three million taels annually to garrison Xinjiang. The Manchus allowed the Muslims to keep their religious traditions, and they did not have to shave their heads and wear a queue. Trade in copper, gems, saltpeter, wool, and slaves prospered, but the Qing government controlled the mining of gold and jade. More Mongolian tribes were also brought into the Qing empire. About half of the 200,000 banner soldiers were stationed near Beijing, and more than 600,000 troops in the Green Standard army were used for fighting wars against the Miao and in Xinjiang. Qianlong tried to unify the diversity of the empire and in 1764 relaxed the ban on inter-marriage with Chinese minorities. In the late 1760s Qing forces fought Burma over control of the Shan people. Chinese merchants imported much cotton from Burma up the Irrawaddy River. Qianlong tried to impose a trade embargo to punish King Hsinhpyushin; but this was not effective and only made the local people unfriendly.

The Qing army managed to pacify the Tibetans in western Sichuan between 1771 and 1776. Qianlong celebrated the victory by having Jin Chuan monks executed and exhibiting others in caged carts in Beijing. These two wars cost the Qing twice as much as the entire conquest of Xinjiang. In 1774 Muslim troops were sent to quell a White Lotus rebellion in Shangdong led by Wang Lun, an expert in martial arts and herbal healing. His followers captured towns and part of Linqing before they were slaughtered by the Chinese army. Customs taxes on growing commerce quadrupled between 1735 and 1795, helping the Beijing treasury to increase from 40 million taels in 1750 to 80 million in 1780. However, Hong Liangji warned in his book On Clothes and Food that the increasing population was consuming supplies that would no longer be there for the next generations. Yang Xifu (d. 1768) had given four reasons for the increase in poverty: population growth, concentrated land ownership, local granaries setting rice prices, and increased consumption. For a while the new land in the west absorbed many of the unemployed poor people from the interior, but late in Qianlong's reign the population of China surpassed 300 million. He rejected proposals to restrict migration because he believed that peasants should be free to move where they can find opportunity. He listened to the advice of Zhili governor Sun Jiagan not to disturb the rights of Chinese cultivators who had taken over lands from Manchu bannerman unable to farm. In 1778 Qianlong announced that he would retire at the end of 1795 at the completion of China's sixty-year cycle and so as not to surpass the 61-year reign of his grandfather Kangxi.

The immense project of compiling The Complete Works of the Four Treasuries began in 1773 and was completed in 1784. The four categories were classics, history, philosophy, and literature. Scholars collected 11,000 works and published 3,457 of them in 79,070 volumes. Ming founder Yongle was considered a usurper, and his Encyclopedia of 11,095 volumes was criticized for its antiquated arrangement and Daoist prayers. Emperor Qianlong ignored the literati who wanted him to close urban teahouses and wine shops or ban embroidered robes, because he believed that making them illicit would just increase their value. While scholars were searching from house to house for books, a great inquisition was carried out. In twenty years 151,725 books were destroyed, having more than 3,000 different titles of which 2,000 were lost to posterity. Books were condemned for anti-Manchu references or for containing geographical and other information that might affect national defense, and in the 1780s plays with vulgar language were also censored. In 1777 Wang Xihou was executed for having compiled a dictionary that criticized the dictionary of Kangxi's administration. Even stone texts were effaced and replaced with new messages. Qianlong also attempted to eradicate Christianity in 1746 and again in 1784. The Emperor executed 56 Gansu officials in 1781 for selling examination degrees. Yet late in his reign Qianlong began to sell lower degrees to raise money.

In 1781 Qianlong announced his plan to add 20,000 troops, but his advisor Agui opposed the spending. Some had become quite wealthy, and salt merchants contributed twelve million taels for half the cost. Zhao Yi (1727-1814) argued that the state would become bankrupt unless it used peasant militias and minority soldiers. Muslims in Gansu revolted twice in the 1780s. In 1787 a Qing army of 60,000 was used to defeat the Triad rebellion on Taiwan. The Emperor had to recruit Chinese peasants to fight but had no plan for demobilization after the war. The Qing court was allied with the Le dynasty of Vietnam and punished the Chinese miners who had caused a disturbance at Hanoi in 1767. When the Tay-son brothers led a revolt in 1786, the Le heir fled to Guangxi and appealed for Chinese help. After Nguyen Hue moved Vietnam's capital to south of Hanoi, Governor Sun Shiyi of Guangxi and Guangdong proposed the conquest of Vietnam. His soldiers occupied the capital but were attacked while they were celebrating the new year of 1789; they lost 4,000 men and fled back to Guangxi. These invasions harmed Chinese commercial interests. Learning from the quagmire in Burma, Qianlong made peace with the Nguyen ruler, who was willing to pay tribute. In 1791 Qianlong banned the use of Nepalese money in Tibet and ordered Gurkha merchants to leave. The Qing army invaded in 1792 and drove the Gurkhas back to Nepal, which began sending tribute to the Qing capital every five years.

During the 18th century the Chinese economy greatly developed. A favorable balance of trade with other countries imported increasing silver. Paper notes also helped the money supply. A warming trend in the climate coupled with improvements in the soil, farming tools, irrigation and drainage, and intensive cultivation increased productivity in grain and other foods. This prosperity and additional territory allowed reductions in taxes for most of the century, and China was powerful enough to deter or defeat rebellions and foreign aggression. Community organizations helped collect taxes and the command economy with mutual cooperation relieving the poor and famines. Many people migrated to new regions and formed market towns. Commerce and industry grew; but still 94% of the people lived in rural communities, and 80% were farmers. In the Canton area 20,000 people processed iron and marketed its products. Most communities were primarily self-sufficient with the customary economy being about three-quarters of the total economy.

Emperor Qianlong became enamored of the young bannerman Heshan in 1775 and promoted him quickly to the grand council, police commandant, revenue minister, lieutenant general, and to authority in the Four Treasuries office. In 1786 Heshan became grand secretary and began receiving graft for appointing his friends and relatives throughout the empire. During his reign Qianlong prosecuted thirty governors for corruption; but when he began confiscating the supplementary salaries of officials, many turned to embezzling funds to pay fines or give requested donations. Yet while he punished provincial officials, Qianlong failed to purge the corrupt officers in his capital. He no longer received the secret memorials as his father and grandfather had, and thus he was blind to the corruption. Qianlong ordered prefectures and counties to provide relief for those in need, and charitable granary networks were established to stave off famines. By 1792 more than 20,000 peasants were being fed in the capital's soup kitchens even though they were only used temporarily by itinerant laborers. Many avoided urban soup kitchens because of epidemic diseases.

The British East India Company had been trading informally with the Chinese at Canton (Guangzhou), Zhousan, and Xiamen (Amoy) since the 1630s. In 1699 they established a factory at Canton. Thirteen Hong merchants had factories or commercial agencies outside the city walls of Canton. In 1720 they organized a guild that was called the Cohong. Three percent of business transactions were put into the Consoo (Gongsuo) fund to relieve those who became insolvent. In 1759 trader James Flint was arrested and imprisoned three years for violating Qing laws. In 1760 maritime trade was limited to Guangzhou and was conducted each year only between October and March. After 1785 the Hong merchants had to pay an annual tribute of 55,000 taels to the imperial court. The foreign factories at Canton were under strict rules that prohibited women, firearms, or loans to Hong merchants, nor were they allowed to have Chinese books or learn Chinese. The silver the British paid for silk, porcelain, tea, and other goods went from three million taels in the 1760s to sixteen million taels in the 1780s. To reverse this trend, they began trading opium they brought from India, and this went from one thousand chests of opium in 1773 to 4,054 chests in 1790. By 1800 the English were buying 23 million pounds of tea annually. George Macartney arrived as the special envoy of George III in 1792. He refused to prostrate himself on the floor before Emperor Qianlong but said he would bow on bended knee as he would to King George. In 1793 he was received by the powerful Heshan, but the Emperor refused to make any special trade agreement with the English.

Although Qianlong announced his abdication at the end of 1795, he continued to rule through Heshan, who took over numerous offices and acquired an enormous fortune. When Qianlong died in 1799, Qianlong's son, Emperor Jiajing, accused Heshan of corruption and forced him to commit suicide. By various means Heshan had amassed 800,000,000 taels. The main charge was that he had embezzled money that was supposed to be used to quell the White Lotus rebellion that began in 1796, and then he lied that the war was going well. The White Lotus religion worshiped the Eternal Mother, and the rebellion went on until 1804.

Jiajing Era 1799-1820
Confucian Intellectuals in the Qing Era
During the last years of the Ming dynasty, a group of Chinese literati formed the Society of Renewal to revive the Donglin party that had been crushed by the eunuch Wei Zhongxian. Jin Shengtan wrote essays on popular literature and plays, but he was beheaded for siding with students protesting at the funeral ceremonies for Emperor Shunzhi in 1661. Huang Zongxi (1610-96) opposed rule by eunuchs or the Manchus. In 1649 he went to Nagasaki to organize resistance. In 1662 he published A Plan for the Prince, arguing for the liberal principles that the prince and ministers should serve the people rather than the reverse. He recommended that basic laws replace imperial edicts and that a prime minister and other ministers should have more power. He suggested curtailing eunuchs by reducing the number of emperor's wives. Examinations should be broader, and advancement should also be by recommendations. "Eight-paragraph essays" and poems had to follow rigid formulas using antithetical comparisons, and one could be eliminated by the wrong use of a word, by breaking the rhyme scheme, or by poor calligraphy. Only by passing the governmental examinations could one enter the class of gentlemen. Yet the exams did allow extraordinary opportunities to intelligent men who studied hard. The best half of about 20,000 civilian positions were filled by those with degrees. In 1679 Huang declined to work on the Ming history project. Instead he wrote a history of Chinese philosophy during the Song and Yuan eras, but it was unfinished at his death.

Wang Fuzhi (1619-92) also belonged to the Renewal Society. After supporting the southern Ming emperor Yongle, he retired to write. He believed that societies are transformed by natural evolution and continually make progress, and he argued that the modern concept of private property made the ancient ideal of equal land division obsolete. Gu Yenwu (1613-82) became very influential even though his book was not published until 1695. His foster mother fasted to death in protest of the Qing regime. He pioneered historical criticism and philology, and he also analyzed the political decadence of the late Ming era. He found that the central administration and its provincial agents had become divorced from the people. Because civil servants were not trusted, numerous regulations were imposed from above, reducing initiative and adaptability to local conditions. He urged more local autonomy. Gu was also a geographer, economist, and strategist, and he traveled extensively for 22 years to do his research. He criticized the influence in the Ming era from the Song Neo-Confucians and the idealistic Wang Yangming, whom he noted had been affected by Chan Buddhism. Gu proposed going back to the early commentaries from the Han dynasty, and his new textual criticism became known as "Han Learning." His research methods emphasized originality, utility, and extensive evidence.

Yen Yuan (1635-1704) turned against Neo-Confucian idealism for a more practical approach. In 1696 he was put in charge of an academy in Hebei and implemented a curriculum that included military training, archery, riding, boxing, mechanics, mathematics, astronomy, and history. He believed that real knowledge must have practical application. Although he was little known by his contemporaries, his ideas were promoted by his disciple Li Gong (1659-1733). Dai Zhen (1723-77) proposed the motto, "One must not let oneself be deceived either by others or by oneself."6 He criticized the distortions of the Neo-Confucian philosophers on the work of Mencius. He believed that the morality of practical life is based on the instincts of survival, hunger, sexual desire, and other needs and passions, and that these are all manifestations of the Way (Dao). He argued that the principles of the Song philosophers prevented the young and humble from expressing themselves and fulfilling their goals. Dai Zhen rejected meditation and sudden enlightenment and recommended study, investigation, reasoning, and sincere action. Zhang Xuecheng (1736-96) recommended studying the regional histories of China because the Way is known through its historical manifestations. Because of the intense competition for limited government positions, many scholars spent their time teaching in the academies and writing on the classics and histories. Bi Yuan (1730-97) was governor of Shaanxi and organizing the writing of thirty-three regional histories. Confucian philosophy in the 18th century emphasized evidential research (kaozheng).

Chen Hongmou (1696-1771) was one of the most successful governors in Chinese history. He believed that everyone could be educated, including women of every class. Some women managed to become recognized as poets. Yuan Mei (1716-98) was a poet who advocated rights for women; he opposed polygamy (though he had concubines) and the binding of little girls' feet, an aristocratic custom that had begun in the Song era. The early Qing rulers banned foot-binding, but they soon stopped enforcing it in Chinese households. Yuan Mei studied Manchu in Beijing but failed his Manchu exams in 1742. After his father died, he resigned from his official position and made his living the rest of his life by his writing. In 1753 he moved his mother, wife, and concubines to Harmony Garden. Yuan Mei recognized the love of wealth and sex as natural human desires and suggested that without them the human race would have become extinct. He also observed that some people who do not have feelings often act in wicked ways. He disliked religions like Buddhism that tried to deny human desires. He also criticized Confucian traditions that follow a narrowly defined straight line of transmission through the Neo-Confucian Cheng brothers and Zhu Xi. He believed that art is the Dao (Way) taking form. Pursuing art with refinement expresses the Dao, but in imitation both the Dao and art are lost. Yuan found that singing poems is pleasant to the feelings and that nothing stops anger better than poetry. He wrote that when one is at peace, nature and inspiration are revealed.

China continued to be a patriarchal society, and many women were confined to the home, where they were taught to spin and weave. Widows were expected to be chaste, but married men could take concubines. Age was greatly respected, and the younger were expected to defer to the older. Profound thinkers such as Spinoza, Leibniz, Goethe, and Adam Smith admired Chinese culture. Leibniz gathered material from Jesuits and in 1697 published a book on new Chinese things. During the European era of enlightenment Voltaire, Holbach, and Diderot argued that Confucian society in China proved that a culture could be ethical without being Christian.

Theater in the Qing Era
Li Yu (1611-80) wrote several comedies in the 1660s, but the two most famous plays of the early Qing era are The Palace of Eternal Youth by Hong Sheng and The Peach Blossom Fan by Kong Shangren.

Hong Sheng (1645-1704) spent more than ten years working on The Palace of Eternal Youth and completed it in 1688. The story is based on Bai Juyi's poem "The Everlasting Sorrow." The play was immediately popular, but production the next year during a period of national mourning drew the attention of the censor. Emperor Kangxi read the play, dismissed the producer, expelled Hong Sheng from the Imperial College, and struck numerous scholars from the Official List. The story of a tragic romance at court during the An Lushan rebellion was apparently too controversial for this insecure Manchu emperor. Hong Sheng retired in Hangzhou to a life of poetry and wine until he fell into a river and drowned.

The play is set at the court of Emperor Xuanzong (r. 712-56), who is called by his popular name Ming Huang. He was known for patronizing musicians, dancers, and actors in his Pear Garden Academy. The Tang empire had been expanded, but later in his reign military expenses of guarding the new frontiers caused hardships for the peasants. An Lushan is a Tatar general about to be executed, but he persuades the eunuch Gao Lishi and the Emperor to give him another command. Ming Huang falls in love with the beautiful Yang Yuhuan and in 1745 makes her his main concubine. He elevates her three sisters as duchesses, and Lady Yang is sometimes jealous of them. Her cousin, Yang Guozhong, becomes prime minister. Efforts to bring Lady Yang fresh lychee fruit by special couriers causes the death of two blind peasants. On the seventh day of the seventh moon in 1751 the Emperor and Lady Yang vow undying love to each other. In 1755 An Lushan rebels, and the Emperor has to flee. Some guards mutiny and kill Yang Guozhong and the Guo duchess, blaming their family for ruining the empire. To help the Emperor escape, Lady Yang takes her own life. Two years later he finds that her body has vanished. A necromancer finds her on a fairy mountain and takes the gold hairpin and jewel box the Emperor had given her back to him. Ming Huang stops eating and dies so he can be with Lady Yang, a goddess of the moon.

Kong Shangren (1648-1718) was a descendant of Confucius and became a doctor in the Imperial College. The Peach Blossom Fan was produced in 1699 and also was a long southern drama (in 40 scenes) and an immediate success. This romantic drama poignantly portrays the fall of the Ming dynasty between 1643 and 1645. In a house of pleasure run by Li Zhenli a 16-year-old girl is named Fragrant Princess by the painter and poet, Yang Wencong. Hou Fangyu has just passed the examination, and he writes a poem on her fan. She rejects expensive clothes sent by the corrupt dramatist and politician, Ruan Dacheng. General Zuo Liangyu says that his troops are hungry and that he is having difficulty restraining them. Yang tells Hou that Ruan may arrest him because he is a confederate of Zuo; but a stronger motivation is that he is jealous of Hou's relationship with Fragrant Princess. News arrives that Emperor Chongzhen has hanged himself. Hou travels to Shi Kefa, who has been promoted to President of the Board of War in Nanjing. Hou explains the reasons why they should not support Prince Fu as emperor. Shi refuses to see the resentful Ruan. Ma Shiying brags of his new power for having made Prince Fu the Hongguang emperor. Hongguang appears, and a eunuch announces that Ma is now prime minister and minister of war. Ma accepts Ruan as his private secretary. Yang becomes a councilor in the ministry of ceremonies. He summons Fragrant Princess, but she is contracted to Hou and refuses to go. The poet Ding comments, "No matter how rich you are, you cannot buy what is not for sale. Both threats and coercion are useless."7 In the on-going civil war Gao Jie tells Shi why he became a rebel. Shi pardons him and assigns him to defend the Yellow River region, sending Hou to advise him.

Yang Wencong tells Ma Shiying why Fragrant Princess refused Tian's proposal, and Ma sends men to force her. Her foster mother Li urges her to accept the 300 taels and submit, but Fragrant Princess says that Ruan and Tian are part of eunuch Wei's clique. She beats off Yang with her fan and knocks her head on the floor until she faints. Li tells Yang that she will impersonate the girl. Yang paints the fan with leaves so that the blood stains resemble peach blossoms and shows it to Fragrant Princess. She asks her singing teacher Su to take the fan to Hou. Ma and Ruan come for her, and she accuses them of promoting their personal ambition and pandering to the Emperor's lust. Yang stops the angry Ruan, who is kicking her, but Ruan and Ma order her to work in the Inner Court. The Emperor tells Ruan that he appreciates his new play, Swallow Letter, and he orders Fragrant Princess to memorize her role. Disregarding Hou's warning, General Gao is invited to a dinner by a disgruntled commander and is murdered. Traveling Su meets Li, who was driven out of Tian's house by his shrewish wife, and she is now married to a boat officer. Li and Su find Hou, and Su gives him the fan. Hou finds the painter Lan living in the room of Fragrant Princess. Hou meets with the bookseller Cai and two scholars of a club reviving the Donglin party, for which they are arrested by Ruan. Judge Zhang is a reclusive Daoist and keeps them in protective custody.

Su insists on seeing General Zuo so that they can impeach Ma and Ruan. At the first anniversary of Emperor Chongzhen's death, a messenger brings the public impeachment for seven crimes. Ma and Ruan decide to appeal to northern generals against the large forces of Zuo and go into hiding. When General Zuo Liangyu learns that his son has let his troops pillage and loot, he kills himself. General Shi Kefa with only three thousand men gallantly tries to defend Yangzhou from the northern army. Rioters strip Ruan and Ma of their possessions. They learn that the northern troops have crossed the Yangzi and that Hongguang has fled Nanjing. Su finds Fragrant Princess and tells her the prisoners are freed. They decide to go to Zhang's retreat. Hongguang asks General Huang Degong for protection; but two generals named Liu arrive and abduct Hongguang to take him to Beijing, as Tian wounds Huang, who commits suicide. Shi Kefa has fled fallen Yangzhou and learns that Nanjing is besieged; so he drowns himself. Hou and his friends go to the retreat of Zhang, who commemorates the Ming martyrs. The ghosts of Shi Kefa, Zuo, and Huang appear, but the apparitions of Ma and Ruan fall from the ridge of the immortals. Zhang notes the karmic circle. Finally Hou and Fragrant Princess are reunited, but Zhang persuades both to become Daoists. In an epilog three years later a Manchu official tries to track down the retired scholars, who flee into the hills.

Wu Jingzi's Novel The Scholars
Wu Jingzi (1701-54) was from a scholarly family in the province of Anhui. He passed the first preliminary government examination in 1720, but after his father's death he squandered his inheritance by his extravagant generosity. He lived in Nanjing and wrote poetry and prose to amuse his friends. In 1736 he passed up an opportunity to take a special imperial examination. His proudest achievement was contributing the remainder of his fortune to renovate a temple dedicated to past sages. He spent about ten years writing his great satirical novel, The Scholars, and completed it in 1750, though it was not published until about 1770.

The first chapter is a prolog and describes Wang Mian, who lived during the end of the Yuan dynasty and had already been the subject of two biographies. Young Wang has to take care of water buffaloes but studies as he does so. One day after it rains, he notices the beauty of plants and flowers and decides to learn how to paint. Wang masters astronomy, geography, classics, and history, but he does not seek an official position. He even declines to accept an invitation from the magistrate because he and the wealthy Wei oppress the common people. Wang makes a living selling his paintings and also writes great essays. Before his mother dies, she makes Wang promise he will not become an official. Wang Mian tells the future founder of the Ming dynasty who has become the Prince of Wu that goodness and justice can win over the people; even the weak people of Zhejiang will not submit to force. Later when Zhejiang authorities intend to offer him a position, Wang escapes to live in the mountains as a hermit.

The rest of The Scholars is fictional and follows the lives of various intellectuals from 1487 to 1595. Many of the characters are based on people Wu knew, and Du Shaoqing is considered autobiographical. During the Ming dynasty even a young man under twenty years old who has passed the exams is considered senior to any old man who has not. In the second chapter the elderly Zhou Jin manages to pass the exam and become an examiner.

Poor Kuang Zhaoren is given money and a warm coat by Ma Qunshang so that he can return home. There Kuang works hard selling cooked pork and bean curd, studying while he dutifully takes care of his ailing father. They are nearly forced to leave their house, but then it burns down. They rent a place at a monastery. Kuang is helped by the village leader Pan and Magistrate Li, and he passes the examinations. His examiner emphasizes that moral character is more important than literary attainment. When they learn that Kuang has placed first on the prefectural exam, suddenly the family is thrust into the aristocratic class. Before he dies, Kuang's father tells him to take care of his worthless brother and warns him about putting fame and rank above virtue, advising him to marry a humble girl rather than try to improve his status by marrying into a rich family. Magistrate Li has been dismissed, and people demonstrate to block his removal. When the ringleaders are rounded up, Kuang is suspected and flees to Hangzhou.

On the way Kuang Zhaoren meets Jing Lanjiang, who tells him that many intellectuals have a low opinion of bagu (eight-paragraph) essays. Jing has his poetry published in anthologies. He brings Kuang into a circle of wine-drinking poets, and Kuang makes money editing 300 essays. The bailiff Pan warns Kuang about Jing and his friends but pays Kuang to forge a writ in a plot to abduct a woman for a wealthy man. Kuang also trades clothes with Jin Yan and takes an exam for him. Pan arranges for Kuang to marry the daughter of a runner. Reinstated, Li invites Kuang to Beijing, and Kuang sends his wife to his family in the country against her wishes. He passes the exam and is recommended for the Imperial College, but he learns that Pan has been accused of many serious crimes. Kuang does not admit he has a low-class wife, and Censor Li offers him a marriage to his niece with the wedding expenses paid. She is beautiful, and Kuang is very happy; but he learns his first wife died because she was so unhappy. Kuang declines to visit Pan in prison because he fears it will ruin his reputation. Kuang Zhaoren has ignored the advice of his dying father, and his story offers an ironic contrast to the reclusive virtue of Wang Mian.

Generous Du Shaojing often invites friends for dinner. Bao Dingxi has come to him to borrow money to finance an opera troupe. Du declines to go see Magistrate Wang and even regrets that he passed the district examination. Du orders a servant to pawn a chest of clothes so that he can pay for the funeral of his tailor's mother. Du is taking care of the ailing Lou and tells his steward, Whiskers Wang, to sell some of his land for 1300 taels. When Magistrate Wang loses his position, Du offers him a place to stay. Before he goes home to die, Lou gives Du this warning and advice,

You will soon come to the end of your property!
I like to see you acting in a just and generous manner,
but you must consider with whom you are dealing.
The way you are going on,
all your money is being tricked out of you
by people who will never repay your kindness;
and while we say charity expects no reward,
you should distinguish between those who deserve help
and those who don't.8

However, Du continues to be reckless with his money. He gives up his house and moves to Nanjing, where he rents a house. He provides money for the Lou clan to buy a burial ground. Du is invited to the provincial capital for an exam, but he declines a position and runs out of money on his way home. He donates 300 taels for a temple commemorating Dai Bo of the 12th century BC. He pretends to be ill to avoid working for Governor Li. Gao criticizes Du for going through an estate of 60,000 taels in less than ten years; but others admire Du, and his writing is valued. Zhuang Shaoguang helps arrange the sacrifice at the new temple and refuses to accept any position in Beijing; but he is asked to propose educational reforms and agrees to submit them. The Emperor gives him a house by Lotus Lake in Nanjing, where he can write. When Zhuang's guest Lu Xinhou is arrested for having banned books, Zhuang sends letters to high officials, resulting in Lu's release and the informer being punished.

Yu Yude becomes a teacher and tries to perform acts of kindness secretly. After failing, he passes the palace examinations and is admitted to the Hanlin Academy. Zhuang persuades Du to receive Dr. Yu, and they become good friends. Yu pays Du to write an epitaph. Yu agrees to be the master of sacrifice for the ceremony at the Dai Bo temple. As an examiner, Yu does not turn in a scholar for cheating so that he will not lose face. Filial Guo notes that Du Shaojing is famous throughout the empire for his liberality. Yu and Du gather money to help Guo in his career. After many more episodes, in the last chapter four new characters are introduced, but they are more like the reclusive Wang Mian; the Dao Bo temple has fallen into ruins. At the end of the novel Old Yu has cast off his official robes and has decided to practice religion alone. Wu Jingzi has written a realistic comedy of manners that satirizes the rigidity of the examination system and the limitations of office holding. Even though Du appears somewhat foolish financially, the theme of private charity shines through and is brought to greater perfection in the example of Dr. Yu.

Cao Xueqin's Dream of the Red Chamber
Cao Xueqin (c. 1715-63) was known as the grandson of Cao Yin, who served Emperor Kangxi as Textile Commissioner in Suzhou and died in 1712. The fortunes of the Cao family were declining, and in 1727 Li Xu was imprisoned for having offered sing-song girls to Prince Yinsi. The next year Xueqin's father Cao Fu and Sun Wencheng were dismissed and had their estates confiscated. Cao Xueqin drew on the difficult experiences of his family to write what many consider the greatest Chinese novel. David Hawkes has translated it into English as The Story of the Stone in five volumes, but it is more generally known as The Dream of the Red Chamber. The first chapter states that Cao Xueqin worked on it for ten years and revised it five times, but he died before it was finished. Manuscripts were passed around the family for comments, and texts of the first eighty chapters dated 1754 and 1760 have survived. Alterations were probably made to keep it from being destroyed during Qianlong's literary inquisition, and Gao E edited and published the completed version with 120 chapters in 1792.

Cao Xueqin began the novel by explaining to the reader its mythical origin. The Goddess Nuwa repairs the heavenly dome but leaves one stone unused that she gives supernatural powers. A Buddhist monk and a Daoist priest find the stone, which asks them to take it into the dusty world. The monk transforms it into a pendant of translucent jade. The stone also has provided dew to nourish a plant that later incarnates as Black Jade, and it is found in the mouth of Baoyu (Precious Jade) when he is born. Zhen Shiyin, while reading in his home at Suzhou, falls asleep and meets the Buddhist and the Daoist, who proposes they go down to the mortal world along with descending spirits to save a few. They show the stone that is labeled "Precious Jade of Spiritual Understanding" to Shiyin. On an arch to the Illusion Land is written a couplet suggesting that truth and fiction, the real and unreal can change into each other. As the two immortals pass through the archway, Zhen Shiyin wakes up at home. The barefoot monk is with the lame Daoist and advises Shiyin to sacrifice his baby daughter, Lotus (Caltrop), to the Buddha, or she will bring misfortune upon her parents. The monk and the Daoist separate and agree to meet later.

Young Jia Yucun notices a pretty maid (Apricot), and she returns his glance. When Shiyin hears poor Jia Yucun reciting poetry, he offers to pay his expenses to the capital to take the exams. A careless servant loses little Lotus in town, and two months later Shiyin's house is burned down in a big fire. He takes his family to his wife's father Feng Su. After two years, Shiyin's money is gone, and he goes off with the lame Daoist. The new prefect is Jia Yucun, and he summons Apricot and marries her. Yucun is arrogant and corrupt, and he is removed for malfeasance. He gets a job tutoring five-year-old Black Jade (Lin Daiyu), the daughter of salt commissioner Lin Ruhai. She goes to live with her grandmother and meets her cousin Jia Baoyu, who considers girls more pure than men. Baoyu has a jade pendant; but he throws it down because neither of his sisters nor Black Jade have one. Lotus has been sold to Feng Yuan and then to Xue Pan, whose servants have killed Feng Yuan. Lady Wang, Baoyu's mother, lavishes affection on Black Jade. After visiting Jia Rong's wife Qinshi in her room, Baoyu dreams of the disillusionment goddess, who tells him that his licentiousness is pleasing to maidens. Baoyu then has his first sexual experience with his maid Pervading Fragrance (Aroma).

Lady Wang's niece Phoenix (Xifeng) is married to Jia Lian and helps hungry relatives by giving them twenty taels of silver. Baoyu gets Qinshi's brother Qin Zhong into his school. Baoyu shows Precious Virtue (Xue Baochai) his magic jade, and he sees her golden locket. She advises him that drinking heated wine is less harmful than cold wine. School-kids get into a fight, and Jia Rui is blamed for not controlling the situation. Qinshi is ill. Phoenix puts off enamored Jia Rui by standing him up in the cold and by sending disguised Jia Rong, enabling Jia Qiang to blackmail Rui for fifty taels. Rui still sees Phoenix in a magic mirror. Black Jade leaves to visit her ill father. Qinshi dies, and commentators have suggested she committed suicide because of her adultery. Phoenix is put in charge of her elaborate funeral, magnified by Jia Zhen's thousand-tael bribe that gives Jia Rong official rank. Phoenix strictly commands the servants and has one flogged for being late. Phoenix reluctantly agrees to help an old nun at a convent and makes 3,000 taels by getting a viceroy to break up a proposed marriage, though the two disappointed lovers commit suicide. Qin Zhong persuades a pretty nun to give in. His father finds out and gives Qin a thrashing, and both father and son soon die. Black Jade's father dies too, and Phoenix's husband Jia Lian brings her back to the home of her Grandmother Jia. Cardinal Spring (Jia Yuanchun), Baoyu's older sister, is promoted to imperial concubine, and she is allowed to visit her family in Prospect Garden.

Each family member has two older women as servants and four maids, not counting those who do the cleaning. Much of the novel is a realistic portrayal of the sisters, cousins, and their maids in the Jia household and their interactions with each other, often involving jealousy. Baoyu likes to spend most of his time with these women and enjoys the taste of perfumed lip rouge. When Phoenix's daughter comes down with smallpox, Jia Lian moves to the outer compound and sleeps with the cook's wife. After Lian comes back to Phoenix, his maid Patience finds a strand of hair but does not tell Phoenix. During a game of conundrums, Baoyu's father Jia Zheng becomes depressed by the unfortunate images and quits, allowing his son to relax. The imperial concubine suggests that Baoyu, his sisters, Black Jade, and their maids move into Prospect Garden that had been made elegant for her visit. Grandmother Jia approves, and Zheng urges his son Baoyu to study. Mingyen secretly gets novels and plays for Baoyu, who is inspired by the Romance of the Western Chamber. He loves the intelligence of Black Jade, but they often argue. Jia Huan, Baoyu's brother by a different mother, is disliked by all the maids except Rainbow. Huan becomes jealous and spills hot wax on Baoyu's face. The old sorceress Ma Daobo arrives and receives five pounds of oil to pray for Baoyu, and Huan's mother Zhao pays her fifty taels to use black magic on Baoyu and Phoenix. For three days Baoyu and Phoenix act like lunatics and become delirious; Grandma Jia blames Zhao. The Buddhist monk and lame Daoist visit to revitalize the corrupted pendant, and Baoyu and Phoenix recover.

Lady Wang catches her son Baoyu flirting with her maid Golden Bracelet and dismisses her. Black Jade is ailing; Baoyu advises her to stop worrying and accidentally confesses his love for her in the presence of his maid Pervading Fragrance, who says that Golden Bracelet has jumped into a well and died. Officers of the Prince come to Baoyu to find out where the actor Jiguan is. Blaming Baoyu for this homosexual affair and the girl's suicide, Zheng gives his son a terrible beating until Lady Wang stops him. Grandmother Jia also says that he must kill her first. Zheng repents, and Grandmother counsels him that in disciplining his son he should know where to stop. Baoyu dreams of Jiguan, and Golden Bracelet forgives him. Black Jade grieves for Baoyu and becomes more ill. Pervading Fragrance tells Lady Wang that her son needed the lesson. Precious Virtue accuses her brother Xue Pan of informing on Baoyu, who loves Black Jade more than her. Jia Zheng is appointed a grand examiner and leaves the compound. Quest Spring proposes a poetry club and is joined by Baoyu, Black Jade, Precious Virtue, and others. Jia Lian and Phoenix quarrel, and both blame the maid Patience; but Lian finds it easier to apologize to his maid than his wife. Phoenix has delayed the paying of allowances so that she can make money on short-term loans.

Actor Liu Xianglian is a friend of Baoyu but dislikes the homosexual attentions of Xue Pan so much that he gives him a beating. Pan's sister Precious Virtue advises her mother not to bring charges in order to avoid a scandal. Xue Pan leaves the capital, and Lotus stays with Precious Virtue. Phoenix has a miscarriage, and Lady Wang asks Quest Spring to manage the household. She makes sure the precedents are followed and does not give out extra money. Baoyu learns from the maid Purple Cuckoo that Black Jade is going back to Suzhou, but medicine helps him recover. Purple Cuckoo says that Black Jade and Baoyu would be a perfect match, and she quotes the proverb that it is easier to get much gold than an understanding heart. Jia Rong persuades the lecherous Jia Lian to marry beautiful You Erjie secretly, and Lian buys a nearby house for Erjie and her sister Sanjie, who threatens blackmail and makes demands. You Sanjie has fallen in love with actor Liu Xianglian and vows not to marry anyone else. Liu is reconciled with Xue Pan by saving his life from bandits. Jia Lian suggests that Liu marry Sanjie, and Liu give his sword as a pledge. Liu talks with Baoyu and decides to break the engagement. When Sanjie hears of this, she cuts her throat with the sword. Liu realizes she loved him, cuts off his hair, and goes away with the Daoist priest. Phoenix learns of her husband's secret marriage. While Lian is away on business, Phoenix invites Erjie to live in her home as second wife; but she tells the maid to treat Erjie badly. Phoenix even arranges to have a suit brought against her husband Lian. Erjie has a miscarriage after a doctor makes a wrong diagnosis. Then Erjie kills herself by swallowing gold.

A young maid called Simple finds a purse embroidered with two naked figures and shows it to Lady Wang. This leads to a search of the maids' rooms. Baoyu is saddened by the marriage of his sister Welcome Spring. Xue Pan marries Cassia (Xia Jingui) but finds her too domineering and turns to her maid Cherry (Moonbeam). Cassia says she does not mind as long as it is open; but when she sends in Lotus, Cherry accuses Xue Pan of rape. Lotus is transferred to Xue Yima's daughter Precious Virtue. Baoyu goes back to school and studies for his exams. Black Jade dreams that Jia Yucun comes and takes her home to marry; she appeals to Grandmother Jia, and Baoyu says she is betrothed to him; but he plunges a knife into his heart. Black Jade wakes up crying. Phoenix suggests that Baoyu is ordained to wed Precious Virtue. Black Jade hears of it and neglects her illness. Then she learns that Baoyu is going to marry someone in the garden and recovers with hope. Grandmother Jia decides on Precious Virtue and orders that Black Jade not be told. Baoyu loses his jade pendant, and the imperial concubine dies. The matriarchs accept Phoenix's suggestion that Baoyu be told he is engaged to Black Jade. She learns that Baoyu is not marrying her and wishes to die to pay the debt of love from a former life. At the wedding Baoyu removes the bride's veil and discovers Precious Virtue; he thinks he must be dreaming. While this is happening, Black Jade dies.

Months later Baoyu recovers and becomes a real husband to Precious Virtue. The Garden is haunted by the ghosts of Qinshi and others until some Daoist priests dispel them. Jia Zheng is accused of letting his subordinates be corrupt. Two other members of the Jia family are arrested and have their property confiscated, but Zheng's title and property are restored. Grandmother Jia dies, and bandits abduct the nun Exquisite Jade. Phoenix, before she dies, is haunted by You Erjie and others she persecuted. The Buddhist monk arrives to restore the jade pendant and talks with Baoyu, leaving without the reward. Baoyu tells his mother that the place where the monk lives "is far if you think it is far and near if you think it is near." Baoyu's sister Compassion Spring threatens to commit suicide if she is not invested as a Daoist priestess. Baoyu studies for the exams with Jia Lan; both pass, but Baoyu disappears with the monk and the Daoist. Pervading Fragrance is married, and Precious Virtue gives birth to a son. Cassia tries to poison Lotus but accidentally poisons herself. Lotus becomes Xue Pan's chief wife but dies a year later in childbirth. Finally the stone returns to its place with its story of Baoyu.

This complex novel portrays the matriarchal aspects of Chinese society, as the women have the dominant roles in the home. Baoyu much prefers the company of women and wishes they would never marry. He and two other characters renounce the world to become Daoists. Thus this depiction shows how the feminine side often balanced the patriarchal aspects of Confucianism. The red mansions were the women's quarters, and this subtle domestic world, where feelings were usually more important than ideas, often reflected the reality of dreams.

Qing Decline 1799-1875
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